Programme to support network-based research in Africa PARRAF ____ Call for projects Call for projects' closing date: 18 March 2013 Application files to be sent to parraf@ird.fr 1. Background, aims and presentation of the programme Science is playing a bigger role in the global economy. Furthermore, it helps make development more sustainable. For a number of years, African states, international institutions and states that provide official development assistance have given specific attention to research. Research helps consolidate education systems, particularly higher education, whose quality depends on the existence of a high standard of national, outwardlooking scientific research. It is also essential for producing the competencies and expertise needed by African states and businesses to respond to the challenges raised by a country's development. Finally, it favours innovation by transferring knowledge to those behind economic development. Sub-Saharan Africa (excluding South Africa) is home to more than 10% of the world's population but only has 0.8% of the world's researchers to ensure its development1. National research and innovation systems have not all progressed in the same way. Some countries have managed to build scientific expertise through their main national universities and research centres while others have not developed solid research structures or are forced to rebuild a damaged national system in the wake of political crises. Given the importance of research for a country's development, the French ministry of foreign affairs (MAE) has developed a three-year 'programme to support network-based research in Africa' (PARRAF) with €1.9 million in funding. It is being coordinated by the Agency for interinstitutional development research (AIRD), which comprises six French bodies involved in development research (CIRAD, CNRS, CPU, INSERM, Institut Pasteur, and IRD). PARRAF draws in particular on the achievements of previous research programmes such as AIRES-Sud, Corus and Ripiecsa, which have proven their worth in terms of the production of knowledge, the coordination of research in Southern countries and the education of students. They have strengthened North-South and South-South partnerships through international teams. Scientific cooperation between sub-Saharan Africa and France dates back many years. This programme, which is inspired by the same principles of cooperation, helps maintain and strengthen these partnerships by supporting the insertion of African scientists into international research networks. The aim of the programme is, on the one hand, to favour the emergence of research networks around unifying and regional projects and, on the other, to strengthen the research capabilities of the least developed countries in Africa. To achieve this, the programme supports research in various ways to respond to contrasting needs and favour regional synergies. 2. Aim of the call for projects 1 UNESCO Science Report 2010, UNESCO, Paris, France PARRAF call for projects 2 To meet these challenges, AIRD is launching a call for projects to identify and fund projects in accordance with the following two components: - 'network support' component, bringing together research and higher education institutions together to support research activities. This component has €1,150,000 in funding. - 'research project' component, which will allow teams from Africa's least scientifically developed countries to join networks. This component has €290,000 in funding. 3. Beneficiaries of the call for projects2 Direct beneficiaries3 This call for projects is aimed at research and higher education teams within African institutions. Structures whose purpose is to popularise science or transfer technology may be direct beneficiaries. It mainly targets francophone countries in sub-Saharan Africa which are the historic partners of French scientific cooperation as well as their non-francophone partners which belong to integrated regional bodies (e.g. EAC, ECOWAS, etc.). It includes teams from Portugueseand English-speaking African countries as long as their participation forms part of an initiative which includes a francophone partner. Indirect beneficiaries4 The French research teams associated with the networks are indirect beneficiaries and will not be able to benefit from funding under the programme. Other institutions may be associated as indirect beneficiaries of this call for projects, such as research teams from South Africa or North African countries. These teams will not be able to benefit from funding under the programme. The costs linked to the involvement of African institutions which are not involved in research or higher education but whose involvement is beneficial (political or technical institutions which implement the results of the research, private sector companies, growers' associations, etc.) may be borne on a case-by-case basis as part of the funding allocated to the direct beneficiaries. 4. Subject areas The call for projects concerns the following subject areas: 2 See the detailed list in the appendix 3 The direct beneficiaries are those teams which can claim financial support in accordance with the terms and conditions described in item 5 (network funding) and item 6 (project funding). 4 The indirect beneficiaries do not benefit from funding but the cost of their participation can be covered as part of funding provided to networks. PARRAF call for projects 3 • Health On the one hand, the programme is interested in neglected tropical diseases (a group of infectious diseases defined by the WHO) which affect the poorest and most isolated populations and, on the other, lifestyle diseases (cancer, cardiovascular diseases, diabetes, obesity) and pathologies which, due to a growing level of urbanisation and lifestyle and environmental changes, are becoming real public health problems in developing countries. • Agriculture Here, agriculture is considered in its broadest sense and includes crop, animal and fish production. The challenge is to produce more and better in a context of sustainable development and despite the uncertainties linked to climate change. Progress has to be made in soil fertility, ecologically intensive agriculture, plant genetics, the protection of species and the preservation of their diversity, the fight against pests, etc. To optimise the work of small farmers and feed towns and cities, knowledge of the entire food processing value chain must be significantly improved. Issues surrounding food security may also be studied. • Urban development Africa will see 300 million people become urban dwellers over the next 20 years. How will it deal with such a large increase? The co-existence of a large number of bodies with the state during a time of decentralisation raises the question of how towns and cities will be governed (bodies, areas of competence, actions, operating method, relationship between bodies, etc.). The most notable areas of concern are the production and management of housing (policies, developers, funding, land, etc.) infrastructure (education, health, culture, etc.) and basic urban services (water, energy, transport, sanitation, etc.). Economic activities are a strategic problem due to their multiple effects on the organisation and functioning of urban and suburban areas (type of jobs, location of activities, social, environmental and economic effects, governance of towns and cities, etc.). A multi-disciplinary approach is taken for environmental challenges. They include, in particular: - the understanding of the various facets and consequences of climate change (observed or possible) - the understanding of anthropogenic changes, particularly pressure exerted by humans on resources, soil, etc. The consideration of geographic areas (catchment areas, suburban areas, supply basins, etc.) will bolster the understanding of the consequences of the implementation of infrastructure (roads, dams, etc.) on the development of farming (plant, animal, etc.), the spreading of diseases and the impact of urbanisation on resources (water, soil, energy wood, etc.). Biodiversity may be taken into consideration insofar as it is linked to the challenges faced by the agricultural sector and the issue of food security, such as the characterisation of and increase in varietal diversity or the introduction of new crops or breeds (insects, breeding of wild species, etc.), or health through vector species or disease reservoirs. 5. 'Network support' component Aims and activities of the networks The purpose of this component is to support experienced African research teams which work together in a network. These teams must also work with French teams, particularly teams PARRAF call for projects 4 which are members of AIRD5. The PARRAF programme's funding is targeted at activities (i) linked to the development and the structuring of the network, (ii) research and training support activities, (iii) and South-South exchange and mobility. The research activities undertaken within the network are not eligible for funding through this programme. i. PARRAF aims to structure research into networks. It therefore supports activities that develop and structure networks. Such activities could include the organisation of a founding workshop, scientific unifying events, communication tools or support for the governance of a network. The selection process gives importance to the ability of networks to operate over the long-term. ii. The networks must focus on developing large-scale collective projects through research support activities. Networks which develop training projects are eagerly awaited, as are those which develop value-adding, expert assessment and scientific communication activities, etc. A few examples of goals which can be supported: the creation of master's degrees or graduate schools on a regional level, the forming of teams to respond to international calls for projects, the undertaking of collective expert assessments, the application of work in progress, including outside of the academic world, for decision makers or the general public through general publications, audiovisual programmes, the transfer of existing knowledge to identified targets, the implementation of transfer and innovation structures. This list is not exhaustive. iii. Network projects are expected to strengthen the regionalisation of research. South-South mobility is a key part of the PARRAF programme to strengthen regionalisation. Projects with an ambitious exchange programme for doctoral students and young researchers who are at the start of their careers are eagerly awaited. Mobility towards the North, although permitted, is only considered for complementary purposes. Composition of the networks This component concerns research teams which belong to African institutions which have already proven that they are capable of carrying out research or research training operations. Each network will make a team responsible for coordinating the network. Each network will have to be made up of at least five teams from three different African countries. The association of teams from different disciplines, particularly the social sciences, is an advantage. 5 AIRD's members are: CIRAD, CNRS, INSERM, Institut Pasteur, IRD and all French universities through Conférence des Présidents d’Université. PARRAF call for projects 5 The networks: - will have to associate French teams; the latter will be considered to be indirect beneficiaries of the PARRAF programme; - will be able to associate other African partners: o these partners may come from French-, Portuguese- or English-speaking countries in sub-Saharan Africa (see list in appendix) o teams from North African countries or South Africa o institutions outside of the world of research and higher education International institutions may be considered to be eligible following approval by the steering committee. Network funding The maximum amount allocated to a network is €200,000 throughout the duration of the programme, namely, three years (2013-2015). Funding is paid to the Southern teams, which are members of the network. The institutions, which are seen as direct beneficiaries of the programme, bear the cost of implementing the network. Indirect beneficiaries, which are members of the network, are not entitled to receive any funding. Eligible costs6 are: - the network's operating costs, such as the creation and coordination of the network, the organisation of workshops or scientific events; - activities linked to the network's specific goals; - mobility actions, although mobility to the North cannot exceed 20% of the budget allocated to mobility by the network. 6. 'Research project' component Project goals and activities This component aims to strengthen the competencies of teams from francophone countries in Africa (see list in appendix) with few scientific resources and to increase their regional integration. Projects from teams from countries which are particularly underdeveloped on a scientific level and/or in a crisis or post-crisis situation7 are eagerly awaited: Burundi, Comoros, Côte d’Ivoire, Djibouti, Guinea, Madagascar, Mali, Mauritania, Niger, Central African Republic, Democratic Republic of Congo, and Chad. 6 The programme considers costs linked to structuring and developing the network to make up approximately 20% of costs, mobility costs to make up 40% and other costs to make up 40%. This breakdown is indicative. 7 The number of publications in the web of science per million inhabitants was one of the criteria used to create this list. PARRAF call for projects 6 The projects of teams from other francophone countries in Africa are eligible insofar as these teams form part of institutions whose research structure is not yet fully formed, such as recently-created provincial universities. This would provide funding for a partnership-based research project associated with a network. A number of requirements would have to be met. i. The project has to be undertaken in a partnership. It comprises a coordination team from one of the eligible countries and a support team. The support team is either a French team or an African team, whose scientific excellence is recognised. ii. The research projects must reflect the subject areas defined for the networks. The projects may be presented as part of a network or will be associated with a network by the scientific committee. iii. This component includes funding for equipment, the implementation of research and training courses. Project funding The maximum amount for each research project is €30,000. The funding is paid to the Southern team, the project's coordinator. Any expenditure directly linked to the project will be covered under three types of spending: - operating costs, in the strict sense of the term (laboratory products, field study costs, consumables, etc.); - costs linked to the partnership, which will be limited to 20% of the project's budget (coordination assignments, inter-team meetings, etc.); - the cost of equipment necessary for research work (capped at 40% of the project's total budget); NB: Spending on training the team's members (researchers, engineers and technicians) so that they can master a method or a technique will be borne under the funding provided to networks and take the form of individual training mobility programmes and participation in cross-functional courses. 7. Duration The funding of the projects cannot exceed the end of the programme in 2015. 8. Examination of projects a. Admissibility criteria For the network projects PARRAF call for projects 7 The project must be presented by a team whose main activity is research and/or higher education. The network's coordination team must come from one of the countries included in the list in the appendix. The network must comprise a minimum of five teams at least one team from a francophone country in sub-Saharan Africa, at least three teams from French-, Portuguese- or English-speaking African countries in sub-Saharan Africa (see list in appendix), At least one French team, particularly AIRD member teams. North African countries, Egypt and South Africa will be able to put forward teams within networks, although they will not benefit from funding under the programme. For research projects: The project must be presented by a team whose main activity is research and/or higher education. The project must be submitted by a team from one of the eligible countries (see list in appendix). The team presenting the project may be connected to a network. If applicable, the selection committee will make sure that the team is integrated into one of the networks retained for component 1. b. Assessment criteria For network projects: Relevance of the application in relation to the guidelines of the call for projects (subject areas, recommendations, aims of the call for projects) Technical quality and possible impact (particularly the project's unifying nature, sustainability, the extent to which it will improve competencies, the potential transfer of results and the creation of value, etc.), The importance of South-South mobility, Method, how well the project has been put together, Quality of the partnership and coordination, Appropriateness between the project and its resources / Feasibility of the project. For research projects: Relevance of the application in relation to the guidelines of the call for projects, Benefits of integrating the team and the project into a network, Structural relationship between research teams and the quality of the partnership Scientific quality of the project, Appropriateness between the project and its resources / Feasibility of the project. The selection of a network is necessary but does not on its own allow for related research projects to be selected. 9. Submission PARRAF call for projects 8 Projects must be submitted in two stages: Prior declaration of networks: before 14 February 2013 (one month after the publication of the call for projects) Electronically to: parraf@ird.fr This declaration comprises a brief description of the subject and the network's goals (around 10 lines), the list of research teams approached and the e-mail address of one or more contact people. The declarations will be published at the following address: www.aird.fr/parraf As the aim is to unify the various teams, these declarations will allow: the various network projects to be grouped, if necessary, and thereby avoid the dispersion and duplication of work, the teams that wish to join a research network to make themselves known and submit a project. Submission of complete files before 18 March 2013 electronically to: parraf@ird.fr NB: Letters of endorsement may complete the application and can be sent up to 30 March 2013. A partner that does not submit a letter of endorsement by this date will not be considered to be a member of the network. The original of each institution's endorsement letter and all of the signed documents must be kept and may be requested in the event the project is selected. 10. Definition of eligible costs For components 1 and 2 Travel costs of permanent or temporary staff allocated to the project. For mobility programmes, the daily allowance amounts for short-term assignments and the monthly allowance amounts for long-term exchanges must be clearly indicated; the amounts for each pay scale must also be shown; All costs linked to organising training courses, events; Costs incurred when integrating a student into a laboratory at a host university for student mobility programmes; Publication and communication costs; General management costs (see section 3.1.4.) or structural costs to a maximum of 10%. For component 2 Laboratory costs (liquids, small equipment, equipment, consumables, etc.). PARRAF call for projects 9 11. Selection process and calendar Call for projects Launch of the call for projects: 14 January 2013 For the networks, prior declaration of a project: before 14 February 2013 Submission of projects: before 18 March 2013 Once the network projects and the research projects have been submitted, there is a threestage selection process: - independent experts assess the applications, - the scientific committee ranks the network projects and the research projects, - the steering committee draws up the definitive list of the projects to be supported. Publication of results: May 2013 Start-up and funding Once the projects have been selected, notification of the maximum budget allocated to each team will be sent to each team leader within a network. Such notification will constitute a commitment by AIRD to pay the first funding instalments to the teams. Costs will be borne as from the notification date, thereby allowing the teams to start their work. The networks are expected to hold their start-up workshop, if planned, before August 2013. The direct funding of beneficiary institutions is the preferred method of funding. The instalments are paid on an annual basis in line with the funding plan put forward. An account specific to the project may be opened or the funds can be paid into an institutional account. Implementation of network and research projects The coordinator is responsible for implementing the project. Even if the partner teams are directly funded through their home institution, they report to the coordinator, who centralises the technical and financial reports. The coordinator can ask for technical or financial changes to be made to the project at any time for any action or any team which belongs to the network for which he or she is responsible. These changes will be negotiated by the Executive Secretariat of PARRAF, the scientific committee and the teams concerned. Monitoring Each network will be monitored by one or two scientific committee members. The executive secretariat and a representative from the scientific committee will visit the coordination teams at least once and, depending on what is possible, the other teams involved in the project. Each project will be closely monitored on a financial level and an expenses report will have to be produced before each instalment payment request. A mid-term review of technical and financial matters will take place at the end of 2014. This mid-term review will be used to decide whether the networks' and projects' funding will be continued, restructured or stopped. PARRAF call for projects 10 10% of the total budget will be retained until the final report is submitted. The payment of the remaining amount will allow the last costs incurred to be reimbursed. In the appendix: - List of eligible countries PARRAF call for projects 11 Appendix 1: List of countries eligible to take part in the call for projects of the programme to support network-based research in Africa Component 1: Network funding The networks' member teams will come from one of the following countries: o Direct beneficiaries: French-, Portuguese- or English-speaking Africa, particularly, Angola, Benin, Botswana, Burkina Faso, Burundi, Cameroon, Cape Verde, Comoros, Congo, Côte d'Ivoire, Ethiopia, Djibouti, Gabon, Gambia, Ghana, Guinea, Equatorial Guinea, Kenya, Lesotho, Madagascar, Malawi, Mali, Mauritius, Mauritania, Mozambique, Namibia, Niger, Nigeria, Uganda, Central African Republic, Democratic Republic of Congo, Rwanda, São Tomé and Príncipe, Senegal, Seychelles, Somalia, Sudan, Swaziland, Tanzania, Chad, Togo, Zambia, Zimbabwe. o Indirect beneficiaries: South Africa, Algeria, Egypt, France, Morocco, Libya, Tunisia. Component 2: Project funding - Countries with a limited capacity to conduct research, based on the number of publications in relation to the size of the population (source: Web of Sciences) and/or in a crisis or post-crisis situation: Burundi, Comoros, Côte d'Ivoire, Djibouti, Guinea, Madagascar, Mali, Mauritania, Niger, Central African Republic, Democratic Republic of Congo, Chad. - Projects from teams from other francophone African countries are eligible (Benin, Burkina Faso, Cameroon, Congo, Rwanda, Senegal, Togo) insofar as these teams form part of institutions whose research structure is not yet fully formed, such as recently-created provincial universities. PARRAF call for projects 12