Working papers in Information Systems BEYOND THE PROJECT? CHALLENGING OUR CONCEPTUALISATIONS OF ICT-ENABLED CHANGE PROCESSES Margunn Aanestad and Miria Grisot WP 8/2006 Copyright © with the author(s). The content of this material is to be considered preliminary and are not to be quoted without the author(s)'s permission. Globally Scalable Information Infrastructures Group Department of Informatics University of Oslo Gaustadalléen 23 P.O.Box 1080 Blindern N-0316 Oslo Norway http://www.ifi.uio.no/forskning/grupper/is/GI 2 Aanestad and Grisot Copyright © with the author(s). The content of this material is to be considered preliminary and are not to be quoted without the author(s)'s permission. Beyond the project? Challenging our conceptualisations of ICT-enabled change processes Margunn Aanestad Miria Grisot Dept. of informatics University of Oslo P.O. Box 1080 Blindern 0316 Oslo Norway <margunn@ifi.uio.no> +47 2285 2410 (phone) +47 2285 2401 (fax) Dept. of informatics University of Oslo P.O. Box 1080 Blindern 0316 Oslo Norway <miriag@ifi.uio.no> +47 2285 2410 (phone) +47 2285 2401 (fax) Abstract: Information and communication technologies play a crucial role in organisational change processes, however, the visions and aims are often a far cry from the actual outcomes. We attempt to contribute to research on the role of IS in organizational change by critically reconsidering our understandings of such processes. We do this through discussing the notion of the ‘project’, seeing it as a notion that shapes our understanding in specific and not necessarily adequate ways. Empirical material drawn from a longitudinal case study at one of Norway’s major hospitals exemplifies and illustrates the message. We offer examples from a process where the paper-based information infrastructure was transformed into a digital one, and focus on how this longitudinal change process ‘overflowed’ the project category. Specifically, we discuss how the real-life phenomenon differed from a ‘project’ with respect to four dimensions: 1) the time frame of the change process 2) the scope of the process 3) where agency was located, and 4) how the room for action was changing. We discuss the ways this process was handled, sustained and steered, comprising a set of practices and skills not usually in focus within traditional models for project or change management. Citation: http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 3 Aanestad and Grisot 1. Introduction The topic of this paper is the way we conceptualise information and communication technologies (ICT) and the relations with organisational change. ICT-enabled organizational change initiatives are often imbued with expectations of improved quality, effectiveness and efficiency of organisational processes. However, most practitioners also know that actually realising all the potential benefits is difficult. Failure stories abound, and IS failures has for some time been a research topic in its own right 1 . Lyytinen and Hirscheim’s survey of the empirical literature emphasised the complex nature of failures (Lyytinen and Hirscheim 1987). Failures may occur in different domains: the project may exceed the time or budget constraints, fail to deliver the requested or required functionality, leading to resistance or non-use from the users, or the technical performance may be unsatisfactory. However, defining success versus failure is also related to different stakeholders’ interests. Lyytinen and Robey (1999) describes how organisations fail to learn and consequently how they learn to fail, and they see the problem to be that organisations misplace their attention on what and how they should learn. Organisations try to encapsulate knowledge rather than make sense of their experience. This leads us to ask: Does the high amount of IS failures point to shortcomings in the ways we understand and handle such processes? In this paper we will focus on the notion of the project, which is a widespread and well known notion since many, if not most software activities are organised as projects. A premise for this paper is that the notions and concepts we use have an impact on our understanding. We want to focus on the way the project notion shape how we think complex ICT-related organisational change projects should be managed. We are particularly interested in technologies that can be classified as information infrastructures, i.e. large collages of interconnected systems, widely used for different purposes, either within one organisation (as is the case here) or within an entire sector or society. Before elaborating on our research aims and theoretical framework, let us consider the notion of the project more closely. Most definitions of a project would emphasise its difference to routine work: a project is a unique and temporary endeavour, it has a life cycle, and it is not a continuous routine activity. Moreover, it is a complex undertaking, often requiring a team with diverse skills. Project teams are thus often organised in a temporary matrix structure that cut across the ordinary (routine) organisational division of labour. Planning is one of the central aspects of project management. Complex tasks are separated and broken down into manageable subprojects. Subprojects can be organised as temporally separate phases, or as different parallel subprojects. During the planning period, goals have to be set, roles and responsibilities must be agreed upon, and schedules must be defined. Traditionally, project planning was seen as striking the appropriate balance between the triple constraints of quality (technical performance), time and costs. Recently, other dimensions have been added to the list of constraints, for instance the project’s scope, the associated risks, and the cost/benefit ratio. As soon as the project starts, the progress must be monitored and deviations from the plan must be handled. Both the project’s scope, costs, risks, schedules, resource use are monitored and controlled. While traditional project management focused on defining procedures and developing tools to support these control activities, more recent practices also include an emphasis on issues such as communications, human resources, and team performance. Increasingly, projects are undertaken in collaborative arrangements beyond the single organisation, and one stream of project management focus on how to enable this kind of collaboration to go beyond the often adversarial ways of organising such projects, for 1 There even exists a journal for the study of failures, the International Journal of Failures and Lessons Learned in Information Technology Management. Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 4 Aanestad and Grisot instance through owner-contractor integration (such as the “one team” concept) and models for sharing gain and loss. Creating projects is a way to attempt to render the complex reality in understandable and manageable terms. We question the adequacy of the project approach in handling the real-life challenges of managing ICT-related processes of organisational change. In the following section we discuss relevant literature from the IS field on ICT-enabled organisational change and some resources for critical examination of the project notion. In section three we present details about the construction of our empirical material. In section four we present descriptions from change processes in the hospital, followed by a discussion and interpretation of these events and processes in section five. Finally we conclude by discussing the ways in which the project notion restricts our perception, and suggest alternative directions for conceptualising such processes. 2. Information Systems Projects and Control How we think about the links between technology and organisational change will influence how we attempt to handle ICT-related organisational change processes. In this section we will review some central works from within the IS field. While studies of organisational change and learning are also relevant, we have limited our review to studies that explicitly discusses the role of information and communication technology in such change processes. Markus and Robey (1988) discusses three ways of conceptualising the relationship between technology and organisational change: the technological imperative, the organisational imperative and the emergent perspective. Within the technological imperative, technology is seen as an exogenous force which has definite effects and determines changes in organizations, and social actors have little control over its impact. Consequently, the emphasis within this stream of research is on the selection of technologies, on identifying which technologies that is expected to give the intended effect in a certain context. The organizational imperative emphasises human choice and control over technologies and their consequences. Thus, change take place according to how human actors design information systems in order to satisfy specific organizational needs. The third perspective looks at unpredictability as a central factor in organizational change, and states that how change will evolve can not be predicted a priori, but emerges from the interaction between social actors and technological features. Consequently, proponents of this view may suggest different strategies may be used to intervene in the process, such as for instance users’ participation in system design. Also considering non-anticipation as major assumption in change processes, Orlikowski (1996) suggest conceptualising organisational change as an ongoing process of improvisations, played out against a backdrop where there also are plans, rational decisions and deliberate design. This improvisational model of organisational change is further developed to encompass different types of changes (anticipated, emergent or opportunity-based) and it is argued that the management of change should be seen “more as an ongoing improvisation than as a staged event” (Orlikowski and Hofman, 1997; p.12). Similarly, the concept of drift, introduced by Ciborra (1996), emphasises the limitations of the top-down, rational control-focused management techniques. A number of case studies of large-scale, interconnected assemblages of information systems (called information infrastructures) underscore the impossibility and futility of applying centralised control in developing and managing these (Ciborra 2000). Information infrastructures grow slowly from the installed base, from that which is already in place, hence radical and abrupt changes are rare. Planned change or intervention attempts need to take into account the inertia of the installed base, and the notion of cultivation is offered as an alternative way to conceptualise management or governance of such processes. From different perspectives these studies emphasise how the assumption of control is problematic. This is exactly where we want to pose a question. If it is the case that the socio- Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 5 Aanestad and Grisot technical ensemble escapes our attempts at control and prediction, that it defies our simplistic causal models, then how may such change processes be governed in an appropriate way? Is the control-oriented approach of the project appropriate? John Law and Vicky Singleton emphasize how the accounts we as researchers create are not innocent, but performative; they frame technology and technological stories in particular ways. They discuss specifically that when using the notion of project “we tend breath life into a whole set of assumptions which we might think of as ‘projectness’” (Law and Singleton, 200, p.3). What are these assumptions? Among others Law and Singleton mention these: projects need centralised control, they move through stages, they need to be managed, they involve coordinated puzzle-solving, and they should be coordinated and not fragmented. Their point is that telling and enacting technological stories in this way (or in any other way) is not just descriptive, it is also an intervention, an action with some effects. This point is also underscored by Bloomsfield and Vurdubakis, saying that “such representations create a presence for a particular set of relevant facts, defining their range of possibilities and rendering them visible to the participants in the organising process (Bloomfield and Vurdubakis, 1997, p. 641) The taken-for-granted representations and practices work as ‘framing devices’ and shapes the vision. The reason why this is important is the following: Creating presence also creates absence; parts of the reality is ‘Othered’ (Law, 2004, p.144). It is made silent, irrelevant, invisible, or uninteresting. We want to examine the ‘project’ notion in this light. What parts of the complex and messy reality is ‘othered’ and silenced through thinking this way? If organisational change processes are inherently open-ended and unpredictable, as the ‘emergent’ tradition within IS research emphasise, is then the project notion’s control-focus sustainable and realistic? When projects fail, is it the ‘othered’ and neglected parts of reality that ‘strikes back’? 3. Methodology Our empirical material has emerged from longitudinal research collaboration between the Department of Informatics at the University of Oslo and the IT department (currently comprising around 100 staff) at a major Norwegian hospital2. Students and researchers have documented various phases during the introduction of information technologies into the clinical work practices since 1996, when the hospital started to implement an electronic patient record (EPR) system. Initially the process was aimed at gradual expansion to one department at a time, involving extensive user training and customisation. In 2001, the basic functionality of the system was ‘rolled out’ and swiftly implemented in all departments. Since it was not a fully developed and complete version, a double system of electronic plus paper records have existed in parallel. Since then, gradual expansion of the functionality has increasingly required changes in the existing paper based arrangements of work practices and coordination mechanisms. This change process will be the topic of the fourth section. Our own empirical work started in the autumn of 2002 and is still ongoing. It has consisted of interviews with clinical, administrative and technical staff, observations, document analysis, and participation in meetings both in the clinical departments and with the IT department. From 2002 to 2003 we examined the results of the implementation of the EPR system in general across several departments3. Later we have performed individual in-depth studies of two different cases. The first author has followed the scanning project, which was initiated by the IT department and the paper record archive department. The project’s aim was to reduce the amount of paper that had to be archived through scanning the documents that did not (yet) exist in electronic form. 2 Previously Rikshospitalet University Hospital, currently the Rikshospitalet-Radiumhospitalet Trust, which is located in Oslo, Norway. 3 This study comprised among other things 18 instances of participant observations and 35 formal interviews with 23 different employees, and is reported elsewhere (See e.g. Hanseth et al., 2006). Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 6 Aanestad and Grisot This study entailed 7 formal interviews with project management staff from the IT and the archive department over a period of two years. These interviews focused on the project’s progress and the interviewees’ perceptions of obstacles and opportunities. The interviews lasted for about 45 minutes to 1,5 hour and were usually taped and partly transcribed. The researcher participated in 6 meetings at one of the pilot departments for the project and in return for access often wrote the minutes from the meetings. In addition she assisted the personnel in compiling detailed information about document flows in the department, and documented the actual scanning work through time studies, documentation of errors and problems etc. These results were fed back to the department and the project management. In total 17 hours of participant observation were conducted, and during this work a number of informal conversations were carried out; these added to the background perception of the process. The second author has studied in detail the coordination processes around heart transplantation, which involves several departments within the hospital, as well as external hospitals and organisations. This study comprised interviews with physicians, patient coordinators, and nurses involved with the heart transplant process, where the interviews were taped and transcribed. The study aimed at describing the various work practices involved in the entire process, with a specific focus on how it was coordinated, and what role tools and artefacts such as paper or digital documents, played in this coordination. The account we present here has emerged through a long time period. Initially, we compiled the research material based on a perspective that emphasised the non-predictability and complexity involved in developing an information infrastructure in the organisation. The collected material has allowed us to describe how loose coordination allows complex and distributed work practices to hold together (Grisot, 2004), to examine the impact of regulatory and technological constraints on the organisational change process (Aanestad and Boulus, 2004), and how the role of unpredictability and side effects are of crucial significance (Hanseth et al., 2006). As this paper has taken shape, we have focused our analysis on how the actual trajectory of the project contrasted with the ‘project’ notion. This focus has guided our selection and presentation of the empirical material, to which we now turn. 4. Changing the Organisation Our case account will start with a general overview over the larger implementation process at the hospital, followed with more detailed excerpts from events and phases in the process that we found particularly interesting. 4.1 Implementing the Electronic Patient Record After the rollout of the Electronic Patient Record system in 2001, all users were expected to use the system for specified tasks, but not for the whole documentation process, as the system was not complete. This had the results that the changes of existing work practices were not radical. The doctors would continue to dictate their notes, reports and letters, and the secretaries would type them. One difference was that the document would no longer be saved as a Word document in an ad hoc file structure, but were archived in the EPR system. Subsequently the doctor would view, correct and sign the document, based on the individual work list of documents to be checked out. Preferably this should have been done through the EPR system, but not all doctors were willing to do that and continued their paper-based practices, leaving the secretaries to do the ‘computer work’. The electronic system was not yet a complete record; it did not include all the relevant documents that were in use, and in addition several other information systems would contain other relevant information. Consequently, only the paper record had the possibility to be complete, and it served as the legally valid record. Thus all notes, discharge letters and reports Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 7 Aanestad and Grisot that were entered in the electronic patient record system would subsequently be printed and put in the paper patient record. During 2002 and 2003 we studied the impact of the implementation, and we found that only a small number of doctors used more than minimal functionality, e.g. the possibility for defining their own prescription templates for standard or often used prescriptions. The average doctor would not use the digital version of official forms that the system offered (e.g. sick leave forms). Moreover, in their daily encounter with patients the doctors would usually request and use the paper record. The doctors would only consult the electronic patient record (EPR) system if the paper version was not immediately available, e.g. if they received telephonic requests, or if the record was missing. As new versions of the EPR system were continuously released and implemented, the functionality was increasingly extended to also cover process support tools. This implicated the need to proceed ‘deeper’ into work process redesign and organisational changes. This process of changing of the hospital’s paper-based information infrastructure into a digital one has been a longer and ‘larger’ process than anyone expected. We now turn to describing some salient features of this process in more detail. 4.2 The Scanning Project In the paper archive the ever-increasing amount of patient records soon started to pose a problem. The new facility, built in 2000, was designed based on the expectation that the hospital would have an electronic patient record and would not need much storage space for paper records. However, the volume of paper for archiving actually increased after the introduction of the EPR system, and soon the crisis was impending. Abolishing the double (paper + digital) record system seemed wise, and a recent change of the law allowed the record to be in digital format. But until the national archiving authorities (Riksarkivaren) had accredited the EPR system, the paper records had to be kept complete. This accreditation concerned the technical solutions for long time storage of digital data, and it was dependent on the software vendor implementing specific measures and releasing a new version of the system. While the hospital awaited this, the scanning project was initiated. While initially perceived as a minor and straightforward project of technology implementation (the estimates predicted one person in 50 % position for 6 months), it has grown both in time and scope. The scanning project started in the spring of 2003 with a bid for tender on scanners and software that would import the scanned documents into the EPR system. During the summer the chosen solution was to be tested and finalised, and actual scanning would be started in the early autumn. By January 2004, no paper documents should be sent to the paper archive. Problems with the delivery (the software had not previously been customised to run on an NT local area network) led to some delays in this process. In December 2004, the scanners were installed in four pilot departments, where secretaries started testing of the scanners and software. Throughout the next weeks bugs were identified and fixed and the departments were developing routines for how to arrange the scanning. The project was divided into phases, and in the first phase a subgroup of documents was targeted: referral letters. A referral letter arrives with the ordinary mail from general practitioners, specialists or other hospitals, requesting the transfer of one of their patients to the hospital. The reasons for addressing these documents were several: after registration, the referral letters were sent to the archive until the patient arrived. Due to substantial backlog of archiving the letters very often were not found when the patient arrived. Digitising these letters would thus eliminate a large work burden for the archive (archiving and retrieving the letters within a short time period) and a problem for the user departments (missing letters). In addition, the referral letters from Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf Aanestad and Grisot 8 outside partners would continue to be on paper for the foreseeable future, so scanning would have become necessary anyhow. It was also seen as important to digitise information as early in the work process as possible, to be able to realise the potential benefits. What was not expected was to which degree this seemingly simple change triggered redesign of work processes. During the first period of pilot site usage (spring 2004), the project management realised the need for assisting the departments with organisational development, a task they were not initially prepared for. Several workshops were conducted, in which the practices around handling incoming mail, distributing it, registration, and evaluation of referrals were collectively charted. The aim was explicitly to detect overlaps, gaps and potentials for simplification. However, the outcome of these redesign exercises were not major changes. Some procedures for improved mail handling were drafted and implemented, but major changes could not be carried through because the EPR system was not ‘complete’. For example, if the paper letter should have been removed from the work flow after scanning, a software feature that would notify the responsible doctor that it existed and was awaiting evaluation was required. This feature was supposed to be implemented in the next release of the EPR software, which was expected to come ‘soon’. In addition, technical factors shaped the way in which the processes could be redesigned. Before a document could be scanned, a digital record had to be created, and before the record could be created, the patient information had to be entered into the patient administrative system (PAS). The PAS application was running on the hospital’s Windows NT network, while the scanning software required Windows 2000. These systems were thus running on different machines in different work places, and at least two persons had to be involved in the task, rather than one (as the optimal solution would have been). The work of redesigning work routines continued as the pilot departments gradually expanded their scanning activities to also encompass other incoming (external) documents as well as internal documents. Hospital-level general procedures were drafted, based on these experiences, and each department was required to adapt these procedures to their own needs. Gradually, the scanning took off, but the paper documents were still used for a long time. A year beyond the intended deadline, the amount of paper sent to the archive was finally starting to decrease. We offer this account not as an example of lax estimation and suboptimal project management. On the contrary, we do not interpret any of the actions and decisions of the project management as inappropriate. Rather we believe that this case points to issues that are crucial for the dilemmas of infrastructural ICTs for organisational change in general. The project meetings we attended in one of the pilot departments offer a telling example of the nature of this process. The meetings would seem rather disorderly, without a strict agenda and without much tangible results. Various pressing issues and proposed changes were discussed, and the participants would ask or comment on them in an ad hoc, non-systematic way. The actual work performed in the meetings could be characterised as unravelling. The participants were trying to sort out the pre-conditions for the planned or wished-for changes, predicting the consequences of them, and devising the appropriate actions to be taken. Tensions often arose between the new, ‘digital’ workflows that were expected to emerge, and the existing organisation of work. The work the involved secretaries had to perform was not just the unravelling of predictions and consequences. The reason for this work was the need to sustain the ongoing everyday work processes. While changes were intended, these were not allowed to disrupt today’s work; the existing processes would need to ‘hold together’ during the change period. Partial and gradual changes of single elements in a work flow, rather than a ‘clean slate’ approach, required careful consideration. Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 9 Aanestad and Grisot 4.3 Developing the Portal Currently several hundred computerised systems exists in the hospital, many of them in conjunction with specialised medical equipment. Approximately 160 of the systems contain information that is relevant to include in the patient record, and for about 30 of these, a means of linking them to the EPR it is considered important. While the initial ambition of the EPR project around 1996 was to develop modules in the EPR system to cater for the special needs, this turned out to be infeasible. Subsequently, some of the most important systems4 were integrated with the EPR system, but also this turned out to be too complex to extend to all systems. In 2003 the IT department started to develop a portal solution that would integrate the relevant specialised IT systems in use at the hospital. This portal was also intended to offer more and better process support functionality than the EPR system could offer. The challenges were not just to build a technically appropriate solution; there were also the need to sort out how it could be made to comply with the existing paper-focused laws and regulations. These activities (the portal project) were not just about the technical solution. It was part of a larger shift in the IT department’s selfunderstanding and approach. From the previous focus on products and solutions they were increasingly focusing on services and process support. The ‘portal project’ consequently consisted of a comprehensive framework for how to undertake change projects. User participation was sought through the establishment of e.g. reference groups of users and mechanisms for collecting feedback. The IT department succeeded in securing support from the hospital’s management for this development project. This was crucial for the future trajectory of the project, but not enough to guarantee plain sailing. In January 2002 the Norwegian health sector underwent an ownership reform. 19 counties were divided into five health regions, hospitals were transformed into enterprises, and ownership of the individual hospitals was transferred from the county levels to a regional enterprise. This spurred a stronger drive for inter-hospital standardisation of the ICT portfolio. Within its health region, this hospital was the only one running the Siemens system; all the other hospitals that were using an EPR system at all, had products from other vendors. Moreover, the regional health enterprise intended to reorganise and centralise the IT-support for the whole region, meaning a significant curtailing of the IT department’s room for action. The hospitals management were fighting to preserve the autonomy over its IT activities, but in addition the threat had another effect: the IT department speeded up the implementation process and increased the ambitions in order to be perceived as being too important to be stopped. This ‘escalation’ of the project had significant effects on the subsequent process of development and implementation. The progress and priorities of the IT department became explicitly aimed at generating ‘quick wins’, emphasising relatively simple changes that were expected to give significant impact. Visual integration (presentation layer integration) of laboratory results with the information from the patient record became the most used feature of the portal. Functionality for activity planning, to support process and logistics, were the second prioritised area, as it was expected to offer a large potential for improving services and reducing costs. The regional ‘IT politics’ led to a dramatic increase in uncertainty for the IT department. Projects would be halted or stopped at short notice as funds were withdrawn or did not continue. In this situation, developing scenarios and conducting economic estimates became important in order to convince management and support it versus the regional ‘competitors’. The standard budgetary processes became problematic to adhere to in such a turbulent environment, as detailed forward 4 The Patient Administrative System, which provides demographic data to the EPR system, as well as uses data to generate statistics for the hospital’s financial reimbursement, was the first system to be integrated, and the only to achieve a complete integration. Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 10 Aanestad and Grisot planning was not feasible. Emphasising the potential of the software itself became an important element of the ‘survival strategy’. In one instance where funds were being stopped, a deal was struck with the involved software companies. The possible commercial value of the planned, future software was seen as so attractive that the company continued the development work for the hospital without a guarantee for financial reimbursement. The IT department also offered their solution in international bid for tenders, and succeeded in gaining funding, legitimacy and further strength in this way. The actual trajectory of the portal solution has been significantly shaped by the actors that entered the scene and the events and conflicts that ensued. 5. Beyond the Project We suggest with Lounsbury and Ventresca (2003) that it is pertinent to explore “the coevolutionary dynamics of logics, actors, practices and governance”. We argue that our empirical examples point to fundamental characteristics of this co-evolutionary dynamics that emerges when infrastructural information technologies are deployed for achieving organisational change. The aim with this paper is to argue that in important ways these characteristics are at odds with our traditional approaches for handling change processes, and in this section we aim at explicating this standpoint. 5.1 Beyond the project: time, scope, agency and room for action In terms of prediction, success was not overwhelming as the time frame for the activities was continuously exceeded. Setting of deadlines and milestones turned out to be an activity with little effect. A major reason was the way in which the activities depended on other factors. For instance, the elimination of scanned, electronically available paper documents could not be done until the system had been accredited, and it also required the notifying feature to be implemented in the EPR system. The users and the project management had little influence of these external processes. In an interview in January 2005 (one year after the initially planned end of the project), she said: Project Manager: “I don’t say that we are delayed anymore, because it could never have worked. January 2005 is early enough. […] Only now have we received the accreditation and the notifying functionality in the system. We couldn’t have done this earlier. In a previous interview with the project manager (who was then a different person) we asked: Interviewer: But isn’t this a problem for you, I mean, you were supposed to be done by Christmas? Project Manager: No. Every-one realises that it was unrealistic, and that we just have to go on.” The scanning project expanded dramatically in scope. Unexpected technical conditions and consequences generated more work than planned. This expansion of scope happened mainly because the project triggered a need to change the work routines. From being seen as a problemsolving, temporary activity, the scanning project has in reality taken on a new role of an organisational development project. The work routines in a hospital make up a complex mesh or grid of routines, where several personnel groups and departments are linked in multiple and complex ways. Any local changes in work practices thus need to be negotiated and coordinated with other actors. The project management saw the need to take on a role that was not expected or wanted; that of facilitating organisational change in the clinical departments. This kind of change work is not easy to organise, and the challenges are exacerbated by the fact that overworked doctors rarely find the time to participate in activities that are perceived as optional and non- Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf 11 Aanestad and Grisot critical. Similarly, the initial expectations to the portal was that it would solve the ‘myriad systems’ problem. As the process evolved, it has become a political and commercial actor, in which the IT department places much of their expectations and hope for the future. Throughout the process that we have sketched above, agency, or the power to act, was not wholly and exclusively located within the project team. The project team depended on the rest of the IT department to realise the conditions for the promised deliveries, which was not always possible. Agency also resided with the individual user departments over which the IT department had no formal mandate, and had to rely on management intervention and instruction. In particular we want to draw the reader’s attention to the ‘external’ agency, residing with for instance the software vendor, the regional health enterprise, the other hospitals within the region and the national archiving authorities. We do not claim that these dependencies are unique for this case; on the contrary, we claim that this distributed nature of agency is a fundamental characteristic of infrastructural information and communication technologies, because it is interlinked, connected and dependent. A consequence of this is that change process can not be fully ‘engineered’ and controlled, but can only be influenced. Consequently, the room for action varies significantly with the evolving situation. We see that the progress of the scanning project was constrained by the awaited accreditation of the EPR system from the archiving authorities. Also the deliveries from the software vendor influenced the pace with which the project management could proceed. However, this influence was not only constraining, nor was it one-way; going from the outside towards the inside. The regional IT politics constituted a situation with an impetus for increasing the pace and ambitions of the IT department’s development and implementation work. This again influenced the nature and direction of the political process, in other words it was a two-way process. Awareness, ability to read the situation and to intervene and engage in this shifting reality has been crucial for the department, and for the ensuing achievements of the hospital. 5.2 Implications for IS Research In this empirical material we see dependencies, interconnections, and consequences. We claim that when large-scale and complex technologies exhibit these traits, it is not accidental. It is part and parcel of their reason for existence: the possibility to link and connect actors in various locations, to enable information to be transferred and transformed, as well as the possibility to integrate more than one system and build information infrastructures. Interconnections and dependencies are a fundamental trait of the ‘socio-technical ensembles’ of today’s organisations, and recognising this will have an impact on how we think about and handle change processes. However, we claim that this fundamental characteristic of links and dependencies is exactly what is ‘othered’ and excluded within the ‘project’ approach to ICT-related change management. Managerial conceptualisations of change processes often assume a “straightforward consequentiality” (Ciborra and Lanzara, 1994). In contrast to this we hold that complexity (in the sense of irreducibility, connections and ambiguity) can not be ignored. Specifically we want to challenge the current understanding of information technology, the belief that it should be possible to subject it to a ‘project logic’. The project logic is a logic of control: in return for compliance it promises prediction, overview and effect. Compliance to this logic means being able to shape and reduce change processes into sub-projects, deliveries, and work packages. It means calculating the path that leads to the chosen compromise between scope, cost and resulting quality. Project management is about how to stick to that path and how to avoid deviations from it, or if they occur, how to handle them. The ‘project logic’ may not be optimal if dependencies and interconnections is what fundamentally characterises the socio-technical ensemble. Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf Aanestad and Grisot 12 Alternative governing strategies must be developed that take heed of that fact and creatively deals with it rather than deny or eliminate it (in vain). Isn’t this suggestion rather naïve? After all, what managers want is control and prediction. How can alternatives be handled practically? In our case the initial resource allocation was insufficient, both with regard to manpower and funding for technology. As the process unfolded additional resources were made available. This does not mean an instant or a complete meeting of needs or demands. On the contrary, often the required resources did not exist and had to first be generated. For instance, in order to be able to support the organisational development work in the scanning project, the staff had to lobby the need for some time to convince the IT and hospital management. The issue was not so much arguing for the need for organisational development, on which everybody agreed. The actual accomplishment of the scanning staff during this period was showing that this change process actually was triggered and had to occur related to the scanning project, rather than as a self-standing ‘organisational change project’. For prediction and control to work, links to complicating ‘side’ issues must be severed. In the scanning project there was not a practical possibility of a pre-designed reduction of the problem into manageable sub-problems. The whole complex matter of change had to be taken on in its totality, and the work of ‘unravelling’ and ‘weaving’ of these linkages occurred in a slow and gradual fashion. We are increasingly dealing with large-scale, interconnected, and regulated technologies, where reduction as a strategy is often not an option. Improvisation, negotiation, striking alliances may be more appropriate modes of conduct, and we believe that IS research should encourage and formulate such alternative approaches. Preferably we should go beyond general terms such as improvisation, cultivation, etc. so as to exemplify and spell out what exactly these strategies look like. At this point we want to point to theories which more explicitly address the issue of complexity and which we believe have potential to contribute to alternative views on organizational change. First, understanding technology as information infrastructures helps to frame change process in alternative terms to that of ‘projectness’, with metaphors such as ‘bootstrapping’ and installed based cultivation. Going beyond the applied nature of this approach and moving towards the more theoretical, we believe two promising avenues, may be, on the one hand, the Complex Adaptive System theory and studies on the theme of complexities from the field of Science and Technology Studies, in particular from the ‘ANT and After move’ such as e.g. (Law and Mol, 2002). Rather than finalised, ‘packaged’ and coherent bodies of work, they are more like a web of concepts concerned with, among other things, understanding what happens to complexity when simplifications are made. 6. Concluding remarks Our contribution to the research on the role of IS in organizational change, is intended to be a call and a first attempt to critically reconsider its understandings of such processes. Following Law and Singleton (2000) we hold that widespread notions such as the ‘project’ are crucial and nonneutral; they do not only describe but also perform technologies’ trajectories. Our case study shows how the process ‘overflowed’ the ‘project’ notion. Specifically, we discussed how the reallife phenomenon differs from a ‘project’ with respect to four dimensions: 1) the time frame of the change process has neither been possible to predict nor to define in advance; the setting of milestones and deadlines has been an activity that had little effect on the actual achievements 2) the scope of the process was continually changed (expanded and redefined) implying major changes in the strategy and actual activities, as well as the team makeup, technologies deployed and alliances made 3) related to the previous characteristic: who would count as relevant actors Number 8, 2006 http://www.ifi.uio.no/forskning/grupper/is/wp/082006.pdf Aanestad and Grisot 13 were changing, and agency was distributed far beyond the project management or even the hospital management 4) the room for action was shaped by a multitude of factors beside and beyond the project and its host organisations, constraints and dependencies served as major determinants for the actual trajectory of the change process. The ways this process was handled, sustained and steered, comprised a set of practices and skills not usually in focus within traditional models for project or change management. The alternative approaches and strategies are not codified rules, but vaguely formulated strategies. We believe that the IS field would benefit from explicating and emphasising such strategies. Otherwise, practices such as the work of ‘unravelling’ and ‘weaving’ in order to detect and/or create dependencies, or the political manoeuvring necessary, could easily be perceived as marginal and irrelevant. Relevant strategies for handling complexity that do not fit within the ‘project’ notion’s universe, could easily go unnoticed and get lost rather than inform the process of enabling ICT-related organisational change. Acknowledgements We are grateful to the staff at the hospital who generously assisted us during our field work, and in particular to Arve Kåresen and Ivar Berge at the IT Department for opening doors and keeping in touch with us. Our colleagues at IFI, as well as the anonymous reviewers have also provided helpful suggestions. References Aanestad, M. and Boulus, N. (2004): ICT-related change in complex organisations: the role of infrastructural and regulatory constraints. Paper presented at NOKOBIT, Nov 29th to Dec 1st, 2004, Stavanger, Norway. Bloomfield, B.P. and Vurdubakis, T. (1997): Visions of Organizations and Organization of Vision: The Representational Practices of Information Systems Development, Accounting, Organizations and Society, 22, 7,639-668. Ciborra, C.U. (1996): Introduction: What does groupware mean to the organization hosting it? In Ciborra (ed.): Groupware and Teamwork: invisible aid or technical hindrance? John Wiley and Sons, 1-19. 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