Journal of Hydrology 380 (2010) 386–405 Contents lists available at ScienceDirect Journal of Hydrology journal homepage: www.elsevier.com/locate/jhydrol Regional frequency analysis and spatio-temporal pattern characterization of rainfall extremes in the Pearl River Basin, China Tao Yang a,e,*, Quanxi Shao b, Zhen-Chun Hao a, Xi Chen a, Zengxin Zhang c, Chong-Yu Xu d, Limin Sun a a State Key Laboratory of Hydrology-Water Resources and Hydraulics Engineering, Hohai University, Nanjing 210098, China CSIRO Mathematical and Information Sciences, Private Bag 5, Wembley, WA 6913, Australia c Jiangsu Key Laboratory of Forestry Ecological Engineering, Nanjing Forestry University, Nanjing 210037, China d Department of Geosciences, University of Oslo, P.O. Box 1047, Blindern, 0316 Oslo, Norway e State Key Laboratory of Water Resources and Hydropower Engineering Science, Wuhan University, Wuhan 430072, China b a r t i c l e i n f o Article history: Received 7 July 2009 Received in revised form 2 November 2009 Accepted 7 November 2009 This manuscript was handled by G. Syme, Editor-in-Chief Keywords: Regional frequency analysis Rainfall extremes L-moments Cluster analysis Spatial patterns Large-scale circulation s u m m a r y This paper presents a method for regional frequency analysis and spatio-temporal pattern characterization of rainfall-extreme regimes (i.e. extremes, durations and timings) in the Pearl River Basin (PRB) using the well-known L-moments approach together with advanced statistical tests including stationarity test and serial correlation check, which are crucial to the valid use of L-moments for frequency analysis. Results indicate that: (1) the entire Pearl River Basin (40 sites) can be categorized into six regions by cluster analysis together with consideration of the topography and spatial patterns of mean precipitation in the basin. The results of goodness-of-fit measures indicate that the GNO, GLO, GEV, and PE3 distributions fit well for most of the basin for different HOM regions, but their performances are slightly different in term of curve fitting; (2) the estimated quantiles and their biases approximated by Monte Carlo simulation demonstrate that the results are reliable enough for the return periods of less than 100 years; (3) excessive precipitation magnitude records are observed at Guilin region of Guangxi Province and Fogang region of Guangdong Province, which have sufficient climate conditions (e.g. precipitation and humidity) responsible for the frequently occurred flood disasters in the regions. In addition, the spatial variations of precipitation in different return periods (Return period = 1, 10, 50 years to 100 years) increase from the upstream to downstream at the regional scale; (4) the seasonal patterns of precipitation extremes for different topographical regions are different. The major precipitation events of AM1R, AM3R, AM5R and AM7R in regions of low-elevation in lower (south-eastern) part of the basin occur mainly in May, June, July and August, while the main precipitation periods for the mountainous region upstream are June, July and August. Further analysis of the NCAR/NCEP reanalysis data indicates that the eastern Asian summer monsoon and typhoons (or hurricanes) are major metrological driving forces on the precipitation regimes. Additionally, topographical features (i.e. elevation, distance to the sea, and mountain’s influences) also exert different impacts on the spatial patterns of such regimes. To the best of our knowledge, this study is the first attempt to conduct a systematic regional frequency analysis on various annual precipitation extremes (based on consecutive 1-, 3-, 5-, 7-day averages) and to establish the possible links to climate pattern and topographical features in the Pearl River Basin and even in China. These findings are expected to contribute to exploring the complex spatio-temporal patterns of extreme rainfall in this basin in order to reveal the underlying linkages between precipitation and floods from a broad geographical perspective. Ó 2009 Published by Elsevier B.V. Introduction Due to the influence of global warming, the magnitude and pattern of precipitation extremes are expected to change. In particu- * Corresponding author. Address: State Key Laboratory of Hydrology-Water Resources and Hydraulics Engineering, Hohai University, Nanjing 210098, The People’s Republic of China. Tel.: +86 25 8378 6973; fax: +86 25 8378 6606. E-mail addresses: enigama2000@hhu.edu.cn, tfrank.yang@gmail.com (T. Yang). 0022-1694/$ - see front matter Ó 2009 Published by Elsevier B.V. doi:10.1016/j.jhydrol.2009.11.013 lar, extreme weather events such as floods, droughts, and rainstorms are likely to increase in frequency (Dore, 2005; Zhang et al., 2008). Since the beginning of the 20th century, there has been a statistically significant increase of about 2% in global land precipitation (Hulme et al., 1998). But this has been neither spatially nor temporally uniform (Karl and Knight, 1998; Doherty et al., 1999). Dai et al. (1997) found that the long-term increase in global precipitation is not related to the ENSO phenomenon and other patterns of climate variability. 387 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 0 0 102 E 0 27 N 0 104 E 108 E odology. He showed that the coefficient of variation (Cv) and skewness (L-CV) vary systematically with the spatial mapping for above parameters (MAP). The study area was found to be climatically heterogeneous, and homogeneous sub-regions were delineated within the heterogeneous region based on MAP values. However, the study for flood data by Gabriele and Arnell (1991) indicated that different parameters (i.e. Cv, Cs) can be assumed to be approximately constant over different spatial scales. Particularly, in comparison with the coefficient of variation, the skewness was found to be constant over a larger area, meaning that the mean value varies less over space. Furthermore, Pilion et al. (1991) found that the probability distribution of extreme rainfall events depends on the duration of rainfall. The utility of regional analysis depends on the satisfactory solution of the following issues: the selection and verification of homogenous regions, the identification of regional rainfall probability distributions, and the estimation of the regional distribution parameters. All of these issues require the knowledge of statistical parameters such as skewness and kurtosis. Unfortunately, the estimates of these parameters are statistically challenging due to possible outliers in the data (Royston, 1992). To address this problem, developed the so-called L-moments techniques which have several advantages over conventional moment parameters. Hosking and Wallis (1993) suggested an index-flood procedure by assuming that the flood distributions at all sites within a homogeneous region are identical except for the scale or index-flood parameter and then using L-moments to undertake regional flood frequency analysis. L-moment ratios are superior to the product moment ratios in the sense that the former are more robust in the presence of outliers and do not suffer from sample size related bounds (Yang et al., 2009). L-moment diagrams and related goodness-of-fit procedures are useful for distribution selection (Hosking and Wallis, 1997). Regarding regional extreme precipitation analysis, Fowler and Kilsby (2003) reported that multi-day rainfall events are an important cause of recent severe flooding in the UK and any change in 0 11 0 E 0 0 114 0 E 112 E 116 E 270N Elevation 0-310 310-621 621-931 931-1242 1242-1552 1552-1863 1863-2173 2173-2484 2484-2795 260N 250N 0 26 N 0 25 N 0 24 N 0 24 N 230N 230N 0 80 E 0 0 100 E 120 E 0 220N 50 N 0 22 N Catchments boundary Beijing Meteorological gauges N 0 21 N 30 0 N Pearl River Basin W N Provincial boundary E Provincial capital S 100 200 400 Km Streams 0 20 N 0 102 E 0 104 E 0 108 E 0 11 0 E 0 112 E 210N 0 114 E Longtitudeo(E) Fig. 1. Sketch map of the Pearl River Basin (PRB), South China and meteorological gauging sites. 200N 0 116 E Latitu de ( oN) Extreme precipitation in conjunction with extended precipitation events has the potential to trigger floods and droughts, which is expected to put considerable pressure on water resources (Yang et al., 2008a, 2009; Zhang et al., 2008a). The situation, particularly for highly developed regions, is worsened by sharp increases in population, unprecedented rise in standards of living, and enormous economic development (Xu and Singh, 2004). Furthermore, precipitation extremes may influence the soil vulnerability to erosion, which changes plant growth conditions and agricultural practices, causing altered land-use management strategies (Scholz et al., 2008). The Pearl River Basin, the second largest drainage basin in China with a thriving regional socio-economy in south China, is presently confronted with insufficient water resources to sustain its rapid regional socio-economy development. The spatial and temporal variations of water resource in the basin are closely related to precipitation changes (Zhang et al., 2008; Yang et al., 2008b). Uneven spatio-temporal distribution of water resource has a negative influence on the effective use of water resources. Quality-induced water shortage further deteriorates its regional water security (Zhang et al., 2008a,b). The East River, one of the major tributaries of the Pearl River Basin, is responsible for the primary annual water demand of major cities such as Hong Kong, Guangzhou, Shenzhen, Dongguan and Huizhou, with over forty million dwellers in total. Considering the significance of water security in the Pearl River Basin, an improved understanding of the statistical structure with respect to precipitation extremes and its spatial patterns is of paramount importance to formulating a regional water resources management strategy for the basin. A number of studies on precipitation extremes have been undertaken using various statistical procedures, including regionalization techniques which can potentially reduce the uncertainties in quantile estimates that are inherent in the at-site approach. Schaefer (1990) conducted a regional analysis for precipitation data from Washington State using an ‘‘index-flood” meth- 388 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 the magnitude of such events may result in severe damages. Regional 1-, 2-, 5- and 10-day annual maxima rainfall for 1961–2000 from 204 sites across the UK were used in a standard regional frequency analysis to produce generalized extreme value growth curves for long return period rainfall events in each of nine defined climatological regions. Wallis et al. (2007) improved the spatial mapping method and reliability of frequency estimates of precipitation in the broad areas of Washington State using PRISM mapping and L-moments method. The results identify the GEV distribution as statistically acceptable distribution of up to 1 in 500 recurrence intervals for all regions. Norbiato et al. (2007) utilized index variable method and L-moments to analyze the annual maximum precipitation for the Friuli-Venezia Giulia region of north-eastern Italy. Radar rainfall estimates, adjusted by a physically-based method and data from a raingauge network, are used to characterize the return period of the storm rainfall amounts in the study. Endreny and Pashiardis (2007) assessed the rainfall frequency analysis in the regional and global approaches by relative bias and root mean square error (RMSE) values. Results indicated that relative RMSE values were approximately equal at 10% for the regional and global method when regions were compared. However, when time intervals were compared with, RMSE of the global method had a parabolic-shaped time interval trend. Relative bias values were also approximately equal for both methods when Table 1 List of 42 precipitation gauges and associated characteristics in the Pearl River Basin (Source of data: The National Center of Climate, China). No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Site name Xianning Zhanyi Yuxi Luxi Mengzi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhou Longitude 104°170 E 103°500 E 102°330 E 103°460 E 103°230 E 105°550 E 105°110 E 106°050 E 106°460 E 107°330 E 108°320 E 109°240 E 110°180 E 114°190 E 105°040 E 107°020 E 108°030 E 108°060 E 109°240 E 110°310 E 111°310 E 113°350 E 113°320 E 114°290 E 115°390 E 105°500 E 106°360 E 106°250 E 109°140 E 110°050 E 111°180 E 112°260 E 112°280 E 113°190 E 114°410 E 113°490 E 114°250 E 106°510 E 108°210 E 111°340 E 112°470 E 114°060 E Latitude 26°520 N 25°350 N 24°210 N 24°320 N 23°230 N 26°150 N 25°260 N 25°110 N 25°260 N 25°500 N 25°580 N 25°130 N 25°190 N 25°080 N 24°040 N 24°330 N 24°420 N 23°560 N 24°020 N 24°120 N 24°250 N 24°480 N 23°520 N 24°220 N 24°570 N 23°250 N 23°540 N 23°080 N 23°450 N 23°240 N 23°290 N 23°380 N 23°030 N 23°080 N 23°440 N 23°180 N 23°050 N 22°200 N 22°490 N 22°460 N 22°150 N 22°330 N Altitude (m) Annual precipitation total (mm) 2237.5 1898.7 1636.7 1704.3 1300.7 1392.9 1378.5 566.8 440.3 1013.3 285.7 121.3 164.4 133.8 1249.6 484.6 211.0 170.8 96.8 145.7 108.8 69.3 67.8 214.5 303.9 793.6 173.5 739.4 84.9 42.5 114.8 56.8 71.0 41.0 40.6 38.9 22.4 128.8 73.1 53.3 32.7 18.2 915.6 992.4 905.0 938.4 842.6 1345.2 1321.3 1235.3 1148.5 1319.1 1203.4 1922.3 1906.0 1524.7 1001.8 1535.1 1497.1 1723.8 1465.0 1743.0 1555.7 1565.5 2173.7 1768.2 1617.4 1403.9 1093.5 1639.5 1367.2 1727.5 1478.9 1705.6 1644.2 1732.4 1939.3 1882.3 1720.6 1329.4 1306.0 1358.9 1947.3 1943.7 regions were compared, but again a parabolic-shaped time interval trend was found for the global method. This may be caused by fitting a single scale value for all time intervals. A variety of L-moments based methods have been extensively employed in the regional frequency analysis of extreme precipitation (e.g. Adamowski et al., 1996; Sveinsson et al., 2002; Burgueno et al., 2005; Endreny and Pashiardis, 2007; Gaál and Kyselý, 2009). However, most the studies mentioned above conduct regional flood frequency analysis without testing stationarity and serial correlation in the samples to guarantee reliable estimates. Both stationarity and independence are important underlying assumptions inherent in frequency analysis. As a result, the analysis without stationarity and serial correlation tests may lead to incorrect results and conclusions. Therefore, it is beneficial to draw sufficient concerns on stationarity and serial correlation tests prior to the regional frequency analysis. Furthermore, characterization of the spatial variations for rainfall extremes is essential to reveal the potential influences of climate change and topographical factors, hence will be carried out in the current study to support flood/ drought risk assessment and water resources management for gauged/ungauged regions. Table 2 Results (P-values) of trend test for the precipitation extremes (AM1R, AM3R, AM5R, and AM7R) over the period (1960–2005) in the Pearl River Basin using MK test. No. Site name P-value AM1R 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Xianning Zhanyi Yuxi Luxi Mengzi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhen 0.1203() 0.4459(+) 0.0003(+) 0.1241() 0.0663(+) 0.6422(+) 0.2199(+) 0.1633(+) 0.9710(+) 0.9363() 0.5703(+) 0.3935(+) 0.1169(+) 0.0629(+) 0.9497(+) 0.5695() 0.1937(+) 0.5651(+) 0.1816() 0.8746() 0.0730(+) 0.3527(+) * 0.0437() 0.4466(+) 0.6819() 0.8729(+) 0.9306() * 0.0325(+) 0.9733(+) 0.1949(+) 0.4459() 0.3091() 0.3861() 0.8503() 0.7036(+) 0.2939() 0.5912(+) 0.7013() 0.3199(+) 0.9245() 0.5651() 0.6015() * AM3R 0.1348() 0.7112(+) 0.0004(+) * 0.0281() * 0.0392(+) 0.5042(+) 0.1569(+) 0.7138() 0.3528() 0.2424() 0.6181() 0.4079(+) 0.1746(+) 0.0617(+) 0.7583() 0.6000() 0.6202(+) 0.7415() 0.4679() 0.2693(+) 0.3654(+) 0.5911(+) 0.0524() 0.1842(+) 0.4566() 0.5456(+) 0.3453() 0.3343(+) 0.6880() 0.4803() 0.2396() 0.3609() 0.4250() 0.7112(+) 0.8932() 0.7173(+) 0.8814(+) 0.4615() 0.0729(+) 0.1428() 0.5807(+) 0.7203() * AM5R 0.0994() 0.4813(+) 0.0353(+) 0.2515() * 0.0299(+) 0.5277(+) 0.2145(+) 0.4576() 0.1723() 0.3129() 0.7765() 0.4129(+) 0.7220(+) 0.0959(+) 0.5646() 0.2590() 0.3937() 0.3945() 0.3235() 0.2303(+) 0.2209(+) 0.7715() 0.1452() 0.2074(+) 0.3843() 0.7693(+) 0.8731() 0.5180(+) 0.4124() 0.3736() 0.5420() 0.9176() 0.6383() 0.7275(+) 0.3827() 0.6540(+) 0.3787() 0.4996() 0.3307(+) * 0.0494() 0.3613(+) 0.5115() * AM7R 0.2484() 0.3997(+) 0.0316(+) 0.3507() * 0.0392(+) 0.4373(+) 0.0921(+) 0.3836() 0.6370() 0.2605() 0.7415() 0.4228(+) 0.7329(+) 0.2262(+) 0.5807() 0.3282() 0.3716() 0.5966() 0.3416() 0.7648(+) 0.2969(+) 0.7660() 0.1815() 0.4034(+) 0.5250() 0.5165(+) 0.8846() 0.7238(+) 0.3707() 0.4206() 0.6579() 0.3430(+) 0.8902(+) 0.8276(+) 0.9524() 0.7959 () 0.9168() 0.2627() 0.4768(+) 0.5180() 0.2226(+) 0.7427() * Note: The ‘(+)’ sign means an upward trend, the ‘()’ sign means a downward trend, ‘()’ means no trend, and ‘*’ denotes trend are statistically significant at 5% confidence level. 389 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 Meanwhile, although the L-moments method is being increasingly used to identify the probability distribution function for regional frequency analysis, the Pearson-III distribution is still widely used as the official recommendation in hydrological frequency analysis across China (MWR, 1999), and the L-moments method has not acquired popularity. Only a few reports concerning regional frequency analysis using L-moments method can be found. Zhang and Hall (2004) used the Ward’s cluster, fuzzy c-means and artificial neural networks method together with L-moments method to conduct a regional flood frequency analysis for the Gan-Ming River basin in China. The results demonstrated that the artificial neural network (ANN) has lower standard errors. Chen et al. (2006) applied L-moments method to analyze the regional frequency of low flows for Dongjiang basin, South China. Both studies took advantages of L-moments method and launched useful initiates of regional analysis in China. Yang et al. (2009) used the well-known index-flood L-moments approach for a regional flood frequency analysis and the spatial pattern of flood frequency in the Pearl River Delta, which drains a contributing area of 3% the total area of Pearl River Basin. The study was beneficial to understanding the flood behaviors in the PRD region, but the investigated domain is quite limited. Furthermore, it is well-evidenced that the regional patterns of the surface hydro-climatological changes due to the currently well-evidenced global warming are more complicated as compared to temperature changes. However, both decreasing and increasing precipitation or runoff can be expected (e.g., Milly et al., 2005). Precipitation efficiency is the fraction of the average horizontal water vapor flux over an area that falls as rain. Summer rainfall, whether forced by synoptic-scale disturbances or by meso-scale mechanisms, is overwhelmingly subject to moisture transportation and deep convection. The NCEP/NCAR reanalysis dataset, a joint product from the National Centers for Environmental Prediction and the National Center for Atmospheric Research, is continually updated at gridded scale to reproduce the state of the Earth’s atmosphere by incorporating observations and global climate model output since 1948. Nowadays, it is widely used into the investigation including estimation of atmospheric moisture budget, recognition of moisture transport, and associated impacts on hydrological processes (e.g. Zhang et al., 2008, 2008c). In order to better understand the spatio-temporal variations of rainfall extremes, potential influences of meteorological forces (e.g. moisture transport regimes) should be studied. With this regard, a further analysis based on the NCAR/NCEP reanalysis data in the same period would be very beneficial. To our best knowledge, the regional frequency analysis of precipitation extremes with the state-of-art L-moments techniques has not been conducted in the whole Pear River Basin, south China, which is a highly complicated river system that encompasses a large area with various random and systematic variations (PRWRC, 1991, 2006). Furthermore, past studies addressing the inter-annual pattern or seasonality of extreme precipitation for this region are Table 3 Serial independence test for precipitation extremes in the Pearl River Basin. No. Site name 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 Xianning Zhanyi Luxi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhen AM1R AM3R AM5R pffiffiffi Di 1:96= n AM7R r1 r5 r10 r1 r5 r10 r1 r5 r10 r1 r5 r10 0.053 0.035 0.127 0.041 0.292 0.266 0.051 0.030 0.018 0.193 0.099 0.044 0.221 0.132 0.056 0.217 0.020 0.178 0.091 0.201 0.078 0.069 0.021 0.112 0.039 0.179 0.219 0.119 0.048 0.010 0.023 0.175 0.141 0.055 0.018 0.130 0.111 0.024 0.095 0.026 0.056 0.055 0.004 0.175 0.021 0.059 0.018 0.146 0.095 0.211 0.175 0.321 0.138 0.151 0.140 0.054 0.063 0.185 0.176 0.050 0.155 0.030 0.047 0.183 0.140 0.080 0.169 0.005 0.080 0.194 0.195 0.088 0.026 0.133 0.164 0.116 0.101 0.076 0.002 0.152 0.018 0.011 0.136 0.122 0.403 0.008 0.018 0.304 0.118 0.233 0.211 0.064 0.032 0.221 0.224 0.110 0.034 0.165 0.036 0.055 0.107 0.050 0.055 0.272 0.168 0.008 0.127 0.121 0.138 0.006 0.090 0.075 0.142 0.108 0.082 0.281 0.145 0.066 0.076 0.137 0.191 0.042 0.074 0.174 0.241 0.187 0.067 0.045 0.056 0.204 0.165 0.081 0.006 0.059 0.096 0.029 0.014 0.034 0.263 0.210 0.145 0.264 0.220 0.006 0.063 0.258 0.216 0.174 0.015 0.055 0.125 0.136 0.098 0.068 0.116 0.035 0.030 0.072 0.077 0.078 0.072 0.081 0.016 0.160 0.059 0.108 0.112 0.026 0.009 0.116 0.241 0.042 0.080 0.200 0.051 0.039 0.164 0.116 0.060 0.146 0.221 0.028 0.075 0.231 0.125 0.155 0.156 0.004 0.182 0.159 0.038 0.080 0.096 0.072 0.226 0.037 0.040 0.173 0.113 0.111 0.005 0.029 0.152 0.104 0.389 0.148 0.190 0.144 0.046 0.361 0.204 0.057 0.067 0.005 0.193 0.029 0.132 0.041 0.095 0.122 0.137 0.052 0.109 0.040 0.098 0.132 0.149 0.239 0.165 0.127 0.142 0.137 0.112 0.134 0.020 0.237 0.128 0.155 0.316 0.091 0.240 0.015 0.105 0.208 0.207 0.105 0.051 0.187 0.166 0.191 0.222 0.009 0.078 0.047 0.106 0.092 0.115 0.134 0.242 0.135 0.009 0.153 0.180 0.017 0.078 0.236 0.195 0.227 0.0003 0.142 0.184 0.110 0.093 0.145 0.026 0.119 0.093 0.162 0.076 0.082 0.140 0.067 0.025 0.015 0.034 0.289 0.107 0.167 0.180 0.091 0.261 0.034 0.133 0.105 0.122 0.063 0.157 0.086 0.089 0.176 0.222 0.077 0.067 0.055 0.146 0.130 0.091 0.014 0.136 0.100 0.103 0.056 0.095 0.003 0.078 0.029 0.0004 0.142 0.114 0.073 0.009 0.029 0.195 0.191 0.333 0.144 0.181 0.127 0.007 0.246 0.170 0.110 0.001 0.088 0.224 0.014 0.238 0.047 0.013 0.063 0.180 0.016 0.170 0.051 0.048 0.094 0.122 0.061 0.129 0.010 0.095 0.099 0.138 0.214 0.139 0.137 0.041 0.100 0.239 0.089 0.158 0.032 0.025 0.181 0.222 0.034 0.004 0.257 0.155 0.155 0.130 0.084 0.010 0.022 0.153 0.013 0.091 0.157 0.159 0.233 0.056 0.183 0.164 0.043 0.067 0.180 0.229 0.223 0.018 0.051 0.159 0.136 0.203 0.179 0.052 0.113 0.059 0.239 0.051 0.063 0.109 0.125 0.078 0.010 0.098 0.117 0.0002 0.168 0.131 0.126 0.189 0.021 0.146 0.048 0.111 0.125 0.092 0.080 0.050 0.165 0.119 0.013 0.036 0.042 0.003 0.140 0.031 0.004 0.057 0.186 0.136 0.003 0.095 0.092 0.104 0.028 0.023 0.222 0.080 0.170 0.096 0.147 0.150 0.142 0.186 0.141 0.070 0.040 0.089 0.121 0.140 0.143 0.042 0.043 0.241 0.144 0.297 0.039 0.052 0.059 0.116 0.166 0.237 0.007 0.099 0.148 0.043 0.045 0.168 0.041 0.156 0.130 0.224 0.219 0.200 0.051 0.055 0.013 0.208 0.066 0.264 0.264 0.283 0.264 0.264 0.286 0.264 0.264 0.269 0.280 0.264 0.274 0.272 0.283 0.274 0.269 0.264 0.272 0.280 0.264 0.280 0.267 0.277 0.283 0.264 0.280 0.277 0.269 0.264 0.280 0.269 0.264 0.267 0.280 0.267 0.269 0.264 0.280 0.269 0.267 390 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 limited (Chen et al., 2006; Zhang et al., 2009). From the meteorological point of view, it is essential to identify the spatio-temporal patterns of extreme precipitation to reveal the underlying linkages between precipitation and floods in a broad geographical perspective. However, no study with reference to comprehensive regional precipitation-frequency and spatio-temporal patterns analysis on the rainfall extremes has been conducted across the entire Pearl River Basin. Therefore, extensive efforts should be enforced to carry out the regional frequency analysis of extreme precipitation in the basin, which is the fastest growing economic region in south China. The objectives of this article are to: (1) examine the stationarity and serial correlation of annual maximum observations for multi-day precipitation, namely (i.e. 1-, 3-, 5-, 7- consecutive days) and identify the hydrological homogeneous sub-regions; (2) identify and delineate the hydrological homogeneous regions for above annual precipitation extremes in the Pearl River basin by clusteranalysis; (3) determine the best probability distribution for rainfall extremes, conduct regional frequency analysis with uncertainty assessment including the corresponding error bounds and root mean squared error (RMSE) using the L-moments; (4) characterize the spatio-temporal patterns of extreme precipitation events in order to reveal the underlying impacts of climate variations dominated in the PRB. This investigation is expected to contribute to exploring the unique and complex features of extreme rainfall in PRB, which is beneficial for policymakers and stakeholders in water resource management formulating regional strategies against the menaces of frequently emerging floods. Study region The Pearl River (102°140 E–116°530 E; 20°310 N–26°490 N) shown in Fig. 1, is the second largest river (in terms of streamflow magnitude) in China with drainage area of 4.42 105 km2 (PRWRC, 1991, 2006; Zhang et al., 2008a,b). The Pearl River basin has three major tributaries: West River, North River and East River. Of these, the largest is the West River, involving Nanpan River, Hongshui River, Qian River and West River. Its main tributaries are: Beipan River, Liu River, Yu River and Gui River (Fig. 1). It is about 2075 km long with a drainage area of 353,120 km2, accounting for 77.8% of the total drainage area of the Pearl River Basin. The North River is the second largest tributary, having length of 468 km and drainage area of 46,710 km2. The East River is about 520 km long with a drainage area of 27,000 km2, accounting for 6.6% of the total area of the Pearl River (PRWRC, 1991, 2006; Chen et al., 2008). Pearl River Basin is located in the tropical and sub-tropical climate zones. The annual mean temperature ranges from 14 to 22 °C. The multi-annual average humidity is between 71% and 80% (PRWRC, 1991). Precipitation during April–September accounts for 72–88% of the annual total. The Pearl River Basin, especially the Pearl River Delta region, is economically developed and is of great importance in the socio-economic development of China. Data availability Daily precipitation observations (1960–2005) were collected from 42 national standard rain gauges located in the Pearl River Basin (Fig. 1 and Table 1). These observations were obtained from the National Climate Center, which is officially in charge of monitoring, collecting, compiling and releasing high-quality hydrological data in China. Hence the quality of hydrological data can be guaranteed in this study. The following variables are derived for analysis: Annual maximum 1-day rainfall (AM1R, mm). Annual maximum 3-day rainfall (AM3R, mm). Table 4 Transformation of site characteristics. Site characteristics, X Latitude (deg) Longitude (deg) Elevation (m) Mean annual precipitation (mm) Cluster analysis, Y Y = X/90 Y = X/150 Y = X/3000 Y = X/2000 Table 5 Result of hydrological homogenous regions of 40 rainfall gauges in the Pearl River Basin (PRB) using cluster-analysis approach. No. Site name Annual precipitation(mm) Altitude (m) 1st result of homogeneity testa 2nd result of homogeneity testb 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 Xianning Zhanyi Luxi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhen 915.6 992.4 938.4 1345.2 1321.3 1235.3 1148.5 1319.1 1203.4 1922.3 1906 1524.7 1001.8 1535.1 1497.1 1723.8 1465 1743 1555.7 1565.5 2173.7 1768.2 1617.4 1403.9 1093.5 1639.5 1367.2 1727.5 1478.9 1705.6 1644.2 1732.4 1939.3 1882.3 1720.6 1329.4 1306 1358.9 1947.3 1943.7 2237.5 1898.7 1704.3 1392.9 1378.5 566.8 440.3 1013.3 285.7 121.3 164.4 133.8 1249.6 484.6 211.0 170.8 96.8 145.7 108.8 69.3 67.8 214.5 303.9 793.6 173.5 739.4 84.9 42.5 114.8 56.8 71.0 41.0 40.6 38.9 22.4 128.8 73.1 53.3 32.7 18.2 I I I III III III III III III IV IV V II V V VI V VI V V IV VI V II II VI VII VI V VI VI VI IV IV VI VII VII VII IV IV I I I II II II II II II VI VI III II III III IV III IV III III VI IV III II II IV V IV III IV IV IV VI VI IV V V V VI VI a The 1st result of homogeneity test is the initial detection result of homogenous regions for annual precipitation totals in the Pearl River Basin (PSB), South China using cluster-analysis approach, the geographical location and containing sites of each homogenous region can be referred to Fig. 2. b The 2rd result of homogeneity test is adjusted manually, taking into account the topography and spatial patterns of the annual precipitation in the areas covered by the clusters, suggested several natural and physically reasonable modifications to clusters, which lead to more nearly homogeneous clusters; As a result, the number (6) of region refinement is less than that (7) of the initial detection result by clusteranalysis approach. Annual maximum 5-day rainfall (AM5R, mm). Annual maximum 7-day rainfall (AM7R, mm). Those variables are widely used in rainfall-extremes analysis and recognition the associated spatio-temporal patterns across the world nowadays (e.g. Fowler and Kilsby, 2003). Besides, the NCAR/NCEP reanalysis data from 1960 to 2005 (Trenberth and Guillemot, 1998) are used to explore the whole 391 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 104 0 E 1020 E 270N 108 0 E 110 0 E 112 0 E 116 0 E0 27 N 0 114 E I 0 26 N III I III III III III 0 25 N I V 240N II V VI 0 100 E 0 VI VI VII 0 VI 23 N IV VII 50 N 240N IV IV 0 120 E 0 22 N IV VI V VII 0 VI V VI VII VI 80 E V V VII 230N 250N V V VI II IV V III Latitude ( oN) 0 26 N IV 220N Beijing N 0 21 N 0 30 N Pearl River B asin W N Catchments boundary Meteorological gauges E 200N 1020 E 104 0 E 108 0 E 110 0 E 200 Homogeneous regions I S 100 400 Km 112 0 E 0 21 N Streams 0 20 N 116 0 E 0 114 E Longtitude (oE) Fig. 2. Initial detection result of homogenous regions for annual precipitation totals in the Pearl River Basin (PRB), South China using cluster-analysis approach. layer of the atmospheric moisture and related transport features. In the actual atmosphere, the moisture content is very low above 300 hPa, so that a top of the atmosphere pressure of 300 hPa will be used in the study (Zhang et al., 2008c). Methodology The methods are presented in this section, including the stationarity test, serial correlation check, L-moments approach, spatial analysis, and atmospheric moisture transport calculation. Stationarity test and Serial correlation check Stationarity has a strict statistical definition and a stationary series has constant mean, variance and autocorrelation, etc., but for our purpose here we mean a flat looking series. The trend test is one of the most popular methods in examining the stationarity in hydrological series. The rank-based Mann–Kendall method (MK) (Mann, 1945; Kendall, 1975) is highly recommended by the World Meteorological Organization to assess the significance of monotonic trends in hydrological series (Mitchell et al., 1966), as it has the advantage of not requiring any distribution assumptions in the data while having the same power as its parametric competitors. The effect of the serial correlation on the Mann–Kendall (MK) test was eliminated using a pre-whitening technique (e.g. Yang et al., 2008a, 2009) in this study. The serial correlation check was carried out mainly by examining the autocorrelation coefficients of the time series. When the absolute values of the autocorrelation coefficients of different lag times calculated for a time series consisting of n observations are pffiffiffi not larger than the typical critical value, i.e. 1:96= n corresponding to the 5% significance level (Douglas et al., 2000; Xiong and Guo, 2004), the observations in this time series can be accepted as being independent from each other. According to the calculated autocorrelation coefficients of lag-1, lag-5 and lag-10 for each annual series, the observations in that series can be accepted as being independent at the 5% significance level. Table 6 L-moment ratios of AM1R for 40 precipitation gauges in the Pearl River Basin (PRB). No. Site name ni l1 i tðiÞ ¼ u t3 t4 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 Xianning Zhanyi Luxi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhen 55 55 48 55 55 47 55 55 53 49 55 50 51 48 51 53 55 52 49 55 49 54 50 48 55 49 49 53 55 49 53 55 54 48 54 53 55 49 53 54 101.7 90.8 105.9 94.5 88.7 80.3 161.1 133.1 92.1 67.2 109.8 104.0 136.5 111.1 117.3 102.1 93.7 96.9 145.0 104.8 104.7 90.8 95.9 105.0 103.6 121.0 106.2 102.6 109.3 124.7 136.5 141.1 99.9 102.0 102.13 130.34 133.40 120.82 146.28 151.19 0.1649 0.2405 0.2102 0.2904 0.2042 0.1843 0.2004 0.1551 0.1673 0.1355 0.2360 0.3499 0.2213 0.0576 0.2020 0.2718 0.1329 0.2309 0.1958 0.2429 0.2378 0.1897 0.1766 0.1272 0.2921 0.2792 0.1983 0.2999 0.2270 0.2572 0.2966 0.2480 0.1754 0.2814 0.0272 0.0680 0.1149 0.1499 0.0086 0.0045 0.1220 0.1921 0.2649 0.3090 0.1551 0.1708 0.1231 0.1054 0.1252 0.1464 0.2097 0.1995 0.1709 0.0704 0.1435 0.2311 0.1555 0.1907 0.1969 0.1454 0.1492 0.1805 0.1625 0.1871 0.2246 0.2259 0.2507 0.2364 0.1622 0.1966 0.2595 0.2169 0.1899 0.2404 0.1803 0.1280 0.2039 0.1587 0.1340 0.1285 0.0283 0.0946 0.0784 0.2079 0.0150 0.1470 0.0843 0.0493 0.0104 0.0479 0.1247 0.0787 0.0729 0.0458 0.0500 0.0944 0.0602 0.0538 0.0535 0.0324 0.0479 0.0581 0.0673 0.0625 0.0885 0.1249 0.1669 0.1083 0.0519 0.0746 0.1358 0.1257 0.0985 0.0898 0.0330 0.0560 0.0230 0.0240 0.0220 0.0140 ðiÞ ðiÞ 392 Table 7 Results of discordance, heterogeneity and goodness-of-fit tests for 40 rainfall gauges in Pearl River Basin (PRB). HOM region Containing sites (Di) Discordancy measure Dcritical H1 H2 H3 1.AM1R I (3 sites) II (9 sites) Xianning (1.01), Zhanyi (0.97), Luxi (0.98) Anshun (2.15), Xingyi (0.77), Wangmo (1.52), Luodian (1.67), Dushan (0.81), Rongjiang (0.64), Guangnan (1.15), Napo (0.28), Baise (0.21) Nanxiong (1.96), Fengshan (0.13), Hechi (1.38), Liuzhou (1.13), Hexian (0.39), Shaoguan (0.18), Xunwu (0.40), Wuzhou (1.43) Du’an (0.43), Mengshan (0.70), Lianping (1.10), Jingxi (1.59), Guiping (0.57), Guangning (1.90), Gaoyao (0.31), Guangzhou (0.43), Huiyang (0.92) Laibin (1.00), Longzhou (0.91), Nanning (0.89), Luoding (1.00) Rong’an (0.84), Guilin (1.43), Fogang (0.32), Heyuan (1.40), Taishan (0.98), Shenzhen (1.03), Zengcheng (0.79) 1.333 2.329 0.24 0.19 0.24 0.19 2.140 0.28 2.329 III (8 sites) IV (9 sites) V (4 sites) VI (7 sites) 2.AM3R I (3 sites) II (9 sites) III (8 sites) IV (9 sites) V (4 sites) VI (7 sites) 3.AM5R I (3 sites) II (9 sites) III (8 sites) IV (9 sites) V (4 sites) VI (7 sites) 4.AM7R I (3 sites) II (9 sites) III (8 sites) IV (9 sites) V (4 sites) VI (7 sites) * |Z| 6 1.64 Best fit 0.53 1.31 0.10 0.23 GNO GLO 0.30 0.05 0.51 GEV 0.08 0.08 1.83 0.84 GLO 1.333 1.648 0.13 0.09 0.13 0.09 0.91 0.22 0.23 0.32 GLO GEV Xianning (1.17), Zhanyi (0.93), Luxi (0.89) Anshun (1.86), Xingyi (0.65), Wangmo (0.68), Luodian (0.73), Dushan (0.17), Rongjiang (0.36), Guangnan (1.87), Napo (1.45), Baise (0.98) Nanxiong (1.67), Fengshan (1.10), Hechi (1.45), Liuzhou (1.84), Hexian (0.88), Shaoguan (0.65), Xunwu (0.09), Wuzhou (0.33) Du’an (0.92), Mengshan (0.52), Lianping (0.53), Jingxi (0.76), Guiping (0.83), Guangning (0.81), Gaoyao (0.48), Guangzhou (0.45), Huiyang (1.08) Laibin (1.00), Longzhou (0.99), Nanning (0.81), Luoding (0.93) Rong’an (1.30), Guilin (1.42), Fogang (0.66), Heyuan (1.17), Taishan (0.29), Shenzhen (1.16), Zengcheng (0.81) 1.333 2.329 0.20 0.16 0.20 0.17 0.27 0.55 0.12 0.55 GNO GLO 2.140 0.28 0.29 0.68 0.39 GLO 2.329 0.17 0.17 0.82 0.65 GEV 1.333 1.648 0.23 0.11 0.23 0.11 1.04 1.90* 0.15 0.30 GLO GNO Xianning (1.01), Zhanyi (0.98), Luxi (1.00) Anshun (1.19), Xingyi (1.41), Wangmo (1.02), Luodian (0.82), Dushan (0.19), Rongjiang (0.65), Guangnan (1.77), Napo (0.89), Baise (1.07) Nanxiong (1.37), Fengshan (0.48), Hechi (1.83), Liuzhou (2.00), Hexian (1.08), Shaoguan (0.43), Xunwu (0.18), Wuzhou (0.64) Du’an (0.93), Mengshan (0.51), Lianping (1.27), Jingxi (0.80), Guiping (0.37), Guangning (1.43), Gaoyao (1.89), Guangzhou (1.26), Huiyang (0.55) Laibin (1.02), Longzhou (0.93), Nanning (0.99), Luoding (1.00) Rong’an (0.28), Guilin (1.46), Fogang (1.30), Heyuan (1.07), Taishan (0.35), Shenzhen (1.54), Zengcheng (1.01) 1.333 2.329 0.13 0.09 0.13 0.10 0.03 0.30 0.11 0.28 GLO GLO 2.140 0.09 0.09 0.58 0.54 GEV 2.329 0.07 0.07 1.38 0.79 GEV 1.333 1.648 0.16 0.12 0.16 0.12 1.10 0.89 0.70 0.30 GLO PE3 Xianning (0.97), Zhanyi (0.91), Luxi (0.88) Anshun (1.46), Xingyi (0.48), Wangmo (1.44), Luodian (0.47), Dushan (0.94), Rongjiang (0.98), Guangnan (1.69), Napo (0.42), Baise (1.14) Nanxiong (1.43), Fengshan (0.83), Hechi 1.81), Liuzhou (1.30), Hexian (0.26), Shaoguan (0.71), Xunwu (0.10), Wuzhou (1.54) Du’an (1.76), Mengshan (0.40), Lianping (1.03), Jingxi (0.40), Guiping (0.23), Guangning (0.83), Gaoyao (1.17), Guangzhou (1.89), Huiyang (0.24) Laibin (1.10), Longzhou (0.88), Nanning (1.01), Luoding (1.00) Rong’an (0.66), Guilin (0.84), Fogang (1.45), Heyuan (1.11), Taishan (0.90), Shenzhen (1.05), Zengcheng (0.75) 1.333 2.329 0.15 0.08 0.15 0.09 0.44 1.15 1.31 0.26 GLO GLO 2.140 0.08 0.08 1.44 0.84 GLO 2.329 0.04 0.04 1.62 0.29 GLO 1.333 1.648 0.10 0.11 0.10 0.11 1.25 1.35* 0.40 0.11 GLO GNO Denotes failure in the heterogeneity test. Heterogeneity measure T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 Item 393 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 L-moments theory L-moments have the theoretical advantages over conventional moments of being able to characterize a wider range of distributions and, when estimated from a sample, of being more robust to the presence of outliers in the data. Details about the L-moments approach can be found in Hosking and Wallis (1997). In brief, it is a modification of the probability weighted moments (PWM) method with the advantage of offering a description of the shape of a probability distribution by L-skewness and L-kurtosis (e.g. Wallis et al., 2007). The L-moment is a linear combination of the probability weighted moments. The sample L-moment ratios, defined as t ¼ l2 =l1 and t r ¼ lr =l2 ; r ¼ 3; 4; . . . Table 8 Accuracy measures for estimated growth curve of the PRB precipitation extreme (AM1R). No. Region F RMSE 1 I (3 sites) .010 .100 .500 .900 .990 .999 .168 .061 .043 .048 .121 .241 2 II (9 sites) .010 .100 .500 .900 .990 .999 .419 .071 .022 .046 .132 .243 3 III (8 sites) .010 .100 .500 .900 .990 .999 .734 .093 .041 .059 .189 .370 4 IV (9 sites) .010 .100 .500 .900 .990 .999 .322 .065 .029 .054 .155 .286 5 V (4 sites) .010 .100 .500 .900 .990 .999 .226 .073 .048 .059 .158 .310 6 VI (7 sites) .010 .100 .500 .900 .990 .999 .474 .110 .031 .038 .110 .223 ð1Þ with lr being the unbiased rth L-moments, are analogue to the traditional ratios, that is, t is the coefficient of variation (L-CV); t3 the L-skewness and t4 the L-kurtosis. The L-moment ratios will be used for homogeneity analysis in the regional frequency analysis. Experience shows that, compared with conventional moments, L-moments have less bias in estimation and their asymptotics are closer to the normal distribution in finite samples. The L-moments approach covers the characterization of probability distributions, the summary of observed data samples, the fitting of probability distributions to data, and the testing of the distributional form. The ‘‘L” in L-moments emphasizes the linearity. The mean, variance, and skewness are defined in terms of moments as, respectively, the L-mean, L-scale and L-skewness (e.g. Wallis et al., 2007). The regional frequency analysis based on L-moments method Suppose that there are N sites in the region with sample size n1, n2, . . . , nN, respectively. The sample L-moment ratios (L-CV, ðiÞ L-Skewness and L-kurtosis) at-site i are denoted by t(i), t3 and ðiÞ t 4 . The regional weighted average L-moment ratios are given by: t¼ N X i¼1 , ni t ðiÞ N X i¼1 ni and tr ¼ N X i¼1 , ni t ðiÞ r N X ni r ¼ 3; 4; . . . i¼1 ð2Þ The regional frequency analysis using L-moments consists of five steps (Hosking and Wallis, 1993, 1997): (i) identification of homogenous regions by cluster analysis; (ii) screening of the data using the discordancy measure Di; (iii) homogeneity testing using the heterogeneity measure H; (iv) distribution selection using the goodness-of-fit measure Z; and (v) regional estimation of precipitation quantiles using the L-moment approach. These five steps were followed to conduct a regional frequency analysis for the Pearl River basin and the statistical methods employed are discussed below. Identification of homogenous regions by cluster analysis Guttman et al. (1993) analyzed annual precipitation totals for 1119 sites in the USA and formed 104 regions by cluster analysis, 101 of which were accepted as homogenous. Other examples of the use of cluster analysis in forming hydrological or climatological regions, albeit not for use in frequency analysis, have given by Mosley (1981), Richman and Lamb (1985) and Fovell and Fovell (1993). Farhan (1984) used cluster analysis to classify stream gauging sites in Jordan into regions on the basis of four principal components formed from a matrix of characteristics. The cluster analysis by site characteristics is regarded as the most practical method of forming regions from large data sets (Hosking and Wallis, 1997). It has several major variants and involves subjective decisions at several stages. The site characteristics used are judged to be of importance in defining site’s precipitation climate, including indicators of precipitation amounts and the sites’ geographic location. In this study, four variables are chosen to describe the precipitation climate: latitude, longitude, elevation and the mean annual precipitation. The observed scales of the variables are very different, and the standard methods of cluster analysis are sensitive to such scale difference. Therefore these variables were rescaled so that their ranges are comparable. The location, precipitation amount are rescaled to lie between 0 and 1. Cluster analysis was performed using SAS average linkage and Wards’ minimum variance hierarchical clustering software. In the average-linkage method the distance between two clusters is the average Euclidean distance between two observations, one in each cluster. Clusters with small variance tend to be joined, and the procedure is biased in favor of producing clusters with equal dispersion in the space of clustering variables. In Ward’s method, the distance between two clusters is sum of squares between the two clusters summed over all the variables. This method tends to join clusters that contain a small number of sites and is strongly biased in favor of producing clusters containing approximately equal numbers of sites. Both clustering methods are based on Euclidean distances and are sensitive to redundant information that may be contained in the variables as well as to the sale of variables being clustered (Fovell and Fovell, 1993). Theoretical details on cluster analysis can be referred to in the literatures mentioned above. The output from the cluster analysis is not the final results. Subjective adjustments can often be found to improve the physical coherence of regions and to reduce the heterogeneity of regions as measured by the heterogeneity measure. Several adjustments of regions may be recommended (Hosking and Wallis, 1997): T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 1020E 0 27 N 1040E 1080E 1100E 1120E 1160E 270N 1140E Elevation 0-310 310-621 621-931 931-1242 1242-1552 1552-1863 1863-2173 2173-2484 2484-2795 260N 250N 0 26 N 0 25 N 0 24 N 0 24 N 230N 230N 0 80 E 0 100 E Latitu de (oN) 394 0 120 E 0 220N 50 N 0 22 N Beijing N 0 21 N 0 30 N Pearl River Basin N W Catchments boundary Meteorological gauges E Homogeneous regions S 100 200 400 Km Streams 200N 0 116 E 0 20 N 0 102 E 0 104 E 0 108 E 0 0 110 E 210N 112 E 1140E Longtitude(oE) Fig. 3. Homogenous regions refinement for annual precipitation totals in the Pearl River Basin (PRB), South China, in which region III and IV is marked as a joint region: ‘‘III + IV” because their containing sites are totally mixed together geographically and can not bordered as separated homogenous regions. move a site or a few sites from one region to another; delete a site or a few sites from the dataset; subdivide the region; break up the region by reassigning its sites to other regions; merge the region with another or others; merge two or more regions and redefine groups; and obtain more data and redefine groups. 9 > > ni > > > > i¼1 i¼1 > > = N N P P ðiÞ R t3 ¼ ni t 3 ni > i¼1 i¼1 > > N > > N > P P > ðiÞ R t4 ¼ ni t 4 ni > ; tR ¼ N P ni t ðiÞ i¼1 N P ð5Þ i¼1 .P N Screening the data using the discordancy measure h iT ðiÞ ðiÞ be the vector containing the t, t3 and t4 valLet ui ¼ tðiÞ ; t 3 ; t 4 ues for site i where the superscript T denotes transposition of a vector or matrix. Let u¼ N X , ui N ð3Þ i¼1 be the (unweighted) regional average. The discordancy measure for site i is then defined as: where ni i¼1 ni denotes the weight applied to sample L-Moment Ratios at-site i, which is proportional to the record length of the site. R The regional average mean l1 is set to 1. Heterogeneity measures used in this study are based on three measures of dispersion: (i) weighted standard deviation of the at-site sample L-CVs (V1); (ii) weighted average distance from the site to the group weighted mean in the two-dimensional space of L-CV and L-skewness (V2); (iii) weighted average distance from the site to the group weighted mean in the two-dimensional space of L-skewnessand L-kurtosis (V3). N N 12 2 P P ðiÞ V1 ¼ ni t tR ni i¼1 Di ¼ 1 Nðui uÞT A1 ðui uÞ 3 ð4Þ PN where A ¼ i¼1 ðui uÞðui uÞT . Obviously, a large value of Di indicates the discordancy of site i with other sites. Hosking and Wallis (1997) found that there was no single fixed number which can considered to be a ‘‘large” Di value and suggested some critical values for discordancy test which are dependent on the number of sites in the study region. Homogeneity testing using the heterogeneity measure V2 ¼ i¼1 ni t ðiÞ t R 2 ðiÞ þ t 3 t R3 2 12 N P ni > > > > > > n o12 P N N > P > ðiÞ ðiÞ R 2 R 2 V 3 ¼ ni ðt 3 t 3 Þ þ ðt4 t 4 Þ ni > ; i¼1 i¼1 ð6Þ i¼1 i¼1 Let lv, lv 2 and lv 3 denote the mean and rv, rv2 and rv3 the standard deviation of the Nsim values of V1, V2 and V3, respectively. These statistics are used to estimate the following three heterogeneity measures H1 ¼ H2 ¼ The regional average L-CV, L-skewness and L-kurtosis, represented by tR, tR3 and tR4 , respectively, are computed as: N P 9 > > > > > > > > > = H3 ¼ 9 ðV 1 lv Þ > > rv > = ðV 2 lv 2 Þ rv 2 > > ðV 3 lv 3 Þ > ; rv 3 ð7Þ 395 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 0.4 0.4 (A) Region I GLO 0.3 GNO 0.2 GEV GNO L-KURTOSIS L-KURTOSIS (B) Region II GLO 0.3 PE3 0.1 GPT 0.0 0.2 GEV GPT 0.0 -0.1 -0.1 0.0 0.1 0.2 0.3 0.4 -0.1 -0.1 0.5 0.0 0.1 L-SKEWESS 0.3 0.4 0.5 0.4 (C) Region III (D) Region IV GLO GNO 0.2 GEV PE3 0.1 GPT 0.0 -0.1 -0.1 0.0 0.1 0.2 0.3 GLO 0.3 0.4 L-KURTOSIS 0.3 L-KURTOSIS 0.2 L-SKEWESS 0.4 GNO 0.2 GEV GPT 0.0 -0.1 -0.1 0.5 PE3 0.1 0.0 0.1 L-SKEWESS 0.2 0.3 0.4 0.5 L-SKEWESS 0.4 0.4 (E) Region V (F) Region VI GLO GNO 0.2 GEV PE3 0.1 GPT 0.0 -0.1 -0.1 GLO 0.3 L-KURTOSIS 0.3 L-KURTOSIS PE3 0.1 GNO 0.2 GEV PE3 0.1 GPT 0.0 0.0 0.1 0.2 0.3 0.4 0.5 -0.1 -0.1 0.0 L-SKEWESS 0.1 0.2 0.3 0.4 0.5 L-SKEWESS Fig. 4. L-moment ratio plot for AM3R at six HOM regions. In order to obtain reliable values of lv and rv, the number Nsim of simulations needs to be large and Nsim = 1000 was used in this study. The region is regarded to be ‘‘acceptably homogeneous” if H1 < 1 and H2 < 1, ‘‘possibly heterogeneous” if 1 6 H1 < 2 or 1 6 H2 < 2, and ‘‘definitely heterogeneous” if H1 P 2 and H2 P 2. Furthermore, Hosking and Wallis (1993) stated that a large positive value of H1 indicates that the observed L-moments are more dispersed than what is consistent with the hypothesis of homogeneity. H2 measure indicates whether the at-site and regional estimates are close to each other. A large value of H2 indicates a large deviation between regional and at-site estimates, while H3 indicates whether the at-site and the regional estimate will agree. Large values of H3 indicate a large deviation between at-site estimates and observed data. Following the method recommended by Norbiato et al. (2007), heterogeneity hereby is tested using H1 and H2 because the L-CV and L-skewness are required for fitting pooled growth curves with a GEV or GLO. Note, however, that Hosking and Wallis (1997) found that H2 is a weaker test of heterogeneity than H1. The fit is considered to be adequate if |ZDIST| is sufficiently close to zero, and a reasonable criterion being |ZDIST| 6 1.64. If more than one candidate distribution is acceptable, the one with the lowest |ZDIST| is regarded as the most appropriate distribution. Furthermore, the L-moment ratio diagram is also used to identify the distribution by comparing its closeness to the L-skewness and Lkurtosis combination in the L-moment ratio diagram. Distribution selection using the goodness-of-fit measure Assessment of regional frequency analysis For each candidate distribution, the goodness-of-fit measure: Z DIST ¼ sDIST t 4 þ b4 r4 4 ð8Þ was used, as suggested by Hosking and Wallis (1993, 1997) using is the L-kurtosis of the fitted distribution the L-kurtosis, where sDIST 4 to the data using the candidate distribution, and: b4 ¼ N sim X ðt4 ðmÞ t 4 Þ Nsim ð9Þ m¼1 is the bias of t4 estimated using the simulation technique as before with t 4 ðmÞ being the sample L-kurtosis of the mth simulation, and: ( r4 ¼ ðNsim 1Þ1 "N sim X t 4 ðmÞ t 4 2 #)12 Nsim b24 ð10Þ m¼1 The relative bias and relative RMSE can be expressed as percentages of the site-i quantile estimator (Hosking and Wallis, 1997) by: 396 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 3.0 3.0 (B: Region II) 2.5 2.5 2.0 2.0 Gowth curve Gowth curve (A: Region I) 1.5 1.0 Return period 0.5 2 5 10 50 100 1.5 1.0 Return period 0.5 500 1000 2 0.0 0 2 4 6 -2 Gumbel reduced variate, -log(-log(-F)) 50 500 1000 100 0 2 4 6 Gumbel reduced variate, -log(-log(-F)) 3.0 3.0 (C: Region III) (D: Region IV) 2.5 2.5 2.0 2.0 Gowth curve Gowth curve 10 0.0 -2 1.5 1.0 Return period 0.5 2 5 10 50 100 1.5 1.0 Return period 0.5 500 1000 2 0.0 5 10 50 500 1000 100 0.0 -2 0 2 4 6 -2 Gumbel reduced variate, -log(-log(-F)) 0 2 4 6 Gumbel reduced variate, -log(-log(-F)) 3.0 3.0 (E: Region V) (F: Region VI) 2.5 2.5 2.0 2.0 Gowth curve Gowth curve 5 1.5 1.0 Return period 0.5 2 5 10 50 100 1.5 1.0 Return period 0.5 2 500 1000 5 10 50 500 1000 100 0.0 0.0 -2 0 2 4 6 Gumbel reduced variate, -log(-log(-F)) -2 0 2 4 6 Gumbel reduced variate, -log(-log(-F)) Fig. 5. Estimated regional growth curves, with their 90% error bounds for six HOM regions (AM1R). Bi ðFÞ ¼ M 1 Ri ðFÞ ¼ M 1 M ^m X Q i ðFÞ Q i ðFÞ Q i ðFÞ m¼1 ! M ^ m ðFÞ Q ðFÞ 1=2 X Q i i Q i ðFÞ m¼1 ð11Þ ð12Þ Then, a summary of the performance of an estimation procedure over all of the sites in the region is obtained through computing the regional average relative bias of the estimated quantile (Hosking and Wallis, 1997) through: BR ðFÞ ¼ N1 N X Bi ðFÞ ð13Þ i¼1 and the regional average absolute relative bias of the estimated quantile through: AR ðFÞ ¼ N 1 N X Bi ðFÞ ð14Þ i¼1 Furthermore, the regional average relative RMSE of the estimated quantile is obtained through: RR ðFÞ ¼ N 1 N X i¼1 Ri ðFÞ ð15Þ The relative bias from the regional average measures the tendency of quantile estimates across the whole region, which is either to be too high or too low. This tendency is apparent. For example, when a distribution with a heavy upper tail is fitted to a region where the true frequency distributions have relatively light upper tails, the relative bias from the regional average shows the tendency that the quantile estimates are to be consistently high at some sites. This occurs in a heterogeneous region where the estimated regional growth curve tends to overestimate the true at-site growth curve at some sites and to underestimate it at others. Thus, in a homogeneous region, the bias is expected to be the same at each site, and, thus, AR(F) and BR(F) are equal (Stedinger et al., 1993; Hosking and Wallis, 1997). Spatial Interpolation To understand the spatial patterns of statistical characteristics of rainfall-extreme regime across the PRB, the geostatistical or stochastic methods were used because they capitalize on the spatial correlation between neighboring observations to predict attributed values at unsampled locations (e.g. Goovaerts, 1999; Hartkamp et al., 1999). Goovaerts (1999) indicated that the major advantage of the Kriging method over other simpler interpolation methods is that sparsely sampled observations of the primary attribute can be 397 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 102°E 27°N 104°E 108°E 110°E 112°E 114°E 116°E 27°N (A)L-CV (AM1R) 26°N 26°N 102°E 104°E 108°E 110°E 112°E 114°E 116°E 27°N 27°N (B)L-CV (AM3R) 26°N 26°N 25°N 25°N 25°N 25°N 24°N 24°N 24°N 24°N 23°N 23°N 23°N 23°N Legend Legend 11-15 -2/-1 STD. DEV 15-20 -1/ 0 STD. DEV 20 MEAN 22°N 22°N 20-25 0 / 1 STD. DEV 25-29 1 /2 STD. DEV 21°N 3- 11 -3/-2 STD. DEV 11-20 -2/-1 STD. DEV 20-28 -1/ 0 STD. DEV 28 MEAN 28-37 0 / 1 STD. DEV 22°N N W E N 20°N 102°E 104°E 108°E 110°E 112°E 114°E 102°E 104°E 108°E 110°E 112°E 114°E 27°N W 21°N 20°N 116°E 20°N 102°E 104°E 108°E 110°E 112°E 114°E 116°E 27°N 102°E 27°N 104°E 108°E 110°E 112°E 114°E (C)L-CV (AM5R) E N 21°N S 29-34 2/ 3 STD. DEV 34-39 >3 STD. DEV 22°N N 21°N S 37-45 1 /2 STD. DEV 45-53 2/ 3 STD. DEV 53-55 >3 STD. DEV 20°N 116°E 116°E 27°N (D)L-CV (AM7R) 26°N 26°N 26°N 25°N 25°N 25°N 25°N 24°N 24°N 24°N 24°N 23°N 23°N 26°N 23°N 2- 12 12-22 22-32 32 32-42 42-52 52-62 62-63 22°N 21°N -3/-2 STD. DEV -2/-1 STD. DEV -1/ 0 STD. DEV MEAN 0 / 1 STD. DEV 1 /2 STD. DEV 2/ 3 STD. DEV >3 STD. DEV 22°N 104°E 22°N N W E N 21°N S 20°N 116°E 20°N 102°E 23°N Legend Legend 108°E 110°E 112°E 114°E 21°N 20°N 102°E 2- 13 13-24 24-35 35 35-46 46-57 57-68 68-70 -3/-2 STD. DEV -2/-1 STD. DEV -1/ 0 STD. DEV MEAN 0 / 1 STD. DEV 1 /2 STD. DEV 2/ 3 STD. DEV >3 STD. DEV 104°E 22°N N N W E 21°N S 108°E 110°E 112°E 20°N 116°E 114°E Fig. 6. Spatial variations of L-CV for four type of annual rainfall extremes, (A) AM1R; (B) AM3R; (C) AM5R; (D) AM7R. Each name of region and associated sites can be referred to Fig. 3. 102°E 104°E 108°E 110°E 112°E 114°E 116°E 27°N 27°N (A)L-SKEW (AM1R) 27°N 102°E 104°E 108°E 110°E 112°E 114°E 116°E 27°N (B)L-SKEW (AM3R) 26°N 26°N 26°N 25°N 25°N 25°N 25°N 24°N 24°N 24°N 24°N 23°N 23°N 26°N 23°N 23°N Legend Legend 0.06-0.07 0.07-0.12 0.12-0.18 0.18-0.23 0.23 0.23-0.28 0.28-0.33 0.33-0.38 22°N 21°N <-3 STD. DEV -3/-2 STD. DEV -2/-1 STD. DEV -1/0 STD. DEV MEAN 0/ 1 STD. DEV 1/ 2 STD. DEV 2/ 3 STD. DEV 22°N N W E 21°N S 100 200 27°N 102°E 104°E 104°E 108°E 108°E 110°E 110°E 112°E 112°E 20°N 116°E 114°E 114°E 116°E 27°N (C)L-SKEW (AM5R) 26°N 21°N 400 Km 20°N 102°E 0.05-0.06 0.06-0.11 0.11-0.16 0.16-0.21 0.21 0.21-0.26 0.26-0.30 0.30-0.35 22°N N 20°N <-3 STD. DEV -3/-2 STD. DEV -2/-1 STD. DEV -1/0 STD. DEV MEAN 0/ 1 STD. DEV 1/ 2 STD. DEV 2/ 3 STD. DEV 22°N N N W E 21°N S 100 200 102°E 104°E 108°E 110°E 112°E 114°E 102°E 27°N 104°E 108°E 110°E 112°E 114°E 400 Km 20°N 116°E 116°E 27°N (D)L-SKEW (AM7R) 26°N 26°N 25°N 25°N 25°N 25°N 24°N 24°N 24°N 24°N 23°N 23°N 23°N Legend 22°N 21°N 20°N 102°E 0.01-0.07 0.07-0.13 0.13-0.18 0.18 0.18-0.24 0.24-0.29 0.29-0.35 104°E 26°N 23°N Legend -3/-2 STD. DEV -2/-1 STD. DEV -1/0 STD. DEV MEAN 0/ 1 STD. DEV 1/ 2 STD. DEV 2/ 3 STD. DEV 108°E 22°N 22°N N W N E 21°N S 100 110°E 112°E 114°E 200 21°N 400 Km 20°N 116°E 20°N 102°E 0.01-0.04 0.04-0.08 0.08-0.13 0.13-0.17 0.17 0.17-0.22 0.22-0.26 0.26-0.31 <-3 STD. DEV -3/-2 STD. DEV -2/-1 STD. DEV -1/0 STD. DEV MEAN 0/ 1 STD. DEV 1/ 2 STD. DEV 2/ 3 STD. DEV 104°E 108°E 22°N N W N E 21°N S 100 110°E 112°E 114°E Fig. 7. Spatial variations of L-SKEW for four type of annual rainfall extremes, (A) AM1R; (B) AM3R; (C) AM5R; (D) AM7R. 200 400 Km 20°N 116°E 398 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 Table 9 Estimated precipitation extremes (AM1R) corresponding to different non-exceedance probability (recurrence periods) in the PRB using L-moment regional frequency analysis. No. Site name 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 Non-exceedance probability (Return period) Xianning Zhanyi Luxi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhen 0.10 1 year 0.50 2 year 0.80 5 year 0.90 10 year 0.95 20 year 0.98 50 year 0.99 100 year 0.999 1000 year 39.5 45.8 43.6 63.5 56.7 66.1 58.9 55.4 50.1 100.6 83.1 57.5 41.9 68.5 64.9 85.2 69.3 73.2 63.7 58.5 60.5 90.5 65.4 65.3 56.7 59.8 65.5 64.6 75.5 66.3 64.0 68.2 77.8 85.2 88.1 62.3 63.6 55.1 93.8 111.8 58.7 68.0 64.7 94.3 84.2 98.2 87.6 82.3 74.4 149.4 123.4 85.4 62.3 101.8 96.4 126.6 103.0 108.8 94.7 86.8 89.9 134.4 97.2 97.1 84.2 88.9 97.3 96.0 112.2 98.5 95.1 101.3 115.6 126.6 130.8 92.6 94.5 81.9 139.4 166.0 78.4 90.8 86.5 126.0 112.5 131.2 117.0 109.9 99.4 199.6 164.9 114.1 83.2 136.0 128.9 169.2 137.6 145.4 126.6 116.1 120.1 179.6 129.8 129.7 112.5 118.8 130.0 128.3 149.9 131.6 127.1 135.4 154.5 169.1 174.8 123.8 126.3 109.4 186.3 221.9 92.4 107.0 101.9 148.5 132.6 154.6 137.9 129.6 117.2 235.3 194.3 134.5 98.1 160.3 151.9 199.4 162.2 171.3 149.1 136.8 141.5 211.7 153.0 152.9 132.6 140.0 153.3 151.2 176.7 155.1 149.8 159.6 182.1 199.3 206.0 145.9 148.9 129.0 219.5 261.5 106.5 123.5 117.6 171.3 153.0 178.3 159.1 149.4 135.1 271.4 224.1 155.1 113.1 184.9 175.2 229.9 187.0 197.6 172.0 157.7 163.2 244.2 176.5 176.3 153.0 161.4 176.8 174.4 203.7 178.9 172.8 184.0 210.0 229.9 237.6 168.2 171.7 148.8 253.2 301.6 126.0 146.0 139.1 202.7 181.0 210.9 188.2 176.8 159.9 321.0 265.1 183.5 133.8 218.7 207.2 272.0 221.2 233.7 203.5 186.6 193.1 288.8 208.8 208.6 181.0 191.0 209.1 206.3 241.0 211.6 204.4 217.7 248.4 271.9 281.1 199.0 203.1 176.0 299.5 356.8 141.5 164.0 156.2 227.6 203.2 236.9 211.3 198.5 179.5 360.5 297.8 206.1 150.2 245.6 232.7 305.4 248.5 262.5 228.5 209.6 216.8 324.3 234.5 234.2 203.2 214.4 234.8 231.7 270.7 237.6 229.5 244.5 279.0 305.4 315.7 223.5 228.1 197.6 336.3 400.7 198.8 230.4 219.4 319.7 285.5 332.7 296.8 278.8 252.2 506.4 418.2 289.5 211.0 345.0 326.9 429.0 349.0 368.7 321.0 294.3 304.6 455.6 329.3 329.0 285.4 301.2 329.8 325.4 380.2 333.7 322.4 343.4 391.8 428.9 443.4 313.9 320.4 277.6 472.4 562.8 complemented by secondary attributes that are more densely sampled. Therefore, the Kriging interpolation method was used to demonstrate the spatial patterns of the rainfall-extreme changes for the study region. respectively; and /1, /2, k1, k2 are the latitude and longitude according to the regional boundaries (Zhang et al., 2008c). Atmospheric moisture transport calculation Stationarity test and serial correlation check The zonal moisture transport flux (QU), the meridional moisture transport flux (QV), and the whole layer moisture budget (QT) at regional boundaries are calculated based on the following equations: The Mann–Kendall test was conducted on the observations of precipitation extremes (AM1R, AM3R, AM5R, and AM7R) over the period (1960–2005) in this basin. The results are given in Table 2. It can be seen that for precipitation extremes, 2 out of 42 sites (Yuxi and Mengzi) show increasing trends with 5% confidence level and the remaining 40 sites have no significant trends (at the 5% confidence level). The results suggest most observations of precipitation extremes in this study have no trends and therefore can be treated as stationary series with the exception of the two sites Yuxi and Mengzi. The results of autocorrelation test are shown in Table 3, from which it can be seen that all of the autocorrelation coefficients of lag-1, lag-5 and lag-10 for precipitation extremes serpffiffiffi ies of each site are smaller than 1:96= n. Hence, these observations of precipitation extremes can be identified as independent series at the 5% significance level. Therefore, most of the series (40 sites) can be accepted as stationary and without serial correlation, allowing the precipitation-frequency analysis to be applied. Q u ðx; y; tÞ ¼ Q v ðx; y; tÞ ¼ Qw ¼ QS ¼ u2 X u1 u2 X 1 g 1 g Z Ps qðx; y; p; tÞuðx; y; p; tÞdp ð16Þ qðx; y; p; tÞv ðx; y; p; tÞdp ð17Þ P Z Ps P Q u ðk1 ; y; tÞ Q v ðx; u1 ; tÞ QE ¼ QN ¼ u1 QT ¼ QW QE þ QS QN u2 X Q u ðk2 ; y; tÞ u1 u2 X Q v ðx; u2 ; tÞ ð18Þ ð19Þ u1 ð20Þ where u and v are the zonal and meridional components of the wind field, respectively; q is the specific humidity; ps is surface pressure; p is atmospheric top pressure; g is acceleration of the gravity; QW, QE, QS, QN are the west, east, south and north regional boundaries, Results and discussion 399 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 102°E 27°N 104°E 108°E 110°E 112°E 114°E 116°E 27°N (A)AM1R 102°E 104°E 108°E 110°E 112°E 114°E 116°E 27°N 27°N (B)AM3R 26°N 26°N 25°N 25°N 25°N 25°N 24°N 24°N 24°N 24°N 23°N 23°N 26°N 23°N Legend 22°N 21°N 20°N 102°E 102°E 27°N 140 - 186 186 - 232 232 232 - 278 278 - 324 324 - 370 370 - 418 26°N 23°N Legend -2/-1 STD. DEV -1/ 0 STD. DEV MEAN 0 / 1 STD. DEV 1 /2 STD. DEV 2/ 3 STD. DEV >3 STD. DEV 22°N 22°N N N W E 21°N S 1 00 200 104°E 108°E 110°E 112°E 114°E 104°E 108°E 110°E 112°E 114°E 21°N 4 0 0 Km 20°N 116°E 179 - 253 253 - 326 326 326 - 400 400 - 474 474 - 548 548 - 616 -2/-1 STD. DEV -1/ 0 STD. DEV MEAN 0/ 1 STD. DEV 1 /2 STD. DEV 2/ 3 STD. DEV >3 STD. DEV 22°N N W N E 21°N S 100 200 400 Km 20°N 102°E 104°E 108°E 110°E 112°E 114°E 20°N 116°E 102°E 104°E 108°E 110°E 112°E 114°E 116°E 116°E 27°N 27°N 26°N 26°N 25°N 25°N 25°N 25°N 24°N 24°N 24°N 24°N 23°N 23°N (C)AM5R 26°N 23°N Legend 22°N 21°N 20°N 102°E 202 - 284 284 - 366 366 366 - 448 448 - 530 530 - 612 612 - 665 (D)AM7R 26°N 23°N Legend -2/-1 STD. DEV -1/ 0 STD. DEV MEAN 0 / 1 STD. DEV 1 /2 STD. DEV 2/ 3 STD. DEV >3 STD. DEV 104°E 27°N 22°N 22°N N W N E 21°N S 100 108°E 110°E 112°E 114°E 200 21°N 400 Km 20°N 116°E 20°N 102°E 229 - 316 316 - 402 402 402 - 488 488 - 575 575 - 661 661 - 705 104°E -2/-1 STD. DEV -1/ 0 STD. DEV MEAN 0/ 1 STD. DEV 1 /2 STD. DEV 2/ 3 STD. DEV >3 STD. DEV 108°E 22°N N W N E 21°N S 100 110°E 112°E 114°E 200 400 Km 20°N 116°E Fig. 8. Spatial mapping of estimated annual precipitation extremes in PRB when return periods = 100 years using L-moments based regional frequency analysis approach, (A): AM1R; (B): AM3R; (C): AM5R; (A): AM7R. Each name of region and associated sites can be referred to Fig. 3. Identification of homogenous regions Identification of the homogeneous region(s) in PRB was performed in two steps as suggested by Hosking and Wallis (1997): (1) Initial homogenous regions were formed by identifying clusters in the space of site characteristics as described in the methodology section. The clusters were viewed to assess whether they are spatially continuous and physically reasonable. The discordancy and heterogeneity measures Di and H defined in Eqs. (4) and (7) were computed for each region identified by the clustering procedure. When the computed heterogeneity measure H (both H1 and H2) exceeded two, indicating that the region was ‘‘definitely heterogeneous”, the sites in the region were separated by the clustering algorithms into smaller groups. The discordancy measure occasionally indicated that several neighboring sites in a region are discordant with the rest of region. In these cases, a new region containing only the discordant sites was formed. This continued until no further subdivision of heterogeneous regions could be made. Table 4 shows the transformations from four sites characteristics into variables used in cluster analysis. Smaller weights for coordinates are assigned, as we will use them again in the next step to determine the final regions. The results (Table 5 and Fig. 2) indicate that 40 sites of the PRB can initially be divided into seven clusters. (2) The homogenous regions were refined manually. Inspection of the initial clusters, taking into account the topography and spatial patterns of mean precipitation suggested several natural and physically reasonable modifications to the clus- ters, resulting in more homogenous clusters. The final set of regions (result of 2nd homogeneity test) is shown in the 2nd and 3rd column of Table 8, whose spatial distribution is illustrated in Fig. 3. The 40 sites are grouped into six regions. These regions can be categorized as definite homogenous (named HOM) with heterogeneity measures H1, H2 < 1 following the recommendation by Daniele et al. (2007), that heterogeneity is tested by H1 and H2 collectively. Fig. 3 demonstrates the final result of heterogeneity refinement, in which region III and IV is marked as a joint region (‘‘III + IV”) because the sites contained are totally mixed together geographically and cannot bordered as separated homogenous regions. Test of discordancy measure and goodness-of-fit The discordancy measure test is considered as a means of screen analysis aiming to identify those sites that are grossly discordant with the group as a whole. Table 6 presents the statistics of the 40 sites, record lengths, L-moment ratios, and D-statistic values. The results of discordancy measure and heterogeneity test for the 40 sites in the Pearl River Basin are given in Table 8. Results show that all Di values are less than the critical discordancy thresholds which depend on the number of sites in each region (Hosking and Wallis, 1993, 1997). Therefore, the entire 40 sites in the PRB are regarded to pass the discordancy test. The results for goodness-of-fit measures are listed in Table 7, which indicate that they are satisfactory with |Zcrit| 6 1.64 (Hosking and Wallis, 1993, 1997). In the goodness-of-fit test, which is the final step of the regionalization process, six distributions (GLO: Generalized Logistic, GEV: T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 Generalized Extreme-value, GNO: Generalized Normal, GPA: Generalized Pareto, PE3: Pearson type III and WAK: Wakeby) are investigated. Among these six candidate distributions, the GNO, GLO, GEV, and PE3 distribution fits best for most of the entire basin with Z value less than |Zcrit| 6 1.64 for different HOM regions (Table 7 and Fig. 4). The L-moment ratio plot (Fig. 4) demonstrates the performances of GNO, GLO, GEV, and PE3 distribution for the AM3R as a paradigm. It implies these performances in curving fitting for the AM3R are slightly different. The best distribution identified for each HOM region in this step is used to estimate the regional growth curve and associated frequency. Accuracy of estimation in regional frequency analysis for rainfall extremes A quantile procedure using Monte Carlo simulation described in the methodology section was used. For each region, simulated data was generated from the distribution that is best fitted to the actual regional data with the same number of sites in the region and the same record lengths in each site. Quantile estimates were then calculated for each site. After a large number of simulations (1000 in this study), the differences between the simulated and estimated quantiles was used to approximate the error bounds and root mean square errors (RMSE) of the quantile estimates and to assess the accuracy of the estimated quantiles. The simulation results for the estimated quantiles and bias for six HOM regions of AM1R are presented in Table 8 and Fig. 5. The results demonstrate that the RMSE values of the estimated quantiles for six precipitation regions of PRB range from 0.022 to 0.189 when return periods of AM1R are less than 100 years; however, the RMSE value of 0.370 is observed when return period equals to 1000 years. This implies that the RMSEs are reliable enough to enable the quantile estimates to be used with confidence when return periods are less than 100 years. Estimates of higher return periods (e.g. 1000 years) require sufficient historical records in order to enhance the reliability in the quantile estimation. Spatial mapping of L-moment statistical parameters To compute precipitation estimates for the recurrence intervals selected, the appropriate value of L-Cv and L-skewness need to be obtained for each grid-cell. This was accomplished by populating the grid-cells in the study area domain using the functional relationships for the L-Cv and L-skewness developed in the regional precipitation-frequency analysis. Values of grid-cells in transition zones were accomplished as a weighted average of the L-moment ratio in adjoining climatic regions. The weights were based on the distance between a given grid-cell to the boundaries of the transition zone. This provided continuity at the boundaries of the regions and a smooth transition between regional boundaries within the transition zones. Color-shaded maps of L-Cv and L-Skewness values are depicted in Figs. 6 and 7 for the AM1R, AM3R, AM5R, and AM7R. In order to reveal their distinct patterns, the standard deviation is used in classifying the spatial variations of L-CV and L-Skewness values. The results are summarized as below: Fig. 6 demonstrates that the spatial patterns of L-CV for the four types of annual rainfall extremes (AM1R, AM3R, AM5R, and AM7R) are very similar. These spatial variations are in strong agreement with the spatial pattern of the five homogenous regions. High L-Cv values are observed in the two HOM regions (region VI). One region is situated in the west Guangxi Province and centered at the Rong’an & Guilin site. The other region is located in the costal area of the Pearl River delta (PRD). Although similarly high L-Cv values are identified in both HOM regions, their dominant influencing factors are apparently different. For the PRD region, the precipitation regime is dominated by the strong impacts of tropical Table 10 Variation of AM1R (DP: mm) corresponding to different increments of return periods (DR: year) in the PRB. No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 Site name Xianning Zhanyi Luxi Anshun Xingyi Wangmo Luodian Dushan Rongjiang Rongan Guilin Nanxiong Guangnan Fengshan Hechi Du’an Liuzhou Mengshan Hexian Shaoguan Fogang Lianping Xunwu Napo Baise Jingxi Laibin Guiping Wuzhou Guangning Gaoyao Guangzhou Heyuan Zengcheng Huiyang Longzhou Nanning Luoding Taishan Shenzhen DP (mm) Increment of annual precipitation (mm) 400 DP (mm) DR = (1– 10 year) DR = (10– 50 year) DR = (50– 100 year) 52.9 61.3 58.4 85.1 76.0 88.5 79.0 74.2 67.1 134.7 111.3 77.0 56.1 91.8 87.0 114.2 92.9 98.1 85.4 78.3 81.0 121.2 87.6 87.5 76.0 80.1 87.8 86.6 101.2 88.8 85.8 91.4 104.3 114.1 118.0 83.5 85.3 73.9 125.7 149.7 33.7 39.0 37.1 54.1 48.3 56.3 50.3 47.2 42.7 85.7 70.8 49.0 35.7 58.4 55.3 72.6 59.1 62.4 54.3 49.8 51.6 77.1 55.8 55.7 48.3 51.0 55.8 55.1 64.4 56.5 54.6 58.1 66.3 72.6 75.1 53.1 54.2 47.0 80.0 95.3 15.5 18.0 17.1 24.9 22.3 25.9 23.2 21.8 19.7 39.5 32.6 22.6 16.5 26.9 25.5 33.5 27.2 28.8 25.0 23.0 23.8 35.5 25.7 25.7 22.3 23.5 25.7 25.4 29.6 26.0 25.1 26.8 30.6 33.5 34.6 24.5 25.0 21.6 36.8 43.9 90.0 57.2 26.4 140 Region I Region II 120 Region III Region IV 100 Region V Region VI 80 60 40 20 1y-10y 10y-50y 50y-100y Increment of return period Fig. 9. Increment of AM1R (mm) vs. increment of return period. cyclonic weather systems and frequently emerged typhoons, while the precipitation regime in the inland region of the west Guangxi Province is found to be controlled by a regional convective weather 401 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 0.8 0.5 AM7R AM5R AM3R AM1R 0.4 0.3 0.2 (B) Region I I 0.7 FREQUENCY FREQUENCY (A) Region I AM7R AM5R AM3R AM1R 0.6 0.5 0.4 0.3 0.2 0.1 0.1 0.0 0.0 APR MAY JUN JUL AUG APR SEP MAY 0.5 JUL AUG SEP 0.5 (C) Region V AM7R AM5R AM3R AM1R 0.4 0.3 0.2 0.1 (D) Region VI FREQUENCY FREQUENCY JUN MONTH MONTH AM7R AM5R AM3R AM1R 0.4 0.3 0.2 0.1 0.0 0.0 APR MAY JUN JUL AUG SEP MONTH APR MAY JUN JUL AUG SEP MONTH Fig. 10. Seasonality of precipitation extremes in the four typical HOM regions (relative monthly frequency). system (Chi et al., 2005). High L-Cv values of various rainfall extremes means considerable floods in these two regions. Low L-Cv values of rainfall extremes are observed in mountainous area such as region I and II. The remaining parts (regions III–V) are identified with moderate L-Cv values. Meanwhile, Fig. 7 implies there are no regular spatial variation patterns of L-Skewness for 4 types of annual rainfall extremes (i.e. AM1R, AM3R, AM5R, and AM7R). Spatial mapping of annual rainfall extremes with different return periods Spatial patterns of annual precipitation extremes, which serves as one of the most important environment indicator for regional integrated water resources management, is a spatially continuous variable, thus we can quantify the spatial associations of precipitation extremes between sites and map precipitation with different return periods for the PRB by kriging interpolation. Table 9 and Fig. 8 provides the estimated map of annual precipitation extremes (RP = 10, 50, and 100 years) in the PRB. Generally, the spatial map of precipitation extremes (Fig. 8A–D) indicate that precipitation amount increases gradually from the upstream (regions I and II) to downstream areas (regions V and VI). However, a plenty of precipitation observation was also found in the Rong’an and Guilin region of Guangxi province, the underlying reasons will be analyzed in the section ‘‘Seasonality of extreme rainfall events”. Excessive precipitation magnitude records are observed in Guilin of Guangxi province and Shenzhen of Guangdong province, which provide sufficient climate conditions (e.g. precipitation and humidity) responsible for the frequently occurring floods in these regions from the meteorological point of view. Characterization of spatial patterns for rainfall-extreme variations in the PRB Variations of annual precipitation totals corresponding to different increments of return periods in the PRB are offered in Table 10 and Fig. 9. Table 10 suggests that the precipitation increments in 40 sites show obvious downward trends when occurrence frequencies increase from 1, 10, 50 years to 100 years. From a regional perspective, regional curve of precipitation increments (Table 10 and Fig. 9) for six hydrological regions indicates that region VI (centered at the Guilin in Guangxi province and the Pearl River Delta in Guangdong province) has the highest precipitation increases among 40 sites in PRB. The precipitation increase in upstream region I (Yun’nan province), is the lowest among 40 sites of the study basin. The remaining regions (II, III, and IV) lie between those of region I (the lowest) and VI (the highest). In summary, the spatial precipitation variations in different return periods (Return period = 1, 10, 50 years to 100 years) are identified to be increasing from west to east (upstream to downstream) in the PRB. Seasonality of extreme rainfall events The seasonality of extreme rainfall is valuable for application of precipitation-frequency information in rainfall–runoff modelling. In particular, information on the seasonality of extreme rainfall is helpful in decision-making for setting catchment conditions antecedent to the storm (Wallis et al., 2007). Here, the seasonality of extreme storms is investigated by constructing frequency histograms of the storm date for annual maximum 1-, 3-, 5-, and 7-days rainfall for each of the HOM regions. Precipitation amounts/gauges with duplicate storm dates (generally dates within about three calendar days) were removed before constructing the frequency histograms. The results of seasonality analysis are presented as below. Seasonality of precipitation extremes in 4 typical HOM regions is shown in Fig. 10, of which, Fig. 10A and B reveals the seasonal patterns of precipitation extremes for the mountainous region (regions I and II) in upstream basin. Fig. 10C and D represents the seasonal patterns of precipitation extremes for the low-elevation region (region V and VI) in lower Pearl River basin. The precipitation pattern for these regions is strongly affected by the Asian monsoon system. Most of the rainfall (80%) occurs during the summer monsoon months (May–October), with much less precipitation (20%) occurring during the winter monsoon months (November–April). These events are mainly the result of 402 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 (A) (C) (B) (D) Fig. 11. The monthly mean moisture transports for the period 1961–2005. The scale of the vectors is given below and contours indicate magnitudes in kg(ms)1. (A) May, (B) June, (C) July, (D) August. synoptic-scale cyclonic weather systems and associated fronts, which remain organized and penetrate a considerable distance inland from the coast. In particular, various strong typhoons with a variety of water vapor and energy originating from the South China Sea exert remarkable influences on the extreme precipitation events in the PRB (Zhang et al., 2008a,b). Additionally, the Rong’an and Guilin in region VI (Fig. 8) is climatically dominated by a strong convection, which takes the place of the fronts and become the main weather systems that affect the extreme precipitation over this region in summer monsoon months (Chi et al., 2005), therefore, the observed extreme precipitation records in this region are also very high. Fig. 10C and D indicates the precipitation events of AM1R, AM3R, AM5R and AM7R mainly concentrate in May, June, July and August. These events will trigger floods with different magnitudes, and June and July are well recognized as the primary flood-season for such regions. Meanwhile, moderate floods occur in May in these two regions due to their proximity to the sea; this is known as the early flood-season for these regions in South China. There is a gradual transition in the seasonality of precipitation extremes when they are transported from the coast to inland area. Therefore, the impacts of cyclonic weather systems on region I and II are comparatively small. Furthermore, few floods occur in May in region I and II due to the long distance and weak effects of the water vapor (Fig. 10A and B). Finally, it is well identified that AM1R events in July happen more frequently than AM3R, AM5R and AM7R (Fig. 10). However, the phenomenon is different in May, June and August. This may be attributed to the frequently emerging thunderstorms with short durations (less than 1 day) triggered by typhoons which mainly happen in July. Underlying links with large-scale circulation and topographical characteristics In order to reveal the possible underlying link between patterns of extreme precipitation and large-scale circulation, the moisture and related transport properties of the whole Ps layer (surface pressure) 300 hPa in China are analyzed based on the NCAR/NCEP reanalysis. Fig. 11 clearly demonstrates the routes and the magnitudes of the moisture propagation across the South China, including the Pearl River Basin (102°140 E–116°530 E; 20°310 N–26°490 N) in floodseason which consists of four different months (i.e. May, June, July, and August). It can be seen from Fig. 11 that enormous northeastward moisture entered the Pearl River basin from the India Ocean and Southwest Pacific Ocean. Different moisture transporting patterns are identified in May–August (Fig. 11A–D), showing monthly variations of moisture propagation from different directions of the Pearl River basin in the flood-season. Among these four months, strong northeast-ward moisture are found in May (Fig. 11A) and June (Fig. 11B), leading to a variety of precipitation and increasing T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 extreme precipitation events in the costal region (e.g. Fig. 10C and D). This period has been widely recognized as the early flood-season for the PRB (e.g. Zhang et al., 2008a,b). The eastern Asian summer monsoons are the main driving meteorological forces or conditions for precipitation events in these months for this region (from May to June). However, resulted from different impacts of topographical features (i.e. elevation, distance to the coast, and mountain’s influences), extreme precipitation events in May occurred less frequently in inland regions, which are partly due to influences of high-elevation and long distance to the sea of these regions (e.g. region I and II, Figs. 3 and 10A and B) than coastal regions, which are low-elevation areas and near to the sea (e.g. region V and VI, Figs. 3 and 10C and D). For the later flood-season in the PRB (July and August), the influences of the eastern Asian summer monsoon will decrease, and typhoons or hurricanes originated from the Pacific Ocean will happen and visit such regions more frequently. The precipitation regimes in this period will be dominated collectively by two meteorological forces: namely, the eastern Asian summer monsoon and typhoons. Therefore, more extreme precipitation events can also be found in August and even in September. In general, a number of observations (e.g. Li et al., 2002) indicated the magnitudes and frequencies in early flood-season (May and June) is higher than later flood-season (July and August). It means more extreme floods will occur in early flood-season (May and June) than later flood-season (July and August). The hydrological regimes regarding extreme precipitation of PRB are quite distinctive from the other large basins in China, such as the Yangtze River and Yellow River basin where the major flood-seasons are in July and August (e.g. Zhang et al., 2008; Yang et al., 2008b). (3) (4) (5) Conclusions Regional frequency analysis based on multi-day consecutive rainfall extremes has scientific and practical value in the context of basin-scale water resource and flood risk management. L-moments based regional frequency analysis technique, which has definite advantages over conventional moment parameters, provides promising insights into regional frequency analysis and is widely used by hydrologists nowadays. This article presents a regional frequency analysis of rainfall extremes and characterization of the spatio-temporal pattern of rainfall extremes variations in the Pearl River Basin using the well-known index-flood L-moments approach together with some advanced statistical tests and spatial analysis methods. Further analysis of, the whole layer of the atmospheric moisture and related transport features based on the NCAR/NCEP reanalysis data (1960–2005) reveals the possible underlying links between patterns of extreme precipitation and large-scale circulation. The extreme precipitations are also related to the basin’s topographical characteristics, especially the elevation and distance to the coast. Some interesting findings are obtained from this investigation as follows: (1) The Pearl River Basin (40 sites) can be categorized into six regions after inspection of initial result of heterogeneity detection by cluster analysis taking into account the topography and spatial patterns of mean precipitation in the areas. Five of these six regions can be categorized as definite homogenous with heterogeneity measures H1, H2 < 1 followed by the recommendation by Daniele et al. (2007). Only one region (six sites, region VI) is identified as ‘‘possibly heterogeneous‘‘ with H3 > 1 for AM3R and AM7R. (2) The goodness-of-fit results indicate that among the six candidate distributions (i.e. GLO: Generalized Logistic, GEV: Generalized Extreme-value, GNO: Generalized Normal, (6) 403 GPA: Generalized Pareto, PE3: Pearson type III and WAK: Wakeby), the GNO, GLO, GEV, and PE3 distributions fit better for most of the basin with Z value less than |Zcrit| 6 1.64 in the HOM regions. The L-moment ratio plot shows that the performances of GNO, GLO, GEV, and PE3 distributions in curving fitting are slightly different. The estimated quantiles and their bias produced by Monte Carlo simulation (m = 1000 times) demonstrate that they are reliable to enable the quantile estimates to be used with confidence when return periods are less than 100 years. The RMSE values of the estimated quantiles for six precipitation regions of PRB range from 0.022 to 0.189 when return periods of rainfall extremes are less than 100 years. However, estimates for higher return periods (e.g. 1000 years) require sufficient historical records to extend record length to enhance the reliability of quantile estimation eventually. The spatial map of precipitation extremes indicate that precipitation amount increases gradually from the upstream to downstream regions. Excessive precipitation magnitude records are observed in Guilin of Guangxi province and Fogang of Guangdong province, which provide sufficient climate conditions (e.g. precipitation and humidity) responsible for the frequently occurred flood disasters in these regions. Besides, the spatial precipitation variations in different return periods (with return period of 1, 10, 50 years to 100 years) are identified to be increased from the upstream to downstream in the PRB. The seasonal patterns of precipitation extremes for different topographical regions are different. The major precipitation events of AM1R, AM3R, AM5R and AM7R in low-elevation region in lower Pearl River basin mainly concentrate in May, June, July and August. These events will trigger floods with different magnitudes, and June and July are well recognized as the primary flood-season for such regions. Meanwhile, in these regions moderate floods occur in May because it’s close to the sea, which is known as the early flood-season for the regions in South China. There is a gradual transition in the seasonality of precipitation extremes when they are transported from the coast to inland area. Therefore, the impacts of cyclonic weather systems on the mountainous region in upstream basin are comparatively small. Furthermore, a few floods occur in May in these regions due to long distance and weak effects from the water vapor. Two major flood-seasons and associated meteorological, and topographical driving forces are identified. The precipitation regimes in early flood-season (May and June) are mainly impacted by the strong influences of the eastern Asian summer monsoon, and the later flood-season (July and August) are dominated collectively by two meteorological forces: namely, the eastern Asian summer monsoon and typhoons. In general, the magnitudes and frequencies of precipitation in early flood-season (May and June) is higher than later flood-season (July and August). The extreme precipitation events in May occurred less frequently in inland regions than coastal regions. This constitutes one of a unique regime of extreme precipitation events for PRB. To the best of our knowledge, this study is the first attempt to conduct a systematic regional frequency analysis on various annual multi-day consecutive precipitation extremes (1-, 3-, 5-, 7days) in the light of power of L-moments approach, over the Pearl River Basin and even in China. Besides, stationarity and serial correlation test are carried out prior to the regional frequency analysis to ensure validation of the regional frequency analysis. Furthermore, characterization of the spatio-temporal patterns of 404 T. Yang et al. / Journal of Hydrology 380 (2010) 386–405 frequency variations for rainfall extremes is beneficial to compare and reveal the potential influences of climate change and topographical factors in individual regions. The approach together with the statistical tests utilized in this study and the findings in characterization of the spatio-temporal patterns of frequency variations for rainfall extremes in the entire Pearl River Basin constitute the major contributions distinct from the past literature. This study is of great scientific and practical merit towards the better understanding of the spatio-temporal patterns of extreme precipitation to reveal the underlying linkages between precipitation and floods in a broad geographical perspective. Acknowledgements The work was financially supported by the grant from the National Natural Science Foundation of China (40901016, 40830639), the National Basic Research Program (‘‘973 Program”, 2006CB403200), the grant from State Key Laboratory of Hydrology-Water Resources and Hydraulic Engineering (2009586612), the grant from State Key Laboratory of Water Resources and Hydropower Engineering Science (2008B041), and the Programme of Introducing Talents of Discipline to Universities – the 111 Project of Hohai University (B08048). We would like also express our thanks to the editor, Professor Geoff Syme and two anonymous referees for their valuable comments which greatly improved the quality of this paper. References Adamowski, K., Alila, Y., Pilion, P.J., 1996. Regional rainfall distribution for Canada. Atmospheric Research 42, 75–88. Burgueno, A., Martinez, M.D., Lana, X., Serra, C., 2005. 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