Toasting the jelly sandwich: The effect of shear heating on lithospheric geotherms and strength Ebbe H. Hartz Physics of Geological Processes, University of Oslo, 0316 Oslo, Norway, and Aker Exploration, Haakon VII’s gt. 9, P.O. Box 580, Sentrum, NO, 4003 Stavanger, Norway Yuri Y. Podladchikov Physics of Geological Processes, University of Oslo, 0316 Oslo, Norway Strain rate (ε) = 3 × 10–15 40 100 0 200 400 600 800 Temperature (°C) P o e 80 w r la we lur 60 Moho fai Depth (km) 20 B le DYNAMIC VERSUS STATIC MODELS OF LITHOSPHERIC STRENGTH AND TEMPERATURE The lithosphere encases the convecting, fluid-like silicate Earth. It can be strong enough to resist deformation for billions of years, but it also undergoes short phases (tens of millions of years) of rapid deformation. Mechanical strength and temperature are key controls on magmatism and lithospheric deformation. Lithospheric strength estimates from laboratory deformation experiments (Brace and Kohlstedt, 1980) or inferred from natural observations (Jeffreys, 1970) are commonly summarized in a global, one-dimensional model, the “Brace-Goetze lithosphere” or “BraceGoetze strength envelope” (Molnar, 1992). This model incorporates both brittle rock strength, increasing with pressure (depth), and viscous rock strength, which is a function of rock properties, strain rate, and temperature, and generally decreases with depth (Fig. 1). Rocks are assumed to fail by the weaker of the two criteria, resulting in a branched strength envelope with a strong, brittle (seismogenic) upper crust, and dry rock in the lower crust or upper mantle, separated by a weak ductile middle crust (Buck, 1991; Carter and Tsenn, 1987; Burov and Watts, 2006): the “jelly sandwich” (Jackson, 2002). These traditional, one-dimensional mechanical models of lithospheric strength (the Brace-Goetze lithosphere) ignore the thermal effects of deformation (Molnar, 1992). In such models, orogenic thickening would stretch the geotherm and thus cause a decay in the geothermal gradient. However, high surface heat flow and magmatism show that thick orogens are hotter than the stable continental lithosphere at a given depth (Chapman and Furlong, 1992; Pollack et al., 1993). Had it not been for this “orogenic heat”, Earth’s lithosphere would be ~20 times too strong to deform under tectonic forces, and orogenic processes would be violent and short-lived, affecting only narrow sutures between colliding plates (Hyndman et al., 2005). Orogenic heat has been attributed to preorogenic or nonorogenic processes such as the rise of hot asthenospheric material following delamination and sinking of relatively colder, denser lithosphere from an orogenic root (Hyndman et al., 2005), or short-lived tectonic wedges of highly radiogenic material (Jamieson et al., 1998). . A 0 itt br or lee er By Keywords: shear heating, lithosphere, strength, geotherm, rheology, heat flow. Shear heat (10–6 W m–3) 0 3 6 9 s ition ond g ial c atin Init r he a She ting ar hea No she ABSTRACT We refine conventional continental-scale geodynamic models by including conversion of mechanical work done by deformation into heat. The intensity of the shear heating is extracted from the BraceGoetze strength envelope without any additional model parameters or assumptions. Incorporation of this, certainly present, heating rate into a model may result in up to tenfold stress reduction, which is exceeding the effects of variation of common parameters within their uncertainty limits. Shear heating with lithospheric thickening at high integrated strength solves the puzzle of the heretofore-missing heat source recorded by metamorphism, magmatism, and heat flow in mountain building. However, the mechanism is self-limiting as the rising temperature reduces stress and thus the rate of heat production. Thus this is a self-regulating mechanism maintaining a moderate integrated lithospheric strength consistent with results of model-independent forcebalanced calculations and with surface heat flow measurements. Shear heating No shear heating 0 10 20 30 40 Strength (Δσ, kbar) 50 Figure 1. Lithospheric temperature and strength profiles with and without shear heating. Geotherm (A) and Brace-Goetze strength envelope (B) illustrating rock strength through the lithosphere before and after thickening of an isostatically balanced three-layer (wet quartz upper crust, dry mafic granulite lower crust, and dry dunite mantle) lithosphere for 9 m.y., so that the Moho deepens from 40 to 80 km depth. Shear heating reduces the strength by a factor of ten, which is well above all traditional modeling variables. Other explanations invoke shear heating by viscous deformation in two- or three-dimensional finite-difference or finite-element models of a complexly deforming lithosphere (Regenauer-Lieb et al., 2001, 2006; Roselle and Engi, 2002; Burg and Gerya, 2005; Doglioni et al., 2005; Kaus and Podlachikov, 2006). Here we consider the effects on a lithospheric scale of shear heating in a deforming continent, using a comparatively simple one-dimensional approach. Shear heating intensity (W m–3) is equal to strength (differential stress to be more precise) times strain rate, thus having units Pa s–1 (Stüwe, 2002). Multiplying the Brace-Goetze strength envelope by the strain rate used to produce it therefore quantifies shear heating intensity throughout the lithosphere (Fig. 1B, upper scale). In comparison to the above-cited studies, this method is general and easy to implement. It furthermore includes dissipation for both brittle and viscous irreversible deformation, and works for both lithospheric thickening and thinning. In addition, the approach allows calculations of both lithospheric strength and shear heating rate to be easily compared to model-independent force-balanced calculations and measurements of surface heat flow. We use this facility to explore temperature and strength of a thickening lithosphere, composed of a wet quartz upper crust (0–30 km initial depth; Carter and Tsenn, 1987), dry mafic granulite lower crust (30–40 km initial depth; Wilks and Carter, 1990), and dry dunite mantle (>40 km initial depth; Chopra and Paterson, 1981). Other modeling properties and numerical methods are given in the GSA Data Repository.1 1 GSA Data Repository item 2008076, numerical methods, and a case showing the effect of shear heating in an extending lithosphere, is available online at www.geosociety.org/pubs/ft2008.htm, or on request from editing@geosociety.org or Documents Secretary, GSA, P.O. Box 9140, Boulder, CO 80301, USA. © 2008 The Geological Society of America. For permission to copy, contact Copyright Permissions, GSA, or editing@geosociety.org. GEOLOGY, April 2008 Geology, April 2008; v. 36; no. 4; p. 331–334; doi: 10.1130/G24424A.1; 4 figures; Data Repository item 2008076. 331 SHEAR HEATING AND STRENGTH DECAY IN MODELS WITH HIGH-STRESS CREEP The magnitude of shear heating in our first compressional example is tied with the 25 kbar stress inherent to the common, simplified BraceGoetze strength envelope, in which power law creep is the only mode of viscous, compressional deformation (Fig. 1B). This is inappropriate for deep Earth or high stress (Tsenn and Carter, 1987), where the weaker, nonexponential “Dorn creep law” or “Peierls creep law” should be used (Brace and Kohlstedt, 1980; Molnar, 1992; Stüwe, 2002; Goetze, 1978; Tsenn and Carter, 1987). Use of the Dorn creep law (Goetze, 1978) in the Brace-Goetze strength envelope for stresses above 6 kbar gives a substantial reduction of the initial lithospheric strength (Fig. 3B, lower scale): Initial upper-mantle strength is 11 kbar rather than 25 kbar, and the corresponding shear heating is 3 × 10 –6 W m–3 rather than 7.5 × 10 –6 W m–3 (Fig. 3B, upper scale). Nevertheless, once thermomechanical feedbacks have been taken into account, the temperature and strength profiles predicted with and without the Dorn creep law are indistinguishable after the lithosphere is thickened, illustrating how shear heating overshadows all other modeling parameters (Figs. 1A, 1B, 3A, and 3B). SHEAR HEATING AND STRENGTH DECAY IN MODELS WITH VARIABLE STRAIN RATE Conventional models of lithospheric deformation assume a constant strain rate throughout the lithosphere, with strong and weak rocks deforming at the same rate. The typical strain rate in these models of 10 –15 s–1 is 332 40 60 800 800 600 600 400 400 200 200 0 m.y. 6 B 8 30 20 20 0 9 2 m.y. 6 D 8 10 8 Kbar 2 (10–6 W m–3 ) 0 10 80 0 100 0 2 4 m.y. 6 8 2 Δσ 60 5 Shear heating Kbar 40 0 0 0 2 4 m.y. 6 10 (10–6 W m–3 ) 0 100 Shear heating 80 0 oC C Temperature Temperature Depth (km) 20 Δσ SHEAR HEATING AND STRENGTH DECAY IN DYNAMIC COMPRESSIONAL MODELS WITH POWER LAW CREEP In our first example the lithosphere is thickened, neglecting, as is conventional, the effects of shear heating. Then, rocks in the lower crust and upper mantle retain their low initial temperature during thickening (Fig. 1A), and stress remains almost constant within creeping sections (Fig. 1B). In contrast, differential stresses increase within brittle parts of the rock column due to their downward displacement (rising pressure) (Fig. 1B, blue lines). If rocks near the Moho deform under a differential stress of 2.5 × 109 Pa (25 kbar) (Fig. 1B, lower scale) at a strain rate of 3 × 10 –15 s–1, as in conventional models (e.g., Jackson, 2002) (Fig. 1B, black line), the neglected corresponding rate of shear heating is 7.5 × 10 –6 W m–3 (Fig. 1B, upper scale). This is an order of magnitude greater than the radiogenic heat production in highly radiogenic rocks (Turcotte and Schubert, 2002) and would raise the temperature 755 K per 100% strain in rock with a lower crustal density (3300 kg m–3) and heat capacity (1000 J kg–1 K–1) if deformation were fast enough that the heat was contained. At realistic strain rates, the actual rise in temperature will be lower because the actual heat production is suppressed by the conduction of heat during shearing and the thermal weakening of the rocks. As a result, a two-way, thermomechanically coupled model predicts a temperature rise of ~100 K with respect to the case without shear heating for 100% strain (Figs. 1A and 2A). Such a rise would cause the strength of the upper mantle to drop by a factor of ten (Figs. 1B and 2B). oC A 0 Depth (km) Traditionally, the Brace-Goetze strength envelope is taken to be static (e.g., Molnar, 1992). Instead, our computer code “LiToastPhere” allows rock units to thicken or thin according to ambient strain rates, as described in the Data Repository. Stresses and thus shear heating in extensional settings are roughly a third of compressional settings. Thus here we focus on a compressional scenario, in which the crust thickens from 40 to 85 km with a strain rate of 3 × 10 –15 s–1, as has happened during the India-Asia collision. We compare results with and without shear heating, and three different modes of viscous deformation and strain rates. For comparisons, we present an example of the effects of shear heating in an extending lithosphere in the GSA Data Repository. 0 8 Figure 2. Temperature (A and C) and strength and shear heating (B and D) plotted against time for a lithosphere thickened to twice its original thickness. The panels to the left show the dramatic effect of shear heating when standard power law rheologies and constant strain rate (3 × 10–15 s–1) are implied. The panels to the right illustrate the more stable scenario implementing Dorn creep at high stresses and the concentration of deformation in the weak middle crust. Shear heating balances the lithospheric strength by thermal weakening, so that after thickening, rocks have about the same strength regardless of initial assumptions. many orders of magnitude too slow for high-strain zones, for example along detachment faults, and too fast for rigid blocks between these zones (Stüwe, 2002). To test the effect of a variable strain rate, we have modeled deformation of a lithosphere with strong upper crust, lower crust, and mantle, deforming ten times slower (strain rate 10–15 s–1) than the weak middle crust (strain rate 10 –14 s–1), while keeping the overall thickening rate of the crust the same as in previous models. The resulting stresses are more evenly distributed throughout the lithosphere (Fig. 3C), and stress and strain rate patterns agree well with fully dynamic models in which two strong layers (i.e., upper crust and upper mantle) bend up and down rather than thicken to accommodate overall shortening (Schmalholz et al., 2005). For lower strain rates of 10 –15 s–1, our earlier estimate of shear heating in the upper mantle (strength 10.5 kbar), is reduced to 10 –6 W m–3. The corresponding rise in temperature could be as much as 315 K per 100% strain, but in our model, the upper mantle is thickened by only 33% during 9 m.y. of deformation. With two-way, thermomechanical coupling, this gives an estimated temperature rise of only 50 K. Meanwhile, higher strain rates of 10 –14 s–1 in the middle crust do not contribute significantly to shear heating due to weakness of the rocks (Figs. 3C and 3D). Overall, this geologically more realistic model shows less shear heat production than equivalent models with uniform strain rate (Fig. 3D) and thus presents the strongest upper mantle of all shear heating scenarios discussed here (Fig. 3C). GEOLOGY, April 2008 0 0 Va ria Shear heat (10–6 W m–3) 3 6 9 A s le itt Br tr p ree nc ial c ond rate Dor –14 10 D _ _ Variable strain rate Constant strain rate Before thickening on si es pr Init ain t str 10 ition Depth (km) 10–15 –15 . Shear-strain rate (γ) = 10–1 for 0.1 second s 80 Shear heat (10–6 W m–3) 1 2 3 C om rc fo stan 60 Strain rate (ε) (intial depth) Strain rate (ε) = 3 × 10–15 re ilu fa te ra Con 40 in a 20 . B . bl e 0 No shear heating Shear heating = 108 W m–3 After thickening 100 0 200 400 600 800 Temperature (°C) 0 10 20 30 40 50 Strength (Δσ, kbar) 0 10 20 30 40 Strength (Δσ, kbar) Figure 3. Profiles of temperature, strength, and shear heating at variable modes of lithospheric deformation. Geotherm (A), Brace-Goetze strength (B and C), and shear heating (D) profiles before and after thickening of the same lithosphere as in Figure 1. The two models both include shear heating and high-stress creep laws for stresses above 6 kbar, but A applies constant strain rate, and B infers variable strain rate and a simple shear (fault) zone just below the Moho at 80 km depth. Notice how the variable strain rate has little effect on the strength (B and C) but a large effect on the shear heating (D) and thus temperature (A). INTEGRATED LITHOSPHERIC STRENGTH COMPARED TO FORCE-BALANCED MODELS Notably, all our shear heating models yield integrated lithospheric strengths of ~1013 Pa m after 100% thickening, regardless of the highly different assumptions of strain rate and creep laws. This balance occurs because high-strength models also produce more shear heat (Figs. 1, 2, and 3). Thus, within 30% strain, the integrated lithospheric strength is balanced at a steady state of ~1013 Pa m (e.g., Figs. 1B and 2B). This contrasts models that neglect shear heating, in which compression without shear heating results in continuous rise in lithosphere strength, reaching ~1014 Pa m by the end of the numeric experiment (Fig. 1B, blue line). Interestingly, the forces in an orogen can be calculated using only gravity, without any rheological or thermal input (Jeffreys, 1970; Molnar and Lyon-Caen, 1989), and cap the strength integrated over depth in the Brace-Goetze strength envelope at 1013 Pa m, or an average of 1 kbar GEOLOGY, April 2008 strength over 100 km depth (Stüwe, 2002). Thus only models with shear heating return realistic estimates of long-term quasi-steady-state lithospheric strength (Fig. 2D). THE EFFECT OF SHEAR HEATING ON SURFACE HEAT FLOW Another important difference between lithospheric deformation models with and without shear heating is the predicted surface heat flow. In stable continents, the average surface heat flow is 0.07 W m–2, with approximately equal contributions from conduction of asthenospheric heat and from radiogenic heat from within the lithosphere (Turcotte and Schubert, 2002). In the model without shear heating, surface heat flow drops from ~0.07 to ~0.05 W m–2 due to stretching of the geotherm during lithosphere thickening (Fig. 4). Instead, shear heating elevates the surface heat flow: Multiplying a lithospheric strength (stress) of 1013 Pa m by a strain rate of 3 × 10 –15 s–1, we obtain a depth-integrated heat flow of 0.03 W m–2. However, shear heating is faster than the conduction of heat toward Earth’s surface. Accounting for this, our models with shear heating yield a transient surface heat flow rise to ~0.08 W m–2 (Fig. 4). This finding may go toward resolving the puzzle of “orogenic heat” (Hyndman et al., 2005), and where the heat source is in orogenic (Barrovian) metamorphism (Jamieson et al., 1998), and may support results from more complex finite-element models (Burg and Gerya, 2005). Common orogenic processes cool the lithosphere. For example, melting of rocks absorbs heat, and crustal thickening and thrusting stretch or stack the geotherm. Yet magmatism inverts metamorphic gradients, and a high surface heat flow (0.07–0.09 W m–2) is common in orogens (Chapman and Furlong, 1992; Pollack et al., 1993; Beaumont et al., 2001). It has been Surface heat flow (W m–2 ) Generally earthquakes in the deep crust or upper mantle are considered as brittle or Byerlee-type failure. In our first model, neglecting shear heating (Fig. 1B), such earthquakes would occur near the Moho of a thickened orogen, as predicted by, e.g., Jackson (2002). In contrast, none of the shear heating models present such high stresses at depth (e.g., Figs. 2B and 2D). Conversely one could argue that this is an artifact of all deformations being modeled as pure shear thickening at modest strain rates. Earthquakes in contrast occur along faults, which are local high-strain zones. Thus, potentially, brittle failure could occur by rapidly raising the strain rate in a narrow zone. We test this hypothesis by raising the strain rate exponent 10% every 0.1 s, reaching a maximum of 10 –1, in a meter-scale subhorizontal simple shear zone. Initially the differential stresses in the shear zone rise proportional to the increase in strain rate. As both strain rate and stresses increase, the subsequent shear heating becomes intense, thereby weakening the rocks, so that stresses decrease despite the continuous rise in strain rate. In the example presented in Figure 3C, differential stresses peak at ~35 kbar, utilizing a strain rate of 10 –1 s–1 (Figs. 3A and 3C). By then shear heating is intense (108 W m–3), causing frictional melting within 0.1 s (Fig. 3D). Shear heating thus provides a plausible alternative to traditional models of deep brittle earthquakes that neglect the effect of thermomechanical feedback (Kelemen and Hirth, 2007), through a positive feedback between shear heating and rising strain rates at stresses below brittle failure. 0.08 with shear heating 0.06 0.04 without shear he ating 0 2 Time (m.y.) 6 8 Figure 4. Surface heat flow in models with and without shear heating (power law rheology) (Fig. 1). Notice that only when shear heating is included does the heat flow rise, as observed in nature. 333 proposed that this extra “orogenic heat” is inherited from the preorogenic setting, caused by (1) the rise of hot asthenosphere following delamination of the lower lithosphere, (2) enhanced heat transport due to circulating fluids, or (3) an increase in radiogenic heat production below mountain belts (Hyndman et al., 2005; Jamieson et al., 1998; Jiménez-Munt and Platt, 2006). Acknowledging the potential role of these processes, we note that even our most conservative estimates of the rise in heat flow of 0.03 W m–2 during mountain building match the missing orogenic heat. CONCLUSIONS We have devised a simple, easily reproducible and universally applicable method to modify the Brace-Goetze strength envelope to calculate shear heating. Using this simple one-dimensional method, and despite our use of minimum estimates of strain rate and stress, we have shown that shear heating represents a first-order control on the distribution of strength and temperature in Earth’s lithosphere, and therefore has a dramatic effect on patterns of deformation, particularly during continental collision. While others utilize the Brace-Goetze strength envelope to explore two- to threefold variations in strength dependent on choice of creep law (Tsenn and Carter, 1987), rock parameters (Buck, 1991), wetness of rocks (Burov and Watts, 2006; Jackson, 2002; Afonso and Ranalli, 2004), rheological strain softening (Huismans and Beaumont, 2003), or strain rate (Cloetingh and Burov, 1996), our calculations indicate that shear heating can change strength in deep Earth by as much as a factor of ten, and in some important cases, conclusions of strength models directly reverse when shear heating is considered. Lithosphere deformation models without shear heating have yielded estimates of total lithospheric strength that are 5–20 times higher (Jackson, 2002; Hyndman et al., 2005) than force-balanced calculations (Stüwe, 2002). These strength estimates have been presented as evidence for extreme stresses and brittle earthquakes in deep orogenic roots (Jackson, 2002). Shear heating and thermomechanical coupling in our models yield steady-state lithospheric strengths that are close to forcebalanced estimates, and well below those needed for brittle earthquakes in deep orogenic roots. Furthermore, shear heating causes a rise in modeled surface heat flow, similar to measured data. The effects of shear heating on lithospheric deformation are profound, and no geodynamic model is complete without it. ACKNOWLEDGMENTS Research is funded by the Norwegian Science Council through the Petromaks program and a “Centre of Excellence” grant to Physics of Geological Processes. N. Hovius, S. Medvedev, S. Bræck, and E. Jettestuen are thanked for discussions, and S. Schmalholz, T. Gerya, and C. Doglioni are thanked for constructive comments. REFERENCES CITED Afonso, J.C., and Ranalli, G., 2004, Crustal and mantle strengths in continental lithosphere: Is the jelly sandwich obsolete?: Tectonophysics, v. 394, p. 221–232, doi: 10.1016/j.tecto.2004.08.006. 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Turcotte, D.L., and Schubert, G., 2002, Geodynamics: Cambridge, UK, Cambridge University Press, 456 p. Wilks, K.R., and Carter, L.M., 1990, Rheology of some lower crustal rocks: Tectonophysics, v. 182, p. 57–77, doi: 10.1016/0040-1951(90)90342-6. Manuscript received 3 October 2007 Revised manuscript received 7 December 2007 Manuscript accepted 1 January 2008 Printed in USA GEOLOGY, April 2008