School offorsomething Institute Transport Studies FACULTY OF ENVIRONMENT OTHER Option Generation for Policy Measures and Packages: the Role of the KonSULT Knowledgebase Anthony May and Haneen Khreis Climate Change Targets and Urban Transport Policy - Malta - 13/14 April 2015 Presentation outline o Introduction o The case for option generation o Weaknesses of option generation o The history of KonSULT o The structure of KonSULT o Recent enhancements o A worked example o Assessing the performance of KonSULT (cities’ feedback) o Conclusions The case for option generation o Cities now have access to a wide range of policy measures o The number of available measures continues to expand o Very little guidance available on how to select suitable measures o Even more the case for the development of measures packages o Option generation methods needed to identify the individual policy measures and packages which should be considered o But rarely regarded as a key stage in the development of Sustainable Urban Mobility Plans Introduction “Unless a wide range of appropriate options is considered, there is a risk that the best options are overlooked and money could be wasted… A good option generation process is crucial to ensure that the transport interventions that offer the highest returns can be found … The full range of options should look across all modes and include making better use of the existing transport system, including better pricing; investing in assets that increase capacity ….; investment in fixed infrastructure; and combinations of these options.” (Eddington, 2006) Weaknesses of option generation o Over-reliance on preconceived ideas o Focus on supply-side rather than demand-side measures o Lack of awareness of the wider range of policy measures available o Lack of evidence of the performance of measures in different contexts o Lack of a formalised approach for option generation o Lack of expertise in designing a given policy measure to meet local needs o Failure to appraise the resulting options appropriately in terms of effectiveness, acceptability and value for money The history of KonSULT o Knowledgebase on Sustainable Urban Land use and Transport (www.konsult.leeds.ac.uk) o Designed to help overcome weaknesses in option generation o Launched at the first workshop of the WCTRS Special Interest Group on Urban Transport Policy in Leeds, 2002 o Developed since with support from the EC, the UK DfT, the UK EPSRC and the Rees Jeffreys Road Fund o Can assist policy makers, professionals, and interest groups to: 1. Understand the challenges of achieving sustainability in urban transport 2. Identify appropriate policy measures and packages for specific contexts The structure of KonSULT (1) The Measure Option Generator User specifies context, objectives/problems/indicators, strategy KonSULT offers an ordered list of possible measures, packages from (2) Not to prescribe solutions but to encourage innovation (2) The Policy Guidebook A consistent assessment of each measure Based on a first principles assessment and results from case studies (3) The Decision-Makers’ Guidebook Explains the underlying principles in (1), (2) Based on a Logical Structure; precursor to SUMP guidance Recent enhancements o Completed in the EU co-funded project CH4LLENGE (http://www.sump-challenges.eu) o Based on participating cities’ reviews and experience o Updated and restructured the website o 10 minor and 23 substantial updates, 14 new entries (46 to 61) o Extended list of barriers identified o Substantial improvements to the option generation facility: - Supressing the identification of user type - Redefining the areas of interest within a typical city - Indication of time typically required to implement a specific measure - Simplifying the resulting scores and clarifying their meaning o Expanded interaction matrices in the package option generator Specify area type Base searches on objectives, problems or indicators Select strategy/ strategies and assign weight Suggested policy measures and package option generator Choose single measure for complementary packages Choose method (barrier) and measures to be considered Results Choose method (synergy) and measures to be considered Results Cities’ feedback Nine city partners in CH4LLENGE were asked about: • The appropriateness of the measures and packages suggested • The extent to which they are already using these measures • Whether KonSULT has suggested measures which they would not otherwise have thought of • Whether it has suggested measures which they would not consider • Whether it has provided them with new information on these measures • Whether it has generated outputs which are inconsistent with their expectations • Whether there are ways in which the operation of KonSULT could be enhanced Results City A: Western European/ 15 yrs. of SUMPs development City B: Western European/ 5 yrs. encouraging SUMPs development • Already using 53/ 61 measures and considering a further 4 • KonSULT suggestions reflected directly adopted strategy • No new measures suggested • 2 new measures suggested • 4 measures won’t be used • 3 measures of interest but legally unavailable • 3 measures with ranking inconsistent with expectations • No inconsistencies • Prefer further guidance on packages • Difficult to reflect the scale of application • Useful, easy to use, consistent with current approach • Difficult to reflect the scale of application • Difficult to understand the scale of package synergy • Clear, of help in working with stakeholders, inspirational Results City G: Eastern European/ early stages of considering SUMP City H: Eastern European/ early stage of considering SUMP • First exposure to such facility • Already using 4 suggested measures and considering 2 • Already using 7 of the measures suggested and considering a further 8 • No inconsistencies • 1 new measure suggested • Valuable additional information • No inconsistencies • Offered comparative data, references, and measures with wider impacts • Valuable additional information • Packaging facility helps understand interactions Conclusions o KonSULT appears to be of greater value to cities at an earlier stage in the development of SUMPs o And for stakeholders, young professionals o New measures suggested in 6/8 participating cities o Rarely inconsistent with the cities’ understanding/ expectations o Easy to use and offers valuable additional information + references o Some misunderstanding of the packaging facility o Does not contribute to the detailed design of the measures (which was never its aim!) o SIG G3 members are invited to assess the upgraded version of KonSULT, and identify additional measures/ case studies Thank you for your attention Any questions? Appendix City C: Western European/ developing second SUMP City E: Eastern European/ working towards the SUMP development • Already using 54/ 61 measures • • 7 measures out of scope/ unacceptable Already using 18 measures suggested and considering a further 9 • Provides useful information • 4 new measures suggested • Confirms their SUMP design • • KonSULT added to the understanding of the measure Helpful for packaging where no model • • Did not fully understand the packaging concept More useful to students/ young professionals/ smaller cities • Would prefer more guidance on meaning of scores, costs, timescales City D: Eastern European/ advanced 1st SUMP development • Draft SUMP includes 44/ 61 measures. For 12, KonSULT added to its understanding • 6 new measures suggested • 11 measures won’t be used • No inconsistencies • Easy to use, provides extensive information in accessible format • Some measures are in practice packages and could City F: Eastern European/ currently developing first SUMP • Already using 28/ 61 measures and considering a further 9 • 1 new measure suggested; one unacceptable • No inconsistencies • Valuable additional information • Had wanted to test both objectives and problems