Prospective power estimation for peak inference with the toolbox neuropower. 1 2 1 1 Seurinck , 3 Joke Durnez , Gregory Burgess , Jasper Degryse , Ruth 2 1 Deanna Barch , Beatrijs Moerkerke , Thomas E. Nichols 1 Ghent University, Ghent, Belgium. 2Washington University Medical School, St. Louis, MO. 3 University of Warwick, Coventry, United Kingdom. Power estimation procedure 0.2 0.3 0.4 0.5 3 4 5 0.5 1 1.5 2 true estimated 25 1.0 6 HCP task 3 4 5 EMOTION GAMBLING LANGUAGE MOTOR RELATIONAL SOCIAL WM 2 Different symbols refer to different contrasts 0.2 0.4 0.6 0.8 1.0 2 28 RESULT: voxelwise activation map active non-active COMBINE RESULTS For large effect sizes we accurate estimate power curves. https://neuropower.shinyapps.io/neuropower Department of Data analysis - H. Dunantlaan 1 - 9000 Gent 4 5 6 True expected effect size Estimation of power in a sample with n = 10 with uncorrected threshold at p < .001: Most contrasts range from 0% to 100% power For most contrasts, bias ranges from 0% to -10% (underestimation) 10 active non-active significant true positive false positive non-significant false negative true negative EVALUATE ESTIMATION PROCEDURE Compare for each subsample estimates to: True π1 = #{ True power = } #{ } True E(effect size) = average height of Sample size Online application allows to easily apply this method by uploading the T -statistics map of the pilot data with only a few parameters to be specified. 3 6 True expected effect size 22 Scatter plot of effect size Estimated expected effect size 6 5 4 2 0.0 0.2 0.4 0.6 0.8 1.0 Power Prevalence of activation HELD OUT DATA: VOXELWISE GROUP ANALYSIS (truth) RESULT: list of local maximum voxels non-significant significant 19 Estimates are corrected for possible errors in the definition of ‘truth’ 3 0.6 Effect size 16 Estimation of π1 and µ1 in a sample with n = 10: 0.8 PROCEDURE: HELD IN DATA: take subsamples (pilot study, eg. n=10) to perform estimation procedure HELD OUT DATA: use remaining data to obtain high powered (true) results Validation with 47 unique HCP contrasts: results 0.6 Validation with 47 unique HCP contrasts: methods Prevalence of activation (π1) tends to be underestimated for low effect sizes and over-estimated for large effect sizes, while effect size is generally well estimated except for very small effect sizes. Power estimation for uncorrected thresholding p < .001: 13 } True prevalence of activation 0.5 1 1.5 2 10 1−Φ {z | u−µ1 σ1 µ1 and σ1 are estimated using maximum likelihood, where µ1 is the expected peak height in activated regions. Power can be estimated for a given threshold t as P (T > t|Ha) with T the T -statistic of the peak. 0.0 Effect size 2 4 6 8 z u−µ1 σ1 alternative distribution HELD IN DATA: PEAKWISE GROUP ANALYSIS (pilot study) True prevalence of activation % of brain active null distribution { #{ } #{ } } HCP contrast 0.1 f (z |π0, µ1, σ1, u) = (1 − π1) u exp(−u(z − u)) +π | {z } 1 2 Estimated expected effect size 0.0 u Scatter plot of effect size 0.0 0.1 0.2 0.3 0.4 0.5 0.6 Estimated prevalence of activation Prevalence of activation 1 σ1 ϕ 0.4 500 full-brain datasets with smooth Gaussian noise (3 voxels) superimposed with activation in 4 foci. Estimation of π1 and µ1 in a sample with n = 10: u Estimated prevalence of activation Validation with simulations We start from peaks and their uncorrected p-values in a group level analysis. We estimate π1, proportion of peak p-values thare are non-null, as described in Durnez, Moerkerke & Nichols (2014). Assuming an exponential null distribution for peak values (Friston, 2007) and a truncated normal distribution (truncation at excursion threshold u) for the alternative distribution, the distribution of peak values can be written as a mixture: 0.2 There is increasing concern about statistical power in neuroscience research: an underpowered study has poor predictive power (Ioannidis, 2005). ⇒ A power analysis is a critical component of any study Power analyses for fMRI are difficult: need to specify magnitude, spatial extent and location of a hypothesized effect. We present a simple way to characterize the spatial signal in a fMRI study, and a direct way to estimate power based on an existing pilot study. Based on estimates of the volume of the brain that is activated and the average effect size in these active regions, power can be calculated for a given sample size, search volume and smoothness. 0.0 Introduction Estimated power MOTOR_13 MOTOR_12 MOTOR_11 MOTOR_10 MOTOR_9 MOTOR_8 MOTOR_7 MOTOR_6 MOTOR_5 MOTOR_4 MOTOR_3 MOTOR_2 MOTOR_1 WM_22 WM_21 WM_20 WM_19 WM_18 WM_17 WM_16 WM_15 WM_11 WM_10 WM_9 WM_8 WM_7 WM_6 WM_5 WM_4 WM_3 WM_2 WM_1 GAMBLING_3 GAMBLING_2 GAMBLING_1 LANGUAGE_4 LANGUAGE_2 LANGUAGE_1 RELATIONAL_3 RELATIONAL_2 RELATIONAL_1 EMOTION_3 EMOTION_2 EMOTION_1 SOCIAL_6 SOCIAL_2 SOCIAL_1 15 20 25 True power 30 1.0 10 15 20 25 30 Bias=Estimated−True 0.8 0.6 0.6 0.4 0.2 0.0 0.4 0.2 −0.2 −0.4 −0.6 10 15 20 25 30 0.0 subjects Conclusion We present a new closed form power calculation procedure that allows sample size calculations from very few inputs. Method is validated on simulations and an inventive procedure is presented to validate the method on real data. While illustrated on a 0.001 uncorrected analysis, these results can also be used with corrected thresholds. Method is used for peaks. Sample sizes required for peakwise inference can serve as upperbound for sample sizes needed for cluster inference (Friston, 2007). However, the procedure makes basic statistical assumptions that are not met in cluster p-values (Roels, 2014), which makes it not directly applicable to cluster p-values. Due their adapative character, power is hard to estimate for false discovery rate controlling procedures. A possible extension is to enable including pilot data in the final study. Joke.Durnez@UGent.be References and acknowledgements Durnez, Moerkerke, Nichols (2014). NeuroImage, 84. Ioannidis (2005). PLOS Medicine, 2:6. Roels et al. (2014). Journal of Neuroscience methods. Seurinck et al. (2011). Journal of Cognitive Neuroscience, 23:6. Friston et al. (2007) Statistical Parametric Mapping. Elsevier, London Van Essen et al. (2012). NeuroImage, 62. This work was carried out using the STEVIN Supercomputer Infrastructure at Ghent University, funded by Ghent University, the Flemish Supercomputer Center (VSC), the Hercules Foundation and the Flemish Government – department EWI. da.ugent.be