Financial Accounting: Tools for Business Decision Making Kimmel, Weygandt, Kieso Prepared by: Dr. Jessica J. Frazier and Philip Li Eastern Kentucky University CHAPTER 6 Reporting and Analyzing Inventory After reading Chapter 6, you should be able to: Explain the recording of purchases and sales of inventory under a periodic inventory system. Explain how to determine cost of goods sold under a periodic inventory system. Describe the steps in determining inventory quantities. CHAPTER 6 Reporting and Analyzing Inventory After reading Chapter 6, you should be able to: Identify the unique features of the income statement for a merchandising company under a periodic inventory system. Explain the basis of accounting for inventories and apply the inventory cost flow methods under a periodic inventory system. Explain the financial statement and tax effects of each of the inventory cost flow assumptions. CHAPTER 6 Reporting and Analyzing Inventory Explain the lower of cost or market basis of accounting for inventories. Compute and interpret the inventory turnover ratio. Describe the LIFO reserve and explain its importance for comparing results of different companies. PURCHASES AND SALES OF INVENTORY UNDER A PERIODIC INVENTORY SYSTEM Revenues from sale of merchandise recorded when sales are made. On date of sale, no attempt is made to record the cost of the merchandise sold. Recording Purchases of Merchandise Under a Periodic Inventory System Purchases account is increased and accounts payable increased when merchandise is purchased. Freight-in is increased and accounts payable are increased or cash decreased when buyer pays freight for merchandise purchased. Purchase Discounts Purchase discounts, a contra account to purchases, is increased and accounts payable decreased when discounts are earned. Purchase Returns and Allowances Purchase returns and allowances, a contra account to purchases, is increased and accounts payable decreased when merchandise is returned or an allowance is given. COST OF GOODS SOLD UNDER A PERIODIC INVENTORY SYSTEM To determine cost of goods sold: Find balance in merchandise inventory at beginning of period. Add the amount of purchases of merchandise inventory for the period to find cost of goods available. Subtract ending balance in merchandise inventory to get find cost of goods sold. The amount of the ending inventory must be determined by a physical count. DETERMINING INVENTORY QUANTITIES Determining inventory quantities involves two steps: Taking a physical inventory of goods on hand. Determining ownership of goods. Taking a Physical Inventory of Goods on Hand Involves actually counting, weighing, or measuring each individual of inventory on hand. Quantity of each kind of inventory is listed on inventory summary sheets where unit costs will be applied to the quantities to determine total cost of the inventory. Determining Ownership of Goods Goods in transit should be included in the inventory of the company that has legal title to the goods. Consigned goods are counted in the inventory of the owner rather than the consignor. Goods in Transit FOB Shipping Point Ownership of goods shipped FOB (free on board) shipping point passes to the buyer when the public carrier accepts the goods from the seller. Therefore, goods should be counted in inventory of buyer. Goods in Transit FOB Destination Ownership of goods shipped FOB (free on board) destination remains with the seller until the goods reach the buyer and should be included in the inventory of the seller. INCOME STATEMENT FOR A MERCHANDISING COMPANY UNDER A PERIODIC INVENTORY SYSTEM Sales revenue Cost of goods sold Gross profit Sales Revenue The income statement for a merchandising concern typically presents gross sales revenues for the period and deducts the contra revenue accounts (sales returns and allowances and sales discounts) to arrive at net sales. Cost of Goods Sold Cost of goods sold under periodic inventory system will usually be more detailed, starting with beginning inventory, adding purchases, subtracting ending inventory. Goods Sold in Units Beginning inventory -0- Purchases 1,250 Goods available 1,250 Ending inventory Goods sold 250 1,000 Gross Profit Cost of goods sold is deducted from net sales to determine gross profit. Gross profit is the merchandising profit of the company. ACCOUNTING FOR INVENTORIES AND APPLY THE INVENTORY COST FLOW METHODS Determining ending inventory can be complicated if the units on hand for a specific item of inventory have been purchased at different prices. Inventory Costing Methods There are a number of inventory costing methods: Specific identification is practical when a company can positively identify which particular units were sold and which are still in ending inventory. There is no accounting requirement that the cost flow assumption be consistent with the physical movement of the goods. Cost Flows Assumptions When items are indistinguishable from one another, making it impossible or impractical to track each item's cost, one of the three cost flow assumptions may be used: First-in, First-out (FIFO) method Last-in, First-out (LIFO) method Average cost method First-in, First-out (FIFO) Method First-in, First-out (FIFO) method assumes that the earliest goods purchased are the first to be sold. Under FIFO, the cost of the ending inventory is obtained by taking the unit cost of the most recent purchase and working backward until all units of inventory have been costed. Cost of Goods Sold - FIFO Beginning inventory Purchases: 6/2 6/8 6/25 Goods available Ending inventory Cost of goods sold -0- -0- 500@$100 $50,000 400@$125 50,000 300@$130 45,500 1,250 $145,500 250@$130 32,500 1,000 $113,000 Last-in, First-out (LIFO) Method Last-in, First-out (LIFO) method assumes that the last goods purchased are the first to be sold. LIFO seldom coincides with the actual physical flow of inventory. Under LIFO, the cost of the ending inventory is obtained by taking the unit cost the earliest goods available for sale and working forward until all units of inventory have been costed. Cost of Goods Sold - LIFO Beginning inventory Purchases: 6/2 6/8 6/25 Goods available Ending inventory Cost of goods sold -0- -0- 500@$100 $50,000 400@$125 50,000 300@$130 45,500 1,250 $145,500 250@$100 25,000 1,000 $120,500 Average Cost Method Average cost method assumes that the goods available for sale are homogeneous and allocates the cost of goods available for sale on the basis of weighted average unit cost incurred. The weighted average unit cost is then applied to the units on hand to determine the cost of the ending inventory. Cost of Goods Sold Average Cost Beginning inventory Purchases: 6/2 6/8 6/25 Goods available -0- -0- 500@$100 $50,000 400@$125 50,000 300@$130 45,500 1,250 $145,500 $145,500 / 1,250 = 116.4 per unit Cost of Goods Sold Average Cost Beginning inventory -0-0Purchases: 6/2 500@$100 $50,000 6/8 400@$125 50,000 6/25 300@$130 45,500 Goods available 1,250 $145,500 Ending inventory 250@$114.6 29,100 Cost of goods sold 1,000 $116,400 FINANCIAL STATEMENT AND TAX EFFECTS OF EACH OF THE INVENTORY COST FLOW ASSUMPTIONS The reasons companies adopt different inventory cost flow methods are varied, but usually involve on the three following factors: Income statement effects Balance sheet effects Tax Effects Income Statement Effects In periods of increasing prices, FIFO reports the highest net income, LIFO the lowest net income and average cost falls in the middle. In periods of decreasing prices, the converse is true, FIFO will report the lowest net income, LIFO the highest, with average cost in the middle. Balance Sheet Effects In a period of inflation, the costs allocated to ending inventory using FIFO will approximate current costs. Conversely, During a period of increasing prices, the costs allocated the ending inventory using LIFO will be significantly understated. Tax Effects Both inventory on the balance sheet and net income on the income statement are higher when FIFO is used in a period of inflation. Many companies have switched to LIFO because LIFO yields the lowest net income and therefore, the lowest income tax liability in a period of increasing prices. THE LOWER OF COST OR MARKET BASIS OF ACCOUNTING FOR INVENTORIES When the value of inventory is lower than its cost, the inventory is written down to its market value by valuing the inventory at the lower of cost or market (LCM) in the period in which the price decline occurs. Lower of Cost or Market (LCM) Under the LCM basis, market is defined as current replacement cost, not selling price. For a merchandising company, market is the cost of purchasing the same goods at the present time from the usual suppliers in the usual quantities. The lower of cost or market basis may be applied to individual items of inventory, major categories of inventory, or total inventory. COMPUTE AND INTERPRET THE INVENTORY TURNOVER RATIO Inventory turnover ratio is computed by dividing cost of goods sold by average inventory. The ratio tells how many times the inventory is turning over during the year. Days in inventory, computed by dividing 365 days by the inventory turnover ratio, indicates the average age of the inventory. LIFO RESERVE AND ITS IMPORTANCE FOR COMPARING RESULTS OF DIFFERENT COMPANIES Accounting standards require firms using LIFO to report the amount by which inventory would be increased (or on occasion decreased) if the firm had instead been using FIFO. This amount is referred to as the LIFO reserve. Reporting the LIFO reserve enables analysts to make adjustments to compare companies that use different cost flow methods. Chapter 6 Review Know how to record purchases of inventory under a periodic inventory system. Know how to record sales of inventory under a periodic inventory system. Be able to calculate cost of goods sold and ending inventory under a periodic inventory system. What are the steps in determining inventory quantities? Chapter 6 Review What are the unique features of the income statement for a merchandising company under a periodic inventory system? Explain the basis of accounting for inventories and apply the inventory cost flow methods-FIFO, LIFO, weighted-average--under a periodic inventory system. Compare the financial statement and tax effects of each of the inventory cost flow assumptions-- FIFO, LIFO, weighted-average. Chapter 6 Review What is the lower of cost or market basis of accounting for inventories? What is the inventory turnover ratio? How is it computed? What is the LIFO reserve? Explain its importance for comparing results of different companies. COPYRIGHT Copyright © 1998 John Wiley & Sons, Inc. All rights reserved. Reproduction or translation of this work beyond that named in Section 117 of the United States Copyright Act without the express written consent of the copyright owner is unlawful. Request for further information should be addressed to the Permissions Department, John Wiley & Sons, Inc. The purchaser may make back-up copies for his/her own use only and not for distribution or resale. The Publisher assumes no responsibility for errors, omissions, or damages, caused by the use of these programs or from the use of the information contained herein.