YIELD O F POPULUS HYBRIDS IN " WOOD GRASS" AND O THER SHORT-ROTATION DENSI TY REGIMES Dean S. DeBell, William R. Harms, and John C. Zasada Principal Silviculturists USDA Forest Service, Forestry Sciences Laboratories Olympia, Washington 98502 Charleston, South Carolina 29407 Corvallis, Oregon 97331 ABS TRAC T A comprehensive test of effects of spacing on growth and yield of Populus was established in western Washington in spring 1986. Two hybrid clones (D-Ol and H-11) were planted at two woodgrass spacings (0.18 and 0. 30 m) and three wider spacings (0. 50, 1. 00, and 2. 00 m). All treatments were replicated three times in a randomized block design; all plots were fertilized, irrigated, and weeded uniformly. Heights and diameters of 100 trees in each plot were measured after the first and second year. Stems in the woodgrass spacings were harvested and weighed after the 1986 growing season; stumps resprouted and the Yields of first coppice crop was harvested in fall 1987. wider spaced plots were estimated from biomass equations applied to height and diameter measurements of trees. Growth of individual trees increased with increased spacing in both years. First-year yield was inversely related to spacing, and therefore was highest in the woodgrass spacings. During the second year, growth per tree and per hectare accelerated, especially in the wider spacings. Cumulative 2-year yield of woodgrass was equalled or exceeded by standing woody biomass in the 0.5-m spacings of both clones and in the 1. 0-m spacing of H-1 1. These initial results coupled with other information (costs and biomass characteristics) indicate that woodgrass is less promising than wider spacings for growing Populus biomass for energy. DeBell, D. S., W. R. Harms and J. C. Zasada. 1988. Yield of Populus hybrids in "wood-grass" and other short-rotation density regimes. In Proc., Institute of Gas Technology Conference on Energy from Biomass and Wastes, New Orleans, LA. February 1988. ( In Press ) YIELD O F POPULUS h'lBRIDS IN "WOODGRASS" AND OTHER SnORT-ROTATION DENSITY REGIMES IKTRODUC TION .current ideas about woody biomass farms have their origin in the "silage sycamore" concept proposed more than two decades ago in the southeastern United States (1 1, 10). The concept included: establishing rapid-growing trees at dense spacings, applying intensive cultural practices, harvesting in cycles of 10 years or less, regenerating subsequent crops via sprouts or coppice arising from stumps, and using a high degree of mechanization. Trials were soon initiated elsewhere in the country (4, 6, 8) with emphasis on Populus species and hybrids.' During the first energy crisis, this short-rotation approach \vas suggested as a means to produce wood for energy (14) Subsequently, -considerable research has been done on biomass plantations for fiber and energy, most of it funded by the Short Rotation Woody Crops Program of the U.S. Department of Energy. In general, such work has pointed toward improved productivity and cost effectiveness if spacings are wider and harvest cycles are longer than those evaluated in many of the early trials. Stand densities of 2500 to 4000 trees per hectare (i.e., square spacings of 1.6 to 2.0 m) a:1d rotations of 5 to 8 years are now perceived as optimum =or bioenergy crops (12). Other on-going research sugges ts that even wider spacing (up to 3.0 m) and longer rotations (up to 12 years) may be equally productive and perhaps preferable for some objectives. In the early 1980's, however, a nurseryman in Oregon proposed a radical depart re from the above trends in woody biomass farming (5). His system entailed establishing a Populus hybrid at densities of 100 thousand to 00 thousand rootstocks per hectare with annual !J.a:::-vests of coppice. Biomass yields were purported to exceed 100 tonnes per hectare annually. Economic analyses performed by coupling such yield data with estimated costs sugges ted -::hat the system--dubbed "woodgrass"--compared favorably with other short-rotation density regimes (15). Considerable inte:::-est developed in the energy conversion communi ty, but many forest biologists remained skeptical. Was this skepticism well-founded or was it associated with reluctance to accept innovation arising ou tside the scientific es tablishmen ? 2 Managers of the Short Rotation Woody Crops Program decided that a scientific evaluation of the woodgrass concept was needed, and the Olympia Forestry Sciences Laboratory of the U. S. Fo=est Service was selected to conduct the investigation. Our study compares two Populus hybrids at five spacings--ranging from two woodgrass spacings (0.18 and 0.30 m) to one approaching a conventional pulpwood spacing (2.0 m). This paper describes growth and development of the plantings during the first 2 years. METHODS The experimental site is 12 km east of Olympia, Climate is mild with an average growing Washington. season of 190 frost-free days and a mean July temperature ° of 16 C. Precipitation averages more than 1000 mm per year, falling mostly as rain from October through May; summers are periodically dry. The land was previously farmed for strawberry and hay crops, but it is now managed by the Washington State Department of Natural Resources as a Douglas-fir seed orchard. Topography is relatively level, and the soil is Nisqually sandy loam. The land was prepared for planting by plowing and disking in winter 1985-86. The study was established as a factorial design with two Populus clones and five spacing treatments, replicated in three blocks. One clone, D-0 1, is a Populus hybrid (taxonomic identity unknown) developed originally at University of Idaho and subsequently selected from a Canadian planting by Dula's Nursery of Canby, Oregon (5). · deltoides · trichocarpa x The other clone, H- 1 1, is a hybrid developed and tested by University of Washington and Washington State University (9). Square spacings (m by m) are 0.18, 0.30, 0. 50, 1.00, and 2. 00 m. Equivalent trees per hectare are about 310,000, 110, 000, 40, 000, The first two spacings (0.18 and 0.30 10, 000, and 2, 500. m) are woodgrass treatments suggested to us by Dula (i. e., 3 and 1 plants per square foot). Size of treatment plots varies with spacing, but all plots are sufficiently large to provide at least 100 trees in the interior measurement plot (400 trees for woodgrass harvests), and a border around each measurement plot at least one-half as wide as the projected height of trees at harvest. Both clones were planted by hand as unrooted, hardwood cuttings in late April 1986. All cuttings were 30 em long and had a minimum upper diameter of 1 em; they were planted 20 em deep with at least two healthy axillary buds remaining above ground. Supplemental nutrien s and water were provided A pre-planting uniformly in plots of all treatments. application of fertilizer (16-16-16) provided the equivalent of 100 kg per hectare each of nitrogen, phosphorus, and potassium. Additional fertilizer will be applied as needed to main ain adequate nutrient status. Plots are irrigated throughout the summer by a drip system. All plots were kept free of weeds by tilling and hoeing the first year and by herbicides and hoeing the second year. At the end of the first year, all positions occupied by dead trees were replanted with unrooted cuttings. Survival, height, and basal diameter were recorded on all plots. Number of living and dead sprouts per rootstock were also tallied after the second growing season in woodgrass plots. Yield data for the woodgrass treatments were based on harvests after leaffall, at the end of the first and second growing seasons, of 400 trees Moisture contents were in the center of each plot. determined on subsamples to convert fresh weight to ° ovendry (105 C) weight. Yields for the wider spaced plots were estimated from dry-weight biomass equations applied to diameter and height measurements of the trees. The equations were of the form: ln W = where w D H = = = b o + b l ln D2H , dry weight (g) basal diameter (em) height (m). The equations were based on 72 trees for each clone and accounted for 95 to 97 percent of the variation in tree dry weight. Estimated weights of all trees on each plot were summed, and the resul ting plot dry weights expanded by appropriate multipliers to provide yield per hectare. Plot means were calc lated for each variable and displayed in tables or =igures to illustrate trends in All data have been analyzed development of the plantings. hy standard AN OVA techniques, and treatment means were compared by Tukey's test sing P < 0.05 as he level of significance. = RESULTS AND DISCUSSION Survival at the end of the first growing season averaged 96 percent for D-01 and 98 percent for H-11. Average heights for D-01 and H-11 were 1.44 and 1.80 m, respectively. In the two woodgrass spacings, mean heights of the two clones were very similar (Figure la). As 4 spacing widened from 0.18 to 1.00 m, mean height of both clones increased, but the gain was greater for H-11 than for D-01. Mean heights for the clones at spacings of 0.50, 1.00, and 2.00 m differed by 50 em or more. Effects of spacing on basal diameter (Figure 1b) were similar to those for height. Both clones had similar diameters at the 0.18- and 0.30-m spacings; mean diameter of both clones was greater at wider spacings and gains were greater for H-11. First-year development of two Po:eulus clones as Figure 1. spacing related to a. Height (m) 2.6 2.4 2.2 2.0 1.8 1.6 ..... ..c [J) 'Qi I 1.4 1.2 1.0 0.8 0.6 0.4 o H-11 0 0.2 0.0 I 0.18 0.30 0.50 1.00 D-01 2.00 Spacing b. Basal diameter (mm) :1 18 '- O.J O.J ;5 E 0 s 0 Ul 0 m 9 6 'I (1 ' o H-11 0 D-01 C.18 0.30 0.50 Spacing 1.00 :?..00 Patterns of leaf, bud, and branch production also differed markedly between clones and among spacings during the first growing season. Average distances between leaves (hence, axillary b ds) were greater in H- 1 1 (about Moreover, H- 1 1 exhibited 4 em) than in D-0 1 (about 3 em). sylleptic growth; that is, branches developed from axillary buds during the same growing season in which the buds formed. The proportion of buds producing sylleptic branches ranged from none in the densest woodgrass spacing Growth in to 3 1 percent in the widest (2.0 m) spacing. D-Ol was predominantly proleptic with axillary buds remaining dormant until the next growing season; no buds produced sylleptic branches in the two wood-grass spacings and only 3. 3 and 2.0 percent produced sylleptic branches in the 1.0 m and 2.0 m spacings. The substantially reduced first-year growth in the woodgrass spacings as compared with growth at wider spacings indicated that competition among plants was sufficient to stress growth processes. Contrasted with trees in the 1. 0 m spacing, trees in the densest woodgrass spacing averaged 4 1 percent shorter in height and 7 1 percent smaller in basal diameter. Moreover, leaf area per tree was already reduced by an average of 82 percent. Because of the intense competition in the woodgrass plots, and, in accord with Dula' s (5) procedures, we cut these dense plots at the end of the growing season to establish coppice. Yields from the first (non-coppice) harvest of the woodgrass spacings are shown with those of the second (true coppice) harvest in Table 1. First-year yields of the 0. 18-m spacing were significantly higher than those of the 0.30-m spacing but did not vary by clone. Dry-matter production averaged 4. 1 tonnes per hectare in the 0. 18-m spacing, and 3.0 tonnes per hectare in the 0.30-m spacing. Although yields were about one-third higher in the denser spacing, three times as many cuttings (200 percent more) had been planted. This decreased growth efficiency per tree is associated with increased competitive stress in the denser spacing; it is also reflected in differences between the two spacings in height and diameter growth ( Figure 1). Vigorous sprouts began to develop on the stumps in early April, and growth was excellent throughout the Yields from the second cutting were more second year. than double those of the first cutting, and ranged from 7.7 to 9.7 tonnes per hec tare (Table 1). Production was significantly greater in the denser spacing (9.0 vs. 8.2 tonnes per hectare). Clone D-0 1 tended to produce higher yield than H- 1 1, but considerable variation existed within the clonal treatments and differences were not significant 0.05. Increased production of the woodgrass at P < = 6 spacings in the second ha est is associated with increased growth of the dominant stern on each root stock (cf. Figure 1 and Table 2) and a greater number of living stems per plant for the D-01 clone. Averaged over both spacings, mean heights of D-01 and H-11 were 2.0 and 2.2 rn in the second year as compared to 1.3 and 1.4 rn in the first year; diameters were also greater in the second year for both clones. Although dominant sprouts of H-11 were larger than those of D-01, the tendency of D-01 to produce higher yield per hectare resulted from dramatic clonal differences in the initiation and survival of coppice sprouts ( Table 2). Averaged across spacings, D-01 produced 7. 4 sprouts per rootstock but H-11 had only 4.6. Differences in patterns of bud and branch production during the previous season may be related to these clonal differences in total sprout production. Numbers of axillary buds per centimeter were about one-third greater in D-01 than in H-11; also, a larger percentage of the H-11 buds sprouted the previous year. The combined effect of these two growth characteristics resulted in greater numbers of vigorous axillary buds on the rootstocks of D-01 than on H-11; such buds no doubt play a significant role in sprout development, especially in the first coppice cycle. Table 1. Dry rield of woodgrass in first and second years after planting Clone Year 2 Second harvest spacing Year 1 First harvest spacing 0.18 rn 0.30 rn 0.18 rn - - - - -tonnes per hectare- - 0.30 rn - - - - - D-01 4.0 3.1 9.7 8.7 E-ll 4.2 3.0 8.4 7.7 Averaae 4.1 3.0 9.0 8.2 1 Above-around, leafless biomass dried to constant ° C. weight a f 105 7 Table 2. Characteristics of woodgrass in second year after planting--first coppice harvest Clone Rootstock Spacing survival -%- D-0 1 H- 1 1 Tallest sprout per rootstock Diameter Height -mrn- Sprouts per rootstock Total Living -m- - - -no.- - - 0.18 m 96 8 c 1.8 b 5. 13 b 2.66 b 0.30 98 10 b 2. 1 b 9.7 1 a 7.06 a Mean 97 9 2.0 7. 42 4.86 0. 18 m 90 8 c 1.9 b 3.89 b 1.29 b 0.30 97 12 a 2.6 a 5.22 b 1.36 b Mean 94 10 2.2 4.56 1.32 Within a column, means followed by the same letter do not differ significantly at P < 0.05. In number of sprouts surviving, even greater Such differences differences existed between the clones. were especially evident in the 0.30-m spacing where D-0 1 averaged 7. 1 living sprouts per rootstock and H- 1 1 averaged only 1.4. Apparently, H- 1 1 is less able than D-0 1 to cope with the intense competition occurring in the woodgrass spacings; the lower survival of H- 1 1 rootstocks (90 percent) in the 0.18-m spacing is probably a similar reflection of differences in tolerance to competition. Growth in the other spacings also accelerated during the second year ( Table 3). Mean height of D-0 1 increased from 1.5 m to 3.5 m and mean diameters similarly grew from Second-year growth of H-1 1 was even 12 mm to 31 mm. greater; mean height increased from 2.1 to 5.5 m and mean Although growth of diameter grew from 20 mm to 42 mm . both clones increased with spacing (to 2.0 m for diamete , and to 1.0 m for height), the improvement in growth was substantially greater for H-11, and thus differences between the clones became progressively larger with wider spacing. Mean dry weight per plant, which reflects tren ds in both height and diameter, well illustrates the differential effect of spacing on the two clones; at 0.5-m spacing, H-11 plants are 1.4 times heavier than D-01; at 1.0-m spacing, they are twice as heavy; and at 2.0-m spacing, H-11 plants weigh about 2.6 times more than D-Ol plants. Apparently, clone H-11 can grow faster than D-01, B provided growth factors such as space are adequate. At very dense Epacings, dry-matter production o f the two clones is similar; at wide spacing, t he superior capacity o f H-11 for rapid growth is expressed, and its growth is Moreover, this superior dramatically greater than D-01. capacity is probably associated to some degree with H-ll's sylleptic growth patterns; that is, it was thereby able to increase leaf area with increased spacing far more rapidly than could D-01. Table 3. Characteristics o f other (non-woodgrass) short rotation spacings a fter second year Mean tree size Clone D-01 H-11 Spacing Rootstock survival Diameter -%- -mm- Height -m- Dry weight -kg- 0.50 100 22 a 3.8 b 0. 36 a 1.00 99 32 b 3. 6 ab 0. 76 a 2.00 100 38 be 3.0 a 0. 96 ab Mean 100 31 3. 5 0. 69 0. 50 99 26 ab 4. 8 c 0. 51 a 1. 00 100 43 c 6. 0 d 1. 52 b 2. 00 100 57 d 5.8 d 2. 46 c Mean 100 42 5. 5 1. 50 Within a column, means followed by the same letter do not di ffer significantly at P < 0.05. Such differences in growth among spacings and clones were evaluated in terms of cumulative (2-year) yield of all treatments ( Figure 2). The yields for woodgrass spacings consist of the first and second harvests; yields for the other spacings represent total woody biomass standing after the second growing season. Despite a doubling of production in the woodgrass spacings with the second (coppice) harvest, dry-matter production in some o f the wider, non-coppiced treatments is even greater. Thus, production by H-11 at 0.5-m spacing was more than 21 tonnes per hectare -- at least 18 o f which were produced during the second growing season. This yield was 0 significantly higher than any woodgrass treatment; it averaged 66 percent higher than the average woodgrass yield. Moreover, cumulative yields of D-01 at 0.5-m spacing and H-11 at 1. 0-m spacing were equal to or greater than yield of any woodgrass treatment. Second-year increment in these clone-spacing combinations was 13 to 15 tonnes per hectare -- nearly double the production obtained in coppiced woodgrass plots for the year. Cumulative two-year yield of woodgrass and Figure 2. other short rotation spacings 24 ...-0 .I: L.. Q) a. Ul Q) c c 0 "'"' .._, -c Q) >= c 0 Q) > :;:::; 0 :i E ::J u D lid] 22 20 D-01 H-11 Ff 18 16 14 .--.---- 12 10 8 6 f='F 4 2 0 0.1 8 0.30 0.50 1 .00 I 2.00 Spacing (m) I MPLICATIONS AND CONCLUSIONS Growth and survival of trees during the 2-year period have been excellent. Height and diameter were equal to or greater than growth for comparable spacings at other locations in the Pacific Northwest. This successful performance presumably resulted from a favorable irrigation and fertilizer regime as well as excellent weed control imposed uniformly on all treatments. How did woodgrass yields in our experiment compare with purported yields? To make such a comparison, one must first place the yields suggested by Dula (5) or Vyas and Shen (15) on a common basis with those determined in our study. The report by Dula (5) suggests that at least 112 wet tonnes per hectare (50 wet tons per acre)-per year 10 of total above-ground yield (including leaves) can be His sample contained 37 percent leaves; thus, expected. stems and branches weighed 71 tonnes. Moisture content of t he stems and branches was 71 percent; thus dry woody Dula's yield was biomass weighed about 20 tonnes. measured in a nursery environment in which long, narrow beds occupied only two-thirds of the total land dedicated to woodgrass production. To be comparable to "solid" plantings which occupy the total land area, the woodgrass yield s hould t herefore be reduced by one-third. Thus, the woodgrass yield indicated by Dula is equivalent to about 14 tonnes of dry woody biomass per hectare per year. Our coppice yields (second harvest) were about 9 to 10 tonnes for D-01 and about 8 tonnes for H-11. Previous work in dense spacings (6, 7) has indicated that yield from the second coppice harvest will be somewhat higher than that obtained in the first coppice harvest. We can probably expect 10 to 12 tonnes in the next woodgrass harvest. Our experiment therefore indicated that the minimal woodgrass yield suggested by Dula is not unreasonable, provided that it is expressed on bases comparable to that conventionally used to report short rotation yields--above-ground, leafless, dry matter. Neither is it particularly high. W hen compared on common bases, the woodgrass yield of 112 wet tonnes of total above-ground biomass per hectare annually is similar to rates of production measured in many short-rotation intensive culture trials. Second-year production in our wider-spaced treatments (0. 5- and 1. 0-m for H-11; 0.5-m for D-01) is equal to or greater than Dula's estimated annual woodgrass yield. How does productivity of woodgrass compare with that of wider, short-rotation spacings? Per-hectare production during the first season was closely related to spacing, with the dense woodgrass treatments greatly outproducing t he wider spacings. Leaf canopy closure occurred in all spacings during the second year, and growth per tree and per hectare accelerated--especially in the wider spacings. We have already discussed the fact that 2-year cumulative production of both clones in the 0.5-m spacing and of H-11 in the 1. 0-m spacing equalled or exceeded that of woodgrass. What can we expect in terms of growth and yield in future years? Yield of the third woodgrass harvest may be somewhat greater than that of the second harvest, but subsequent yields are lik ly to decline progressively (cf. 6, 7, 13). In the wider spacings, however, tree growth and per-hectare production are expected to remain at least constant (and most probably accelerate) for several years. Thus, yields of the wider spacings on rotations of three or more years will most likely surpass cumulative yields from annual harvests of woodgrass. 11 I. - The marked differences between clones in patterns of bud and branch production and the interaction of these traits with spacing may have contributed substantially to yield differences in various clone-spacing treatments. These findings suggest that patterns of bud and branch production may be useful criteria for selecting superior clones, and clonal performance should be screened at spacings comparable to those at which they will be planted in operational practice. What is the potential role of woodgrass in the production of biomass for conversion to energy? If yield and cost of production are the primary criteria for selection of a short-rotation density regime, spacings other than woodgrass appear superior. Yields in the wider spacings are likely to be equal or greater than woodgrass. Moreover, establishment costs are substantially higher for woodgrass. Differences in cutting costs alone are tremendous; at 10¢ per cutting, such costs would be $31, 000 and $11, 000 per hectare for the two woodgrass spacings as compared to $1000 per hectare for the 1.0-m spacing. Even if cuttings were only 1¢ each, total cutting costs per hectare for the woodgrass spacings would be $3100 and $1100 versus only $100 per hectare for the 1.0-m spacing--differences still amounting to $1000 to $3000 per hectare. Considerable savings would therefore be needed in other management, maintenance, harvest, or interest costs to overcome such differences in establishment costs. Despite the apparent disadvantages of woodgrass in terms of yi eld and production costs, the system could be desirable if characteristics of the produced biomass were superior in value to those of biomass grown by other short-rotation Because of its younger age and smaller size, systems. woodgrass will have higher contents of bark, extractives, nutrients, and moisture and a lower content of cellulose than an equal biomass produced in a wider spacing on a somewhat longer rotation (1, 2). Many of these differences are considered negative traits in various systems of conversion (3), but they might be beneficial for some uses. The initial results from our experiment, and other current knowledge, therefore, indicate that woodgrass is less promising than other short-rotation density regimes for growing Populus biomass for energy. REFERENCES CI TED 1. Blankenhorn, P. R. , Bowersox, T. W., Kuklewski, K. M., and Stimely, G. Y. "Effects of rotation, site, and clone on the chemical composition of Populus hybrids. " Wood and Fiber Science 17 (3), 35 1-360. (1985a). 12 2. Blankenhorn, P. R., Bowersox, T. W., Kuklewski, K. M., Stimely, G. Y., and Murphy, W. K. com arison of selected fuel and chemical content valves for seven Populus hybrid clones." vJood and Fiber Science 17(2), 148-158. (1985b). 3. Butner, R. S., Elliott, D. C., Sealock Jr., L. J., and "Effect of biomass feedstock chemical and Pyne, J. W. physical properties on energy conversion processes." Draft report submitted to U.S. Department of Energy, Short Rotation 'VJoody Crops Program. 99 p. (November 1987) . 4. Dawson, D. H., "History and organization of the maximum wood yield program, " In: Intensive plantation culture: Five years research. USDA For. Serv. Gen. Tech. Rep. NC-21. p. 104 (1976). 5. 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F., "Genetic variation and productivity of Populus trichocarpa and its hybrids. II. Biomass production in a 4-year plantation, ' 855-859 (1985). Can. J. For. Res. 10. Herrick, A. M., and Brown, C. L., "A new concept in cellulose production: Silage sycamore, " Agric. Sci. Rev. (4), 8-13 (1967). 11. McAlpine, R. G., Brown, C. L., Herrick, A. M., and Ruark, H. E., "'Silage' sycamore", Forest Farmer 26(1), 6-7, 16 (1966). 13 12. Ranney, J. W , Wright, L. L., and Layton, P. A.1 "Hardwood energy crops: The technology of intensive culture ", J. For. 85(9), 17-28 (1987). . 13. Strong, T. F. "Rotc.-:::ion length and repeated harvesting influences Po:mlus coppice production. " ?or. Serv. Res. Note NC-XX. (1988 in press). USDA - Szego, G. C. and Kemp1 C. C.1 "Energy forests and 14. fuel plantations ", Chemtech (5), 275-284 ( 1973). 15. Vyas, A. D. and Shen, S. Y. , "Analysis of short-rotation forests using the Argonne model for selecting economic strategy (M OSES). Argonne National Laboratory Report ANL/CNSV-36, 50 p. (1982). 14