Estimation of In-vivo Forces within Anterior Cruciate Ligament in Response to Increased Weightbearing By Ali Hosseini M.S. Mechanical Engineering, Isfahan University of Technology, 2003 B.S. Mechanical Engineering, Isfahan University of Technology, 2000 SUBMITTED TO THE DEPARTMENT OF MECHANICAL ENGINEERING IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN MECHANICAL ENGINEERING AT THE ARCHIVES MASSACHUSETTS INS~nlJTE MASSACHUSETTS INSTITUTE OF TECHNOLOGY OF TECHNOLOGY JUNE 2010 SEP 0 1 2010 LIBRARIES C2010 Ali Hosseini. All rights reserved. The author hereby grants to MIT permission to reproduce and to distribute publicly paper and electronic copies of this thesis document in whole or in part in any medium now known or hereafter created. Signature of Author: Department of Mechanical Engineering May 25, 2010 Certified by: _ _ _ _ L_ _ Guoan Li Professor of Orthopedic Surgery/Bioengineering, Harvard Medical School Thesis Supervisor ~' Certified by: N-, Derek Rowell Professor of Mechanical Engineering Thesis Committee Chairman Accepted by: David E. Hardt Professor of Mechanical Engineering Chairman, Department Committee on Graduate Students Estimation of In-vivo Forces within Anterior Cruciate Ligament in Response to Increased Weightbearing By Ali Hosseini Submitted to the Department of Mechanical Engineering on May 25, 2010 in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy in Mechanical Engineering ABSTRACT The knowledge of Anterior Cruciate Ligament (ACL) forces in-vivo is instrumental for understanding ACL injury mechanisms and for improvement of surgical ACL reconstruction. The goal of this thesis was to develop and implement a non-invasive method to determine the ACL forces under physiological loading using advanced imaging techniques combined with a robotic testing system. First, the in-vivo elongation of the ACL in response to increasing weightbearing was captured by a Dual Fluoroscopic Imaging System (DFIS). Next, the force-elongation curves of the ACL were determined in-situ by the robotic testing system. The in-vivo ACL elongation data were statistically mapped to force-elongation curves and the in-vivo ACL forces were estimated. A gold standard robotic testing protocol was implemented to validate the proposed force estimation method in cadaveric specimens. Moreover, this methodology was extended to the bundles of the ACL - i.e., anteromedial (AM) and posterolateral (PL) bundles - to determine the force contribution of each bundle. The data showed that the ACL force is greater at lower flexion angles. Generally, the AM bundle carried greater portion of the tension within the ACL at all flexion angles. The data revealed that the load sharing patterns of the two bundles were complementary. The proposed force estimation method was then generalized to measure the contact pressure distribution of the tibiofemoral cartilage. By knowing the tibiofemoral cartilage deformation data in-vivo, and mapping them to in-vitro material property data, one can determine the in-vivo contact pressure inside the tibiofemoral joint. As the first step of application, the DFIS was employed to investigate the time-dependent responses of the tibiofemoral cartilage under a constant bodyweight load (in-vivo creep). The cartilage contact deformation in the lateral compartment was shown to be greater than that in the medial compartment of the knee. The findings of this work provide insight into the biomechanical role of the ACL during in-vivo activities and can be used as quantitative guidelines for the development of optimized surgical reconstruction techniques. The methodology could have a wide application in determination of in-vivo loading of human musculoskeletal joints. Thesis Supervisor: Guoan Li, Ph.D. Professor of Orthopaedic Surgery/Bioengineering, Harvard Medical School Committee Chair: Derek Rowell, Ph.D. Professor of Mechanical Engineering, Massachusetts Institute of Technology Committee Member: Alan J. Grodzinsky, Sc.D. Professor of Electrical, Mechanical, and Biological Engineering Massachusetts Institute of Technology Acknowledgements I would like to thank my advisor, Dr. Guoan Li, for giving me the opportunity to study and work in a very exiting field. His enthusiasm, motivation, guidance and generosity are admirable. It has been a privilege to work with him. I have learned a lot from his knowledge and from his personality. I also would like to appreciate my thesis committee members, Professors Derek Rowell and Alan Grodzinsky for guiding me through my academic career at MIT and their insightful comments and support. I must acknowledge all my teachers since my first grade. They educated me step by step to this point of my life. Especially, I appreciate the knowledge I gained from Professors Alan Grodzinsky, Neville Hogan and Gareth McKinley in their classes. I am also very grateful to the staff of Mechanical Engineering Department, particularly Leslie Regan, for all her help, guidance and support during my MIT experience. I extend special thanks to the members of the Bioengineering Laboratory, past and present, who have been available academically and socially: Jeff, Lou, Ram, George, Jeremy, Angela, Kartik, Shaobai, Mike, Sam, Daniel, Hemanth, Dr. Nha and Dr. Seon. Also, I would like to thank the Orthopaedic Department at the Massachusetts General Hospital and the MGH Sports Medicine Services for all the support and the excellent academic environment, in particular Dr. Thomas Gill who provided me with the clinical insight of the work. Since part of my research involved testing of human cadavers, I want to thank the donors and their families for their generosity and support for improving the human health and life. Also, the financial support of the National Institutes of Health (NIH) is greatly appreciated. I would like to thank all my friends for making my life happier and more joyful, especially Pouyan and Mike. I am grateful to Natalie for all her love, understanding, patience, and beautiful smile. I cherish the time we have spent together and look forward to the time I hope to share. Last but not least, I wish to thank my family for all their love and support. In particular, I thank my mother, Fatemeh, for her unconditional love, devotion, inspiration and guidance throughout my life. I appreciate her trust in my abilities and never-ending support and patience so that I could always pursue my goals and dreams. I remember and thank my father, Alireza, the first engineer in my life, who inspired me to be an engineer. I also thank my sisters: Afsaneh, Azadeh and Alaleh for their help and encouragement. I thank you so much for loving me. I give thanks to God for helping and holding me through this period and whole my life. He has blessed me beyond measure. This thesis is dedicated to my family. ~Ali Table of Contents ABSTRACT.............................................................................................. ACKNOWLEDGEMENTS TABLE OF CONTENTS 5 .......................................... ............ 6 ............................... LIST OF FIGURES................................ LIST OF TABLES......................... ........ 3 ... .................... CHAPTER 1 - INTRODUCTION....................................... 10 15 16 1.1 THE ANTERIOR CRUCIATE LIGAMENT .............................................................................. 16 1.2 BACKGROUND AND OBJECTIVES...................................................................................... 17 1.3 ORGANIZATION OF THE THESIS ........................................................................................ 20 1.4 R EFEREN CES........................................................................................................................ 24 CHAPTER 2 - IN-VIVO ANTERIOR CRUCIATE LIGAMENT ELONGATION IN RESPONSE TO AXIAL TIBIAL LOADS........................... 29 2.1 IN TRODU CTION .................................................................................................................... 29 2.2 M ATERIALS AND M ETHODS ............................................................................................ 30 2.2.1 Magnetic Resonance Imaging and 3D Knee Models............................................. 30 2.2.2 FluoroscopicImaging of the Knee........................................................................... 35 2.2.3 Reproducing In-vivo Knee Kinematics .................................................................... 35 2.2.4 D ata A nalysis............................................................................................................... 38 2 .3 R ESU LTS .............................................................................................................................. 38 2.3.1 Single B undle ............................................................................................................... 38 2.3.2 Double B undles............................................................................................................ 40 2.3.3 Multiple Surface FiberBundles ............................................................................... 42 2.4 D ISCU SSION ......................................................................................................................... 45 48 2.5 ACKNOW LEDGEM ENTS......................................................................... 2.6 REFEREN CES........................................................................................................................ 49 CHAPTER 3 - ESTIMATION OF IN-VIVO FORCES WITHIN ANTERIOR CRUCIATE LIGAMENT IN RESPONSE TO WEIGHTBEARING.......... 53 3.1 IN TRO DU CTION .................................................................................................................... 53 3.2 MATERIALS AND METHODS ............................................................................................. 54 3.2.1 Measurement of In-vivo Elongation of the ACL in Response to Increased Weightbearing....................................................................................................................... 54 3.2.2 In-vitro Force-ElongationRelations of the A CL ...................................................... 58 3.2.3 Estimation of In-vivo A CL Force Changes................................................................ 61 3.2.4 Effect ofAssumed Tension in the ACL under Zero Weightbearingon In-vivo ACL F orce Estim ation .................................................................................................................. 63 3.2.5 Sensitivity Study ........................................................................................................... 64 3.2.6 StatisticalA nalysis ................................................................................................... 64 3.3 RE SU LTS .............................................................................................................................. 65 3.3.1 In-vivo A CL Elongation Due to Full Body Weight .................................................. 65 3.3.2 In-vitro Force-ElongationBehavior of the A CL....................................................... 66 3.3.3 In-vivo A CL Force IncreaseDue to Full Body Weight............................................ 67 3.3.4 Estimation of In-vivo ACL Force............................................................................. 69 3.3.5 Sensitivity Study ........................................................................................................... 69 3.4 D ISCU SSION ......................................................................................................................... 69 3.5 V ALIDATION STUDY ............................................................................................................ 73 3.5.1 Validation of the In-vivo A CL Force Estimation Method......................................... 73 3.6 ACKNOW LEDGEM ENTS..................................................................................................... 78 3.7 REFEREN CES........................................................................................................................ 79 CHAPTER 4 - ESTIMATION OF IN-VIVO FORCES WITHIN THE ANTEROMEDIAL AND POSTEROLATERAL BUNDLES OF THE ANTERIOR CRUCIATE LIGAMENT UNDER WEIGHTBEARING................... 83 4.1 IN TROD U CTION .................................................................................................................... 83 4.2 M ATERIALS AND M ETHODS ................................................................................................ 84 4.2.1 In-vivo Elongation of the AM andPL Bundles in Response to Increased Weightbearing .............................................................................................................................................. 4.2.2 In-vitro Force-ElongationRelations of the AM and PL Bundles 84 ........................ 85 4.2.3 Estimation of In-vivo AM and PL Forces.................................................................... 87 4.2.4 StatisticalA nalysis................................................................................................... 87 88 4 .3 RESU LTS .............................................................................................................................. 88 4.3.1 In-vitro Force-ElongationBehavior of the AM and PL Bundles of the ACL ....... 4.3.2 In-vivo ForceIncrease in the AM and PL Bundles of the ACL Due to Full Body Weight .............................................................................................................................................. 88 4.3.3 Estimation of In-vivo Forces within the AM and PL Bundles ................. 89 4 .4 D ISCU SSIO N ......................................................................................................................... 92 4.5 A CKNOW LEDGEM ENTS........................................................................................................ 94 4.6 REFEREN CES........................................................................................................................ 95 CHAPTER 5 - IN-SITU FORCES WITHIN THE ANTEROMEDIAL AND POSTEROLATERAL BUNDLES OF THE ANTERIOR CRUCIATE LIGAMENT 98 UNDER SIMULATED FUNCTIONAL LOADING CONDITIONS ........... 5.1 IN TRODU CTION .................................................................................................................... 98 5.2 MATERIALS AND METHODS ............................................................................................ 99 5.2.1 Specim en Preparation.............................................................................................. 99 5.2.2 In-situ Forces within the AM and PL Bundles........................................................... 100 5.2.3 StatisticalA nalysis..................................................................................................... 101 5.3 RESU LTS ............................................................................................................................ 5.3.1 In-situ Forces under 134 N Anterior Tibial Load.. ..................................... 102 102 5.3.2 In-situ Forces under Combined Valgus and InternalTibial Torques........................ 103 5.3.3 In-situ Forces under 400 N QuadricepsMuscle Load.............................................. 103 5.4 D ISCU SSION ....................................................................................................................... 105 5.5 A CKNOW LEDGEM ENTS...................................................................................................... 107 5.6 REFEREN CES...................................................................................................................... 108 CHAPTER 6 - IMPINGEMENT OF THE ANTERIOR CRUCIATE LIGAMENT AGAINST THE FEMORAL INTERCONDYLAR NOTCH DURING IN-VIVO WEIGHT BEARING.................................................................................................... 112 6.1 IN TRODU CTION.................................................................................................................. 112 6.2 MATERIALS AND METHODS .............................................................................................. 113 6.2.1 Subject Selection ........................................................................................................ 113 6.2.2 Magnetic Resonance Imaging and Three-DimensionalModel of Knee .................... 114 6.2.3 FluoroscopicImaging of the Knee............................................................................. 114 6.2.4 In-vivo Knee Positionsand A CL Impingement.......................................................... 115 6.2.5 StatisticalAnalysis..................................................................................................... 6.3 RESULTS ............................................................................................................................ 119 120 6.3.1 M aximum Impingement (t)......................................................................................... 120 6.3.2 Impingement Ratio (t/D)............................................................................................ 121 6.3.3 Impingement angle ...... ................................ ........................................... 121 6.4 D ISCUSSION ....................................................................................................................... 122 6.5 A CKNOW LEDGEMENTS...................................................................................................... 126 6.6 REFERENCES...................................................................................................................... 127 CHAPTER 7 - IN-VIVO TIME-DEPENDENT ARTICULAR CARTILAGE CONTACT BEHAVIOR OF THE TIBIOFEMORAL JOINT.............. 132 7.1 INTRODUCTION .................................................................................................................. 132 7.2 MATERIALS AND M ETHODS .............................................................................................. 133 7.2.1 Subject selection ........................................................................................................ 133 7.2.2 Magnetic Resonance Imaging and 3D Model ofKnee .............................................. 134 7.2.3 Dual FluoroscopicImaging and Reproduction ofKnee Kinematics......................... 135 7.2.4 In-vivo CartilageContact Behavior .......................................................................... 137 7.2.5 StatisticalAnalysis..................................................................................................... 138 7.3 RESULTS ............................................................................................................................ 139 7.3.1 CartilageContact Deformation and Contact Area with Time................................... 142 7.3.2 Rate of Change .......................................................................................................... 143 7.4 D ISCUSSION .....................................................................................................................-- 147 7.5 ACKNOW LEDGEM ENTS...................................................................................................... 152 7.6 REFERENCES...................................................................................................................... 153 CHAPTER 8 - CONCLUSIONS ................................................................................. 157 8.1 SUM M ARY.......................................................................................................................... 157 8.2 FUTURE D IRECTIONS ......................................................................................................... 160 List of Figures Figure 1.1: The Anterior Cruciate Ligament (ACL) originates from deep within the notch of distal femur and attaches in front of tibia. The anterior and posterior cruciate ligaments form a cross in the center of the knee (view at 900 of knee flexion)...................................................................................................... . . 18 Figure 1.2: (A) The anteromedial (AM) and posterolateral (PL) bundles of the anterior cruciate ligament; (B) Magnetic Resonance (MR) image of a healthy ACL w ith its anatom ical bundles. ....................................................................... 19 Figure 2.1: MR images of a knee in sagittal and coronal planes and construction of 3D knee model using Magnetic Resonance Imaging. ..................................... 31 Figure 2.2: Sagittal and coronal plane magnetic resonance images of the knee were digitized and used to create the femoral and tibial attachment areas of the A CL bundles............................................................................................... 33 Figure 2.3: The attachment areas were divided into two functional bundles. The geometric centers of the attachment areas of each bundle were determined to model the anteromedial (AM) and posterolateral (PL) bundles................ 33 Figure 2.4: (A) 3D Anterior Cruciate Ligament (ACL) model constructed from MR Images; (B) ACL configuration of a cadaveric knee; and (C) Definition of A CL surface fiber bundles......................................................................... 34 Figure 2.5: (A) Schematic of the Dual Fluoroscopic Imaging System (DFIS) for measurement of kinematics of the knee joint and a subject during a lunge activity; (B) The virtual dual fluoroscopic system constructed for reproducing in-vivo knee position in space. .................................................................. 37 Figure 2.6: Length of the ACL central bundle when the knee is under no load and under full body load at different flexion angles.................................................. 39 Figure 2.7: The relative elongation of the ACL central bundle in response to the full body w eight. ..................................................................................................... . . 40 Figure 2.8: Lengths of the (A) anteromedial (AM) bundle and (B) posterolateral (PL) bundle when the knee is under no load and full body load at different flexion an gles ........................................................................................................ . .41 Figure 2.9: The relative elongation of the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to the full body weight.................................... 42 Figure 2.10: Lengths of the anterior surface bundle 4 and posterior surface bundle 7 when the knee is under (A) no load and (B) under full body load at different flexion angles; (C) The relative elongation of the eight ACL surface fiber bundles in response to the full body weight............................................................... Figure 3.1: Schematic of the dual fluoroscopic imaging system.................................. 44 55 Figure 3.2: Virtual dual fluoroscopic imaging system created based on the geometry of the actual experim ental system .................................................................. 57 Figure 3.3: Robotic testing system with installed knee specimen (before removing soft tissu es). ..................................................................................................... Figure 3.4: MicroScribe* digitizer with six degrees-of-freedom. ................................ . . 60 60 Figure 3.5: Stretching the ACL along its long axis using the robot arm; all the soft tissues of the knee joint were dissected away, except for the ACL. ..................... 61 Figure 3.6: Schematic diagram showing the methodology used for determination of invivo ACL tension. (A) Weightbearing-elongation of the ACL from in-vivo weightbearing, (B) Force-elongation of the ACL from in-vitro robotic test, (C) Estimation of in-vivo ACL tension for each individual as a function of weightbearing, (D) Average in-vivo ACL force-weightbearing data of all living knees using weighted mean statistical method. (figures are only conceptual and are not presenting experimental results, BW: Body Weight)62 Figure 3.7: In-vivo weightbearing-elongation behavior of the ACL at 150, 300 and 450 of flexion ...................................................................................................... . . 65 Figure 3.8: In-vitro force-elongation curves of the ACL at 150, 300 and 450 of flexion (Standard deviation bars for 300 are not shown for figure clarity purposes). 66 Figure 3.9: The increase in ACL force when the knee was under full body weightbearing and different ACL tensions under zero weightbearing were assumed..... 68 Figure 3.10: (A) Set up of the Dual Fluoroscopic Imaging System around the robotic testing system for validation study. (B) A knee specimen installed on the robotic testing system with the fluoroscopes to image the knee joint during applying load. ........................................................................................... 75 Figure 3.11: The in-vitro ACL force due to 130 N anterior tibial load and the corresponding estimation of the ACL forces with different ACL tensions under zero weightbearing at 150, 300 and 450 of knee flexion. At all three different flexion angles, the actual ACL forces (labeled as in-vitro) were less than the estimated ACL force with an ACL tension of 40 N under zero load bearing ...................................................................................................... . . 77 Figure 4.1: The Anteromedial (AM) bundle and Posterolateral (PL) bundle of ACL were identified and separated for tensile test. The bundles are hold separately using sutures at 45* of knee flexion (anterior view). ......................................... 86 Figure 4.2: In-vitro force-elongation curves of bundles of the ACL at 15', 300 and 450 of flexion: (A) Anteromedial (AM) and (B) Posterolateral (PL). (Standard deviation bars for 300 are not shown for figure clarity purposes)............. 90 Figure 4.3: The increase in bundle forces when the knee was under full body weightbearing and different bundle tensions under zero weightbearing were assumed: (A) Anteromedial (AM) and (B) Posterolateral (PL). ............... 91 Figure 5.1: The anteromedial (AM) bundle and posterolateral (PL) bundle of ACL viewed from the anterior arthrotomy of the knee........................................ 101 Figure 5.2: The in-situ forces in the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to 134 N anterior tibial load. The PL bundle carried significantly lower in-situ force than the AM bundle at all flexion angles (p < 0 .0 5)....................................................................................................... 102 Figure 5.3: The in-situ forces in the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to combined 10 N.m valgus and 5 N.m internal tibial torques. There was no significant difference between the two bundles at 00 of flexion, but the PL bundle shared significantly lower force than the AM bundle at 30* of flexion (p<0.05). ............................................................... 104 Figure 5.4: The in-situ forces in the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to 400 N quadriceps muscle load. There was also no significant difference between two bundle forces at all flexion angles (p> 0 .0 5)............................................................................................................. 104 Figure 6.1: 3D model of the Anterior Cruciate Ligament (ACL) built based on the series of MR im ages. ............................................................................................. 117 Figure 6.2: (A) Impingement of the ACL against the intercondylar notch of the femur (medial view, full extension), (B) intersection plane at the location of maximum impingement; D: diameter on the ACL at the location of maximum impingement; t: maximum impingement of the ACL. ................................ 118 Figure 6.3: Definition of impingement angle (<p) in the clock coordinate system at notch view .............................................................................................................. 119 Figure 6.4: Maximum impingement during weight bearing from minimum bodyweight (OBW) to full bodyweight (1BW) at low flexion, (p<0.05). ....................... 120 Figure 6.5: Percentage of impingement ratio (t/D) during weight bearing from minimum bodyweight (OBW) to full bodyweight (1BW) at low flexion, (p<0.05)..... 121 Figure 6.6: The location of maximum impingement during weight bearing from minimum bodyweight (OBW) to full bodyweight (1BW) in low flexion, (p<0.05).... 122 Figure 7.1: A 3-Tesla Magnetic Resonance scanner was used to construct the threedimensional (3D) knee models in a relaxed, extended position.................. 134 Figure 7.2: A 3D knee model constructed using the series of MR images of a subject's kn ee .............................................................................................................. 13 5 Figure 7.3: Subject performing single leg weight-bearing on a force plate while being imaged by two orthogonally placed fluoroscopes. The pairs of fluoroscopic images were imported into modeling software to reproduce the kinematics of the tested knee joint in a virtual dual fluoroscopic imaging system............ 136 Figure 7.4: (A) Sagittal section of a typical knee showing the definition of contact area and cartilage penetration. (B) Method of measuring cartilage thickness and penetration depth from meshed surfaces. .................................................... 138 Figure 7.5: The peak contact deformation was determined as the maximum contact deformation in the cartilage contact area..................................................... 139 Figure 7.6: (A) The variation of the peak cartilage contact deformation over time (mean ± standard deviation) and the corresponding ground reaction force (normalized for body weight). (B) Mean values of the rate of change of the peak cartilage deform ation in tibial compartm ents............................................................. 140 Figure 7.7: (A) The variation of cartilage contact area over time (mean ± standard deviation) and the corresponding ground reaction force (normalized for body weight). (B) Mean values of the rate of change of the cartilage contact area in tibial compartm ents. .................................................................................... 14 1 Figure 7.8: Contours of contact deformation distribution of a typical subject in the course of time in the sagittal cross-sections (dashed lines) in medial and lateral compartm ents...............................................................................................144 Figure 7.9: Patterns of contact deformation in the tibiofemoral cartilage. (A) Medial compartment: contact is occurring on the concave (conforming) surface of medial tibial cartilage, (B) Lateral compartment: contact is occurring on the convex surface of lateral tibial cartilage...................................................... 148 List of Tables Table 2.1: The lengths of the eight surface fiber bundles of the anterior cruciate ligament (M ean ±SD , N = 9)................................................................................... 43 Table 3.1: Clinical data on the subjects tested............................................................... 56 Table 3.2: History of the cadaver donors...................................................................... 59 Table 3.3: Percentage of change in the ACL force increase under full body weight, due to 10 N increase in the ACL tension under zero body weight........................ 67 Table 7.1: Cartilage contact deformation (%) as a function of time under full body w eigh t. ......................................................................................................... 14 5 Table 7.2: Contact area (mm 2 ) as a function of time under full body weight................. 146 Table 7.3: The thickness of tibial cartilage (mm) at the location of peak cartilage contact deform ation.................................................................................................. 149 Chapter 1 - Introduction 1.1 The Anterior Cruciate Ligament The Anterior Cruciate Ligament (ACL) is one of the most important ligaments inside the knee joint which has an important role in the stability of the knee. It originates from the posterolateral part of the femur, courses interiorly and medially across the joint and inserts in the anteromedial part of tibia (Figure 1.1). In general, ligaments are tough bands of fibrous tissue that connect two bones across a joint and control the motion of the joints passively. The main role of the ACL is to control anterior (forward) tibial translation with respect to femur. As a secondary constrain, it restrains excessive internal rotation of the tibia relative to femur. The ACL consists of two anatomical bundles: the anteromedial (AM) bundle and the posterolateral (PL) bundle, which are named according to their relative locations on the tibial insertion sites (Figure 1.2). The AM bundle is slightly larger compared to the PL bundle. Based on earlier cadaveric studies, the two bundles of the ACL have been found to have a reciprocal function along the knee flexion path, with the PL bundle taut at low flexion angles and the AM bundle taut at high flexion angles [1, 2]. Recent studies on the other hand, demonstrated that the ACL bundles might function in a different way in-vivo than previously described reciprocal behavior in-vitro. Both AM and PL bundles were observed to be taut at near extension and then shorten with flexion, indicating that the ACL bundles may function differently under physiological loading conditions when compared to passive conditions [3]. 1.2 Background and Objectives ACL is frequently injured in sports and strenuous activities, especially in young populations [2, 4, 5]. About 80,000 to 250,000 ACL injuries occur each year in the US [6-8]. Movements of the knee that apply a great strain on the ACL can cause damage to this ligament. The spectrum of ACL injury can range from a mild strain, partial tear or a completely torn ACL. The injury almost always is due to at least one of the following patterns of injury: I) a sudden stop, twist or change in the direction at the knee joint; II) jumping and landing or III) Hyperextension of the knee joint. These are very routine in skiing, basketball, football, soccer, and gymnastics. Injuries to the knee ligament represent a significant impairment of normal knee joint function, causing pain, instability in the knee, future damage to the structure of the knee joint - such as meniscal injuries and osteochondral damages - and long-term development of osteoarthritis [9-12]. It has been documented that ACL deficiency leads to abnormal tibiofemoral joint kinematics with an increased anterior translation and internal rotation of the tibia [13] as well as a medial translation of the tibia [13]. The medial shift of the tibia after ACL deficiency would alter the contact stress distributions and increase the cartilage contact deformation in the tibiofemoral cartilage near the medial tibial spine [14, 15], a region where degeneration is observed in patients with chronic ACL injuries [16]. These findings have led both clinicians and researchers to advocate surgical ACL reconstruction using a bonepatellar tendon-bone (BPTB) graft or a quadruple hamstring graft and a variety of surgical techniques [17-21]. ACL reconstruction is one of the most common sports medicine procedures performed in the US each year. It has been estimated that approximately 100,000 ACL reconstructions are performed yearly only in the US [22], with an annual expenditures of $2 billions [8]. Biomechanical studies have shown that ACL reconstruction restores anterior-posterior (AP) stability under anterior tibial loads [23, 24]. However, recent studies show that ACL reconstruction can not restore the knee stability in all six degreesof-freedom (DOF) under in-vivo or simulated physiological loading conditions [25-27]. In the literature, there are reports that 10 to 40% of ACL reconstruction patients have abnormal knee laxity [28, 29] and 5 to 50% of patients have had a second operation within 5 years of the first operation [28]. It is thought that the graft used in the reconstruction should carry in-vivo loads similar to those of the ligament being replaced. Therefore, a thorough understanding of the biomechanical role of the ACL in-vivo is essential for improving the treatment of ligament injuries. Optimizing surgical reconstruction of injured ligaments requires an accurate knowledge of the in-vivo ligament forces and kinematics in the normal knee. Femur Posterior cruciate ligament (thighbone) Anterior cruciate ligament Fibula Tibia (shinbone) Figure 1.1: The Anterior Cruciate Ligament (ACL) originates from deep within the notch of distal femur and attaches in front of tibia. The anterior and posterior cruciate ligaments form a cross in the center of the knee (view at 900 of knee flexion). The importance of ACL injury to public health has led to numerous investigations in ACL material properties and structural functions. Many studies have reported on the force-elongation relationship [30-32] and stress-strain behavior [33] of the ACL in order to understand the biomechanical properties of the ligament. Extensive efforts have been devoted to determining the forces and strain in the ACL in-vitro, using buckle-type transducers [34, 35], implantable pressure transducers [36], and Hall-effect-straintransducers [37, 38]. More recently, a robotic testing system has been introduced to determine knee kinematics and in-situ forces in various ligaments [25, 39, 40]. A -- Patella Tibia - Femur Anterior cruciate ligament ~ Figure 1.2: (A) The anteromedial (AM) and posterolateral (PL) bundles of the anterior cruciate ligament; (B) Magnetic Resonance (MR) image of a healthy ACL with its anatomical bundles. Early investigations on in-vivo ACL biomechanics have used strain gauge techniques to measure elongation of the ACL in living subjects [36, 38]. Direct measurements of ACL surface strain in the anterior portion of the ligament using Differential Variable Reluctance Transducer (DVRT) during various in-vivo activities of the knee has been performed [38, 41]. Furthermore, the elongation patterns of the ACL have been measured using a non-invasive imaging technique during a weightbearing flexion of the knee [22, 42]. These studies indicated that the ACL may function in a more complicated three-dimensional (3D) manner. However, there are no reports on in-vivo forces of human knee ligaments due to the technical difficulties associated with measuring ligament forces in living subjects. This thesis provides a non-invasive technique to indirectly estimate the in-vivo forces within the ACL. This knowledge is critical for understanding the in-vivo loading effect on ACL function, ACL injury mechanisms, and further for optimizing the surgical treatment of the injured ACL to restore the native ACL function. The objective of this thesis was to determine the in-vivo biomechanics kinematics and forces - of the ACL by using advanced imaging techniques and a robotic testing system. Dual fluoroscopic imaging and three-dimensional modeling techniques were employed to gather the in-vivo data as an invasive method. Combined with the force-elongation data measured from the robotic system, the in-vivo ACL data was used to estimate the in-vivo tension of the ACL during functional activities. An improved knowledge of in-vivo ligament function should improve our ability to treat the ACL injuries. 1.3 Organization of the Thesis This thesis is prepared in 8 chapters. Chapter 2 investigates the elongation behavior of the healthy ACL under weightbearing conditions in living subjects. Due to the complicated anatomic structure of the ACL, it was modeled using three detailed anatomic approaches: I) a single central bundle, II) double functional bundles, and III) multiple surface fiber bundles. A combined Dual Fluoroscopic and Magnetic Resonance (MR) Imaging technique was used to determine relative elongations of the ACL bundles under full weightbearing at different knee flexion angles. Chapter 3 discusses utilizing a robotic testing system to determine the ACL force-elongation data in-vitro. The in-vivo ACL elongation data were mapped to the in-vitro ACL force-elongation curve using a statistical method to non-invasively estimate the in-vivo ACL forces in response to full body weightbearing. As a gold standard, a robotic testing protocol was then implemented to validate the proposed force estimation method in cadaveric specimens. Chapter 4 extends the methodology introduced in earlier chapter to determine the force-elongation curves of each anatomic bundle of the ACL - i.e., anteromedial bundle and posterolateral bundle - and estimate the in-vivo forces of each bundle at tested knee flexion angles. Then, Chapter 5 investigates the in-situ forces of the anteromedial and posterolateral bundles of the ACL under simulated functional loads such as simulated muscle loads, anterior tibial load and combined rotational loads. Also, the contribution of each bundle under different type of loading was determined. Chapter 6 describes the findings regarding the in-vivo characterization of ACL interaction with the femoral intercondylar notch at shallow knee flexion under physiological loading. In this chapter, the impingement of 3D model of the ACL against the intercondylar notch of femur was modeled. Chapter 7 extends the application of combined dual fluoroscopy and MR imaging to investigate the time-dependent response of the tibiofemoral joint cartilage under a constant bodyweight load (creep behavior) and determine whether the medial and lateral compartments show differences in timedependent contact behavior. This is the first step to extend the force estimation method, introduced in Chapter 3, to non-invasively determine the in-vivo stress distribution in the tibiofemoral joint cartilage. Finally, Chapter 8 presents a summary of the findings of this thesis and implications for future studies. This work is based on the following publications: i. Hosseini A, Gill TJ, Li G: In vivo anterior cruciate ligament elongation in response to axial tibial loads. J Orthop Sci 14:298-306, 2009. ii. Hosseini A, Gill TJ, Van de Velde SK, Li G. Estimation of in-vivo ACL force change in response to increased weightbearing, Annals of Biomedical Engineering, [under final review]. iii. Wu JL, Seon JK, Gadikota HR, Hosseini A, Sutton KM, Gill TJ, Li G: In situ forces in the anteromedial and posterolateral bundles of the anterior cruciate ligament under simulated functional loading conditions. Am J Sports Med 38:55863, 2010. iv. Kozanek M, Hosseini A, Liu F, Van de Velde SK, Gill TJ, Rubash HE, Li G: Tibiofemoral kinematics and condylar motion during the stance phase of gait. J Biomech 42:1877-84, 2009. v. Van de Velde SK, Hosseini A, Kozanek M, Gill TJ, Rubash HE, Li G: Application guidelines for dynamic knee joint analysis with a dual fluoroscopic imaging system. Acta Orthop Belg 76:107-13, 2010. vi. Li G, Kozanek M, Hosseini A, Liu F, Van de Velde SK, Rubash HE: New fluoroscopic imaging technique for investigation of 6DOF knee kinematics during treadmill gait. J Orthop Surg Res 4:6, 2009. vii. Hosseini A, Van de Velde SK, Kozanek M, Gill TJ, Grodzinsky AJ, Rubash HE, Li G: In-vivo time-dependent articular cartilage contact behavior of the tibiofemoral joint. Osteoarthritis Cartilage, 2010 [in press]. viii. Liu F, Kozanek M, Hosseini A, Van de Velde SK, Gill TJ, Rubash HE, Li G: In vivo tibiofemoral cartilage deformation during the stance phase of gait. J Biomech 43:658-65, 2009. ix. Hosseini A, Lada K, Van de Velde SK, Kozanek M, Gill TJ, Li G: Impingement of the anterior cruciate ligament against the femoral intercondylar notch during in-vivo weight bearing. Am J Sports Med [under review]. x. Van De Velde SK, Bingham JT, Hosseini A, Kozanek M, DeFrate LE, Gill TJ, Li G: Increased tibiofemoral cartilage contact deformation in patients with anterior cruciate ligament deficiency. Arthritis Rheum 60:3693-702, 2009. xi. Gill TJ, Van de Velde SK, Wing DW, Oh LS, Hosseini A, Li G: Tibiofemoral and patellofemoral kinematics after reconstruction of an isolated posterior cruciate ligament injury: in vivo analysis during lunge. Am J Sports Med 37:2377-85, 2009. (Winner of the 2009 O'Donoghue Award) xii. Kozanek M., Van de Velde SK, Hosseini A, Gill T, Li G. Book chapter entitled "Biomechanics of ACL Deficiency and Contemporary Reconstruction Techniques", Nova Science Publishers, Inc. [in press] 1.4 References 1. Girgis FG, Marshall JL, Monajem A. The cruciate ligaments of the knee joint. Anatomical, functional and experimental analysis. Clin Orthop Relat Res 1975: 216-231. 2. Amis AA, Dawkins GP. Functional anatomy of the anterior cruciate ligament. Fibre bundle actions related to ligament replacements and injuries. J Bone Joint Surg Br 1991; 73: 260-267. 3. Li G, DeFrate LE, Sun H, Gill TJ. 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Knee Surg Sports Traumatol Arthrosc 2007; 15: 946-964; discussion 945. 18. Lewis PB, Parameswaran AD, Rue JP, Bach BR, Jr. Systematic review of singlebundle anterior cruciate ligament reconstruction outcomes: a baseline assessment for consideration of double-bundle techniques. Am J Sports Med 2008; 36: 20282036. 19. Pederzini L, Adriani E, Botticella C, Tosi M. Technical note: double tibial tunnel using quadriceps tendon in anterior cruciate ligament reconstruction. Arthroscopy 2000; 16: E9. 20. Takeuchi R, Saito T, Mituhashi S, Suzuki E, Yamada I, Koshino T. Double-bundle anatomic anterior cruciate ligament reconstruction using bone-hamstring-bone composite graft. Arthroscopy 2002; 18: 550-555. 21. Williams RJ, 3rd, Hyman J, Petrigliano F, Rozental T, Wickiewicz TL. Anterior cruciate ligament reconstruction with a four-strand hamstring tendon autograft. Surgical technique. J Bone Joint Surg Am 2005; 87 Suppl 1: 51-66. 22. Harner CD, Giffin JR, Dunteman RC, Annunziata CC, Friedman MJ. Evaluation and treatment of recurrent instability after anterior cruciate ligament reconstruction. Instr Course Lect 2001; 50: 463-474. 23. Anderson AF, Snyder RB, Lipscomb AB, Jr. Anterior cruciate ligament reconstruction. A prospective randomized study of three surgical methods. Am J Sports Med 2001; 29: 272-279. 24. Bach BR, Jr., Jones GT, Sweet FA, Hager CA. Arthroscopy-assisted anterior cruciate ligament reconstruction using patellar tendon substitution. Two- to fouryear follow-up results. Am J Sports Med 1994; 22: 758-767. 25. Yoo JD, Papannagari R, Park SE, DeFrate LE, Gill TJ, Li G. The effect of anterior cruciate ligament reconstruction on knee joint kinematics under simulated muscle loads. Am J Sports Med 2005; 33: 240-246. 26. Tashman S, Collon D, Anderson K, Kolowich P, Anderst W. Abnormal rotational knee motion during running after anterior cruciate ligament reconstruction. Am J Sports Med 2004; 32: 975-983. 27. Georgoulis AD, Papadonikolakis A, Papageorgiou CD, Mitsou A, Stergiou N. Three-dimensional tibiofemoral kinematics of the anterior cruciate ligament- deficient and reconstructed knee during walking. Am J Sports Med 2003; 31: 7579. 28. Fox JA, Nedeff DD, Bach Jr BR, Spindler KP. Anterior cruciate ligament reconstruction with patellar autograft tendon. Clin Orthop Relat Res 2002: 53-63. 29. Thornton GM, Boorman RS, Shrive NG, Frank CB. Medial collateral ligament autografts have increased creep response for at least two years and early immobilization makes this worse. J Orthop Res 2002; 20: 346-352. 30. Darcy SP, Kilger RH, Woo SL, Debski RE. Estimation of ACL forces by reproducing knee kinematics between sets of knees: A novel non-invasive methodology. J Biomech 2006; 39: 2371-2377. 31. Song Y, Debski RE, Musahl V, Thomas M, Woo SL. A three-dimensional finite element model of the human anterior cruciate ligament: a computational analysis with experimental validation. J Biomech 2004; 37: 383-390. 32. Woo SL, Hollis JM, Adams DJ, Lyon RM, Takai S. Tensile properties of the human femur-anterior cruciate ligament-tibia complex. The effects of specimen age and orientation. Am J Sports Med 1991; 19: 217-225. 33. Butler DL, Guan Y, Kay MD, Cummings JF, Feder SM, Levy MS. Locationdependent variations in the material properties of the anterior cruciate ligament. J Biomech 1992; 25: 511-518. 34. Ahmed AM, Burke DL, Duncan NA, Chan KH. Ligament tension pattern in the flexed knee in combined passive anterior translation and axial rotation. J Orthop Res 1992; 10: 854-867. 35. Lewis JL, Lew WD, Schmidt J. A note on the application and evaluation of the buckle transducer for the knee ligament force measurement. J Biomech Eng 1982; 104: 125-128. 36. Henning CE, Lynch MA, Glick KR, Jr. An in vivo strain gage study of elongation of the anterior cruciate ligament. Am J Sports Med 1985; 13: 22-26. 37. Fleming BC, Beynnon BD, Nichols CE, Renstrom PA, Johnson RJ, Pope MH. An in vivo comparison between intraoperative isometric measurement and local elongation of the graft after reconstruction of the anterior cruciate ligament. J Bone Joint Surg Am 1994; 76: 511-519. 38. Beynnon B, Howe JG, Pope MH, Johnson RJ, Fleming BC. The measurement of anterior cruciate ligament strain in vivo. Int Orthop 1992; 16: 1-12. 39. Li G, Rudy TW, Sakane M, Kanamori A, Ma CB, Woo SL. The importance of quadriceps and hamstring muscle loading on knee kinematics and in-situ forces in the ACL. J Biomech 1999; 32: 395-400. 40. Li G, Zayontz S, Most E, DeFrate LE, Suggs JF, Rubash HE. In situ forces of the anterior and posterior cruciate ligaments in high knee flexion: an in vitro investigation. J Orthop Res 2004; 22: 293-297. 41. Beynnon BD, Fleming BC, Johnson RJ, Nichols CE, Renstrom PA, Pope MH. Anterior cruciate ligament strain behavior during rehabilitation exercises in vivo. Am J Sports Med 1995; 23: 24-34. 42. Li G, Defrate LE, Rubash HE, Gill TJ. In vivo kinematics of the ACL during weight-bearing knee flexion. J Orthop Res 2005; 23: 340-344. Chapter 2 - In-vivo Anterior Cruciate Ligament Elongation in Response to Axial Tibial Loads 2.1 Introduction The anterior cruciate ligament (ACL) is frequently injured in sports and strenuous activities, especially in younger populations [1, 2]. The importance of ACL injury to public health has led to numerous investigations in ACL material properties and structural functions [3, 4]. Many investigations have reported on the force-elongation relationship [4-6] and stress-strain behavior [3] of the ACL in order to understand the biomechanical properties of the ligament. These studies were usually conducted using uniaxial tensile tests on ACL specimens [3, 4, 7], where the ACL was considered in different structural configurations such as a single tension element [4]; two bundle elements [3]; or multi-bundle elements [3, 7]. Further, numerous in-vitro investigations have also measured ACL forces in response to various loads applied to the knee in order to understand the biomechanical function of the ligament in the knee joint [2, 8, 9]. These investigations used various measurement techniques, such as a buckle transducer [10], implantable pressure transducer [8], Hall Effect strain transducer [11, 12] and a robotic technique [9, 13-15]. Among these various ACL biomechanical studies, most have determined the ACL forces by applying an anterior tibial load [2, 15, 161. Few studies also measured ACL forces under rotational moments [17, 18] or simulated muscle loads [13, 19]. While these data have tremendously improved our knowledge of ACL biomechanics, quantitative determination of the ACL function under in-vivo physiological loading conditions is still a challenge in biomedical engineering research. Early investigations on in-vivo ACL biomechanics have used strain gauge techniques to measure the elongation of the ACL in living subjects [8]. Beynnon et al. has extensively conducted direct measurements of ACL strains in the anterior portion of the ligament using differential variable reluctance transducer (DVRT) during various in- vivo activities of the knee [12]. Li et al. [20] and Jordan et al. [21] have measured the elongation pattern of the ACL using a non-invasive imaging modality during a weightbearing flexion of the knee. These studies indicated that the ACL may function in a more complicated 3-dimensional (3D) manner. This knowledge is critical for understanding the in-vivo loading effect on ACL function, ACL injury mechanisms, and further for optimizing the surgical treatment of the injured ACL. The objective of this study was to investigate the elongation behavior of the healthy ACL under weightbearing conditions in living subjects. Due to the complicated anatomic structure of the ACL and its 3D deformation in nature, an anatomic ACL reconstruction needs to consider the ACL biomechanics in different regions of the ligament. Therefore, we simulated the ACL using a more detailed anatomic approach i) a single central bundle, ii) double functional bundles, and iii) multiple surface fiber bundles. A combined Dual Fluoroscopic and MR Imaging technique was used to determine relative elongations of ACL bundles at different flexion angles when the tibia was loaded from no load (< 10 N) to full body weight (BW). 2.2 Materials and Methods Nine subjects (4 males, 5 females), aged 23 - 48 years old, were recruited with the approval of the Institutional Review Board (IRB). All subjects had normal and healthy knees with no history of injury or surgery (determined by both clinical examination and MRI examination). Written informed consent was obtained from all subjects prior to participating in this study. 2.2.1 Magnetic Resonance Imaging and 3D Knee Models Each knee (chosen randomly, 5 right and 4 left knees) was scanned in a relaxed, full extension position using a 3.0 Tesla MR Scanner (MAGNETOM Trio*, Siemens, Malvern, PA, USA). The knee was scanned in both sagittal and coronal planes in 1 mm slice thickness using a 3D double echo water excitation sequence [20, 22]. The size of the MR Images was 160x160 mm with a resolution of 512x512 pixels. The series of the MR images were imported into solid modeling software (Rhinoceros*, Robert McNeel & Associates, Seattle, WA, USA) for construction of 3D models of the knee (Figure 2.1). The bony contours were segmented in MR images and the 3D anatomic models of the bones were created using the digitized contour data. 3D Model of the Knee Femur Tibial Fibula 00-7 ro 110/44Z ON Figure 2.1: MR images of a knee in sagittal and coronal planes and construction of 3D knee model using Magnetic Resonance Imaging. The attachment areas of the ACL on the femur and tibia were segmented on MR images in both sagittal and coronal planes (Figure 2.2). Since the ACL insertion sites were segmented in the same coordinate setup as that for segmentation of the femur and tibia, these attachment areas were directly mapped onto the 3D anatomic model of the knee. The attachment areas were further divided into two parts: anteromedial (AM) and posterolateral (PL) bundle attachment areas of the ACL (Figure 2.3). This was done by an orthopaedic surgeon since there are no distinct separations between the AM and PL bundle insertion sites on the tibia and femur that could be specified from the MR images. The geometric centers of the attachment areas of each bundle were determined similarly as in previous studies [21]. The AM and PL attachment site geometry on both tibial and femoral sides were then compared to previous anatomical studies to make sure that the determination of the bundles was consistent with previous studies[21, 23-25]. In order to investigate the 3D elongation of the ACL, we further divided the boundaries of the ACL insertion sites into 8 divisions (Figure 2.4). On the tibial attachment site, points 1 through 4 have been chosen on the anteromedial section of the ACL such that point 1 was always placed on the lateral border of the AM and PL bundles and the numbers assigned to the points increased when moving medially (Figure 2.4.C). Similarly, points 5 through 8 have been chosen on the posterolateral section of the ACL attachment site such that point 5 was placed on the medial border of the AM and PL bundles and the number assigned to the points increased by moving laterally (Figure 2.4.C). The points were evenly distributed along the ACL attachment boundaries. The femoral insertion site has been treated in a similar way. The arrangement of the points is the same for right and left knees. Each point on the tibial attachment area has been connected to its corresponding point on the femoral side and the resulting lines were defined as surface fiber bundles of the ACL and were numbered the same as its end points for study of the non-homogeneous elongation of the surface fiber bundles of the ACL (Figure 2.4.C). A cadaveric specimen was dissected to qualitatively verify the reconstructed ACL model (Figure 2.4.B). The configuration of the ACL was shown to twist externally in the tibial attachment relative to the femoral attachment site in both the reconstructed 3D ACL model (Figure 2.4.A) and the cadaveric ACL (Figure 2.4.B). Sagittal Plane Femoral Attachment areas Coronal Plane Tibial Attachment areas Figure 2.2: Sagittal and coronal plane magnetic resonance images of the knee were digitized and used to create the femoral and tibial attachment areas of the ACL bundles. PL Bundle '' AM Bundle Figure 2.3: The attachment areas were divided into two functional bundles. The geometric centers of the attachment areas of each bundle were determined to model the anteromedial (AM) and posterolateral (PL) bundles. C4 PL Attachment Center (Femoral) 5 6 3 2 AM Attachment Center (Femoral) 7 Surface fiber Lateral Medial Mda Figure 2.4: (A) 3D Anterior Cruciate Ligament (ACL) model constructed from MR Images; (B) ACL configuration of a cadaveric knee; and (C) Definition of ACL surface fiber bundles. 2.2.2 Fluoroscopic Imaging of the Knee A dual fluoroscopic system [26] has been used to capture the joint positions along the flexion path of the knee (Figure 2.5.A). The system setup consists of two fluoroscopes (BV Pulsera*, Philips, Bothell, WA, USA) that were positioned orthogonally to each other. A force plate constructed using a 6 degrees-of-freedom (DOF) load sensor (JR3*, San Francisco, CA, USA) was installed on the top of the platform and was connected to a monitor to simultaneously display the value of ground reaction forces when the subject steps on the force plate (Figure 2.5.A). The subject first stood on the force plate on both feet in a relaxing position for measurement of the body weight. The subject then put only the testing leg on the force plate. The body weight load applied on the testing leg could be controlled by the subject through the force plate output that was displayed on the monitor. In this experiment, each subject was tested under the no load condition (< 10 N) and the full body weight condition, and at 4 flexion angles: 00, 150, 30*, and 45'. At each target flexion angle, the subject was asked to step on the force plate using the testing leg while the force plate measured a minimal load (< 10 N) to represent the no load condition. The fluoroscopes imaged the knee position simultaneously. The subject was then asked to apply full body weight on the testing leg while maintaining the same flexion angle. The subject could reach the target load within 5 seconds. The fluoroscopes imaged the new position again. After testing at one flexion angle, the subject was asked to flex the knee to the next target flexion angle. The knee was tested in this manner at all target flexion angles from low to high flexion angles. The flexion angle was controlled using a goniometer by a single investigator throughout the experiment. The entire experiment for each subject took approximately 10 minutes. 2.2.3 Reproducing In-vivo Knee Kinematics A virtual dual fluoroscopic system based on the geometry of the actual experimental system was created in the 3D solid modeling software (Figure 2.5.B). The pair of fluoroscopic images of the knee position under a specific tibial load were imported into the software and placed at the positions of the image intensifiers of the virtual system. Two virtual cameras were positioned to represent the actual X-ray sources. The bony contours of both tibia and femur were outlined on both fluoroscopic images to facilitate matching of the 3D anatomic model of the bones with their fluoroscopic images. The 3D anatomic model of the knee was imported into the virtual fluoroscopic system and projected onto the virtual image intensifiers by the virtual cameras. Each bony model was individually manipulated in 6 DOF until the projection of the 3D bony model matched with the outline of the bony contours on the fluoroscopic images (Figure 2.5.B). The in-vivo position of the knee captured on the fluoroscopic images was then reproduced using the matched 3D bony models. By repeating the same procedure using the fluoroscopic image pairs taken at all flexion angles and under all loading conditions, the kinematics of the knee of the subject during the experiment could be reproduced using a series of matched bony models of the knee. Since the attachment areas of the ACL are fixed to the corresponding bony surfaces of the tibia and femur, the relative positions of these attachment areas of the ACL could be determined by using the series of matched bony models under different loading conditions and flexion angles. Therefore, the positions of both ends of each bundle of the ACL could be determined. The accuracy of the above procedure in reproducing knee kinematics has been extensively evaluated [22, 26]. Using standard geometries, the system has an accuracy of 0.1 mm in translation and 0.10 in rotation [26]. Using cadaveric human knee specimens, the system has an accuracy of 0.1 mm in translation and a repeatability of 0.3* in rotation [27]. The accuracy of determination of knee kinematics can directly affect the accuracy of the ACL elongation data. If the translational accuracy in determination of femoral and tibial position was 0.1 mm [26], the effect on the accuracy of the ACL bundle elongation was maximally estimated to be 0.34 mm. The average ACL length was -26 mm over all the subjects. Therefore, maximum error in relative ACL elongation was estimated to be within a range of 0.026 or 2.6%. Screen Subiect C-Arm Platform Force Plate B Intensifier (2) Intensifier (1) 3D3 Model Source (1) Source (2) Figure 2.5: (A) Schematic of the Dual Fluoroscopic Imaging System (DFIS) for measurement of kinematics of the knee joint and a subject during a lunge activity; (B) The virtual dual fluoroscopic system constructed for reproducing in-vivo knee position in space. 2.2.4 Data Analysis The results of this study were presented in three different portions. First, the ACL was considered as a single ligament using its central bundle. Then, the kinematics of the AM and PL bundles was determined. Finally, the elongations of 8 surface fiber bundles of the ACL were presented. The length of the ACL central bundle was defined as the line connecting the ACL attachment centers on the tibia and femur (this line was also defined as the long axis of the ACL). The length of the AM bundle was defined as the line connecting the AM bundle attachment centers on the tibia and femur, and the same was done for the PL bundle. The lengths of the 8 lines, connecting each of the 8 points on the tibia to their corresponding points on the femur represent the surface fiber bundles of the ACL. To investigate the loading effect on ACL elongation, the length of the ACL bundles under no load condition at each flexion angle (10) was used as a reference to determine the relative elongation of the fiber bundles in response to increased tibial loads at that flexion angle (e = (1-10)/lo ), where l was the length of the ACL bundle under full body loading at that flexion angle. A two-way repeated measures analysis of variance (ANOVA) and a post hoc Student-Newman-Keuls test were used to compare the ACL deformation. The flexion angle and body weight loading applied to the leg were considered as independent variables and the lengths of ACL fiber bundles as the dependent variables. Statistical significance was defined when p<0.05. 2.3 Results 2.3.1 Single Bundle In general, the length of the ACL increased with tibial load (Figure 2.6). At full extension, the length of the ligament increased from 27.1 ± 2.3 mm at the no load condition to 27.5 ± 2.4 mm under full body weight. The increases of the ACL length caused by the full body weight condition were significant at 150 and 300 of flexion (p<0.05). * r-m 30- r, * L 280=% -m 26- IT fO BW El BW 24-J 0 227 20- I I 15 30 45 Flexion (*) Figure 2.6: Length of the ACL central bundle when the knee is under no load and under full body load at different flexion angles. The relative elongation of the ACL caused by full body weight loading peaked at 15* and 300 of flexion (Figure 2.7). At full extension, full body weight loading caused a relative ACL elongation of 1.2 ± 2.2%. At 150 and 300 of flexion, full body weight caused ACL relative elongations of 4.5 ± 3.2% and 4.6 ± 3.3%, respectively. The relative ACL elongation dropped to 2.3 ±4%at 450 of flexion. The relative elongation at 15* and 300 were significantly higher than those at 0* and 45* of flexion. * * II II 870 6- (U 0) 5- 0 4- LI (U N1 BW 32- a) 1 - 0- -i 15 30 45 Flexion (*) Figure 2.7: The relative elongation of the ACL central bundle in response to the full body weight. 2.3.2 Double Bundles The length patterns of the AM and PL bundles along the flexion path were similar under no load and full body weight conditions (Figure 2.8.A, Figure 2.8.B). The AM bundle increased in length with flexion angles and the PL bundle decreased in length with flexion angles. By increasing the load from no load (< 10 N) to full body weight, the length of the AM bundle showed a peak relative elongation of 4.4 ± 3.4% at 30* of flexion (Figure 2.9). However, the PL bundle experienced a peak relative elongation of 5.9 ± 3.4% at 15* of flexion. The relative elongations at 0' and 450 of flexion were significantly (p<0.05) smaller than those at 150 and 30' of flexion in both AM and PL bundles. 34 - 3332OBW 31 - 01 BW 302928- mmv 9 15 M" 30 Flexion (0) 28- 26- - E S24- U MOBW 01BW -2 13. 22 - 20+- -r- 15 30 Flexion (0) Figure 2.8: Lengths of the (A) anteromedial (AM) bundle and (B) posterolateral (PL) bundle when the knee is under no load and full body load at different flexion angles. 41 * * 0 CU OAMB E PLB 0 0 15 30 45 Flexion (*) Figure 2.9: The relative elongation of the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to the full body weight. 2.3.3 Multiple Surface Fiber Bundles The lengths of the eight surface fiber bundles of the ACL under no load and full body weight in all flexion angles have been listed in Table 2.1. In general the lengths of posterior fiber bundles are shorter than anterior fiber bundles. This means that the AM and PL bundles have different behavior in low flexion angles. Surface fiber bundle 4 at the anteromedial portion of the ACL was the longest fiber among all surface fiber bundles of the ACL at all flexion angles (Figure 2.1O.A, Figure 2.10.B). The maximum length of this fiber under the no load condition was 34.9 ± 3.6 mm at full extension, significantly longer compared to other flexion angles, and was 35.5 ± 3.3 mm at 300 of flexion under full body weight. Surface bundle 7 on the posterolateral portion of the ACL was the shortest fiber on the surface of ACL. The length of this fiber was 21.8 ± 3.8 mm at full extension under the no load condition and 16.2 ± 2.4 mm at 30' of flexion. Table 2.1: The lengths of the eight surface fiber bundles of the anterior cruciate ligament (Mean + SD, N = 9) Flexion 00 150 300 450 Angle: Loading: 0 BW 1.0 BW 0 BW 1.0 BW 0 BW 1.0 BW 0 BW 1.0 BW Fiber # 1 25.5+2.4 25.7±2.0 25.5+1.8 26.0+1.9 25.9+1.4 26.7+1.7 27.3+1.5 27.6+1.6 Fiber # 2 30.2±3.1 30.5+3.1 30.2+2.6 31.1+2.6 30.8+2.2 31.8+2.5 32.1t2.3 32.6±2.5 Fiber # 3 32.6+2.8 33.0+2.7 32.4+2.4 33.5+2.4 32.8+2.0 34.0±2.4 33.8+2.0 34.3±2.6 Fiber # 4 34.9+3.6 34.9+3.4 34.1±3.4 35.3+3.4 33.8+3.2 35.5+3.3 33.6+3.0 34.8+3.0 Fiber # 5 31.2±3.5 31.5±3.6 29.1+3.2 30.5+3.1 27.7+2.6 29.6+2.7 26.8±2.6 28.3+2.3 Fiber # 6 26.1+3.1 26.7+3.2 23.1±2.6 24.3±2.5 20.9+2.1 22.8+2.1 19.8±2.2 21.1+1.8 Fiber # 7 21.8+3.8 22.2+3.7 18.1+2.7 19.9+3.0 16.2±2.4 18.3+2.6 15.2+2.7 16.6+2.2 Fiber # 8 21.1 2.5 21.4+2.6 19.3+2.0 20.1+2.1 18.5+1.2 19.7+1.4 18.8+1.6 19.3+1.5 There was a dramatic difference between the relative elongations among the surface fiber bundles (Figure 2.10.C). Surface fiber bundles at the anteromedial surface showed shorter relative elongation values compared to those at the posterolateral surface. The peak relative elongation of surface fiber bundle 4 was 5.0 ± 2.4% under the full body weight at 300 of flexion. The peak relative elongation of surface fiber bundle 7 had a value of 13.4 + 3.8% at 300 of flexion in response to full body weight loading. Except in full extension, the relative elongation of this fiber bundle was significantly higher than all other fiber bundles at other flexion angles. * * A B * (a) 40 40 35 C30 35 (a) (a) E E25 1150 E 0 300 II moo 30 0150 030 0 25 0450 * >20 450 20 15 15 Fiber 4 Fiber 7 Fiber 4 Fiber 7 (a): Significantly different from all other flexion angles. D Fiber 1 E Fiber 2 1 Fiber 3 0 Fiber 4 0 Fiber 5 0 Fiber 6 E Fiber 7 0 Fiber 8 0 15 30 45 Flexion(*) (a): Significantly different from all other fibers. (b): Significantly different from fibers 1 to 4. (c): Significantly different from fibers 1 to 3. (d): Significantly different from fibers 1 to 3 and 7. (e): Significantly different from fibers 1 to 4 and 8. (All are comparing at the same flexion angle) Figure 2.10: Lengths of the anterior surface bundle 4 and posterior surface bundle 7 when the knee is under (A) no load and (B) under full body load at different flexion angles; (C) The relative elongation of the eight ACL surface fiber bundles in response to the full body weight. 2.4 Discussion This study investigated the elongation behavior of the ACL under increased axial tibial load of the knee at different flexion angles. The data demonstrated that the ACL elongated as the axial tibial load increased, as illustrated by previous studies [18, 20]. The data also showed that the ACL deformed in a non-homogeneous manner. Each fiber bundle responded to the axial tibial load differently. The relative elongation of the overall ACL reached over 4.5% at 150 and 30' of flexions when the tibial load increased from no load (< 10 N) to full body weight. Both AM and PL bundles also showed increases in relative elongations as the tibial load increased. The AM bundle showed peak relative elongation of 4.5% at 30*, while the PL bundle showed a maximal relative elongation of 5.9% at 15' of flexion. The surface fiber bundles showed a more dramatic variation in relative elongations under the body weight loading applied to the tibia. In general, the bundles at the anteromedial surface showed less relative elongation compared to those at the posterolateral surface of the ACL. At 30*, the posterolateral surface bundle 7 showed a relative elongation of over 13% from no tibial load to full body weight tibial load while the surface fiber bundle 1 only had a relative elongation of approximately 3%. Our previous in-vivo studies indicated that the AM bundle of the ACL maintained maximal length between full extension to 450 of flexion, and showed a reduction in length at higher flexion angles [21]. The PL bundle showed maximal.length in full extension and decreased in length as the knee flexed during a single leg lunge. In general, the current study showed similar length patterns of the AM and PL bundles with flexion. Our previous in-vitro studies also demonstrated that the ACL carried peak load and ACL deficiency caused higher anterior tibial translation at low flexion angles when the knee is subject to simulated muscle loads [28]. Beynnon and Fleming [11, 16, 18] measured the ACL strain in its anterior portion using a DVRT that was installed on the ACL surface of living subjects. The strain was shown to decrease with flexion from 15* of flexion. During the various activities such as squatting, active flexion-extension, peak strain was shown to be around 4% at 150 of flexion. Our data showed that on average, the relative elongations of the AM surface bundle were above 3% under full body weight at both 15 and 300 flexion angles and decreased at higher flexion angles. A direct comparison between these different studies is difficult since the in-vivo loading conditions among these studies could not be controlled to be the same. Further, the references for measurement of relative elongations between these studies are also different. For example, Fleming et al. determined that the reference length for measurement of an anterior ACL strain was at 30* of flexion with an 8.8 N anterior shear load applied to tibia using cadaveric knees[11], while we used the length of the ligament under no load at each flexion angle as a reference. Our data indicated that each bundle behaved differently even under the same loading conditions and at the same flexion angles. It may be necessary to determine a reference length for each interested fiber bundle. However, due to the complicated 3D geometry of the ACL, a unique reference length for each fiber bundle is difficult to determine using contemporary technologies. The fiber bundle lengths of the ACL changed with flexion angle even under the no load conditions. Therefore, the relative elongation of this study at one flexion angle was calculated using the ligament length under the no load condition (< 10 N) at the same flexion angle as a reference. If the ACL bundle is slack under the no load condition (i.e. the reference length, l4, is shorter than the actual reference length value), the relative elongation data calculated using the formula e = (1-10)/l1 may overestimate the actual relative strain of the bundle. Vice versa, if the ACL bundle is already in tension under the no load condition, the relative elongation could be underestimated. Also, if any interaction of the ACL and the PCL exists in the range of flexion of this study, then the reported values for relative elongation of the surface fibers are underestimated. This is worth investigating in future studies. The data demonstrated different behavior of the ACL at different flexion angles even though the tibial load was controlled to be similar. While the overall ACL showed peak relative elongation at 150 and 30' of flexion under full body weight, the AM bundle showed peak relative elongation at 300 and the PL bundle at 15*. Similar patterns were also seen among the 8 ACL surface bundles, where all bundles showed peak relative elongations at 300 of flexion. Woo et al. demonstrated that in a uniaxial tensile test, the ACL behaved differently when oriented in different flexion angles [4]. The ACL was shown to be stiffer in tension at 30* of flexion. Different behavior of the ACL at different flexion angles indicated that the fiber recruitment of the ACL vary with flexion angles. It is interesting to note that on average, the ACL and all surface fiber bundles showed peak relative elongation at around 300 of flexion, indicating that the ACL may experience larger deformation around this flexion angle. Consequently, the ACL properties might adapt to the loading conditions experienced at different flexion angles. In general, the fiber bundles in the posterolateral portion of the ACL were shorter (~30% shorter) compared to the anteromedial portion. However, the posterior portion stretched more than the anterior portion and usually had higher relative elongations. This phenomenon may have important implications to surgical ACL reconstruction. Simulation of the ACL as a single bundle or double bundles may be insufficient to describe the complicated functional behavior of the ACL. It also points out the difficulty of determining truly "isometric" sites for tunnel placement using either single or double bundle reconstruction techniques. DeFrate et al. [29] and Li et al. [30] have quantitatively demonstrated that the length of the ligament has a profound effect on its stiffness. The stiffness increases with the reduction of the ligament length. Surgical reconstruction of the ACL should take into consideration the length effect of the anteromedial and posterolateral portions of the ACL. Further, it might be critically important to simulate the non-homogeneous deformation of the ACL bundles using graft materials in ACL reconstruction. There are several limitations in the current study that need to be improved in future investigations. The ligament length was calculated using a straight line connecting the two insertion points on the tibia and femur. This treatment might not be accurate to account for ACL impingement with the femoral notch at full extension of the knee. Further, interaction of the ACL and PCL was not considered in the current study. Ignoring the impingement with femoral notch and interaction with the PCL would cause underestimation of ACL elongation using the straight line model. The ACL relative elongation was only measured under full body weight applied to the tibia from full extension to 450 of flexion. Beyond 450, the subjects had difficulty applying full body weight to one knee and maintaining the flexion angle at the same time. Due to the experimental set up, these data only represented the quasi-static responses of the ACL. The relative elongation of the ACL under functional dynamic loading conditions, such as walking and stair-climbing, should be investigated in the future. In summary, this study investigated the relative elongation of ACL when the knee was loaded under full body weight in living subjects. The data demonstrated that different ACL bundles behaved differently, but are not truly "reciprocal" in that one bundle does not shorten while the other bundle lengthens. The fiber bundles at the posterior portion of the ACL are shorter than those at the anterior portion. However, the posterior fiber bundles experienced higher relative elongations than the anterior fiber bundles. Even though the overall relative elongations of the ACL might not be high, the posterior portion of the ACL might experience up to 13% relative elongation under the full body weight. The data suggested that the ACL biomechanics should be investigated in a three dimensional manner. The data might provide useful insight into improving ACL reconstruction techniques that are aimed to reproduce the in-vivo function of the ACL, and suggest that current reconstruction techniques using single bundle grafts or double bundle grafts may not adequately restore the 3D deformation behavior of the ACL. 2.5 Acknowledgements This research was supported by National Institutes of Health (grant R21AR051078). The technical assistance of Ramprasad Papannagari, Jeff Bingham, Dr. Samuel Van de Velde, Dr. Louis E. DeFrate, Dr. Kyung Wook Nha and Angela Moynihan is greatly appreciated. Also, I would like to thank the volunteers who participated in this study. 2.6 References 1. Mommersteeg TJ, Huiskes R, Blankevoort L, Kooloos JG, Kauer JM. An inverse dynamics modeling approach to determine the restraining function of human knee ligament bundles. J. Biomechanics 1997; 30: 139-146. 2. Sakane M, Fox RJ, Woo SL, Livesay GA, Li G, Fu FH. In situ forces in the anterior cruciate ligament and its bundles in response to anterior tibial loads. J. Orthop. Res. 1997; 15: 285-293. 3. Butler DL, Guan Y, Kay MD, Cummings JF, Feder SM, Levy MS. Locationdependent variations in the material properties of the anterior cruciate ligament. J. Biomech 1992; 25: 511-518. 4. Woo SL, Hollis JM, Adams DJ, Lyon RM, Takai S. Tensile properties of the human femur-anterior cruciate ligament-tibia complex. The effect of specimen age and orientation. Am. J. Sports Med. 1991; 19: 217-225. 5. Song Y, Debski RE, Musahl V, Thomas M, Woo SL. A three-dimensional finite element model of the human anterior cruciate ligament: a computational analysis with experimental validation. J. Biomechanics 2004; 37: 383-390. 6. Darcy SP, Kilger RH, Woo SL, Debski RE. Estimation of ACL forces by reproducing knee kinematics between sets of knees: A novel non-invasive methodology. J. Biomechanics 2006; 39: 2371-2377. 7. Mommersteeg TJ, Blankevoort L, Huiskes R, Kooloos JG, Kauer JM. Characterization of the mechanical behavior of human knee ligaments: a numericalexperimental approach. J. Biomech 1996; 29: 151-160. 8. Henning CE, Lynch MA, Glick K.R. J. An in-vivo strain gage study of elongation of the anterior cruciate ligament. Am. J. Sports Med. 1985; 13: 22-26. 9. Woo SL, Wu C, Dede 0, Vercillo F, Noorani S. Biomechanics and anterior cruciate ligament reconstruction. J Orthop Surg 2006; 1: 2. 10. Ahmed AM, Burke DL, Duncan NA, Chan KH. Ligament tension pattern in the flexed knee in combined passive anterior translation and axial rotation. J. Orthop. Res. 1992; 10: 854-867. 11. Fleming BC, Beynnon BD, Tohyama H, Johnson RJ, Nichols CE, Renst6m P, et al. Determination of a zero strain reference for the anteromedial band of the anterior cruciate ligament. Journal of Orthopaedic Research 1994; 12: 789-795. 12. Beynnon BD, Johnson RJ, Fleming BC, Renstr6m PA, Nichols CE, Pope MH, et al. The measurement of elongation of anterior cruciate-ligament grafts in-vivo. J Bone Joint Surg Am. 1994; 76: 520-53 1. 13. Li G, Rudy TW, Sakane M, Kanamori A, Ma CB, Woo SL. The importance of quadriceps and hamstring muscle loading on knee kinematics and in-situ forces in the ACL. J. Biomechanics 1999; 32: 395-400. 14. Rudy TW, Livesay GA, Woo SL, Fu FH. A combined robotic/universal force sensor approach to determine in situ forces of knee ligaments. J. Biomech 1996; 29: 1357-1360. 15. Li G, Zayontz S, Most E, DeFrate LE, Suggs JF, Rubash HE. In situ forces of the anterior and posterior cruciate ligaments in high knee flexion: an in vitro investigation. J Orthop Res 2004; 22: 293-297. 16. Fleming BC, Beynonn BD, Nichols CE, Johnson RJ, Pope MH. An in vivo comparison of anterior tibial translation and strain in the anteromedial band of the anterior cruciate ligament. J. Biomech 1993; 26: 51-58. 17. Kanamori A, Zeminski J, Rudy TW, Li G, Fu FH, Woo SL. The effect of axial tibial torque on the function of the anterior cruciate ligament: a biomechanical study of a simulated pivot shift test. Arthroscopy 2002; 18: 394-398. 18. Fleming BC, Renstrom PA, Beynnon BD, Engstrom B, Peura GD, Badger GJ, et al. The effect of weightbearing and external loading on anterior cruciate ligament strain. J. Biomechanics 2001; 34: 163-170. 19. Li G, Suggs J, Gill T. The effect of anterior cruciate ligament injury on knee joint function under a simulated muscle load: a three-dimensional computational simulation. Annals of Biomedical Engineering 2002; 30: 713-720. 20. Li G, Defrate LE, Rubash HE, Gill TJ. In vivo kinematics of the ACL during weight-bearing knee flexion. J Orthop Res 2005; 23: 340-344. 21. Jordan SS, DeFrate LE, Nha KW, Papannagari R, Gill TJ, Li G. The in vivo kinematics of the anteromedial and posterolateral bundles of the anterior cruciate ligament during weightbearing knee flexion. American Journal of Sports Medicine 2007; 35: 547-554. 22. Bingham J, Li G. An optimized image matching method for determining in-vivo TKA kinematics with a dual-orthogonal fluoroscopic imaging system. Journal of Biomechanical Engineering 2006; 128: 588-595. 23. Mochizuki T, Muneta T, Nagase T, Shirasawa S, Akita KI, Sekiya I. Cadaveric knee observation study for describing anatomic femoral tunnel placement for twobundle anterior cruciate ligament reconstruction. Arthroscopy 2006; 22: 356-361. 24. Harner CD, Baek GH, Vogrin TM, Carlin GJ, Kashiwaguchi S, Woo SL. Quantitative analysis of human cruciate ligament insertions. Arthroscopy 1999; 15: 741-749. 25. Buoncristiani AM, Tjoumakaris FP, Starman JS, Ferretti M, Fu FH. Anatomic double-bundle anterior cruciate ligament reconstruction. Arthroscopy 2006; 22: 1000-1006. 26. Li G, Wuerz TH, DeFrate LE. Feasibility of using orthogonal fluoroscopic images to measure in vivo joint kinematics. Journal of Biomechanical Engineering 2004; 126: 314-318. 27. DeFrate LE, Papannagari R, Gill TJ, Moses JM, Pathare NP, Li G. The 6 degrees of freedom kinematics of the knee after anterior cruciate ligament deficiency: an in vivo imaging analysis. American Journal of Sports Medicine 2006; 34: 1240-1246. 28. Yoo JD, Papannagari R, Park SE, DeFrate LE, Gill TJ, Li G. The effect of anterior cruciate ligament reconstruction on knee joint kinematics under simulated muscle loads. American Journal of Sports Medicine 2005; 33: 240-246. 29. DeFrate LE, van der Ven A, Gill TJ, Li G. The effect of length on the structural properties of an Achilles tendon graft as used in posterior cruciate ligament reconstruction. Am J Sports Med 2004; 32: 993-997. 30. Li G, DeFrate L, Suggs J, Gill T. Determination of optimal graft lengths for posterior cruciate ligament reconstruction--a theoretical analysis. Journal of Biomechanical Engineering 2003; 125: 295-299. Chapter 3 - Estimation of In-vivo Forces within Anterior Cruciate Ligament in Response to Weightbearing 3.1 Introduction Accurate knowledge of anterior cruciate ligament (ACL) forces under functional loading conditions is instrumental for understanding normal ACL function and improving the surgical treatment of ACL injuries. Numerous studies have investigated the in-vitro function of the ACL [1-5]. Different measurement techniques such as buckle transducers [6-8], implantable pressure transducers [3, 9] and robotic techniques [10-13] have been used to measure the ACL forces in-vitro. Most of these studies measured the ACL forces by applying anterior tibial loads [10, 14, 15], simulated muscle loads [9, 13, 16] or rotational moments to the knee joint [17-19]. However, the ACL might carry much higher forces during in-vivo activities than the forces measured in in-vitro experiments [20], because in-vivo loads can be much larger than those applied in in-vitro experiments to simulate physiological loading conditions [15]. The estimation of in-vivo ACL forces among non-diseased knees during functional joint loading conditions could be used to provide norms for optimal tensioning of the graft during ACL reconstruction. The assessment of ACL forces under in-vivo physiological loading conditions remains challenging in biomechanical engineering. The in-vivo biomechanics of the ACL has been investigated by measuring the anteromedial surface strains of the ACL using a differential variable reluctance transducer [4, 21, 22] and by measuring ACL elongation using a combined MR and dual fluoroscopic imaging system [23, 24]. While these studies have improved our knowledge of the in-vivo ACL biomechanics considerably, the knowledge of the in-vivo forces within the ACL under functional loading is limited. Roberts et al, [25] have measured the forces in the human ACL in-vivo by using Arthroscopic Implantable Force Transducer (AIFT) during passive knee flexion/extension. However, the data on ACL forces were obtained through a necessary invasive - i.e. arthroscopic - procedure. The objective of this study was to utilize force-elongation data obtained from experimental testing of cadaveric knees and determine changes in in-vivo ACL forces non-invasively utilizing previously published in-vivo knee joint kinematics data in response to controlled weightbearing at discrete flexion angle [26]. 3.2 Materials and Methods 3.2.1 Measurement of In-vivo Elongation of the ACL in Response to Increased Weightbearing The in-vivo ACL elongation data in response to increased weightbearing have been discussed before. In short, nine healthy subjects (Table 3.1) were recruited under the approval of the Institutional Review Board and consent forms were collected. One knee of each subject (randomly chosen right or left) was scanned in full extension position using a 3.0 Tesla MR scanner (MAGNETOM Trio®, Siemens, Malvern, PA, USA). The MR images (size: 160x160 mm, resolution: 512x512 pixels) were imported into a solid modeling software (Rhinoceros®, Robert McNeel & Associates, Seattle, WA, USA) for the construction of 3D models of the knee, including the tibia, femur, and insertion sites of the ACL on the tibia and femur [24]. The same knee was then imaged using a dual fluoroscopic imaging system (DFIS) at 150, 30* and 450 of flexion (Figure 3.1). This system consists of two fluoroscopes (BV Pulsera*, Philips, Bothell, WA, USA), with image intensifiers positioned orthogonally to each other (exposure time: 8 msec, beam current: -0.4 mA, beam energy: -50 kVp, source to intensifier distance: 950 mm, inter beam angle: 900). A force plate constructed using a six degrees of freedom (DOF) force-moment sensor (JR3*, San Francisco, CA, USA) was integrated into the dual fluoroscopic system. During the experiment, the subject positioned the tested leg on the force plate with the tibia perpendicular to the ground, and the ground reaction forces were displayed on a monitor in front of the subject (Figure 3.1). The platform was equipped with handles to help the subject balance him/herself and create the target external loading at each flexion angle, while the other leg was in contact with the ground. Simultaneous fluoroscopic images of the knee were taken at each target flexion angle under two in-vivo weightbearing conditions: zero load (< 10 N) and 1.0 times body weight (BW). To represent the zero load condition at each flexion angle, the subject was requested to place the testing leg on the force plate while the force plate measured a minimum vertical ground reaction force (< 10 N). Full body weight loading condition was defined when the force plate measured a vertical ground reaction force equal to the full body weight of the subject. At each loading position, the subject was asked to pause for two seconds while the fluoroscopic images were captured. The flexion angles were controlled using a goniometer. Screen Subject Handles C-Arms Force Plate -' Figure 3.1: Schematic of the dual fluoroscopic imaging system. A virtual dual fluoroscopic system based on the geometry of the actual experimental system was created in the 3D modeling software [27] (Figure 3.2). The pair of fluoroscopic images of the knee captured at each position as well as the bony models were imported into the software and the in-vivo knee positions were reproduced by matching the projections of 3D knee model to the images of the knee captured by the fluoroscopes [27]. The relative positions of the ACL insertion sites could be determined by using the series of matched knee models under different loading conditions and at different flexion angles. The length of the ACL was measured as the distance between the centroids of the ACL insertion site on the tibia and femur. At each flexion angle, the length of the ACL under zero weightbearing was used as a reference for measuring the ACL elongation under full body weight. In order to determine the ACL elongation at exact 150, 30' and 450 of knee flexion, the true flexion angles were obtained from the final matched positions and the corresponding measured in-vivo elongations were interpolated for the target flexion angles. In general, the difference of true measured flexion angles and the target angles were less that 5'. Table 3.1: Clinical data on the subjects tested. Subject No. Sex Leg Age (Yr) Height (Cm) Weight (N) BWI (Kg/m2) 1 2 3 4 5 6 7 8 9 M M F F M F M F F R R L R R L L R L 26 38 41 48 42 28 32 23 30 178 168 165 160 183 168 175 173 165 720 850 930 790 920 650 895 745 640 23.2 30.7 34.9 31.5 28.0 23.5 29.8 25.4 24.0 793.3 (111.8) 27.9 (4.1) Mean (SD) 34.2 (8.4) 0:Sotoscole A P scope 2 Source 2 0 Source 1 Figure 3.2: Virtual dual fluoroscopic imaging system created based on the geometry of the actual experimental system. 3.2.2 In-vitro Force-Elongation Relations of the ACL Force-elongation curves of the ACL were determined using six human cadaveric knee specimens (fresh frozen, Table 3.2) in a uniaxial tensile test performed on a robotic testing system (Figure 3.3) at the same target flexion angles as used for the living subjects. The testing system is composed of a 6 DOF manipulator (Kawasaki UZ150, Kawasaki Heavy Industry, Japan), a 6 DOF force-moment sensor (JR3*, San Francisco, CA, USA) and custom-made fixture and pedestal, which can operate in both displacement and force control modes [10]. The knees were thawed 24 hours before testing. The femur and tibia were cut approximately 20 cm from the joint line, and bone ends were stripped of musculature, potted in bone cement, and secured in thick-walled aluminum cylinders using metal screws (Figure 3.3). The passive flexion path of each intact knee was defined as a set of flexion angles at which the forces and moments at the knee joint were minimal (< 5 N and < 0.5 N.m) and determined by the robot in the force control mode [10]. This was done in one degree increments (from full extension to 450 of knee flexion). Then, all the soft tissues of the knee were dissected away, except for the ACL. The tibial and femoral insertion sites of the ACL were digitized using a 3D digitizer (MicroScribe* G2LX, Amherst, VA, USA, Figure 3.4). The long axis of the ACL was defined as the line connecting the centroids of the digitized insertion sites. The robotic testing system was programmed to stretch the ACL along this longitudinal axis. All the forces were transformed from the load cell coordinate system (attached to the endeffector of the robot's arm) to the knee joint coordinate system using the corresponding Euler angles. At each target flexion angle (15', 30* and 45*), the knee was pre-stretched five times along the long axis of the ACL at a rate of 12 mm/sec until 400N load was reached (pre-conditioning of the soft tissue). Then the ACL was stretched along the same path at the same rate up to 400 N and the in-vitro force-elongation data were recorded (Figure 3.5). After pre-stretching as well as stretching at each flexion angle, the specimen was allowed to recover for ten minutes in the relaxed (slack) condition before testing at the next flexion angle (ten minutes relaxation time and 400 N loading were chosen based on preliminary studies). The specimen was constantly sprayed with saline solution to prevent dehydration. The ACL was completely relaxed at start point (on the neutral path of the knee joint). By stretching the ligament along its long axis, the ACL force was increasing with a delay compared to the displacement which confirmed that the ACL was slack. In order to capture the natural force-elongation characteristics of the ACL, no other measurement instruments were attached to the fibers of the ACL during our in-vitro experiments. In addition, it was not practically possible to check all the ACL fibers to make sure whether all of them are taut during in-vitro elongation test. The force-elongation curves of the ACL were determined for each specimen in the same way and the averaged forceelongation curves of the six specimens were calculated at each flexion angle. Table 3.2: History of the cadaver donors. Donor No. 1 2 3 4 5 6 Mean (SD) Sex Leg Age (Yr) M M M M F F R L R L R L 57 57 44 44 36 36 45.7 (9.5) Robot Load Cell Figure 3.3: Robotic testing system with installed knee specimen (before removing soft tissues). Figure 3.4: MicroScribe* digitizer with six degrees-of-freedom. Tibia Femur Figure 3.5: Stretching the ACL along its long axis using the robot arm; all the soft tissues of the knee joint were dissected away, except for the ACL. 3.2.3 Estimation of In-vivo ACL Force Changes The change in in-vivo force of the ACL in response to full body weightbearing was determined by using a weighted mean statistical method [28]. At each target flexion angle, the in-vivo ACL elongation data of each subject under full body weight was matched to the in-vitro elongation data on the average force-elongation curves (shown schematically in Figure 3.6.A and Figure 3.6.B). By mapping the in-vivo elongation data of each subject to the elongation data on the in-vitro force-elongation curve (from the invitro tensile test) at each flexion angle, the in-vivo ACL force of each subject under the full body weight was determined by a mean value F, and a standard deviation o-, (plotted schematically in Figure 3.6.C). Thus in-vivo ACL force of all living knees can be represented by their mean values and standard deviations (Fi± o-, i = 1, 2,..., 9) at each target flexion angle. (A) (U 0 0> .: - . -- - a(C) (D) In-vivo ACL elongation (B) Ai of th 0 - - Weightbearing load Fneesui A fo i v -- Weightbearng load (WB) In vitro ACL elongation Figure 3 6 Schematic diagram showing the methodology used for determination of in-vivo ACL tension. (A) Weightbearing-elongation of the ACL from in-vivo weightbearing, (B) Force-elongation of the ACL from in-vitro robotic test, (C) Estimation of in-vivo ACL tension for each individual as a function of weightbearing, (D) Average in-vivo ACL force-weightbearing data of al living knees using weighted mean statistical method. (figures are only conceptual and are not presenting experimental results, BW: Body Weight) It should be noted that since the in-vivo ACL elongation was measured using its length at zero loading as a reference, the ACL force determined using this elongation actually represented the ACL force change or increase when the weightbearing increased from zero to full body weight. To estimate the average in-vivo ACL force increase of all living knees, a weighted mean statistical method was used [28]. This method weighs each living knee force in proportion to its error or standard deviation. If the ACL force of the i-th subject is expressed as Fi ± ai, the weighted mean of in-vivo ACL force and its corresponding standard error, denoted as F ± a, can be calculated using the following equations [28]: oa tT (N: total number of the living subjects) 22___ F~ and F = U= 2 2 i1 i i= I This method has been widely used in both engineering and physics when processing experimental data. The above procedure determined the mean in-vivo ACL force increase caused by full body weight at all target flexion angles (schematic Figure 3.6.D). 3.2.4 Effect of Assumed Tension in the ACL under Zero Weightbearing on In-vivo ACL Force Estimation The above procedure for estimation of in-vivo ACL forces assumed that the ACL forces were zero when the weightbearing load was zero. The determined ACL forces represent the ACL force change when the weightbearing increased from zero to full body weight. If the ACL was initially tensioned under the zero weightbearing condition, matching of the in-vivo ACL elongation should be initiated from the corresponding force level on the in-vitro force-elongation curves. Due to the nonlinearity of the ACL forceelongation curve at low force levels, a change in the initial point of matching affects the evaluation of the increase in the ACL force. Therefore, we evaluated the effect of different values of assumed tension in the ACL under zero weightbearing (every 10 N up to 50 N) on the evaluation of in-vivo ACL force changes caused when a full body weight was applied to the tibia. By elevating the assumed ACL tension under zero weightbearing and entering the linear part of the force-elongation curve, the initial ACL tension will not have any effect on the estimated ACL force increase. The in-vivo ACL forces at each assumed ACL tension under zero weightbearing was estimated as the summation of that assumed ACL tension under zero weightbearing and the increase in the ACL force due to full body weight. If the ACL was slack at the zero weightbearing, the actual ACL force would be lower than the values obtained in this study by assuming no ACL tension under zero weightbearing. 3.2.5 Sensitivity Study The accurate identification of the centroid of the ACL insertions on the femur and tibia is critical, as a shift in the location of the centroid could have an impact on the estimated ACL forces. A previous study showed that the effect of the position of the centroid of the ACL insertions on the elongation of the ACL was maximally 0.34 mm [26]. Depending on different flexion angles and the assumed tension in the ACL, this can cause variations in the estimated changes in the ACL force. A sensitivity study was performed to determine the effect of the position of the ACL insertions centroid on the estimated ACL force in different flexion angles. 3.2.6 Statistical Analysis In this study, the in-vivo ACL force increase was estimated as a function of assumed ACL tension under zero weightbearing and knee flexion angle. A two-way repeated measures analysis of variance (ANOVA) and a post hoc Student-NewmanKeuls test were used to determine the statistically significant differences in the force increase among different flexion angles as a function of assumed ACL tension under zero weightbearing (Statistica* StatSoft, Inc., Tulsa, OK, USA). The independent variables were: flexion angle and the assumed ACL tension under zero weightbearing. The dependent variable was increase in the ACL force due to full body weightbearing. Level of significance was set at p<0.05. 3.3 Results 3.3.1 In-vivo ACL Elongation Due to Full Body Weight The mean values of the in-vivo ACL elongation of living subjects at tested flexion angles are shown in Figure 3.7. The data demonstrated that the ACL elongated as the weightbearing increased. Due to full body weight, elongation of the ACL was 1.3 ± 0.9 mm, 1.5 + 0.8 mm and 1.1 ± 0.9 mm at 15*, 300 and 450 of flexion, respectively. 2.5 - 21.5 - 10.5 - 0150 300 450 Flexion Angle Figure 3.7: In-vivo weightbearing-elongation behavior of the ACL at 15*, 30* and 45* of flexion. 3.3.2 In-vitro Force-Elongation Behavior of the ACL The averaged in-vitro force-elongation behavior of the ACL at different flexion angles are presented in Figure 3.8. The in-vitro data showed that the structural properties of the ACL under loading were dependent on the flexion angle. The amount of the forces experienced by the ACL due to a fixed amount of elongation was greater at 150 and 30* of flexion compared to 450 of flexion. The stiffness of the ACL in the linear region of the force-elongation curves was 122.4 ± 11.4 N/mm at 15* of flexion, 117.7 ± 11.3 N/mm at 30* and finally 111.7 ± 8.9 N/mm at 450 of flexion. The change in the stiffness from 150 to 300 of flexion was not statistically significant (p> 0 .1); however the stiffness at 450 of flexion was significantly less than that at 150 and 300 (p<0.04). 300 250 200 4+15* -=30* -e45* 150 100 0 1 2 3 Elongation (mm) Figure 3.8: In-vitro force-elongation curves of the ACL at 150, 300 and 450 of flexion (Standard deviation bars for 300 are not shown for figure clarity purposes). 3.3.3 In-vivo ACL Force Increase Due to Full Body Weight In-vivo ACL force increases due to full body weight were calculated by assuming various assumed ACL tensions under zero weightbearing (Figure 3.9). The patterns of the forces showed that the estimated in-vivo ACL force increase approached an asymptote at each flexion angle when the assumed ACL tension under zero weightbearing increased over 20 N. When the assumed ACL tension under zero weightbearing was beyond 20 N, the variations of force increase in the ACL due to the applied load were not significant in all tested knee flexion angles (p>0.13). Therefore, the asymptotic value might represent an upper bound of the increase in ACL force as the weightbearing increased from zero to full body weight. Percentage of change in the ACL force increase under full body weight, due to 10 N increase in assumed ACL tension under zero weightbearing was shown in Table 3.3. At an assumed ACL tension of 40 N under zero weightbearing, the increase in the ACL force changed by less than 5% when an assumed ACL tension of 50 N was used under zero weightbearing. This percentage of change in the ACL force increase would approach to zero by entering the linear region of the ACL force-elongation curves (Figure 3.8). Table 3.3: Percentage of change in the ACL force increase under full body weight, due to 10 N increase in the ACL tension under zero body weight. Flexion Angle ACL Tension under zero weightbearing (N) 150 30* 450 10 20 30 40 50 28.4 9.7 5.6 3.7 3.3 36.4 11.9 7.5 5.5 4.7 91.7 20.3 14.9 7.4 4.9 Assuming the ACL tension was 0 N under zero weightbearing, the increase in invivo ACL forces caused by full body weight were 131.4 ± 16.8 N at 150, 106.7 ± 11.2 N at 300, and 34.6 ± 4.5 N at 450 of flexion (Figure 3.9). The increase in the in-vivo ACL forces due to full body weight were 202.7 ± 27.6, 184.9 ± 22.5 and 98.6 + 11.7 N, respectively at 150, 300 and 450 of flexion with an assumed ACL tension of 40 N under zero weightbearing (Figure 3.9). In general, the ACL force increases at 150 and 300 of knee flexion were significantly greater than those at 450 of flexion (p<0.0001). However, the ACL force increases at 150 and 300 of flexion were not significantly different (p>0 .08 ). G-15 0 -+ - 300 - 450 250 0.3 z 200 .- - S .150 U) *E C ~0.2 *-.. 2100 0 LL..---J u. 0.1 zo 50 0 0 0 10 20 30 40 50 Initial ACL Tension (N) Figure 3.9: The increase in ACL force when the knee was under full body weightbearing and different ACL tensions under zero weightbearing were assumed. 3.3.4 Estimation of In-vivo ACL Force At each assumed ACL tension under zero weightbearing, the in-vivo ACL forces were estimated as the summation of that assumed ACL tension and the increase in the ACL force caused by full body weight, which was estimated at that assumed ACL tension. With an ACL tension of 0 N at zero weightbearing, the in-vivo ACL force would be the same as the increase in the ACL force. When the ACL tension under zero weightbearing was 40 N, the estimated ACL forces under full weightbearing were 242.7 ± 27.6 N at 150, 224.9 ± 22.5 N at 300, and 138.6 ± 11.7 N at 450 of flexion. At 15* and 300, the ACL forces were not significantly different. These forces were significantly less in 450 than those in 150 and 30* of flexion. 3.3.5 Sensitivity Study Depending on different flexion angles and the assumed ACL tension under zero weightbearing, a maximum ACL elongation error of 0.34 mm [26] caused variations in the estimated changes in the ACL force. At 150 of flexion, the variation in the position of the centroid of the ACL insertions caused a maximum force variation of 37.7 N at 0 N of ACL tension under zero weightbearing (42.4 N at 40 N of ACL tension under zero weightbearing). At 450 of flexion, this force variation was maximally 22.3 N at 0 N of ACL tension under zero weightbearing (34.4 N at 40 N of ACL tension under zero weightbearing). 3.4 Discussion This study estimated the changes in in-vivo forces of the ACL at three discrete flexion angles with zero and full body weight applied to the tibia. A combined MR and dual fluoroscopic imaging system was used to obtain the in-vivo ACL elongation data [26] and a robotic testing system [29] was employed to measure the in-vitro force- elongation data of the ACL at the different flexion angles. Finally, a weighted mean statistical method was used to estimate the in-vivo ACL force increases. The results showed that by applying full body weightbearing, the ACL would experience a mild force increase (below 250 N) when compared to the ACL failure tension of about 1500 N [5]. The ACL force increase was significantly higher at 150 and 30' compared to 45'. Numerous studies have reported on in-situ forces in the ACL using in-vitro experimental setups and ACL forces have been reported to be higher at low flexion angles [10, 17, 30]. For example, the in-vitro force in the ACL was found to peak between 15' and 30' of flexion in response to various simulated muscle loads [10]. The value of ACL force under 400 N quadriceps loading was reported 63.9 ± 33.4 N and 71.7 ± 27.9 N at full extension and 30* of knee flexion respectively [10]. Also, the ACL experienced a maximum force of 131 N at 300 flexion under anterior tibial load of 130 N [31]. However, it has always been challenging to determine the ACL forces in-vivo. Fleming et al. and Beynnon et al. [17, 30] studied the ACL strain on the anterior part of the ACL surface of living subjects using a differential variable reluctance transducer. They similarly reported that the ACL strain decreased with flexion beyond 15'. Under Isometric quadriceps contraction (30 N.m of extension torque) the peak strain was reported 4.4 ± 0.6 % at 150 of flexion [30]. Previous in-vivo studies showed that the ACL has a larger elongation at low flexion angles [23, 24] (Figure 3.7). A direct comparison between these studies is difficult though, since the loading conditions among these studies were not the same. However, all these reports were consistent in that the ACL was found to be more functional at lower flexion angles. In general, the increases in in-vivo ACL forces in response to controlled weightbearing were greater in all tested flexion angles compared to the ACL forces reported in previous in-vitro studies. (e.g., 131 N under anterior tibial load [31], 71.7 ± 27.9 N under quadriceps load [10] in in-vitro studies and 184.9 ± 22.5 N under in-vivo increased weightbearing with 40 N of assumed ACL tension under zero weightbearing, all at 300 of knee flexion). This observation suggests that the ACL might carry much higher forces during in-vivo weightbearing than the forces measured during in-vitro experiments. In this study, the in-vitro force-elongation of the ACL was determined using a tensile test at different knee flexion angles. The ACL tensile behavior at different flexion angles has been extensively studied by Woo et al. [51. In their study, anterior-posterior displacement tests with the intact knee at 300 and 900 of flexion revealed a significant effect of knee flexion angle [5]. Our data described a similar dependence of the ACL tensile behavior on the flexion angle. When determining in-vivo ACL forces, it is always difficult to determine an initial reference length of the ACL [22-24]. In the present study, we used the ACL length measured at zero weightbearing condition at each flexion angle as a reference. Consequently, the estimated forces in our study - before adding the assumed ACL tension under zero weightbearing - represented the ACL force increases, when weightbearing increased from zero to full body weight. Since the in-vivo ACL tension under zero weightbearing could not be determined, we evaluated the effect of different values of ACL tensions under zero weightbearing on the estimated increases in ACL force when the weightbearing increased from zero to full body weight. The data indicated that when the assumed ACL tension under zero weightbearing was over 20 N, the change in the estimated ACL force approached an asymptotic value. This may be due to the decrease in nonlinearity of the force-elongation curve as the force level increased (Figure 3.8). Therefore, the asymptotic value might represent an upper bound of the increase in ACL force as the weightbearing increased from zero to full body weight. This upper bound corresponds to the constant slope of force-elongation curve in its linear region. In this study, an assumed 40 N of ACL tension under zero weightbearing was used to estimate the ACL force changes. Using a uniaxial tensile test to obtain the in-vitro force-elongation data and stretching the ACL along its longitudinal axis can recruit a higher number of fibers under tension, whereas in the in-vivo study, the ACL elongation data were obtained from the six DOF knee motion, which may or may not use all the fibers of the ACL [26]. Mapping such in-vivo ACL elongation to the uniaxial force-elongation curve may have overestimated the in-vivo ACL force changes. On the other hand, the force estimation was based on the ACL elongation and the ACL torsion was not evaluated, even though the ACL may experience torsion during functional activities. If any interaction between ACL and PCL happened in the range of flexion of this study, the measured in-vivo elongations would be underestimated [26]. The current technique for estimating the in-vivo ACL forces has several limitations. First, due to the difficulty in obtaining knee specimens from healthy younger donors, the in-vitro force-elongation data were determined using six relatively older cadaveric knee specimens, inhibiting age matching. Furthermore, ACL elongation data were only obtained at 150, 300, and 450 of flexion, as the ACL was found to be more functional at lower flexion angles. A complete understanding of ACL forces under invivo loading conditions requires an examination of a full spectrum of functional activities, such as gait, stair climbing, etc. The in-vivo ACL force increase was indirectly estimated using in-vitro ACL force-elongation data and the in-vivo ACL elongation data. Direct measurement of in-vivo ACL force is not possible at present time. Since the tension of the ACL was not known when the knee was subjected to zero weightbearing, the estimated force only represented the ACL force change when the weightbearing increased from zero to full body weight. The estimation of the overall in-vivo ACL force depends on the value of ACL tension under zero weightbearing, which could not be determined at the present time. Therefore, we estimated the ACL force by using different ACL tensions under zero weightbearing. Finally, the loading rates in in-vitro and in-vivo studies were not the same, even though effort has been made to control the in-vitro loading in a similar time range as the in-vivo loading. Despite these technical challenges, the data revealed that the ACL force only changed by less than 250 N when the knee was loaded from zero to full body weight, which accounts for less than 20% of the ultimate strength of the ACL [5]. The present in-vivo ACL force values were estimated during only weightbearing and evaluated at 15, 30, and 45 degrees of flexion. Therefore, caution is advised when extrapolating the data to functional activities. Nevertheless, we believe that the clinical implication of this study is considerable. This study presents the first non-invasive estimation of in-vivo forces transmitted by the ACL - data critical for the optimal restoration of the ligament's mechanical function. In future studies, the same methodology could be applied to compare the in-vivo ACL/graft forces before and after various reconstruction techniques. In conclusion, the previously described combined MR and dual fluoroscopic imaging system and a robotic testing system were utilized to investigate non-invasively the in-vivo ACL force increases in response to a change in weightbearing from zero to full body weight. The data demonstrated that the increase in the ACL force was dependent on the flexion angle, with a larger increase in ACL force at low flexions. The estimated in-vivo ACL force increase represented an overestimated value, which indicated that under full body weight, the ACL might experience less than 250 N of tensile force. This study presents an insight into the biomechanical behavior of the ACL under a functional in-vivo loading condition. 3.5 Validation Study 3.5.1 Validation of the In-vivo ACL Force Estimation Method In this validation study, a robotic testing system was used to apply external load on cadaveric knee specimen and measure the corresponding ACL force as the gold standard. These force values were compared to those estimated by the method introduced in this study. The magnitude and direction of the forces measured by the robotic testing system has been validated before [32]. One fresh-frozen cadaveric knee specimen (left knee, 48 years old man) was used. MR images of the knee were acquired while all soft tissues of the knee were intact. The 3D surface model of knee, including tibia, femur and the insertion sites of the ACL on each bone were created using the protocol described in the Methods section. Then, the knee specimen was installed in the robot testing system and its passive flexion path was determined in 1 increments in the same way descried in Methods section. Next, the dual fluoroscopic testing system was set up orthogonally, in such a way that the installed knee specimen was in the filed of view of both intensifiers (Figure 3.10). Following setting up both robotic and fluoroscopic systems, the intact knee was tested under 130 N anterior tibial load at 15*, 300 and 450 of knee flexions on the passive path by using a published protocol [10] (A force applied anteriorly -towards front of the body- to the proximal tibia). First, at each target flexion angle, the knee was imaged by the fluoroscopes on the passive path. Then, the anterior tibial load was applied to the knee specimen by the robot arm and the forces transmitted through the joint as well as the corresponding kinematics response of the knee to the applied load were recorded. Simultaneously, a pair of fluoroscopic images of the knee joint was captured. After recording data at all aimed flexion angles, the ACL was resected via a small arthrotomy with the knee in 300 of flexion. Then, the arthrotomy and skin were closed in layers. At each flexion angle, the recorded kinematics of the intact knee under anterior tibial load was replayed by the robot and the force transmitted through the joint was measured. Using the principle of superposition, the difference between the forces measured in the ACL deficient knee and the intact ACL knee represents the in-vitro ACL force under anterior tibial load [13]. At the next step, the 3D knee models were matched to the corresponding pair of fluoroscopic images in a virtual dual fluoroscopic imaging system using the protocol explained in the Methods section. Then, the elongation of the ACL at each flexion angle was measured. The length of the ACL with the knee under no load (passive path) was chosen as the reference length. ACL tensions under zero load bearing were considered from 0 to 50 N in 10 N increments. At each target flexion angle, by mapping the elongation of the ACL under anterior tibial load to the elongation data from in-vitro force-elongation curve, the ACL force increases for different assumed ACL tension at zero load bearing were estimated. Finally, the absolute values of the ACL force were calculated by adding the ACL tension under zero load bearing to the estimated force increase in the ACL. The estimated absolute values of the ACL force at different ACL tensions at zero load bearing were compared with the in-vitro ACL force measured by the robotic testing system (Figure 3.11). Robot Arm Fluoroscopes Robot Arm Load Cell I Knee Specimen V Fluoroscopes Figure 3.10: (A) Set up of the Dual Fluoroscopic Imaging System around the robotic testing system for validation study. (B) A knee specimen installed on the robotic testing system with the fluoroscopes to image the knee joint during applying load. The in-vitro ACL forces, measured by the robot, were 86.5 N, 146.3 N and 162.2 N at 15*, 300 and 450 of flexion, respectively. Using the method introduced in this study for estimation of in-vivo ACL forces, the estimated ACL forces (force increase + ACL tension under zero load bearing) with 40 N of ACL tension at zero load bearing, were 123.8 N, 151.1 N and 171.2 N at 150, 300 and 450 of flexion, respectively. At all three different flexion angles, the actual ACL forces were less than the estimated ACL force with an ACL tension of 40 N under zero load bearing, by 43.1% at 15*, 3.3% at 300 and 5.5% at 450*. In other words, the estimated ACL forces by using 40 N of ACL tension under zero loading was a reasonable overestimation of the real ACL force at all flexions. Variable ACL tension at zero load bearing condition might be the reason of greater difference percentage at 150 of flexion. Because of lack of knowledge about the ACL tension at zero loading, we can not predict the exact ACL force. 150 200 - - --- -- - - 160 - 0 -- o 16 U_ 0 40 -- Est. ACL (N) Force (N) - - - -- - 50 10 0 20 40 30 50 In Vitro 300 0 8- U 4 -- - 160-- 120 -- --- - 40 0 10 20 30 40 50 In Vitro 450 160 120 S0 U 40 0 0 10 20 137.9 86.5 Ini. Tension Est. ACL (N) Force (N) 30 40 Initial Tension (N) 0 10 20 30 40 50 In Vitro 50.9 92.1 115.6 134.4 151.1 166.8 146.3 (from robot) Initial Tension (N) 200 .. - - 0 In Vitro (from robot) Initial Tension (N) 200 -- 38.4 71.6 92.2 109.4 123.8 0 10 20 30 40 -- 120 Ini. Tension 50 In Vitro Ini. Tension Est. ACL (N) Force (N) 0 10 20 30 40 50 in Vitro 62.1 108.2 134.1 153.8 171.2 186.9 162.2 (from robot) Figure 3.11: The in-vitro ACL force due to 130 N anterior tibial load and the corresponding estimation of the ACL forces with different ACL tensions under zero weightbearing at 15*, 300 and 450 of knee flexion. At all three different flexion angles, the actual ACL forces (labeled as in-vitro) were less than the estimated ACL force with an ACL tension of 40 N under zero load bearing. 3.6 Acknowledgements This study was made possible through grants received from the National Institutes of Health (R21 AR051078 and R01 AR055612) and the Department of Orthopaedic Surgery at the Massachusetts General Hospital. The technical assistance of Michal Kozanek is greatly appreciated. 3.7 References 1. Butler DL, Guan Y, Kay MD, Cummings JF, Feder SM, Levy MS. Locationdependent variations in the material properties of the anterior cruciate ligament. J. Biomech 1992; 25: 511-518. 2. Chandrashekar N, Mansouri H, Slauterbeck J, Hashemi J. Sex-based differences in the tensile properties of the human anterior cruciate ligament. J Biomech 2006; 39: 2943-2950. 3. Henning CE, Lynch MA, Glick KR, Jr. An in-vivo strain gage study of elongation of the anterior cruciate ligament. Am. J. Sports Med. 1985; 13: 22-26. 4. 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Influence of load, flexion and muscle-forces on the stress and strain of knee ligaments. Trans ORS 1986; 11: 238. 10. Li G, Zayontz S, Most E, DeFrate LE, Suggs JF, Rubash HE. In situ forces of the anterior and posterior cruciate ligaments in high knee flexion: an in vitro investigation. J Orthop Res 2004; 22: 293-297. 11. Rudy TW, Livesay GA, Woo SL, Fu FH. A combined robotic/universal force sensor approach to determine in situ forces of knee ligaments. J. Biomech 1996; 29: 1357-1360. 12. Woo SL, Wu C, Dede 0, Vercillo F, Noorani S. Biomechanics and anterior cruciate ligament reconstruction. J Orthop Surg 2006; 1: 2. 13. Li G, Rudy TW, Sakane M, Kanamori A, Ma CB, Woo SL. The importance of quadriceps and hamstring muscle loading on knee kinematics and in-situ forces in the ACL. J Biomech 1999; 32: 395-400. 14. Fleming BC, Beynnon BD, Nichols CE, Johnson RJ, Pope MH. 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The effect of axial tibial torque on the function of the anterior cruciate ligament: a biomechanical study of a simulated pivot shift test. Arthroscopy 2002; 18: 394-398. 20. Nagura T, Dyrby C, Alexander E, Andriacchi T. Mechanical loads at the knee joint during deep flexion. J Ortho Res 2002; 20: 881-886. 21. Beynnon BD, Fleming BC, Johnson RJ, Nichols CE, Renstr6m PA, Pope MH. Anterior cruciate ligament strain behavior during rehabilitation exercises in vivo. Am. J. Sports Med. 1995; 23: 24-34. 22. Beynnon BD, Johnson RJ, Fleming BC, Renstr6m PA, Nichols CE, Pope MH, et al. The measurement of elongation of anterior cruciate-ligament grafts in-vivo. J Bone Joint Surg Am. 1994; 76: 520-531. 23. Li G, Defrate LE, Rubash HE, Gill TJ. In vivo kinematics of the ACL during weight-bearing knee flexion. J Orthop Res 2005; 23: 340-344. 24. Jordan SS, DeFrate LE, Nha KW, Papannagari R, Gill TJ, Li G. The in vivo kinematics of the anteromedial and posterolateral bundles of the anterior cruciate ligament during weightbearing knee flexion. Am J Sports Med 2007; 35: 547-554. 25. Roberts CS, Cumming JF, Grood ES, Noyes FR. In vivo measurement of human anterior cruciate ligament forces during knee extension exercises. Trans. Orthop. Res. Soc. 1994: 19:84. 26. Hosseini A, Gill TJ, Li G. In vivo anterior cruciate ligament elongation in response to axial tibial loads. J Orthop Sci 2009; 14: 298-306. 27. Li G, Wuerz TH, DeFrate LE. Feasibility of using orthogonal fluoroscopic images to measure in vivo joint kinematics. J Biomech Eng 2004; 126: 314-318. 28. Leo WR. Techniques for Nuclear and Particle Physics Experiments. London, Springer-Verlag 1992. 29. Most E, Li G, Schule S, Sultan P, Park SE, Zayontz S, et al. The kinematics of fixed- and mobile-bearing total knee arthroplasty. Clin Orthop Relat Res 2003: 197-207. 30. Fleming BC, Beynnon BD, Renstrom PA, Johnson RJ, Nichols CE, Peura GD, et al. The strain behavior of the anterior cruciate ligament during stair climbing: an in vivo study. Arthroscopy 1999; 15: 185-191. 31. Li G, Papannagari R, DeFrate LE, Yoo JD, Park SE, Gill TJ. Comparison of the ACL and ACL graft forces before and after ACL reconstruction: an in-vitro robotic investigation. Acta Orthop 2006; 77: 267-274. 32. Fujie H, Livesay GA, Woo SL, Kashiwaguchi S, Blomstrom G. The use of a universal force-moment sensor to determine in-situ forces in ligaments: a new methodology. J Biomech Eng 1995; 117: 1-7. Chapter 4 - Estimation of In-vivo Forces within the Anteromedial and Posterolateral Bundles of the Anterior Cruciate Ligament under Weightbearing 4.1 Introduction It is known that the Anterior Cruciate Ligament (ACL) consists of two anatomical bundles, i.e., the anteromedial (AM) and posterolateral (PL) bundles [1, 2]. Earlier studies have also differentiated between the action of the anterior and posterior part of the ACL with a reciprocal tightening and slackening of the anterior and posterior fibers of the ACL in flexion and extension of the knee [2, 3]. During passive knee motion, the AM bundle was reported being tight in flexion and the PL bundle being tight in extension [1, 3]. Applying anterior tibial load to the knee joint also caused reciprocal force pattern in the anatomical bundles of the ACL in-situ with higher tensions in the PL bundle compared to the AM bundle - near full extension [4-6]. Interestingly, the in-vivo elongation patterns of the AM and PL bundles of the ACL have been found to be similar. Both bundles were described to have their maximum length near full extension and then shorten with flexion [7]. This implies that under physiological loading conditions, the ACL bundles might function in a different way compared to passive knee motion. However, the load carrying contribution of the AM and PL bundles of the ACL under physiological activities is unknown. In order to develop an optimal ACL reconstruction technique that adequately restores the natural behavior of the two functional bundles of the ACL, it is substantial to understand the contributions of the AM and PL bundles under physiological loads. The objective of this study was to estimate the in-vivo forces of the anteromedial and posterolateral bundles of the ACL under controlled weightbearing using a noninvasive technique (as described in previous chapter). A combination of MR and dual fluoroscopic imaging system was used to determine the elongation of the ACL bundles in-vivo, and a robotic testing system was utilized to determine the in-vitro forceelongation data of the bundles. For each bundle, the in-vivo elongation data were mapped to the corresponding in-vitro force-elongation curves to estimate the in-vivo forces of AM and PL bundles in response to a controlled weightbearing. 4.2 Materials and Methods This study was planned in three main parts. First, at each tested flexion angle of the knee, the in-vivo elongations of the AM and PL bundles under the weightbearing load was accurately determined using a dual fluoroscopic imaging technique. Second, the insitu force-elongation curves of those bundles were determined at the same flexion angles using cadaveric knee specimens. Finally, by matching the data from the first and second steps, the in-vivo forces of each bundle under the weightbearing activity were estimated. 4.2.1 In-vivo Elongation of the AM and PL Bundles in Response to Increased Weightbearing The measurement of the in-vivo ACL elongation as well as its anatomical bundles in response to increased weightbearing has been explained in details in Chapter 2.2. Briefly, nine healthy subjects were recruited under the approval of the Institutional Review Board and consent forms were collected. All the knees were imaged with a 3.0 Tesla scanner (MAGNETOM Trio*, Siemens, Malvern, PA, USA) in both sagittal and coronal planes. The 3D anatomic models of the bones and the insertion sites of the AM and PL bundles on the femur and tibia were created using these MR images [8]. Next, the kinematics of the same knees was determined using the previously described dual fluoroscopic imaging technique [8, 9]. The system consists of two fluoroscopes (BV Pulsera*, Philips, Bothell, WA, USA), with image intensifiers positioned orthogonally to each other. A force plate constructed using a six degrees-of- freedom (DOF) load sensor (JR3*, San Francisco, CA, USA) was installed on the top of a platform and was connected to a monitor to simultaneously display the value of ground reaction forces when the subject stepped on the force plate (Figure 2.5.A). The kinematics data was collected during a single-legged quasi-static lunge activity (at 150, 300 and 450 of flexion) under different controlled weightbearing: zero load (< 10 N), and 1.0 times body weight (BW). Then based on the geometry of the actual experimental system, a virtual dual fluoroscopic system was created in the 3D modeling software (Figure 2.5.B). The 3D knee models and the fluoroscopic images were used to reproduce the in-vivo kinematics of the tested knee at each imaged position. Also, the insertions of both the AM and PL bundles of the ACL were mapped on to the matched positions of knee models. The length of the AM (PL) at each matched position was measured as the length of a straight line connecting the AM (PL) insertions on tibial and femoral sides. At each flexion angle, the elongation of each bundle with respect to its length under minimal load was measured. The curves of ACL elongation-weightbearing were obtained for each subject. 4.2.2 In-vitro Force-Elongation Relations of the AM and PL Bundles Determining the force-elongation curves of the ACL was described in details in Chapter 3.2.2. A similar experiment was set up to determine the force-elongation relations of the AM and PL bundles. A robotic testing system (Figure 3.3) was programmed to perform a uniaxial tensile test for each bundle. The testing system is made of a 6 DOF manipulator (Kawasaki UZ150, Kawasaki Heavy Industry, Japan), with a 6 DOF force-moment sensor (JR3*, San Francisco, CA, USA) mounted on the endeffector of the robot. This system is equipped with a custom-made fixture and pedestal to facilitate the installation of a knee specimen [10]. The force-elongation curves of the AM and PL bundles were determined using six human cadaveric knee specimens (Table 3.2). Each specimen was stored at -20*C before the experiment and was thawed at room temperature for 24 hours prior to experiment. Both tibial and femoral bones were stripped of musculature about 10 cm away from the joint, potted in bone cement, and installed on the pedestal and fixture of the robotic system. Then, the passive flexion path of the knee was determined with a minimum load in the knee joint (< 5 N and < 0.5 N.m) in one degree increments [10]. All the soft tissues of the knee were dissected away, except for the ACL. To determine the long axis of the ligament, the insertion sites of the ACL were determined using a digitizer (MicroScribe* G2LX, Amherst, VA, USA). The robot was programmed to transfer the forces from the load cell coordinate system (attached to the end-effector of the robot's arm) to the knee joint coordinate system using the corresponding Euler angles. Next, the AM and PL bundles were identified and dissected by an orthopaedic surgeon (Figure 4.1). After bundle separation, the combination of AM+PL bundles was stretched along the long axis of the ACL at a rate of 12 mm/sec up to 400 N and the force-elongation curves were determined at each flexion angle (15*, 30* and 450). Then, the PL bundle was cut at its femoral insertion, while the AM bundle was intact. At each tested flexion angle, the AM bundle was stretched again along corresponding recorded path and the in-vitro force-elongation data of the AM bundle was determined. Finally, to find out the in-vitro force-elongation data of the PL bundle, the principle of superposition was used. After each stretching, the tissue was allowed to recover for ten minutes in the relaxed position on the determined passive path of the knee. Figure 4.1: The Anteromedial (AM) bundle and Posterolateral (PL) bundle of ACL were identified and separated for tensile test. The bundles are hold separately using sutures at 450 of knee flexion (anterior view). 4.2.3 Estimation of In-vivo AM and PL Forces The changes in in-vivo forces of the AM and PL bundles in response to full body weightbearing were determined by using a weighted mean statistical method [11], as fully discussed in Chapter 3.2.3 and demonstrated in Figure 3.6. For each bundle of the ACL, the in-vivo elongation data were mapped to in-vitro force-elongation curves at the corresponding flexion angles and the changes in the invivo forces were statistically estimated (Figure 3.6). Since the tension of each bundle under zero weightbearing was unknown, the force estimation was done with different values of assumed tension in ACL bundles under zero weightbearing (every 10 N up to 50 N). 4.2.4 Statistical Analysis In this study, the changes in in-vivo forces of the AM and PL bundles were estimated as a function of knee flexion angle and assumed initial tension under zero weightbearing. A two-way repeated measures analysis of variance (ANOVA) and a post hoc Student-Newman-Keuls test were used to determine the statistically significant differences in the force increase among different flexion angles as a function of assumed ACL tension under zero weightbearing (Statistica* StatSoft, Inc., Tulsa, OK, USA). The independent variables were: flexion angle and the bundles of the ACL. The dependent variables were increase in the ACL force due to full body weightbearing and the stiffness of the bundles in the linear region of force-elongation curves. Level of significance was set at p<0.05. 4.3 Results 4.3.1 In-vitro Force-Elongation Behavior of the AM and PL Bundles of the ACL The averaged in-vitro force-elongation behavior of the anteromedial and posterolateral bundles of the ACL at different flexion angles are shown in Figure 4.2. The stiffness of the AM in the linear region of the force-elongation curves was 98.0 ± 44.7 N/mm at 150 of flexion, 111.0 ± 17.2 N/mm at 30* and finally 105.1 ± 13.9 N/mm at 450 of flexion. The flexion angle did not have a significant effect on the stiffness of the AM bundle (p>0.74). The stiffness of the PL in the linear region of the force-elongation curves was 39.4 + 43.0 N/mm, 18.2 ± 18.6 N/mm and 17.1 ± 21.2 N/mm at 150, 30* and 450 of knee flexion, respectively. The stiffness of the PL bundle was not also significantly different at 150, 300 and 450 of flexion (p>0.34). However, at all tested flexion angles, the stiffness (N/mm) of the AM bundle was significantly higher than that of PL bundle (p<0.002). 4.3.2 In-vivo Force Increase in the AM and PL Bundles of the ACL Due to Full Body Weight In-vivo force increases of the anteromedial and posterolateral bundles due to full body weight were calculated by considering various assumed tensions under zero weightbearing (Figure 4.3). In general, the mean values of the AM bundle force increases were the highest at 300 of flexion. The patterns of the forces showed that by increasing the assumed AM tension under zero weightbearing, the estimated increase in in-vivo AM force approached an asymptote at each flexion angle. Assuming the AM tension was 0 N under zero weightbearing, the increase in in-vivo AM forces caused by full body weight were 94.6 ± 44.2 N at 150, 107.0 ± 31.0 N at 300, and 36.8 ± 13.7 N at 450 of flexion (Figure 4.3.A). The increase in the in-vivo AM forces due to full body weight were 145.3 ± 81.8, 167.3 ± 47.4 and 109.6 ± 29.2 N, respectively at 150, 30* and 450 of flexion with an assumed tension of 40 N under zero weightbearing (Figure 4.3.A). However, the changes in AM force at 15*, 30' and 450 of flexion were not significantly different (p>0.45). With regard to the changes in PL bundle force, the same asymptotic behavior was observed (Figure 4.3.B). The mean values of the changes in PL bundle force were the highest at 150 and lowest at 45' of flexion, although not significantly different. Assuming the PL tension was 0 N under zero weightbearing, the increase in in-vivo PL forces caused by full body weight were 81.3 ± 62.3 N at 150, 45.4 ± 36.5 N at 30*, and 14.0 ± 14.9 N at 45* of flexion (Figure 4.3.B). The increase in the in-vivo PL forces due to full body weight were 82.2 ± 107.0, 38.9 + 69.2 and 23.7 ± 58.6 N, respectively at 150, 300 and 45* of flexion with an assumed PL tension of 40 N under zero weightbearing (Figure 4.3.B). The effect of bundle was statistically significant different (p<0.008) with higher force increase in the AM bundle. 4.3.3 Estimation of In-vivo Forces within the AM and PL Bundles At each assumed bundle tension under zero weightbearing, the in-vivo AM (PL) forces were estimated as the summation of that assumed AM (PL) tension and the increase in the AM (PL) force caused by full body weight, which was estimated at that assumed initial tension. With an initial tension of 0 N at zero weightbearing, the in-vivo AM (PL) forces would be the same as the increase in the AM (PL) forces. When the AM (PL) tension under zero weightbearing was 40 N, the estimated AM (PL) forces under full weightbearing were 185.3 ± 81.8 (122.2 ± 107.0) N at 15*, 207.3 ± 47.4 (78.9 ± 69.2) at 30 , and 149.6 ± 29.2 (63.7 ± 58.6) N at 450 of flexion. At 150 and 300, the ACL forces were not significantly different. These forces were significantly less in 450 than those in 150 and 300 of flexion. A 300 250 200 -*15* -"-30* 150 -- 100 0 1 2 450 3 Elongation (mm) B 300 . 250200 150- I--- 15* -+*-30*1 -+&-45* 100 - 0 1 2 3 Elongation (mm) Figure 4.2: In-vitro force-elongation curves of bundles of the ACL at 15*, 300 and 450 of flexion: (A) Anteromedial (AM) and (B) Posterolateral (PL). (Standard deviation bars for 300 are not shown for figure clarity purposes) A -4-15* - z 450 -30*- 250 0.3 g 200 - 150 0100 AF -0.1 e o-- o UL50 0 20 40 Initial AM Bundle Tension (N) I B -G-150 -1- -+30 450 250 - 0.3 2 200- :- ! 150 -. tn 100 u- 5010 0.1 0 0 OE 0 0 10 20 30 40 50 Initial PL Bundle Tension (N) Figure 4.3: The increase in bundle forces when the knee was under full body weightbearing and different bundle tensions under zero weightbearing were assumed: (A) Anteromedial (AM) and (B) Posterolateral (PL). 4.4 Discussion In this study, the changes in in-vivo forces of the anteromedial and posterolateral bundles of the ACL in response to full body weight were estimated. The in-vivo elongation of the AM and PL bundles of the ACL was obtained using a combined MR and dual fluoroscopic imaging system (DFIS) [8]. A robotic testing system [12] was used to extract the in-vitro force-elongation data of the bundles of the ACL. By mapping the in-vivo elongation data of each bundle to the corresponding in-vitro force-elongation curves, the in-vivo force increases of AM and PL bundles of the ACL in response to applied full body weight were statistically determined. Since the tension of neither ACL nor its anatomical bundles under zero weightbearing condition was known, the force increase was estimated by assuming different values of initial tension. Three discrete flexion angles (150, 300 and 450) were included in this study. The results showed that both the AM and PL bundles shared the ACL tension during the full body weightbearing. In general, the mean values of the force increase within the AM bundle in response to full body weightbearing throughout the tested range of knee flexion was more than 50% of that in the PL bundle. The mean value of the force increase in the AM bundle due to full body weightbearing was the highest at 300 of flexion, even though not statistically significant. This pattern is slightly different from those of the PL bundle and the ACL (described in Chapter 3), with the greatest force increase at 15' of knee flexion. Our data indicates that The AM and PL bundles support each other under various loading conditions rather than function independently. This is in agreement with our recent in-situ study in which the load sharing patterns of both bundles were complementary rather than reciprocal under simulated muscle loads [13]. In previous invitro studies, it was reported that the two bundles function in a reciprocal manner during passive knee motion, with the PL bundle being tight in extension and the AM bundle being tight in flexion [1, 3]. However, the in-vivo elongation patterns of the AM and PL bundles during single lunge activity were found to be complimentary with the maximum lengths at near full extension. This indicates that under physiological loading, the bundles of the ACL might function differently. The contribution of the AM and PL bundles in sharing the ACL loads is clinically important in ACL reconstruction. The initial tension of the ACL graft and the specific angle for graft fixation are very important parameters, which could directly affect the surgical outcomes. These parameters are more controversial in double-bundle ACL reconstruction. It has been considered to fix the AM and PL grafts either at two different knee flexion angles at which each bundle carried the highest force, or at the same flexion angle [14-16]. However, the fixation angle remains controversial and varies between 100 to 900 of knee flexion [14, 17-19]. According to findings of this study, both AM and PL bundles carried maximum load at 150 and 30* of flexion angle and might be fixed within this range of flexion. More physiological activates should be considered and the effect of different loadings should be further investigated. In this study, the AM bundle was found to be significantly stiffer that PL bundle. Similar results were reported by previous investigators. Butler et al. extensively investigated the location-dependent variations in the material properties of the ACL [20]. They reported that AM bundle had higher load-related material properties (such as modulus, maximum strain and strain energy density) than PL bundle [20, 21]. Moreover, Woo et al. showed the effect of specimen orientation on the tensile properties of the human femur-ACL-tibia complex [22]. The linear stiffness of the ACL in the anatomical orientation was 11-45% higher than those tested in tibial orientation, although no statistical significance was reported [22]. In the current study, the flexion angle did not have any significant effect on the stiffness of the bundles. However, it was discussed in the previous chapter that the stiffness of the ACL was dependent of the flexion angle, which indicated that the complex anatomy of the ACL might adopt itself for an optimal functionality at different flexion angle. The current methodology for estimating of the in-vivo forces within the ACL bundles has its limitations. The difficulty in obtaining knee specimens from healthy younger donors, force estimation in limited discrete flexion angles (150, 30*, and 450) and assuming different tension for the bundles when the knee was subjected to zero weightbearing have been discussed in Chapter 3.4. Also, stretching the ACL bundles along their longitudinal axis to obtain the in-vitro force-elongation data can recruit a higher number of fibers under tension, whereas in the in-vivo study, all the fibers of the ACL may or may not be used. Therefore, mapping such in-vivo elongation data to the uniaxial force-elongation curve may have overestimated the changes in in-vivo bundle force. The in-vivo bundle forces of the ACL were measured under a quasi-static condition. A complete understanding of the forces within the ACL bundles under in-vivo loading conditions requires an investigation of a full spectrum of dynamic loading conditions. In conclusion, the in-vivo force increases of the ACL bundles in response to a change in weightbearing from zero to full body weight were non-invasively investigated utilizing a combined MR and dual fluoroscopic imaging system and a robotic testing system. The findings support this concept that both bundles function in a complementary manner. The results demonstrated that the AM bundle carried greater portion of the tension within the ACL in response to full body weightbearing at all tested flexion angles. Further investigations are needed to determine the tension of the ligament/bundles under no weightbearing. The function of each bundle should be studied in a wide variety of dynamic activities. These data might be useful to restore the function of each bundle in ACL reconstruction. 4.5 Acknowledgements The financial support of the National Institutes of Health (R21 AR051078 and ROl AR055612) and the Department of Orthopaedic Surgery at the Massachusetts General Hospital are gratefully acknowledged. Also, the technical assistance of Drs. Jong-Keun Seon and Michal Kozanek is greatly appreciated. 4.6 References 1. Amis AA, Dawkins GP. Functional anatomy of the anterior cruciate ligament. Fibre bundle actions related to ligament replacements and injuries. J Bone Joint Surg Br 1991; 73: 260-267. 2. Girgis FG, Marshall JL, Monajem A. The cruciate ligaments of the knee joint. Anatomical, functional and experimental analysis. Clin Orthop Relat Res 1975: 216-231. 3. Bach JM, Hull ML, Patterson HA. Direct measurement of strain in the posterolateral bundle of the anterior cruciate ligament. J Biomech 1997; 30: 281283. 4. Sakane M, Fox RJ, Woo SL, Livesay GA, Li G, Fu FH. In situ forces in the anterior cruciate ligament and its bundles in response to anterior tibial loads. J Orthop Res 1997; 15: 285-293. 5. Vercillo F, Woo SL, Noorani SY, Dede 0. Determination of a safe range of knee flexion angles for fixation of the grafts in double-bundle anterior cruciate ligament reconstruction: a human cadaveric study. Am J Sports Med 2007; 35: 1513-1520. 6. Gabriel MT, Wong EK, Woo SL, Yagi M, Debski RE. Distribution of in situ forces in the anterior cruciate ligament in response to rotatory loads. J Orthop Res 2004; 22: 85-89. 7. Jordan SS, DeFrate LE, Nha KW, Papannagari R, Gill TJ, Li G. The in vivo kinematics of the anteromedial and posterolateral bundles of the anterior cruciate ligament during weightbearing knee flexion. Am J Sports Med 2007; 35: 547-554. 8. Hosseini A, Gill TJ, Li G. In vivo anterior cruciate ligament elongation in response to axial tibial loads. J Orthop Sci 2009; 14: 298-306. 9. Li G, Wuerz TH, DeFrate LE. Feasibility of using orthogonal fluoroscopic images to measure in vivo joint kinematics. J Biomech Eng 2004; 126: 314-318. 10. Li G, Zayontz S, Most E, DeFrate LE, Suggs JF, Rubash HE. In situ forces of the anterior and posterior cruciate ligaments in high knee flexion: an in vitro investigation. J Orthop Res 2004; 22: 293-297. 11. Leo WR. Techniques for Nuclear and Particle Physics Experiments. London, Springer-Verlag 1992. 12. Most E, Li G, Schule S, Sultan P, Park SE, Zayontz S, et al. The kinematics of fixed- and mobile-bearing total knee arthroplasty. Clin Orthop Relat Res 2003: 197-207. 13. Wu JL, Seon JK, Gadikota HR, Hosseini A, Sutton KM, Gill TJ, et al. In situ forces in the anteromedial and posterolateral bundles of the anterior cruciate ligament under simulated functional loading conditions. Am J Sports Med 2010; 38: 558563. 14. Fu FH, Shen W, Starman JS, Okeke N, Irrgang JJ. Primary anatomic double-bundle anterior cruciate ligament reconstruction: a preliminary 2-year prospective study. Am J Sports Med 2008; 36: 1263-1274. 15. Kondo E, Yasuda K, Azuma H, Tanabe Y, Yagi T. Prospective clinical comparisons of anatomic double-bundle versus single-bundle anterior cruciate ligament reconstruction procedures in 328 consecutive patients. Am J Sports Med 2008; 36: 1675-1687. 16. Yasuda K, Kondo E, Ichiyama H, Tanabe Y, Tohyama H. Clinical evaluation of anatomic double-bundle anterior cruciate ligament reconstruction procedure using hamstring tendon grafts: comparisons among 3 different procedures. Arthroscopy 2006; 22: 240-251. 17. Miura K, Woo SL, Brinkley R, Fu YC, Noorani S. Effects of knee flexion angles for graft fixation on force distribution in double-bundle anterior cruciate ligament grafts. Am J Sports Med 2006; 34: 577-585. 18. Aglietti P, Giron F, Cuomo P, Losco M, Mondanelli N. Single-and double-incision double-bundle ACL reconstruction. Clin Orthop Relat Res 2007; 454: 108-113. 19. Yasuda K, Ichiyama H, Kondo E, Miyatake S, Inoue M, Tanabe Y. An in vivo biomechanical study on the tension-versus-knee flexion angle curves of 2 grafts in anatomic double-bundle anterior cruciate ligament reconstruction: effects of initial tension and internal tibial rotation. Arthroscopy 2008; 24: 276-284. 20. Butler DL, Guan Y, Kay MD, Cummings JF, Feder SM, Levy MS. Locationdependent variations in the material properties of the anterior cruciate ligament. J Biomech 1992; 25: 511-518. 21. Butler DL, Kay MD, Stouffer DC. Comparison of material properties in fasciclebone units from human patellar tendon and knee ligaments. J Biomech 1986; 19: 425-432. 22. Woo SL, Hollis JM, Adams DJ, Lyon RM, Takai S. Tensile properties of the human femur-anterior cruciate ligament-tibia complex. The effects of specimen age and orientation. Am J Sports Med 1991; 19: 217-225. Chapter 5 - In-Situ Forces within the Anteromedial and Posterolateral Bundles of the Anterior Cruciate Ligament under Simulated Functional Loading Conditions 5.1 Introduction It has been generally accepted in literature that the anterior cruciate ligament (ACL) consists of two major functionalI components, the anteromedial (AM) and posterolateral (PL) bundles [1-4]. Previous anatomic studies have shown that the two bundles function in a reciprocal manner during passive knee motion, with the PL bundle being tight in extension and the AM bundle being tight in flexion [1, 3, 5, 6]. In response to an anterior tibial load, the two functional bundles of the ACL were shown to carry inversely related in-situ forces through the flexion-extension path of the knee, especially at near full extension, where the in-situ force of the PL bundle was shown higher than the AM bundle [7-10]. Under the combined rotational loads, the two bundles shared the load at the selected flexion angles [3, 8, 10]. Recent in-vivo studies revealed that the AM and PL bundles of the ACL have a more complementary, as opposed to reciprocal, lengthening pattern during weightbearing flexion, especially at low flexion angles [11, 12]. Both bundles were observed to reach maximum length at near extension and then shorten with flexion, indicating that the ACL bundles may function differently under physiological loading conditions when compared to passive loading conditions. A similar result was obtained using a surgical navigation system to evaluate the length change and orientation of the two bundles in cadaveric knees [13]. Our in-vitro studies also found that the ACL force diminished beyond 300 of flexion under simulated muscle loads, implying that both bundles may not function at high flexion [14, 15]. However, no data has been reported on the AM and PL bundle forces when the knee is subjected to muscle loads. A quantitative knowledge on the in-situ forces of the AM and PL bundles under physiological loads could be instrumental for understanding the ACL function and developing anatomic ACL reconstruction techniques that are aimed to reproduce the two functional bundles of the ACL. The objective of this study was to measure the in-situ forces of the AM and PL bundles of the ACL under simulated quadriceps muscle loads. The forces of the two bundles under an anterior tibial load and combined rotational loads were also examined in the study. We hypothesized that the load sharing patterns of the AM and PL bundles would be complementary under simulated muscle loads. 5.2 Materials and Methods 5.2.1 Specimen Preparation In-situ forces of the AM and PL bundles were studies in eight fresh-frozen cadaveric knee specimens with an average age of 55 years (47 to 60 years) and with one female and seven male donors. Prior to the experiment, all specimens were stored at 20*C and were thawed at room temperature for 24 hours before the experiment. Each of the specimens was examined after it was completely thawed for osteoarthritis and ACL injury by fluoroscopy and manual stability evaluation. Specimens with either of these conditions were excluded from this study. The femur and tibia were truncated approximately 25 cm from the joint line, with all the soft tissues around the knee intact and a bone screw was used to firmly secure the fibula to the tibia in its anatomical position. Each specimen was manually pre-conditioned by flexing the knee joint ten times before it was installed on the robotic testing system. 5.2.2 In-situ Forces within the AM and PL Bundles A robotic testing system (Figure 3.3) was used to investigate the knee joint biomechanics. This testing system has been previously described in the literature [14-20]. After the specimen was installed on the robotic testing system, a passive flexion path of the ACL intact knee was determined from 0' to 900 of flexion in 1 increment of knee flexion. A passive position along the passive flexion path was described as a position of the knee at which all resultant forces and moments at the knee center were minimal (< 5 N and < 0.5 N.m, respectively). The kinematic responses of each knee were then determined under three different subphysiologic loading conditions: an anterior tibial load of 134 N, combined torques of 10 N.m valgus and 5 N.m internal tibial torque and a simulated quadriceps load of 400 N at selected flexion angles of 00, 150, 300, 600, and 900. The simulated quadriceps loads were applied to the knee joint by hanging weights from a rope passing through a pulley system at each of the selected flexion angles [14, 15]. Under each loading condition, the robotic testing system recorded the kinematic responses of the knee joint. After the kinematics of the ACL intact knee were determined under the external loads at the selected flexion angles, the AM and PL bundles were identified via a medial miniarthrotomy with the knee flexed to 90* by one orthopaedic surgeon and verified by another surgeon (Figure 5.1). The AM or the PL bundle were cut in an alternative fashion at their femoral insertion using a No. 15 scalpel during the testing of the eight specimens. Careful attention was paid to avoid any damage to other structures. After resection of one bundle, the miniarthrotomy and skin were repaired through a layered closure. Following the repair, the kinematics of the intact knee was replayed at each of the selected flexion angles and the forces transferred through the knee joint were recorded. To determine the amount of force experienced by the resected bundle under the external loads, the principle of superposition was used [7-10]. The force within each ACL bundle was determined as the difference of the forces measured before and after transection of the bundle [14, 15]. A similar process was followed to resect the second bundle of the ACL and the intact knee kinematics were again replayed to determine the forces experienced 100 by the second bundle under the three external loads at each of the selected flexion angles using the principle of superposition. Figure 5.1: The anteromedial (AM) bundle and posterolateral (PL) bundle of ACL viewed from the anterior arthrotomy of the knee. 5.2.3 Statistical Analysis In this experiment, each specimen was tested to determine the in-situ forces experienced by each of the ACL bundles under three external loading conditions at the selected flexion angles. A two-way repeated measures analysis of variance (ANOVA) was used to detect statistically significant differences in the forces experienced by the two bundles at the selected flexion angles under the three external loads. When significant differences were found, post-hoc comparisons were made using the StudentNewman-Keuls test. Differences were considered statistically significant at p<0.05. 101 5.3 Results 5.3.1 In-situ Forces under 134 N Anterior Tibial Load The in-situ force of the AM bundle was relative constant throughout the range of flexion tested (Figure 5.2). The peak of the in-situ force of the AM bundle was 123.7 ± 26.3 N at 300 of knee flexion and minimum of 80.2 ± 24.0 N at 900 of knee flexion. The in-situ force of the AM bundle at 30* of knee flexion was significant higher than that at 600 and 90* of flexion (p<0.05). The magnitude of the in-situ force of the PL bundle in response to the anterior tibial load decreased with increasing knee flexion (Figure 5.2). The peak of the in-situ force of PL bundle was 51.3 ± 19.5 N at 00 of knee flexion and minimum of 7.1 ± 4.8 N at 900 of flexion. Statistically significant changes in the magnitude of the in-situ force of PL bundle were seen at 60* and 900 of flexion compared to those at 00 and 150 of flexion (p<0.05). E AMB E PLB * * r__N 150 * 120 90 . 0 60- U. 300 0 15 30 Flexion Angle 60 90 (0) Figure 5.2: The in-situ forces in the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to 134 N anterior tibial load. The PL bundle carried significantly lower in-situ force than the AM bundle at all flexion angles (p<0.05). 102 Comparison of the in-situ forces of the AM and PL bundles revealed that the PL bundle carried significantly lower in-situ force than the AM bundle at all flexion angles (p<0.05). At O0 of flexion, the in-situ force of the PL bundle was 53% of the AM bundle force. At 300, the in-situ force of the PL bundle decreased to 23% of the AM bundle. At 900 , the in-situ force of the PL bundle was only 9% of the AM bundle. 5.3.2 In-situ Forces under Combined Valgus and Internal Tibial Torques Under combined rotational loads of 10 N.m valgus and 5 N.m internal tibial torques, the in-situ forces of the AM bundle were 59.9 ± 27.5 N and 75.5 ± 42.5 N at 0* and 30* of knee flexion, respectively. The forces of the PL bundle were 40.9 ± 23.7 N and 35.9 ± 31.4 N, respectively at the two flexion angles (Figure 5.3). However, there was no significant difference between the two bundles at 0* of flexion, whereas the insitu force of the PL bundle was significantly lower than that of the AM bundle at 300 of flexion (p<0.05). 5.3.3 In-situ Forces under 400 N Quadriceps Muscle Load In response to the quadriceps muscle load, the magnitude of the in-situ force of the AM bundle was a maximum of 75.2 E 48.7 N at 15' of flexion and a minimum of 12.5 ± 10.7 N at 90' of flexion. The magnitude of the in-situ force for the PL bundle was a maximum of 51.5 ± 41.6 N at 300 of knee flexion and a minimum of 8.2 ± 4.8 N at 900 of flexion. There was also no significant difference between two bundle forces at all flexion angles (Figure 5.4). At 600 and 900, both bundles carried similar load less than 25 N. 103 E PLB *AMB 150 * I 120 - 90 - 60 - I 30 0-1 -- I Flexion Angle (*) Figure 5.3: The in-situ forces in the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to combined 10 N.m valgus and 5 N.m internal tibial torques. There was no significant difference between the two bundles at 00 of flexion, but the PL bundle shared significantly lower force than the AM bundle at 30* of flexion (p<0.05). MPLB *AMB 150 - 120 - 90 - 60 - L*T i01 LI 30 Flexion Angle 60 90 (0) Figure 5.4: The in-situ forces in the anteromedial bundle (AMB) and posterolateral bundle (PLB) in response to 400 N quadriceps muscle load. There was also no significant difference between two bundle forces at all flexion angles (p> 0.05). 104 5.4 Discussion This study investigated the in-situ forces of the two functional bundles of the ACL in human knees under simulated muscle loads and passive tibial loads using cadaveric knee specimens. The data under simulated muscle loads indicated that the AM and PL bundles carried similar loads, even though on average, the loads of the AM bundle were higher than PL bundle. It is interesting to note that under an anterior tibial load, both bundles carried peak loads at low flexion angles (0* to 300), whereas the PL bundle carried diminishing loads with increasing knee flexion. The PL bundle carried approximately less than 50% of the load carried by the AM bundle throughout the range of knee flexion. Under combined torque loads, the PL bundle also carried lower loads than the AM bundle and the forces of the PL bundle decreased as flexion angle increased. Our data indicated that the AM and PL bundles function in a complementary manner. The AM and PL bundles supplement each other under various loading conditions rather than function independently. The data supported our hypothesis that the load sharing patterns of both bundles are complementary rather than reciprocal under simulated muscle loads. The function of the AM and PL bundles of the ACL with applying various tibial loads has been reported in various studies [7-10]. In a pioneer work, Girgis et al. [3] found that the AM bundle was tight in flexion while the PL bundle was tight in low flexion by using palpation during passive flexion, indicating a reciprocal function of the two ACL bundles along the flexion path of the knee. Later, Sakane et al. [9] and Gabriel et al. [7] found that under an anterior tibial load, the PL bundle carried a higher load at low flexion and lower load at high flexion compared to the AM bundle. In general, our data showed a similar trend in the change of force magnitude with flexion of the two bundles, but the reciprocal function of the two bundles was not shown in our data under both the anterior tibial load and the simulated muscle loads. However, the load sharing pattern in our study under combined rotational loads at 30" of flexion was similar to that of Gabriel et al [7]. Markolf et al. [21] found that the PL bundle carried peak loads at full extension under an anterior tibial load and the PL bundle force sharply decreased with 105 flexion as well. Our data on the PL bundle forces under an anterior tibial load showed a similar trend as that of Markolf et al [21]. In our previous studies of the in-situ force of the ACL under simulated muscle loads, the ACL was shown to carry minimal loads at high flexion angles [14, 15], which implied that under muscles loads, the two bundles did not function at high flexion angles. This conclusion was confirmed by our data on ACL elongation during an in-vivo single legged lunge activity [11, 12], where the two bundles were shown to decrease in length as flexion angle increased. In the present study, the two bundles under muscle loads were shown to carry high loads between 00 to 300 of knee flexion and minimal loads at 60* and 90'. The in-vivo AM and PL bundle elongation patterns and the in-vitro AM and PL bundle forces along flexion path demonstrated consistent functional behavior. The load sharing of the AM and PL bundles may have important clinical relevance in ACL reconstruction. The specific flexion angle for graft fixation is one of the most controversial problems surgeons face during double-bundle ACL reconstruction. There is no general consensus on the range of angles of knee flexion for graft fixation. In literature, the two bundle grafts were either fixed at the same knee flexion angle or at two different knee flexion angles where each bundle carried the highest force [22-28]. While recent literature suggested that the PL bundle should be fixed at or near full extension to avoid overloading the graft [8, 11-13, 22, 24, 25, 29], the fixation angle of the AM bundle graft has been varied from 90* to 10' of knee flexion [8, 10, 22-24, 30-33]. Our data indicated that the AM and PL bundle carried maximal loads between 0* to 300 of flexion under various applied loads. The two bundles might be fixed within this range of flexion. More studies should be carried out to examine the effect of flexion angles for graft fixation on knee stability after ACL reconstruction. The clinical outcome of various graft fixation angles should also be further investigated. Several limitations of our study should be noted. The 400 N quadriceps muscle load, half of total body weight, is less than that experienced during daily activities. Lower muscle loads would mechanically cause less in-situ forces in the ACL. Ground reaction forces were not simulated in this study. Future investigation should focus on the improvement of the loading levels and include the simulation of ground reaction forces to simulate more realistic knee joint function. It should be noted that the variation in the 106 force data has been indicated by the large standard deviations which may be due to the inter-specimen variation. In order to eliminate the methodological variation, the two bundles were transected in an alternative way. The AM and PL bundles were specified by one orthopaedic surgeon first and then verified by another surgeon. The bundle separation method was similar to that used by Girgis et al [3]. Finally, the in-situ bundle forces of the ACL were measured under a quasi-static condition. The investigation of the bundle function of ACL under dynamic loading conditions might be necessary. In conclusion, our study evaluated the load sharing between the AM and the PL bundles of the ACL under three different loading conditions. Our findings demonstrate that the AM bundle carried greater portion of the load within the ACL at all flexion angles under externally applied loads, whereas the PL bundle only shared the load of the ACL at low flexion angles. The data appear to support the concept that both bundles function in a complementary rather than reciprocal manner. Thus, how to recreate the two bundle functions in a single or double-bundle ACL reconstruction should be further investigated. 5.5 Acknowledgements This study was made possible through grants received from the National Institutes of Health (R01 AR055612 & R01 AR051078). 107 5.6 References 1. Amis AA, Dawkins GP. Functional anatomy of the anterior cruciate ligament. Fibre bundle actions related to ligament replacements and injuries. J Bone Joint Surg Br 1991; 73: 260-267. 2. Arnoczky SP. Anatomy of the anterior cruciate ligament. Clin Orthop Relat Res 1983: 19-25. 3. Girgis FG, Marshall JL, Monajem A. The cruciate ligaments of the knee joint. Anatomical, functional and experimental analysis. Clin Orthop Relat Res 1975: 216-231. 4. Muneta T, Sekiya I, Yagishita K, Ogiuchi T, Yamamoto H, Shinomiya K. Twobundle reconstruction of the anterior cruciate ligament using semitendinosus tendon with endobuttons: operative technique and preliminary results. Arthroscopy 1999; 15: 618-624. 5. Bach JM, Hull ML, Patterson HA. Direct measurement of strain in the posterolateral bundle of the anterior cruciate ligament. J Biomech 1997; 30: 281283. 6. Kurosawa H, Yamakoshi K, Yasuda K, Sasaki T. Simultaneous measurement of changes in length of the cruciate ligaments during knee motion. Clin Orthop Relat Res 1991: 233-240. 7. Gabriel MT, Wong EK, Woo SL, Yagi M, Debski RE. Distribution of in situ forces in the anterior cruciate ligament in response to rotatory loads. J Orthop Res 2004; 22: 85-89. 8. Miura K, Woo SL, Brinkley R, Fu YC, Noorani S. Effects of knee flexion angles for graft fixation on force distribution in double-bundle anterior cruciate ligament grafts. Am J Sports Med 2006; 34: 577-585. 108 9. Sakane M, Fox RJ, Woo SL, Livesay GA, Li G, Fu FH. In situ forces in the anterior cruciate ligament and its bundles in response to anterior tibial loads. J Orthop Res 1997; 15: 285-293. 10. Vercillo F, Woo SL, Noorani SY, Dede 0. Determination of a safe range of knee flexion angles for fixation of the grafts in double-bundle anterior cruciate ligament reconstruction: a human cadaveric study. Am J Sports Med 2007; 35: 1513-1520. 11. Jordan SS, DeFrate LE, Nha KW, Papannagari R, Gill TJ, Li G. The in vivo kinematics of the anteromedial and posterolateral bundles of the anterior cruciate ligament during weightbearing knee flexion. Am J Sports Med 2007; 35: 547-554. 12. Li G, Defrate LE, Rubash HE, Gill TJ. In vivo kinematics of the ACL during weight-bearing knee flexion. J Orthop Res 2005; 23: 340-344. 13. Pearle AD, Shannon FJ, Granchi C, Wickiewicz TL, Warren RF. Comparison of 3dimensional obliquity and anisometric characteristics of anterior cruciate ligament graft positions using surgical navigation. Am J Sports Med 2008; 36: 1534-1541. 14. Li G, Rudy TW, Sakane M, Kanamori A, Ma CB, Woo SL. The importance of quadriceps and hamstring muscle loading on knee kinematics and in-situ forces in the ACL. J Biomech 1999; 32: 395-400. 15. Li G, Zayontz S, Most E, DeFrate LE, Suggs JF, Rubash HE. In situ forces of the anterior and posterior cruciate ligaments in high knee flexion: an in vitro investigation. J Orthop Res 2004; 22: 293-297. 16. Fujie H, Mabuchi K, Woo SL, Livesay GA, Arai S, Tsukamoto Y. The use of robotics technology to study human joint kinematics: a new methodology. J Biomech Eng 1993; 115: 211-217. 17. Li G, Papannagari R, DeFrate LE, Yoo JD, Park SE, Gill TJ. The effects of ACL deficiency on mediolateral translation and varus-valgus rotation. Acta Orthop 2007; 78: 355-360. 18. Li G, Zayontz S, DeFrate LE, Most E, Suggs JF, Rubash HE. Kinematics of the knee at high flexion angles: an in vitro investigation. J Orthop Res 2004; 22: 90-95. 109 19. Rudy TW, Livesay GA, Woo SL, Fu FH. A combined robotic/universal force sensor approach to determine in situ forces of knee ligaments. J Biomech 1996; 29: 1357-1360. 20. Woo SL, Fisher MB. Evaluation of knee stability with use of a robotic system. J Bone Joint Surg Am 2009; 91 Suppl 1: 78-84. 21. Markolf KL, Park S, Jackson SR, McAllister DR. Contributions of the posterolateral bundle of the anterior cruciate ligament to anterior-posterior knee laxity and ligament forces. Arthroscopy 2008; 24: 805-809. 22. Aglietti P, Giron F, Cuomo P, Losco M, Mondanelli N. Single-and double-incision double-bundle ACL reconstruction. Clin Orthop Relat Res 2007; 454: 108-113. 23. Colombet P, Robinson J, Jambou S, Allard M, Bousquet V, de Lavigne C. Twobundle, four-tunnel anterior cruciate ligament reconstruction. Knee Surg Sports Traumatol Arthrosc 2006; 14: 629-636. 24. Fu FH, Shen W, Starman JS, Okeke N, Irrgang JJ. Primary anatomic double-bundle anterior cruciate ligament reconstruction: a preliminary 2-year prospective study. Am J Sports. Med 2008; 36: 1263-1274. 25. Ishibashi Y, Tsuda E, Tazawa K, Sato H, Toh S. Intraoperative evaluation of the anatomical double-bundle anterior cruciate ligament reconstruction with the OrthoPilot navigation system. Orthopedics 2005; 28: s1277-1282. 26. Kondo E, Yasuda K, Azuma H, Tanabe Y, Yagi T. Prospective clinical comparisons of anatomic double-bundle versus single-bundle anterior cruciate ligament reconstruction procedures in 328 consecutive patients. Am J Sports Med 2008; 36: 1675-1687. 27. Muneta T, Koga H, Morito T, Yagishita K, Sekiya I. A retrospective study of the midterm outcome of two-bundle anterior cruciate ligament reconstruction using quadrupled semitendinosus tendon in comparison with one-bundle reconstruction. Arthroscopy 2006; 22: 252-258. 28. Yasuda K, Kondo E, Ichiyama H, Tanabe Y, Tohyama H. Clinical evaluation of anatomic double-bundle anterior cruciate ligament reconstruction procedure using 110 hamstring tendon grafts: comparisons among 3 different procedures. Arthroscopy 2006; 22: 240-251. 29. Yasuda K, Ichiyama H, Kondo E, Miyatake S, Inoue M, Tanabe Y. An in vivo biomechanical study on the tension-versus-knee flexion angle curves of 2 grafts in anatomic double-bundle anterior cruciate ligament reconstruction: effects of initial tension and internal tibial rotation. Arthroscopy 2008; 24: 276-284. 30. Mae T, Shino K, Matsumoto N, Nakata K, Nakamura N, Iwahashi T. Force sharing between two grafts in the anatomical two-bundle anterior cruciate ligament reconstruction. Knee Surg Sports Traumatol Arthrosc 2006; 14: 505-509. 31. Markolf KL, Park S, Jackson SR, McAllister DR. Anterior-posterior and rotatory stability of single and double-bundle anterior cruciate ligament reconstructions. J Bone Joint Surg Am 2009; 91: 107-118. 32. Siebold R, Dehler C, Ellert T. Prospective randomized comparison of doublebundle versus single-bundle anterior cruciate ligament reconstruction. Arthroscopy 2008; 24: 137-145. 33. Streich NA, Friedrich K, Gotterbarm T, Schmitt H. Reconstruction of the ACL with a semitendinosus tendon graft: a prospective randomized single blinded comparison of double-bundle versus single-bundle technique in male athletes. Knee Surg Sports Traumatol Arthrosc 2008; 16: 232-238. 111 Chapter 6 - Impingement of the Anterior Cruciate Ligament against the Femoral Intercondylar Notch during In-Vivo Weight Bearing 6.1 Introduction Impingement of the anterior cruciate ligament (ACL) against the femoral intercondylar notch is believed to be one of the potential mechanisms of ACL injury [1, 2]. Hyperextension [3, 4] and external tibial rotation combined with valgus motion at low flexion angles [2], may cause the ACL to impinge against the intercondylar notch, and this specific combination of motions has often been observed during non-contact ACL injury [1, 5]. In ACL reconstruction, the graft can impinge against the intercondylar notch of the femur at shallow flexion [6, 7]. Graft impingement is believed to be harmful and cause graft deterioration [7, 8], postoperative pain and loss of extension [9-12]. Therefore, many studies have emphasized the importance of avoiding impingement in ACL reconstruction [12-14], by determining the optimal location of the tibial tunnel [6] and femoral tunnel [15] or by performing a notchplasty [15, 16]. Knowledge of the biomechanical stress of the ACL is crucial for understanding the normal function of the ACL and improving ACL reconstruction techniques. Therefore, ACL tension [17-20] and ACL strain [21, 22] have been investigated in great detail both in-vitro and in-vivo. Various computational models of the ACL have been developed to evaluate the ACL tensile behavior [23-26]. The biomechanical behavior of the ACL near full extension, however, has not been investigated to the same extent, mainly because of the complicated lateral interaction of the ligament with the femoral bone surface. Jagodzinski et al. measured the in-vitro contact pressure caused by ACL impingement during passive full extension and passive hyperextension using a miniature 112 pressure sensor [27]. An increase in impingement pressure was reported for flexion angles less that ~10*. Even though the previous in-vitro studies have confirmed the ACL impingement against the intercondylar notch, the in-vivo characterization of ACL interaction with the femoral notch under physiological loading remains obscure. To determine the possible role of impingement before and after ACL injuries, it is necessary to quantify the interaction between the intercondylar notch and the ACL in-vivo. This knowledge could be useful for the estimation of the tension in the ACL during impingement and could provide better understanding of the mechanisms of ACL injury and effects of ACL reconstruction on graft impingement. In this study, the impingement of the ACL against the intercondylar notch under increasing weightbearing was investigated using a combined MR and dual fluoroscopic imaging system. 6.2 Materials and Methods 6.2.1 Subject Selection Eight healthy subjects, five women and three men, aged 23 - 48 years old, with an average ± SD body mass index (BMI) of 27.9 ± 4.1 were recruited for this study. The subjects had no history of knee injury or knee disease confirmed by clinical examination and MRI examination. The study was approved by our Institutional Review Board and written informed consent was obtained from all subjects. One knee of each subject was randomly chosen (five right and four left knees) for the experiment. The subjects were included in our previous study of the in-vivo ACL elongation in response to axial tibial loads [28]. 113 6.2.2 Magnetic Resonance Imaging and Three-Dimensional Model of Knee First, each knee was scanned in a relaxed, fully extended position using a 3.0 Tesla MR Scanner (MAGNETOM Trio*, Siemens, Malvern, PA, USA), with the subjects lying in a supine position. The knee was scanned in both sagittal and coronal planes with 1 mm slice thickness using a three-dimensional (3D) double echo water excitation sequence (images size: 160 mm x 160 mm, image resolution: 512x512 pixels, time of repetition: 24 ms, time of echo: 6.5 ms and flip angle: 25*) [29, 30]. The entire MRI scan lasted approximately 25 minutes. To create the 3D model of the knee, the series of the MR images were imported into a modeling software (Rhinoceros*, Robert McNeel & Associates, Seattle, WA, USA) and placed in parallel planes separated 1 mm apart. The bony contours were digitized in MR images and the 3D anatomic models of the tibial and femoral bones were created using the digitized contour data. Also, the femoral and tibial insertion sites of the ACL were determined on the MR Images of the knee in both sagittal and coronal planes. This method of construction of ACL attachments on the femur and tibia has been extensively used and validated in previous studies [3033]. Then, these attachment areas were directly mapped onto the 3D anatomic model of the knee. The attachment areas were further divided into two functional bundles - an anteromedial (AM) and a posterolateral (PL) bundle - using an established protocol [28, 30, 34]. 6.2.3 Fluoroscopic Imaging of the Knee To determine the joint kinematics under body weightbearing at different knee flexion angles, a dual fluoroscopic imaging system (DFIS) was used. The system setup consisted of two fluoroscopes (BV Pulsera*, Philips, Bothell, WA, USA) around a platform with their intensifiers positioned in orthogonal planes providing an image space of - 300 mm x 300 mm x 300 mm . The resolution of fluoroscopic images is 1024 x 1024 114 pixels. A force plate constructed of a six degrees-of-freedom (DOF) load sensor (JR3*, San Francisco, CA, USA) was installed on the platform. The force plate was connected to a monitor in order to display the instantaneous ground reaction force when the subject stepped on the force plate. First the subject positioned the studied leg on the force plate. Using the force plate output, which was displayed on the monitor, the applied force on the studied leg could be controlled by the subject. In this study, two different loading conditions were defined and used: no (zero) weightbearing condition with a ground reaction force less than 10 N and full body weightbearing condition. The loading conditions were applied at four knee flexion angles: 00, 150, 300, and 45*. At each flexion angle the subject positioned the studied leg on the force plate while keeping the knee joint in the view field of both intensifiers. The subject looked at the monitor while applying a minimum touching load (< 10 N) to represent the zero weightbearing condition. When the subject reached the desired value of the force and the knee was still, both fluoroscopes shot simultaneously and the load from the force plate was recorded. Then the subject was asked to apply full bodyweight on the studied leg, while maintaining the same flexion angle. The new position of the knee and the ground reaction force were recorded again by the fluoroscopes and force plate. The knee was imaged in the same manner at all target flexion angles under zero and full bodyweight. The target flexion angles were measured with a goniometer and actual flexion angles were calculated in the modeling software. The entire fluoroscopic experiment took about 10 minutes. 6.2.4 In-vivo Knee Positions and ACL Impingement A virtual dual fluoroscopic system was created in the modeling software based on the relative position and orientation of the sources and intensifiers of two fluoroscopes. Each pair of fluoroscopic images of the knee, which corresponded with a specific position and tibial load, were imported into the software and placed in the position of the intensifiers. The 3D bony models of the knee along with the ACL insertions were 115 imported into the virtual dual fluoroscopic system and were rotated and translated in 6 DOF until the projections of each bone matched the outlined silhouettes of the bones on the pair fluoroscopic images. This procedure was repeated at every flexion angle and under all loading conditions until the series of the matched bony models reproduced the in-vivo position of the subject's knee during the entire experiment. The relative positions of tibial and femoral insertions of the ACL could also be determined by using the series of matched bony models under different loading conditions and flexion angles. The accuracy of the abovementioned method in reproducing knee kinematics using a combined MRI and dual fluoroscopic imaging system was investigated and reported < 0.1 mm in translation and < 0.3' in rotation, respectively [35]. In order to investigate the impingement of the ACL against the intercondylar femoral notch, a 3D model of the ACL was created (Figure 6.1). At each matched position, a loft surface was created by using the AM portion of the ACL insertions on both tibial and femoral sides as the boundary curves. This surface introduced the exterior surface of the AM bundle. The PL surface was created in the same way by using the PL portion of the ACL insertions. The reconstructed ACL model was verified qualitatively by dissecting a cadaveric specimen. In both reconstructed ACL model and cadaveric ACL, the configuration of the ACL was shown to twist externally in the tibial insertion site relative to the femoral insertion site [28]. The impingement of the ACL was defined as the penetration of the surface of the ACL into the 3D surface model of the femur (Figure 6.2.A). At each matched position, the location of the maximum impingement (t) was determined and the value of maximum impingement was measured. At the location of maximum impingement, the impingement ratio was defined as the ratio of maximum impingement (t) over the diameter of the ACL (D) at the same location (Figure 6.2.B). Furthermore, a clock coordinate system was defined in the notch view of the femur to study the position of maximum impingement (Figure 6.3). Impingement angle so was defined and measured as the angle between the vertical (anterior-posterior) axis in the notch view and the axis connecting the origin of the clock to the location of maximum impingement in the notch view. 116 Femur Intercondylar notch of the femur AM bundle PL bundle Tibia Figure 6.1: 3D model of the Anterior Cruciate Ligament (ACL) built based on the series of MR images. 117 A Impinged ACL Intersection Plane (at the location of maximum impingement) Tibia / O / \ Intersection Plane \ t \D Figure 6.2: (A) Impingement of the ACL against the intercondylar notch of the femur (medial view, full extension), (B) intersection plane at the location of maximum impingement; D: diameter on the ACL at the location of maximum impingement; t: maximum impingement of the ACL. 118 '~i1 Anterior-Posterior Axis (Lateral) (Medial) Impinged Area Clock Coordinate System Figure 6.3: Definition of impingement angle (<p) in the clock coordinate system at notch view. 6.2.5 Statistical Analysis The maximum impingement, impingement ratio, and impingement angle (dependent variables) were measure at each flexion angle and weightbearing condition (independent variables). A two-way repeated measures analysis of variance (ANOVA) was used to detect statistically significant differences in the impingement data at different knee conditions. When significant differences were found, post hoc comparisons were made using the Student-Newman-Keuls test. Differences were considered statistically significant at p<0.05. The statistical analysis was performed in STATISTICA (StatSoft, Inc, Tulsa, OK, USA). 119 6.3 Results No ACL impingement was observed at 300 and 450 of flexion. However, the ACL had anterior impingement against the femoral intercondylar notch at 0* and 150 of flexion, both under zero and full bodyweight loading. 6.3.1 Maximum Impingement (t) At full extension, the maximum impingement was 1.7 ± 0.7 mm under no weightbearing (< 10 N), and significantly increased to 2.1 ± 0.9 mm under full bodyweight loading (p<0.05; Figure 6.4). The maximum ACL impingement against the femoral notch significantly decreased at 150 of knee flexion. It was 0.7 ± 0.3 mm under no weightbearing and 0.9 ± 0.3 mm under full bodyweight loading (p<0.05). * Ei E E E -E 3.532.521.510.50- a OBW S1BW g 150 00 Flexion Figure 6.4: Maximum impingement during weight bearing from minimum bodyweight (OBW) to full bodyweight (1BW) at low flexion, (p<0.05). 120 6.3.2 Impingement Ratio (t/D) The ratio of impingement was ~ 30% at full extension and ~ 15% at 150 of flexion (Figure 6.5). By applying full bodyweight, the impingement ratio significantly increased from 26.6 ± 9.0% (under no weightbearing) to 32.5 ± 9.4% (under full bodyweight) at full extension (p<0.05). This ratio significantly decreased at 15* of flexion compared to full extension with a change from 10.9 ± 6.7% (under no weightbearing) to 15.3 + 6.1% (under full bodyweight) (p<0.05). * 50- -~Th * m 0 40IMOBW 30E 0- E N 1B3W 20100- -, 0 150 Flexion Figure 6.5: Percentage of impingement ratio (t/D) during weight bearing from minimum bodyweight (OBW) to full bodyweight (1BW) at low flexion, (p<0.05). 6.3.3 Impingement angle <p Generally, applying body weight load caused a reduction in angle <p (Figure 6.6). At full extension, the location of the maximum impingement with respect to the clock coordinates in the notch view was 32.40 9.4' under no weightbearing. With applying 121 under full bodyweight load, the impingement angle decreased to 30.50* 9.4*. However, at 15* of flexion, angle <p was 46.00 + 10.0' and 42.70 ± 10.6* under no weightbearing and full bodyweight, respectively. These data imply that full bodyweight loading changed the location of the maximum ACL impingement medially (towards the center of the notch) at both 00 and 150 of flexion. This medial displacement was significant only at 150 of knee flexion (p<0.05). * 0 E 0. E2 * 6055504540- -m E OBW N 1BW 35 - 30 - 2520 - 150 Flexion Figure 6.6: The location of maximum impingement during weight bearing from minimum bodyweight (OBW) to full bodyweight (1BW) in low flexion, (p<0.05). 6.4 Discussion The impingement of the ACL against the femoral intercondylar notch was studied in-vivo. By using MR imaging and a dual fluoroscopic technique, the kinematics of the knee joint as well as the ACL were captured under weight bearing and then regenerated. 122 The impingement of the ACL against the femoral notch was modeled as the penetration of the 3D surface of the ACL through the 3D surface of the femur. The ACL impingement was greatest at full extension and decreased at 150 of flexion. No impingement was observed at 300 and 450 of flexion. At both full extension and 150 of flexion, applying body weight load caused the impingement to increase. This increase due to loading was significantly greater at full extension compared with that at 15' of flexion (0.4 mm compared with 0.2 mm on average). Similarly, the impingement ratio (percent of impingement) was greater at full extension, and decreased at 15* of flexion. Applying body weight load significantly increased the impingement ratio on average 5.9 % at full extension and 4.4 % at 15' of flexion. These data imply that the ACL is tighter and likely under more tension (due to impingent) under full body weight at full extension compared to 150 of flexion. The location of maximum impingement with respect to the clock coordinates in the notch view (angle p, Figure 6.6) moved medially due to applied full bodyweight. Based on the slope of the notch, such medial shift of the location of maximum impingement could be anticipated with the tibia translating anteriorly in response to weightbearing and thereby pulling the impinged ligament towards the center of the notch. This study demonstrated that during physiological loading, impingement of the ACL against the femoral bone surface occurs in-vivo. The implications of these data are complicated though. On the one hand, the data showed that, similar to in-vitro observations [27], in-vivo impingement occurs at full extension and shallow knee flexions. Even though this ACL impingement is the result of the geometric constraint of the intercondylar notch surface and the relative position of tibial plateau and femoral condyles, impingement of the ACL might thus play a considerable role in providing knee stability at full extension in the healthy joint. On the other hand, hyperextension or external tibial rotation combined with abduction (valgus motion) in shallow flexions have been considered as the main mechanisms of ACL injury [2-4] - motions that are associated with ACL impingement. Even though the type of physiological loading in the current study was not the same as either tibial rotation combined with abduction, or hyperextension, the data showed that ACL does impinge against the femoral intercondylar notch in-vivo. Applying above-mentioned loads during dynamic activities 123 could therefore lead to the so-called "position of no return" and a consequent rupture of the ACL. Theoretically, it could be hypothesized based on the present data that to restore the stability of an ACL deficient knee near full extension to that of the healthy knee, normal in-vivo ACL impingement should be maintained in ACL reconstruction. If an optimal tunnel placement combined with an optimal graft material were designed which would replicate the exact mechanical function of the native ACL, then the normal in-vivo impingement with its inherent stability could be maintained. Obviously though, the material properties and twisting behavior of an ACL graft do not mimic entirely those of the native ACL and postoperative clinical outcomes revealed serious concerns about maintaining graft impingement. Based on our data, it could be conjectured that if the ACL graft were placed in the anatomic position of the native ACL, impingement of the graft could be anticipated under weightbearing conditions at low flexion angles. It has been documented that impingement of the ACL graft leads to graft deterioration [7, 8], Cyclops syndrome [8] and loss of full extension [9-11]. Impingement of the ACL could also be harmful for the graft fixation after surgery. Impingement is considered deleterious when it excessively stretches the ligament substitute or causes abrasion [36]. Biologically, it has been shown that large lateral compressive stresses applied to tendons induced a fibrocartilaginous remodeling [37]. This remodeling response includes an increase in proteoglycan content. Furthermore, radiographic changes have been reported in the ACL grafts which impinged against the roof of the intercondylar notch [38]. Thus, instead of replicating the impingement behavior of the native ACL, impingement-free ACL reconstruction techniques - such as modifying the tunnel placement and reshaping the roof of the femoral intercondylar notch - have been suggested to avoid deleterious impingement of the graft with the bone. For instance, a tibial tunnel placement that is far enough posterior to avoid anterior or lateral impingement has been suggested [6, 13]. Miller et al. reported that there was no graft impingement when the tibial tunnel was located in the posterior one-third of the ACL footprint and recommended using this position [6]. However, this might not be able to restore the A-P stability of the knee because of the more vertical orientation of the graft 124 in sagittal plane, and also might cause the impingement of ACL graft with posterior cruciate ligament. Other studies discussed tunnel placement on the femoral side, since the femoral attachment of the ACL has a greater effect on the graft length changed during knee flexion and extension, than does the tibial attachment [13] and the femoral tunnel placement is believed to be am important factor in failure of ACL reconstructions [15, 39]. Currently, a point located 6-7 mm anterior to the over the top position at 11 o'clock (1-o'clock) position for a right knee (left knee) is recommended for the femoral tunnel placement [15, 39]. Also, reshaping the intercondylar notch during a notchplasty is commonly performed in conjunction with ACL reconstruction to prevent the graft impingement [13, 15]. The ACL graft impingement could be also dependent on the amount of pretension applied and the tensioning angle at which the graft is fixed. The tissue used as a graft also affected the pretension [40] and the graft impingement, consequently. Burks and Lenand reported that the stiffest tissue used, bone patellar tendon bone, required the least pretention (16 N), whereas the least stiff tissue used, iliotibial band, required the greatest pretention (60 N) to obtain a normal 90 N K-1000 test in a cadaveric study [40]. A recent study showed that a graft pretension more than 40 N leads to over constrained joint using hamstring tendon graft [41]. However, the amount of bone removal during notchplasty remains controversial. Performing a notchplasty - if any - to mimic the normal knee (restoring full extension while maintaining stability) is demanding. Postoperative patellofemoral joint problems have been reported [42]. La prade et al. [43] discussed the effect of aggressive notchplasty on the articular cartilage histopathology which is consistent with early degenerative disease. It has been shown that notchplasty adversely affects the tension pattern in the graft and the anterior knee laxity [15]. Also, both notch expansion [42] and regrowth of the notch [43-45] have been reported. These data may suggest that reshaping the notch should be avoided as much as possible. Instead, focusing on the tibial and femoral tunnel placement - during the surgery - and improving the rehabilitation protocols - after the surgery - would be able to prevent the notchplasty. In the literature, hyperextension or external tibial rotation combined with abduction (valgus motion) in shallow flexions have been considered as the main 125 mechanisms of ACL injury [2-4]. Our data supports this suggestion. Even though the type of physiological loading it the current study is not the same as either tibial rotation combined with abduction, or hyperextension; the data showed that ACL does impinge against the femoral intercondylar notch in-vivo. Applying above-mentioned loads during dynamic activities can lead to the so-called "position of no return" and consequently the ACL torn. In conclusion, this study investigated the in-vivo impingement of the ACL against the femoral intercondylar notch under full weight bearing load. The ACL impinged against the bone surface at full extension and 150 of knee flexion under both zero and full bodyweight. By increasing the load at full extension, the magnitude of maximum impingement significantly increased. These data suggest that at full extension impingement of the ACL may play an important role in providing stability of the knee. Focusing on modifying the position of tibial and femoral tunnels is promising to prevent notchplasty. The data of this study could provide insight into the mechanism of ACL injury and present a method to validate 3D computational results which are used to predict the ACL impingement and ACL injury. Further studies should focus on quantifying of impingement force of the ACL using either in-vitro experiments or 3D finite element modeling, especially under simulated muscle loading. 6.5 Acknowledgements The financial support of the National Institutes of Health (R21AR051078) and the department of Orthopaedic Surgery at the Massachusetts General Hospital are gratefully acknowledged. The technical assistance of Kevin Lada and Bijoy Thomas is greatly appreciated. Also, I would like to thank the volunteers who participated in this study. 126 6.6 References 1. 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Gillard GC, Reilly HC, Bell-Booth PG, Flint MH. The influence of mechanical forces on the glycosaminoglycan content of the rabbit flexor digitorum profundus tendon. Connect Tissue Res 1979; 7: 37-46. 38. Howell SM, Berns GS, Farley TE. Unimpinged and impinged anterior cruciate ligament grafts: MR signal intensity measurements. Radiology 1991; 179: 639-643. 39. Fu FH, Bennett CH, Ma CB, Menetrey J, Lattermann C. Current trends in anterior cruciate ligament reconstruction. Part II. Operative procedures and clinical correlations. Am J Sports Med 2000; 28: 124-130. 130 40. Burks RT, Leland R. Determination of graft tension before fixation in anterior cruciate ligament reconstruction. Arthroscopy 1988; 4: 260-266. 41. Gadikota HR, Wu JL, Seon JK, Sutton K, Gill TJ, Li G. Single-tunnel doublebundle anterior cruciate ligament reconstruction with anatomical placement of hamstring tendon graft: can it restore normal knee joint kinematics? Am J Sports Med 2010; 38: 713-720. 42. Howell SM, Barad SJ. Knee extension and its relationship to the slope of the intercondylar roof. Implications for positioning the tibial tunnel in anterior cruciate ligament reconstructions. Am J Sports Med 1995; 23: 288-294. 43. LaPrade RF, Terry GC, Montgomery RD, Curd D, Simmons DJ. Winner of the AlbertTrillat Young Investigator Award. The effects of aggressive notchplasty on the normal knee in dogs. Am J Sports Med 1998; 26: 193-200. 44. Bents RT, Jones RC, May DA, Snearly WS. Intercondylar notch encroachment following anterior cruciate ligament reconstruction: a prospective study. Am J Knee Surg 1998; 11: 81-88. 45. Berg EE. Assessing arthroscopic notchplasty. Arthroscopy 1991; 7: 275-277. 131 Chapter 7 - In-Vivo Time-Dependent Articular Cartilage Contact Behavior of the Tibiofemoral Joint 7.1 Introduction The proposed force estimation method discussed in Chapter 4, can be generalized to measure the contact pressure distribution of the tibiofemoral cartilage. By knowing the tibiofemoral cartilage deformation data in-vivo, and mapping them to in-vitro material property data, it is possible to determine the in-vivo contact pressure in the tibiofemoral cartilage. As the first step of application, the DFIS was employed to investigate the timedependent responses of the tibiofemoral cartilage under a constant bodyweight load (invivo creep). Numerous studies have investigated articular cartilage contact in order to understand the intrinsic biomechanical characteristics of cartilage and its associated pathologies such as cartilage degeneration in medial and lateral compartments. Biomechanically, articular cartilage has been viewed as a biphasic material [1]. The invitro response of articular cartilage to various simulated loading conditions has been studied using pressure sensors [2-4], imaging techniques [5], and finite element methods [6]. For example, in most in-vitro studies that employed MRI to investigate the cartilage, the tibiofemoral joint was first loaded for a certain amount of time to deform as desired and then scanned [7]. Analogously, the biphasic nature of cartilage tissue under various loading conditions has been analyzed extensively using indentation and confined/unconfined compression tests [1, 8-10]. However, due to the complexity of the in-vivo loading conditions, it is a challenge to simulate in-vivo physiological cartilage responses in an in-vitro experimental setup. In-vivo studies have also described changes in the thickness and volume of the knee joint cartilage after dynamic activities such as bending, running, normal gait and squatting [11]. Although the studies based on this type of pre-loading protocol could 132 provide long-term cartilage contact data, the time-dependent response of tibiofemoral cartilage to an external load remains unclear, especially the short-term response of tibiofemoral cartilage. In addition, No data have been reported on the specific contact behavior of the medial and lateral compartments of the knee, even though varying degrees of osteoarthritis (OA) have been described in the knee hemi-joints [12]. These data would be critical for understanding the function of cartilage and investigating pathologies of the cartilage. Recently, a combined Dual Fluoroscopic Imaging System (DFIS) and MRI technique has been used to study the in-vivo cartilage contact location [13]. Furthermore, the instantaneous tibiofemoral cartilage contact deformation during in-vivo physiological activities such as lunge and gait has been investigated using this technique [14-16]. The objective of this study was to investigate the time-dependent response of the tibiofemoral cartilage under a constant bodyweight load and determine whether the medial and lateral compartments show differences in time-dependent contact behavior. The combined DFIS and MRI technique was employed to measure the real-time tibiofemoral cartilage contact deformation as well as the contact area, as the characteristics of the cartilage contact behavior, in the medial and lateral compartments of the knee joint. 7.2 Materials and Methods 7.2.1 Subject selection Six human knees, with no history of injury or proprioceptive defects upon physical and radiographic (MRI and X-ray) examination, were investigated in this study. All knees were from healthy males aged between 30-45 years and with average body mass index (BMI) of 24.8 kg/m 2 . The study was approved by our institutional review board and written consent was obtained from all the participants. All the subjects were asked to refrain from any strenuous activities such as running, lifting, stair climbing for at least four hours prior to their visit and to remain seated (non-weightbearing position) for 133 two hours prior to the MRI scan of the knee to reduce the effect of residual cartilage deformation[ 14]. 7.2.2 Magnetic Resonance Imaging and 3D Model of Knee Each knee was scanned in sagittal, coronal and transverse planes using a 3T MR scanner (MAGNETOM Trio*, Siemens, Malvern, PA, USA) with the subject supine and the knee in a relaxed, extended position (Figure 7.1). The MRI scanner was equipped with a surface coil and a 3D double echo water excitation sequence (field of view: 160 mm x 160 mm x 120 mm, image resolution: 512 x 512 pixels, voxel resolution: 0.31 mm x 0.31 mm x 1.00 mm, time of repetition: 24 ms, time of echo: 6.5 ms and flip angle: 250) [14]. The MR images were imported into a solid modeling software package (Rhinoceros*, Robert McNeel & Associates, Seattle, WA, USA) to construct the 3D surface mesh models of the tibia, femur, fibula, and articulating cartilage using a protocol established in our laboratory [17]. The meshes were assembled using a point density of 80 vertices/cm 2 and triangular facets, with an average aspect ratio of 2. A typical 3D knee joint model is shown in Figure 7.2. Figure 7.1: A 3-Tesla Magnetic Resonance scanner was used to construct the threedimensional (3D) knee models in a relaxed, extended position. 134 Femoral Cartilage Lateral Tibial Cartilage Medial Tibial Cartilage Fibula Tibia Figure 7.2: A 3D knee model constructed using the series of MR images of a subject's knee. 7.2.3 Dual Fluoroscopic Imaging and Reproduction of Knee Kinematics A Dual Fluoroscopic Imaging System (DFIS) was used to capture the in-vivo kinematics of the knee joints (Figure 7.3). The DFIS was constructed using two fluoroscopes (BV Pulsera*, Philips, Bothell, WA, USA) with their intensifiers positioned in orthogonal planes providing a cubic imaging space of ~ 300 mm x 300 mm x 300 mm and image resolution of 1024 x 1024 pixels (0.29 mm x 0.29 mm). A force plate with a six degrees-of-freedom (6DOF) load cell (JR3*, Inc., Woodland, CA, USA) was incorporated into the DFIS to simultaneously record the ground reaction forces during loading. The load cell had a resolution of 0.5 N with data acquisition rate of 1 kHz. Each knee joint was imaged for 300 seconds (timing and recording were started at the moment of foot-force plate contact) while the subject stood still on the testing leg under full body weight. Two supporting bars were incorporated into the DFIS to help stabilize the subject during the single-leg upright standing for 300 seconds. For the first five seconds, the knee 135 was imaged at a rate of 15 frames per second. Then, the images were captured every 5 seconds up to 50 seconds, and finally every 20 seconds up to 300 seconds. Figure 7.3: Subject performing single leg weight-bearing on a force plate while being imaged by two orthogonally placed fluoroscopes. The pairs of fluoroscopic images were imported into modeling software to reproduce the kinematics of the tested knee joint in a virtual dual fluoroscopic imaging system. The pairs of fluoroscopic images were imported into the solid modeling software and placed in orthogonal planes based on the geometry of the fluoroscopes (the relative positions of the intensifiers and the X-ray sources) during the experiment to create a 'virtual' DFIS [18]. The 3D MRI-based bony models of the knee joint were then imported into the virtual DFIS, viewed from two orthogonal directions corresponding to the setup of the fluoroscopes' X-ray sources. The knee models were translated and rotated independently in 6-DOF until the projection of the model matched the outlines of corresponding bones on the imported images obtained at each time point. When the projections matched with the pair of orthogonal images taken in-vivo, the models reproduced the in-vivo positions of the knee bones inside the software. The matching process was done manually in this study. The mesh models of the femoral and tibial 136 cartilages (built from the relaxed position of the knee during MRI) were then imported and mapped onto the bony models at each time point. The accuracy of the system in reproducing knee kinematics using the above technique was reported < 0.1 mm and < 0.3* in translation and rotation respectively [19]. 7.2.4 In-vivo Cartilage Contact Behavior At each reproduced in-vivo position of the knee joint, cartilage contact was defined as the overlap of the tibial and femoral cartilage surface meshes (Figure 7.4.A). Contact area (mm 2 ) was defined as the area of a patch surface which was fitted to the curve made from the intersection of the overlapped cartilage meshes. Cartilagecontact deformation (%) was calculated at each vertex of the articular surface mesh as the amount of penetration (mm) divided by the sum of the tibial and femoral cartilage surface thicknesses (mm) at the same place, multiplied by 100 [14, 15]. Penetration was calculated as the minimum Euclidian distance connecting a vertex of the reference cartilage mesh to the opposite intersecting cartilage mesh (Figure 7.4.B). At each time point, the peak contact deformation was determined as the maximum contact deformation inside the cartilage contact area (Figure 7.5). The rate of change of the cartilage contact deformation (%/s) was defined and calculated as the change in the cartilage contact deformation at two consecutive time points divided by the time interval over which it occurred. Similarly, the rate of change of contact area (mm2 /s) was calculated. A previous validation study showed an accuracy of 4% when this technique was used to measure the cartilage contact deformation in human ankle joint [20]. Furthermore, the accuracy of cartilage thickness measurement using MRI-based model of the knee joint has been validated and reported to be 0.04 ± 0.01 mm (mean ± SD) [15]. 137 Measured surface B Nearest distance Reference vertex Figure 7.4: (A) Sagittal section of a typical knee showing the definition of contact area and cartilage penetration. (B) Method of measuring cartilage thickness and penetration depth from meshed surfaces. 7.2.5 Statistical Analysis To study the time-dependent contact behavior of tibiofemoral cartilage, the peak contact deformation at medial and lateral compartments was reported as a function of time. In addition, the cartilage contact area change with time was determined. A two-way repeated measures analysis of variance and a post hoc Student-Newman-Keuls test were used to determine the statistically significant differences in contact area and cartilage contact deformation between the medial and lateral compartments as a function of time (Statistica* StatSoft, Inc, Tulsa, OK, USA). Level of significance was set at p<0.05. 138 3D surface model of femoral cartilage Peak contact deformation 4i /I 3D surface model of tibial cartilage Figure 7.5: The peak contact deformation was determined as the maximum contact deformation in the cartilage contact area. 7.3 Results The peak cartilage contact deformation, as well as the cartilage contact area of both the medial and lateral compartments of the individual knee joints are presented in Table 7.1 and Table 7.2. The average peak cartilage contact deformation over time as well as the rate of change of the cartilage contact deformation (mean ± SD) are shown in Figure 7.6 for the medial and lateral tibial compartments. Figure 7.7 presents the average cartilage contact area as well as its rate of change for both compartments. In all of the cases, the vertical component of the ground reaction force - measured with the load platform - reached the full body weight of the subject within approximately one second. 139 Lateral --- Medial -*- Ground Reaction !el 20 -1 -he ---------- ------- - - - - -0.7 --- ------ 15 -------CC 1e-1W1) 0 05 -1-0 0 - --0 -- -- --- 50 100 --- -- - --- -- -- 1-- -- -- 150 200 -- - --- -- ---- 0.25 250 U 300 Time(s) B 3.5 S 3 - --- -------- 2.5 ----- cc 2 1.5 1 ---- - --- ---------- --- ---------- - --- ---- --- --- ---- - -- ----- --- ---- ----- ------- ------------------------ --- ------- --- - --- --, -Medial E 0 -0.5 0 50 100 150 200 250 300 Time(s) Figure 7.6: (A) The variation of the peak cartilage contact deformation over time (mean ± standard deviation) and the corresponding ground reaction force (normalized for body weight). (B) Mean values of the rate of change of the peak cartilage deformation in tibial compartments. 140 -+- Lateral -r-Medial -*-Ground Reaction 300 - - - ---- 250 200 - - - - - - - 0 ---------------------- ------------------ ------- -- 150 ------ - - - - - - -- -- - ---- --- - -1- T - - - - 0.75 0.5 -o 100 o 0 1L -------------------------------------------------- 0.25 c 50 I 0 50 100 150 200 250 0 30C Time(s) Rate of Area 45 40 1 35 30 2520 15 - 10 - - --------------------------------------- 501 -5 - SA -& .A -W 100 --- - -A 150 -------------& 200 --Lateral -AMedial @ 250 300 Time(s) Figure 7.7: (A) The variation of cartilage contact area over time (mean ± standard deviation) and the corresponding ground reaction force (normalized for body weight). (B) Mean values of the rate of change of the cartilage contact area in tibial compartments. 141 7.3.1 Cartilage Contact Deformation and Contact Area with Time Medial compartment: The peak contact deformation was measured 4.0 ± 1.3% when the tested leg contacted with the ground (time zero). The corresponding cartilage contact area was 47.0 ± 21.2 mm2. At the first second of loading, the peak values of cartilage contact deformation and the cartilage contact area were 5.4 ± 1.7% and 87.6 ± 33.1 mm2. At this moment, the loading had reached 89.7% of full body weight. At 10 seconds of loading, the peak cartilage contact deformation sharply increased to 8.3 ± 1.2%, representing a 105.4% increase in the magnitude compared to that at the beginning of the loading. The corresponding cartilage contact area was 174.2 ± 19.7 mm 2 . The peak contact deformation further increased to 10.5 + 0.8 %, with a contact area of 223.9 ± 14.8 mm 2 at 50 seconds of loading. Thereafter, the peak cartilage contact deformation was relatively constant and reached 12.1 ± 1.4 % at 300 seconds of loading with a corresponding contact area of 263.2 ± 19.6 mm2. The contours of contact deformation distribution of a typical subject in the sagittal cross-section of medial compartment are shown in Figure 7.8.A. Lateral compartment: At time zero, the peak cartilage contact deformation was 2.6 ± 2.4 % with a corresponding contact area of 20.3 20.3 mm 2 . At 10 seconds of loading, the peak cartilage contact deformation was 9.9 3.2 %, representing 19.2 % more deformation in comparison with that measured in medial compartment. The contact area increased to 94.8 ± 24.9 mm 2, representing a 45.6 % decrease in contact area with respect to the medial compartment. After 50 seconds, the magnitude of the peak cartilage contact deformation reached 12.6 ± 3.4 % and a contact area of 123.0 ± 22.8 mm2 . Thereafter, both the peak contact deformation and contact area remained relatively constant and were 14.6 t 3.9 % and 135.6 ± 20.8 mm2 at 300 seconds, respectively. At this time point, the peak deformation in the lateral compartment was 21 % greater than that in the medial compartment, whereas the contact area was 48.5 % less than that in the medial side. The contours of contact deformation distribution of a typical subject in the sagittal cross-section of the lateral compartment are shown in Figure 7.8.B. 142 7.3.2 Rate of Change Medial compartment: the deformation rate reached its peak of 1.4 ± 0.9 %/s at the first second of loading. The rate of change of the contact area also experienced its peak value of 40.6 ± 20.8 mm 2 /s at this time point. The rate of change in the peak deformation and contact area quickly decreased to 0.1 ± 0.0 %/s and 4.2 ± 1.3 mm 2 /s, respectively at the 10th second of loading. Beyond about 50 seconds, no changes in rate of peak deformation and contact area were detectable within the measurement accuracy of our system. Lateral compartment: Peak rate of change of the contact deformation and contact area (3.1 ± 2.5 %/s and 24.0 ± 11.4 mm 2 /s, respectively) was observed in first second of loading. These values represent that at the beginning of loading, the rate of change of the peak deformation curve was 2.2 times faster in the lateral compartment. However, the rate of change of the contact area was 1.7 times faster in the medial compartment. Thereafter, the rate of change of both deformation and contact area decreased quickly and after about 50 seconds of loading, no changes in the rate of peak deformation and contact area were detectable within the measurement accuracy our system. 143 Medial Lateral 15% - 12% 300 s 50s x-- 15 s 9% 6% :*: - 3% - I s Thickness (mm) 0% (2.3 mm) 3.5 20 3.5 3 3.0 2.5 .2 . 0 10 1.5 15 2 2.5w 2.0 o0 u10 E e 1.5 1.0 i- 5 5 0.5 0.5 0 Distance (mm) -10 5 0 -5 Distance (mm) A 10 Anterior Posterior 0.0 0 0 100 0 Anterior Posterior Peak Deformation Peak Deformation (B) Lateral Compartment (A) Medial Compartment Figure 7.8: Contours of contact deformation distribution of a typical subject in the course of time in the sagittal cross-sections (dashed lines) in medial and lateral compartments. 144 Table 7.1: Cartilage contact deformation (%) as a function of time under full body weight. Time (sec) Knee 1 Knee 2 Knee 3 Knee 4 Knee 5 Medial Lateral Medial Lateral Medial Lateral Medial Lateral Medial Lateral 0.1 11.3 13.0 8.9 5.3 11.0 9.1 5.4 9.3 5.4 9.2 9.7 12.4 13.3 4.6 7.4 7.9 8.2 9.9 5.8 9.8 14.5 8.8 14.1 7.3 9.7 6.1 9.7 15.0 8.4 13.7 10.2 6.9 10.5 15.6 13.5 14.7 15.0 0.7 4.9 8.6 10.0 5.1 9.0 8.2 5.6 10 8.9 13.4 6.0 8.8 15 20 9.1 9.5 14.7 14.9 8.9 9.8 8.7 9.3 6.3 6.7 8.8 10.6 9.2 7.2 25 10.0 15.3 9.2 11.6 9.4 5 Lateral 3.4 8.8 1.7 5.0 Medial 1.6 5.2 1.9 5.8 0 Knee 6 4.6 13.0 30 10.8 15.9 9.5 12.0 10.2 7.6 50 70 11.5 11.4 16.4 16.5 10.7 11.7 12.4 13.1 10.7 11.5 9.4 9.9 10.5 11.2 7.9 9.0 10.8 11.5 15.0 14.8 8.7 8.9 9.8 90 110 11.2 10.9 16.5 16.6 12.7 12.1 15.4 16.0 11.8 12.7 10.1 9.9 10.8 11.2 8.6 8.8 11.5 12.0 15.2 15.6 10.5 9.3 13.9 14.3 150 190 10.9 11.2 17.4 17.5 12.4 13.2 15.7 17.1 12.8 12.1 9.8 10.2 10.4 11.1 7.9 8.3 11.5 11.9 14.7 14.7 10.8 10.2 14.3 15.0 210 11.2 17.3 11.8 17.5 12.3 10.3 10.9 8.1 11.5 15.4 10.4 16.0 250 11.9 17.4 11.9 18.6 12.6 10.9 11.5 13.0 290 12.2 17.8 12.8 18.5 13.2 10.9 11.6 8.5 8.7 12.3 14.6 15.3 11.2 9.9 16.3 15.9 300 12.6 18.4 13.4 18.2 13.1 10.8 11.5 8.9 12.5 15.6 9.5 16.0 145 Table 7.2: Contact area (mm 2) as a function of time under full body weight. Knee 1 Knee 2 Knee 3 Knee 4 Knee 5 Knee 6 Time (sec) Medial Lateral Medial Lateral Medial Lateral Medial Lateral Medial Lateral Medial Lateral 0 37.5 24.3 12.0 5.0 5 10 155.1 167.4 85.9 99.0 103.7 147.1 99.8 105.8 174.9 175.5 106.9 110.8 175.4 181.6 110.8 118.0 20.0 50.0 59.0 63.6 66.9 76.1 172.4 179.0 15 20 52.8 149.3 161.8 173.4 190.9 187.4 196.2 21.1 69.3 70.8 72.6 77.2 50.0 162.9 187.3 197.1 200.4 53.8 176.2 202.8 213.4 224.5 20.0 110.8 124.6 127.2 135.4 25 187.8 120.4 202.4 123.9 195.8 69.2 194.5 81.8 200.0 31.2 100.0 109.6 120.5 127.4 134.4 225.9 142.2 30 192.2 120.0 204.8 126.8 200.0 74.0 207.2 89.7 207.4 135.8 231.0 140.6 50 207.1 127.1 212.9 130.0 231.1 91.0 218.2 99.7 225.5 144.5 248.4 145.5 70 211.5 128.0 213.0 240.0 90 110 212.4 208.8 125.5 123.5 228.9 232.1 131.3 136.6 142.3 95.4 97.9 97.7 107.4 106.7 144.3 152.8 154.6 150 190 210 213.2 233.1 234.7 126.8 128.2 122.5 238.2 230.0 237.3 250 238.7 124.5 106.4 241.6 245.4 252.9 262.0 263.1 264.6 267.9 152.0 151.8 157.1 154.6 255.3 259.1 257.2 252.2 260.0 256.0 261.6 148.6 150.4 153.0 154.6 150.7 152.9 155.6 290 231.5 300 241.1 150.7 142.2 142.5 262.0 277.8 273.1 269.5 270.9 100.0 100.5 100.3 230.4 145.2 284.0 103.1 230.9 237.8 246.1 248.7 265.5 265.5 267.2 131.2 230.9 149.1 291.0 106.4 272.3 113.3 266.2 156.7 262.9 151.7 133.1 242.7 147.5 292.6 106.9 273.9 115.5 268.4 156.0 260.4 154.7 146 110.6 106.2 106.7 106.2 7.4 Discussion This study investigated the time-dependent contact of the articular cartilage of the human knee under constant full bodyweight loading during a single leg standing using a combined dual fluoroscopic and MR imaging technique [18]. The peak cartilage contact deformation and the cartilage contact area as functions of time were determined. Both medial and lateral compartments of the tibial plateau were considered and compared to determine whether the hemi-joints show differences in contact behavior. The cartilage contact deformation and contact area during the measured time interval (300 seconds) were found to sharply increase in the first 20 seconds even though the body weight reached constant within 1 second during the single leg standing, and beyond 50 seconds, the cartilage contact deformation and contact area changed in a much lower rate. Generally, during the measured time interval, the lateral cartilage had greater peak contact deformation compared to medial side, while the cartilage contact area was greater in the medial compartment. The location of cartilage-cartilage contact indicated that the contact deformation occurred in the concave (conforming) surface in the medial compartment of tibia, while in the lateral compartment, the cartilage contact occurred at the convex surface of tibial cartilage (Figure 7.9). Previous studies have documented that tibial cartilage is thicker on the lateral plateau compared to that of the medial plateau [11, 14]. The same pattern was observed in the current study (Table 7.3). In reported in-vivo studies of the knee during lunge [14], the peak contact deformation of the medial compartment was reported to be greater than that in the lateral compartment (25 + 9 % and 22 ± 10 %, respectively; at full extension). Also, during the stance phase of gait [16], the peak contact deformation of the medial compartment (ranging from 8 ± 5 %, at the beginning of stance, to 23 ± 6 %, at 30% of stance) was reported to be greater than that in the lateral compartment (ranging from 7 ± 3 %, at the beginning of stance, to 16 ± 4 %, at 30% of stance corresponding to full extension). Our data show that the in-vivo biomechanics of loading during single leg standing is different. During the single leg standing, the body is likely laterally inclined 147 (body weight center shifts laterally) to keep stability, which may explain the higher contact deformation at the lateral compartment. Future studies should quantify the body weight center location with respect to the knee joint. (A) Medial Compartment (B) Lateral Compartment Sagittal cross-sectional planes Figure 7.9: Patterns of contact deformation in the tibiofemoral cartilage. (A) Medial compartment: contact is occurring on the concave (conforming) surface of medial tibial cartilage, (B) Lateral compartment: contact is occurring on the convex surface of lateral tibial cartilage. The peak deformation of knee cartilage (peak cartilage surface overlapping normalized by cartilage thickness) was less than the peak deformation that was measured in the ankle joint (32.3% at 300 seconds.) during the single leg standing [21]. Also, the rate of change of cartilage contact deformation was less than that previously measured in the ankle joint (1.4-3.1% versus 18.7%/s, respectively; at 1 second.). However, it is 148 interesting to note that the summation of medial and lateral contact areas in articular cartilage of the knee was close to that of the human ankle. Ankle cartilage is much thinner than knee cartilage [20, 22]. The average cartilage thickness was reported to be 1.4 ± 0.2 mm in the proximal talar cartilage [20], whereas in our study, it was 2.7 ± 0.5 mm and 3.2 ± 0.6 mm in the medial and lateral tibial compartments, respectively. Further, it is worth noting that in this study only cartilage-cartilage contact was investigated and meniscus-cartilage contact was not included. This might explain why the deformation in the knee joint was less than that of the ankle joint. Table 7.3: The thickness of tibial cartilage (mm) at the location of peak cartilage contact deformation. Thickness (mm) Knee Medial Lateral 1 2.7 2.3 2 2.3 3.4 3 2.3 3.6 4 3.5 3.9 5 6 2.3 2.9 3.0 3.2 Mean A SD 2.7 + 0.5 3.2 ± 0.6 MR imaging techniques have been extensively used to study the effect of loading on the cartilage morphology [7, 11]. However, due to the limitations such as long data acquisition time during MRI scanning and the time dependent behavior of the cartilage itself, capturing the real-time deformation of the cartilage under a physiological loading presents a challenge. In most ex-vivo joint studies, the joint was first loaded for a certain amount of time to deform as desired and then scanned using MRI [7, 23]. Thus, the MR imaging techniques might be adequate only for studying the long-term response of the cartilage to loadings [21]. Nevertheless, critical data have been reported on the volume and average thickness changes of the human knee cartilage after bending, squatting, running [11, 24, 25]. For example, Eckstein et al. have reported a 3.1 ± 4.5% and 2.4 ± 149 5.2% cartilage volume change in the medial and lateral tibial compartments, respectively, after two minutes of static loading (squatting) on one leg at 15 0 of flexion with 200% body weight [11]. Additionally, Herberhold et al., measured the cartilage deformation in a selected central 2D slice within the contact area and reported a 1.3% femoral cartilage deformation in the first minute of loading of 150% body weight (3% patellar cartilage deformation) [23]. Due to difference in the targeted joint, the measured deformation quantity (thickness, volume, etc.), as well as the type of loading and boundary conditions, it is difficult to compare those studies directly with the current study. In general, the cartilage deformations measured in the current study were relatively higher than those previously reported in the literature. Nevertheless, a significant difference in cartilage volumetric deformation between medial and lateral compartment has been similarly observed by Eckstein et al. [11]. While the determination of in-vivo cartilage contact deformation of the knee has been a challenge in biomechanical engineering, in in-vitro studies using bone-cartilage surfaces or cartilage explants, indentation tests and confined/unconfined compression tests have been widely employed to apply a constant force to investigate the creep behavior of the cartilage [1, 26-30]. This phenomenon is similar to that observed in our data. Usually, a sharp increase in the deformation was observed in the initial seconds after applying the load, followed by a continuous creep for a long term. However, the physiological and biomechanical conditions in living tissue within intact joints differ substantially from those in experiments involving post-mortem specimens of cartilage or cartilage-bone plugs because of the influence of different boundary conditions and the fact that the integrity of the matrix has been changed at the edges of the tissue [25]. In reality, neither confined nor unconfined compression precisely mimics deformation of cartilage within intact (living) articular joints. Furthermore, in most in-vitro experiments (except during unconfined compression) the contact area is held constant. This type of experimental setup represents different biomechanical contact conditions compared to physiological conditions in which the contact area varies with time as shown in the present data (Figure 7.7). The data obtained in this study may have important implications in biomechanical studies of human cartilage. Different rates of OA in medial and lateral compartments 150 have been reported in various studies [12]. By distinguishing the contact behavior of the two compartments during functional loading conditions, it may provide insights into the biomechanical factors that might be related to OA development. Clinically, numerous cartilage repair techniques have been proposed [31]. Our data might provide guidelines to evaluate the time-dependent behavior of the repaired cartilage. Further, in ex-vivo tests of time-dependent cartilage behavior, a selected load or deformation was applied to the specimen. Our data may provide useful information on the loading conditions to design ex-vivo experiments of cartilage specimens in order to simulate physiological responses of the cartilage. Finally, the in-vivo time-dependent contact responses of the cartilage can provide a physiological objective function to validate 3D finite element models that are established to simulate human knee joint functions. Certain limitations of this study should be noted. Since the menisci deform and move in response to joint loading, and are invisible on current fluoroscopic images, the deformation of the menisci cannot be computed with the present methodology. Therefore, the meniscus-cartilage contact was not included in this study. Cartilage contact deformation was calculated based on the overlapping of the 3D models of tibial and femoral cartilages, and the deformation of the individual cartilage layers could not be determined. Using the overlap of the cartilage surface models to determine the cartilage contact area might overestimate the actual cartilage contact area, since the true cartilage is not penetrating through the contact, and therefore will deform and expand beyond the edge of the overlapping contact area. Another limitation was that the in-vivo forces in the medial and lateral compartments of the knee joint were not measured. Despite the abovementioned limitations, the data on time-dependent contact behavior of human knee joint was determined under in-vivo physiological loading conditions. In conclusion, this study investigated the in-vivo time-dependent contact behavior of human tibiofemoral articular cartilage under a constant full bodyweight. The cartilage deformation was found to sharply increase after loading. The contact area was greater in the medial than in the lateral compartment, while the peak contact deformation was greater in the lateral compartment. These data could provide insight into normal in-vivo cartilage function, and may be instrumental for the design of relevant ex-vivo experiments that are aimed to investigate, 151 for instance, the chondrocyte mechanotransduction under physiological loading conditions. Further, in-vivo cartilage contact data are necessary for validation of 3D computational models which are used to predict the intrinsic biomechanical responses of the articular joints. 7.5 Acknowledgements This study was made possible through grants received from the National Institutes of Health (ROl AR055612, F32 AR056451). Also, I would like to thank the volunteers who participated in this study and Bijoy Thomas for his technical assistance. 152 7.6 References 1. 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Van de Velde SK, Bingham JT, Hosseini A, Kozanek M, Defrate LE, Gill TJ, et al. Increased tibiofemoral cartilage contact deformation in patients with anterior cruciate ligament deficiency. Arthritis Rheum 2009; 60: 3693-3702. 16. Liu F, Kozanek M, Hosseini A, Van de Velde SK, Gill TJ, Rubash HE, et al. In vivo tibiofemoral cartilage deformation during the stance phase of gait. J Biomech 2009. 17. Li G, DeFrate LE, Park SE, Gill TJ, Rubash HE. In vivo articular cartilage contact kinematics of the knee: an investigation using dual-orthogonal fluoroscopy and magnetic resonance image-based computer models. Am J Sports Med 2005; 33: 102-107. 154 18. Li G, Wuerz TH, DeFrate LE. Feasibility of using orthogonal fluoroscopic images to measure in vivo joint kinematics. J Biomech Eng 2004; 126: 314-318. 19. Li G, Van de Velde SK, Bingham JT. Validation of a non-invasive fluoroscopic imaging technique for the measurement of dynamic knee joint motion. J Biomech 2008; 41: 1616-1622. 20. 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Bedi A, Feeley BT, Williams RJ, 3rd. Management of articular cartilage defects of the knee. J Bone Joint Surg Am 2010; 92: 994-1009. 156 Chapter 8 - Conclusions 8.1 Summary The main purpose of this thesis was to study the biomechanical behavior of the normal Anterior Cruciate Ligament (ACL), and specifically to determine the ACL force in living subjects. A Dual Fluoroscopic Imaging System (DFIS) combined with Magnetic Resonance Imaging (MRI) has been introduced and used to study the ACL biomechanics. The main advantage of using this accurate and non-invasive methodology is that it captures the kinematics of the knee joint indirectly, without attaching any measurement devices to the testing subject (or the ligament). First, the in-vivo kinematics of healthy ACL due to weightbearing conditions was extensively studied. It was shown that the ACL has its maximum length at low knee flexion angles, indicating that ACL might be functional mostly at low flexion angles. The data demonstrated that functional bundles of the ACL - i.e., the anteromedial (AM) and Posterolateral (PL) bundles - behaved differently, but are not truly "reciprocal" in that one bundle does not shorten while the other bundle lengthens. Both bundles were at their maximum length at low flexion angles. In general the AM bundle is longer than PL bundle. However due to full body weightbearing, the PL bundle has experienced a greater relative elongation. The surface fiber bundles elongation showed that even though the overall relative elongations of the ACL might not be high (about 5 %), the posterior portion of the ACL might experience up to 13 % relative elongation under the full body weight. The data suggested that the ACL biomechanics should be investigated in a three dimensional manner and the current reconstruction techniques using single bundle grafts may not adequately restore the 3D deformation behavior of the ACL. Next, the structural behavior of the normal ACL was determined using a robotic testing system. The force-elongation behavior of the ACL in different flexion angles revealed that the material property of the ACL is dependent on the flexion angle. The 157 ACL was stiffer at lower flexion angles, which again indicates that the ACL is functional mostly in low flexion angles. Then, the changes in in-vivo ACL forces due to full body weightbearing were indirectly determined utilizing the in-vivo knee joint kinematics and the in-vitro force-elongation data. The estimation of the overall in-vivo ACL force depends on the value of ACL tension under zero weightbearing, which could not be determined at the present time and current technology. Therefore, we estimated the ACL force by assuming different ACL tensions under zero weightbearing. Since the tension of the ACL was not known when the knee was subjected to zero weightbearing, the estimated force only represented the change in the ACL force when the weightbearing increased from zero to full body weight. The results described that the increase in the ACL force was dependent on the flexion angle, with a larger increase in ACL force at low flexions. By applying full body weight, the ACL experienced a mild force increase (below 250 N) when compared to the ACL failure tension of about 1500 N. The tension contribution of each bundle of the ACL in response to physiological weightbearing was considered next. The biomechanical response of the anteromedial and posterolateral bundles was further investigated using simulated functional loads such as muscle loading, anterior tibial loads and combined rotational loads, applied on cadaveric knees. The findings demonstrated that the AM bundle carried greater portion of the load within the ACL at all flexion angles under externally applied loads, whereas the PL bundle only shared the load of the ACL at low flexion angles. The data supported this concept that both bundles function in a complementary rather than reciprocal manner. The results were in agreement with earlier data on ACL elongation during an in-vivo single legged lunge activity, where the two bundles were shown to decrease in length as flexion angle increased. In the present study, the two bundles under muscle loads were shown to carry high loads between 0* to 30* of knee flexion and minimal loads at 600 and 900. The invivo AM and PL bundle elongation patterns and the in-vitro AM and PL bundle forces along flexion path demonstrated consistent functional behavior. These findings indicate that if a double bundle ACL reconstruction is considered, the two bundles might be fixed within 0* to 300 of knee flexion. 158 Then, it was demonstrated that near full extension, the ACL impinged against the femoral intercondylar notch. This impingement exerts lateral contact pressure on the midsubstance of the ACL. During sport or rigorous activities, the impingement pressure could be high enough to cause ACL injury. Therefore, the in-vivo impingement of the ACL against the femoral intercondylar notch under full weight bearing load was investigated. The ACL impingement was greatest at full extension and decreased at 150 of flexion. No impingement was observed at 30* and 450 of flexion. At both full extension and 150 of flexion, applying body weight load caused the impingement to increase (0.2 - 0.4 mm). Also, due to applied full bodyweight, the location of maximum impingement inside the femoral notch moved medially. These data could provide insight into the mechanism of ACL injury and present a method to validate 3D computational results, which are used to predict the ACL impingement and ACL injury. Clinically, it has been documented that after ACL reconstruction, impingement of the ACL graft leads to graft deterioration and loss of full extension. Some surgeons recommend reshaping the roof of the femoral intercondylar notch during ACL reconstruction surgery (notchplasty) to avoid graft impingement. However, notchplasty has generated some controversy that it might not be able to restore the AP stability of the knee. Therefore, an optimal design of ACL reconstruction seems necessary. The proposed methodology to determine the in-vivo forces within the ACL can be generalized to cartilage. By knowing the tibiofemoral cartilage deformation data in-vivo, and mapping them to in-vitro material property data, it is possible to determine the invivo contact pressure inside the tibiofemoral joint cartilage. As the first step of this application, the DFIS was used to study the time-dependent responses of the tibiofemoral cartilage under a constant bodyweight load and determine whether the medial and lateral compartments show differences in time-dependent contact behavior. The cartilage deformation was found to sharply increase after loading (in about 50 seconds). The contact area was greater in the medial than in the lateral compartment, while the peak contact deformation was greater in the lateral compartment of the knee. Not only the value of peak contact deformation was different in the knee compartments, but also the geometry of the contact was found to be different in the compartments of the knee. The location of cartilage-cartilage contact indicated that the contact deformation occurred in 159 the concave (conforming) surface in the medial compartment of tibia, while in the lateral compartment, the cartilage contact occurred at the convex surface of tibial cartilage. These in-vivo cartilage contact data are necessary for validation of 3D computational models which are used to predict the intrinsic biomechanical responses of the articular joints and may be instrumental for the design of relevant ex-vivo experiments. Even though the ACL is a passive component of the knee joint, due to its inherent complex 3D structure, it plays an important role in the stability of the knee. The biomechanical behavior of the ACL under physiological loading conditions is much more complicated than previously thought. More research on the biomechanics of the ACL is needed to fully understand the mechanisms contributing to ACL injuries as well as to design an optimal graft and surgical techniques in order to improve the outcomes of ACL reconstruction. 8.2 Future Directions These studies provide a more detailed understanding of the function of the anterior cruciate ligament than what has previously been reported in the literature. However, much work remains to be done in order to improve the outcomes of ACL reconstruction. In the future, the methodology used in this study should be extended to investigate the ACL forces during dynamic activities such as gait, stair climbing, running, etc. Also, by finding the force-elongation curves of different types of grafts, the in-vivo forces in the graft should be studied and compared to those of the normal ACL. The performance of different grafts during physiological activities will be assessed in this manner. The tension of the ligament under no weightbearing or when the knee is relaxed (i.e., the start point on the force-elongation curve of the ligament) is still unknown. By improving the technology, more research is needed to determine the ACL tension at the beginning of loading. This initial tension is also very important, clinically. During the fixation of the graft in ACL reconstruction, initial tension should be applied to the graft. 160 Finding an optimal initial tension for graft fixation is critical to avoid either overconstraint or unstable knee joint, post-operatively. Recently, double-tunnel double-bundle technique is being used as one of the ACL reconstruction techniques. However, the order of AM/PL graft fixation and the flexion angles at which the AM and PL grafts should be fixed is controversial. Therefore, future studies should focus on these issues to be able to replicate the behavior of normal ACL; the goal of ACL reconstruction. Another interesting area to work on is the tunnel placement. It has been discussed that the outcome of ACL reconstruction is highly sensitive to the position of tunnels, especially the femoral tunnel. Even though at the first glance it sound easy to simply use the footprint of the native ACL on the femur and tibia, practical problems and technical limitations during arthroscopic surgery and the impingement of the graft against the roof of the femoral notch after surgery make tunnel placement a challenging decision. Thus, introducing optimal femoral and tibial tunnel positions - which restores the knee stability and is practically achievable, and also avoids reshaping the roof of the femoral notch would be a significant improvement in ACL reconstruction. Finally, the estimation of in-vivo contact forces or contact pressure inside the tibiofemoral joint should be considered in future studies. Using the same concept and methodology discussed in this thesis, the data of the in-vivo tibiofemoral cartilage contact deformation can be mapped to the in-vitro stress-strain data, and extract the in-vivo contact pressure distribution. Therefore, it would be possible to determine whether the medial and lateral compartments show significant differences in their contact forces. The knowledge of in-vivo cartilage contact pressure and contact deformation in normal, injured and osteoarthritic knee joints might provide useful insight into joint treatment and joint design. 161