PAST INVESTIGATIONS Below is a list of the completed investigations of the Directorate of Market Abuse (DMA) as at the last Directorate meeting of: 25 March 2014 These investigations were into possible c of insider trading, market manipulation or false statements. What are these offences? Insider trading and market manipulation cases are not into the affairs of the companies listed but into trading in securities on the South African financial markets. Some of the investigations were into dealing in securities on financial markets in foreign jurisdictions. In these cases, the DMA assisted foreign regulators with their investigations. The investigations into possible false reporting relate to the publication of false statements regarding, or by, listed companies. The list includes all insider trading investigations executed by the predecessor of the DMA, the Insider Trading Directorate (ITD). The DMA replaced the ITD in February 2005, and since then the DMA has been investigating insider trading, market manipulation and false reporting. Current investigations are not included in this list. Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Документ1 Security 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. Feltex Limited Global Capital Limited Corpcapital Limited Autopage Holdings Limited Mgx Electronics Limited Cullinan Hotel & Leisure Group Limited Connection Group Holdings Limited Pentacom Holdings Limited Infinity Technologies Limited Usko Limited Nando's Group Limited Mmw Technology Holdings Limited (2) Period of investigation 1999-03-02 1999-05-01 – 1999-05-13 1999-01-18 – 1999-02-02 1999-01-18 – 1999-01-27 1999-11-01 – 1999-02-28 1999-03-12 – 1999-03-23 1999-04-20 – 1999-04-23 1999-04-12 – 1999-04-20 1999-05-03 – 1999-05-05 1999-01-25 – 1999-02-03 1999-04-21 – 1999-04-04 1999-07-01 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Date 1999-06-29 1999-06-29 1999-06-29 1999-06-29 1999-06-29 1999-06-29 1999-06-29 1999-06-29 1999-08-24 1999-08-24 1999-08-24 1999-08-24 1 Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. Документ1 Security Billcad Holdings Limited Retail Corporation Limited Log-Tek Holdings Limited Truworths International Limited (1) Glenrand Mib Limited Aspen Healthcare Holdings Limited Core Holdings Limited Cyberhost Limited Nimbus Holdings Limited Radiospoor Technology Holdings Limited Crux Technologies Limited Afriband Holdings Limited Terexco Limited Berzak-Illman Investment Group Limited Iscor Limited Amalgamated Appliance Holdings Limited (1) Kairos Industrial Holdings Limited Zenith Concessions Limited King Consolidated Limited Fralex Limited Fraser Alexander Limited Ist Group Limited Truworths International Limited (2) Computer Configuration Holdings Limited (2) Brainware Limited E-Data Limited Jci/Randgold Limited Period of investigation 1999-01-04 – 1999-01-18 1999-06-01 – 1999-06-09 1999-05-17 – 1999-05-27 1999-02-25 – 1999-03-03 1999-02-11 – 1999-02-25 1999-03-08 – 1999-03-19 1999-04-09 – 1999-04-30 1999-05-28 – 1999-06-01 1999-06-11 – 1999-06-24 1999-07-01 – 1999-07-08 1999-09-20 – 1999-10-01 1999-05-01 – 1999-05-24 1999-01-01 – 1999-02-08 1999-01-14 – 1999-01-19 1999-08-02 – 1999-08-13 1999-08-30 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Date 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 1999-10-26 2000-01-25 2000-01-25 2000-01-25 2000-01-25 2000-01-25 1999-10-01 1999-10-13 – 1999-10-15 1999-01-19 – 1999-01-27 1999-03-04 – 1999-03-05 1999-05-26 – 1999-06-09 1999-07-01 – 1999-07-22 1999-07-01 – 1999-07-12 1999-08-17 – 1999-08-18 1999-09-01 – 1999-09-08 1999-11-26 – 1999-12-02 1999-04-01 – 1999-04-30 1999-11-22 – 1999-12-02 1999-12-07 Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed 2000-01-25 2000-01-25 2000-03-28 2000-03-28 2000-03-28 2000-03-28 2000-03-28 2000-03-28 2000-03-28 2000-03-28 2000-03-28 2 Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Документ1 Security 40. Computer Configuration Holdings Limited (3) 41. Idion Technology Holdings Limited (2) 42. Computer Configurations Holdings Limited (4) 43. Adcock Ingram Limited 44. Sappi Limited 45. Real Africa Durolink Holdings Limited (1) 46. Carson Holdings Limited 47. Real Africa Durolink Holdings Limited (2) 48. Legacy Ventures Limited 49. Bynx Holdings Limited (1) 50. Barprop Limited Linked Units Limited 51. Absec Limited 52. Karos Hotels Limited 53. Quyn Holdings Limited 54. Shoprite Holdings Limited 55. Psg Group Limited 56. Mobile Industries Limited 57. Tiger Wheels Limited 58. Yabeng Investment Holding Company Limited 59. Mercury Alpha Capital Limited 60. Explorer Corporation Holdings Limited 61. Distillers Corporation (Sa) Limited 62. Bynx Holdings Limited (2) 63. Paradigm Capital Holdings Limited (1) 64. Paradigm Interactive Media Limited 65. Barnard Jacobs Mellet Holdings Limited 66. Metro Cash And Carry Limited 67. Roadcorp Limited (1) Period of investigation 1999-11-08 – 1999-11-15 1999-12-09 – 1999-12-13 2000-01-31 – 2000-02-04 Outcome Closed Closed Closed Date 2000-03-28 2000-03-28 2000-03-28 1999-10-05 – 1999-10-06 1999-10-14 1999-11-26 – 1999-11-30 1999-10-20 – 1999-10-26 2000-06-13 – 2000-06-14 2000-01-14 – 2000-02-04 2000-02-03 – 2000-02-07 1999-02-18 – 1999-03-12 1999-04-30 – 1999-05-19 1999-08-02 – 1999-10-22 1999-11-29 – 1999-12-07 1999-07-19 – 1999-07-27 1999-09-27 – 1999-10-04 2000-01-19 2000-01-01 – 2000-01-13 2000-01-10 Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed 2000-05-30 2000-05-30 2000-05-30 2000-05-30 2000-05-30 2000-05-30 2000-05-30 2000-07-25 2000-07-25 2000-07-25 2000-07-25 2000-07-26 2000-07-26 2000-09-19 2000-09-26 2000-09-26 2000-01-27 2000-05-02 – 2000-05-16 2000-05-03 – 2000-05-09 2000-05-10 – 2000-06-14 2000-04-14 1999-02-01 – 1999-02-09 2000-08 2000-11-02 – 2000-11-14 2000-02-01 Closed Closed Closed Closed Closed Closed Closed Closed Closed 2000-09-26 2000-11-28 2000-11-28 2000-11-28 2001-02-26 2001-02-27 2001-02-27 2001-02-27 2001-04-24 3 Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading 68. 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. Insider Trading Insider Trading Insider Trading Insider Trading 79. 80. 81. 82. Insider Trading Insider Trading Insider Trading Insider Trading 83. 84. 85. 86. Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading 87. 88. 89. 90. 91. 92. 93. 94. Документ1 Security Roadcorp Limited (2) Siltek Limited (1) Rentsure Holdings Limited Faritec Holdings Limited Ozz Limited Advtech Limited Macmed Health Care Limited Imperial Holdings Limited Masterfridge Limited Leisurenet (3) Molope Group Limited Essentiale Beverage Holdings Limited Moresport Holdings Limited Monex Limited South African Breweries Plc / Interbrew Investigation Cashbuild Limited Ixchange Technology Holdings Limited White Maize (1) Tridelta Magnet Technology Holdings Limited Intervid Limited (1) Intervid Limited (2) Global Technology Limited (1) Sun International (Sa) Limited Saambou Holdings Limited (2) Trematon Capital Investments Limited Dna Supply Chain Investments Limited Sanlam Limited Period of investigation 2000-08 2000-11 2000-05-30 – 2000-06-13 2000-07-07 2000-09 2001-04-02 1999-09-13 – 1999-09-30 2000-04-14 – 2000-06-02 2001-01-08 – 2001-01-25 2000-10-01 – 2000-10-06 1999-09-29/ - 1999-10-04 1999-10-13 – 1999-10-14 1999-08-18 – 1999-09-06 2000-05-24 – 2000-07-05 2001-06-25 – 2001-06-28 2001-11-28 – 2001-11-29 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Date 2001-04-24 2001-04-24 2001-06-26 2001-06-26 2001-06-26 2001-06-26 2001-08-28 2001-08-28 2001-08-28 2001-10-24 2002-02-26 Closed Closed Closed Closed 2002-02-26 2002-02-26 2002-02-26 2002-04-19 2000-09-11 2001-01-12 – 2001-01-17 2001-09 2000-07-19 – 2000-07-27 Closed Closed Closed Closed 2002-04-30 2002-04-30 2002-04-30 2002-06-25 2001-01-15 – 2001-01-18 2001-05-18 – 2001-05-28 2001-05-15 – 2001-06-01 2001-08-21 – 2001-08-27 2002-02 2000-11 2001-02 – 2001-03 2001-08 – 2001-09 Closed Closed Closed Closed Closed Closed Closed Closed 2002-06-25 2002-06-25 2002-06-25 2002-06-25 2002-06-25 2002-08-27 2002-08-27 2002-08-27 4 Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Документ1 Security 95. Discovery Holdings Limited 96. Iota Financial Services Limited 97. Heritage Collection Holdings Limited 98. Fedsure Holdings Limited 99. Corpcapital Limited 100. Iscor Limited 101. Billiton Plc 102. Northern Engineering Industries Africa Limited 103. M-Cell Limited 104. Comair Limited (1) 105. Prism Holdings Limited 106. Global Technology Limited (2) 107. Planit Technology Holdings Limited 108. Mb Technologies Limited 109. Hosken Consolidated Investments Limited (1) 110. Coronation Holdings Limited/African Harvest Limited 111. Profurn Limited 112. Metropolis Transactive Holdings Limited 113. Rectron Holdings Limited 114. Investment Solutions Holdings Limited 115. Ec-Hold Limited 116. Repo January 2002 117. Boe Corporation Limited/Nib 118. Labat Africa Limited (1) 119. Kreston Nominees Investigation 120. Psg Investment Bank Holdings Limited 121. The Afrikander Lease Limited Period of investigation 2002-04 2000-07-04 – 2000-07-26 2001-01-12 – 2001-01-29 2002-01-29 – 2002-02-27 2002-04-09 – 2002-04-10 2002-01 – 2002-07 2001-03-16 – 2001-03-19 2001-03-29 – 2001-04-05 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Date 2002-08-27 2002-10-29 2002-10-29 2002-10-29 2002-10-29 2002-10-29 2002-11-26 2002-11-26 2001-11-16 – 2001-11-27 2001-11-27 – 2001-12-07 2002-01-10 – 2002-02-14 2001-10 2000-09 – 2001-11 2002-07-17 – 2002-08-29 2002-07 – 2002-08 Closed Closed Closed Closed Closed Closed Closed 2002-11-26 2002-11-26 2002-11-26 2002-11-26 2002-11-26 2002-11-26 2002-11-26 2001-02 – 2001-03 Closed 2003-02-25 2001-04-23 – 2001-05-10 2001-06-01 – 2001-06-05 2002-01-15 – 2002-03-25 2002-08-19 – 2002-09-18 2002-06 – 2002-09 2002-01 2002-04-08 – 2002-04-22 2002-04-22 – 2002-05-10 2000-06-01 – 2001-07-31 2002-07-17 – 2002-08-06 2002-07 – 2002-08 Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed 2003-02-25 2003-02-25 2003-02-25 2003-02-25 2003-02-25 2003-05-06 2003-05-06 2003-05-06 2003-07-29 2003-07-29 2003-07-29 5 Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Prohibited Trading Insider Trading Insider Trading Документ1 Security 122. Hosken Consolidated Investments Limited (2) 123. Nedcor Limited 124. March 2003 White Maize Futures Contract (2) 125. Fashion Africa Limited 126. Fasic Limited 127. Alexander Forbes Limited 128. Capitec Bank Holdings Limited 129. Durban Roodepoort Deep Limited 130. Diamond Core Resources Limited 131. Amb Holdings Limited 132. Grintek Limited 133. Dna Supply Chain Investments Limited (2) 134. Carson Holdings Limited 135. Top Info Technology Holdings Limited 136. Netactive Limited 137. Cadiz Holdings Limited 138. Primedia Limited 139. Amalgamated Appliance Holdings Limited (2) 140. Wetherlys Investment Holdings Limited 141. Relyant Retail Limited 142. Intervid Limited (3) 143. Mccarthy Limited 144. Hosken Consolidated Investments Limited (4) 145. Thabex Exploration Limited 146. Glenrand Mib Limited 147. Liberty Group Limited Period of investigation 2003-01 – 2003-02 Outcome Closed Date 2003-07-29 2003-01 – 2003-05 2002-09 – 2003-02 Closed Closed 2003-07-29 2003-07-29 2002-08 – 2002-10 2000-04 – 2000-09 2003-03 2003-03 2003-01 – 2003-03 2003-05 - 2003-06 1999 - 2001 2002-10 – 2002-11 2003-05 - 2003-06 2000-07-31 – 2000-08-22 2001-01-02 – 2001-01-19 2002-07 2004-04-19 – 2004-04-22 2000-11-01 – 2000-12-31 2004-07 Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed 2003-09-30 2003-09-30 2003-09-30 2003-09-30 2003-09-30 2003-09-30 2003-09-30 2003-11-25 2003-11-25 2004-05-04 2004-05-04 2004-05-04 2004-07-27 2004-11-30 2004-11-30 2003-07-21 - 2003-07-25 2004-05 2003-05 - 2004-03 2003-10 - 2003-11 2004-12 Closed Closed Closed Closed Closed 2006-02-16 2006-02-16 2006-02-16 2006-02-16 2006-02-16 2004-07 - 2005-01 2005-08-11 - 2005-08-12 2005-06-10 - 2005-07-20 Closed Closed Closed 2006-02-16 2006-05-30 2006-05-30 6 Type Insider Trading Insider Trading False & Misleading Insider Trading Insider Trading Insider Trading Insider Trading Prohibited Trading Insider Trading Insider Trading False & Misleading Insider Trading Security 148. Gubb And Inggs Limited 149. Micc Property Income Fund Limited 150. Simmer And Jack Mines Limited (1) 151. Redefine Income Fund Limited 152. Cs Computer Services Holdings Limited 153. Capital Alliance Holdings Limited 154. Excellerate Holdings Limited 155. Acc-Ross 156. Freestone Property Holdings Limited 157. Venfin Limited 158. Tourism Investment Corporation Limited 159. White Maize Futures (3) Period of investigation 2002-05-01 2005-11-18 - 2005-12-09 2005-06 - 2006-05 2002-12 - 2003-02 2004-04 2004/11/22 - 2004-12-01 2004-12-01 - 2005-01-30 2006-02-16 - 2006-02-18 2002-12 - 2003-02 2005-10-26 - 2005-11-03 2005-08-11 2005-09 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Date 2006-05-30 2006-05-30 2006-06-05 2006-10-10 2006-10-10 2006-10-10 2006-10-10 2006-10-10 2006-10-10 2006-10-10 2006-11-29 2006-11-29 Insider Trading Insider Trading Insider Trading 160. Peregrine Holdings Limited 161. Spescom Limited 162. Brimstone Investment Corporation Limited (1) 163. Verimark Holdings Limited 2006-02-17 - 2006-04-07 2005-01 2004-11-29 - 2004-11-30 Closed Closed Closed 2006-11-29 2007-06-13 2007-06-13 2006-04 - 2006-07 Closed 2007-06-13 164. Steinhoff International Holdings Limited 2004-08 - 2004-09 Closed 2007-08-28 165. Blue Financial Services Limited (1) 166. Arch Equity Limited 167. Afriore Limited 168. Amalgamated Appliance Holdings Limited (3) 169. Bonatla Property Holdings Limited 2006-10 – 2006-11 2006-02 2006-11 2007-04 Closed Closed Closed Closed 2007-08-28 2007-11-27 2008-03-04 2008-03-04 2007-01-02 – 2007-05-17 Closed 2008-03-04 2007-03 – 2007-04 Closed 2008-06-03 Insider Trading+ False & Misleading Insider Trading+ False & Misleading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading+ False & Misleading Insider Trading+ False & Misleading Документ1 170. Gold Fields Limited 7 Type Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Assistance Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Prohibited Trading False & Misleading Insider Trading Insider Trading Insider Trading Assistance Prohibited Trading Prohibited Trading Prohibited Trading Документ1 Security 171. Consol Limited 172. Italtile Limited 173. Sekunjalo Investments Limited 174. Sallies Limited 175. Tiger Brands Limited 176. Sci Entertainment Group Plc 177. Ideco Group Limited 178. Kagiso Media Limited 179. Mvelaphanda Resources Limited/Northam Platinum Limited 180. Super Group 181. Cic Energy Corp 182. Pamodzi Gold Limited 183. Sunflower March 2009 Contract 184. Central Rand Gold Limited 185. Purple Capital Limited 186. Telkom Sa Limited (3) 187. Stratcorp Limited (3) 188. Assistance To Australian Securities & Investments Commission 189. Skinwell Holdings Limited (Sanlam Private Investments (Pty) Limited Virtual Trading Competition) 190. Money Web Holdings Limited (Sanlam Private Investments (Pty) Limited Virtual Trading Competition) 191. Huge Group Limited (Sanlam Private Investments (Pty) Limited Virtual Trading Competition) Period of investigation 2006-11 – 2006-12 2006-06 – 2007-04 2007-04 – 2007-05 2007-03 2007-04 2007-08 2008-04 2008-04 2008-08 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Closed Date 2008-06-03 2008-06-03 2008-09-02 2008-11-25 2008-11-25 2008-11-25 2008-11-25 2008-11-25 2009-03-03 2008-07 2008-06 2008-10 2008-09 - 2008-10 2007-11 - 2008-11 2008-02 2008-10 2008-05-27 - 2008-06-02 2009-02 2009-08 Closed Closed Closed Closed Closed Closed Closed 2009-09-01 2009-09-01 2009-11-24 2009-11-24 2009-11-24 2009-11-24 2010-03-10 Closed Closed 2010-03-10 2009-10 Closed 2010-03-24 2010-06-03 2009-10 Closed 2009-10 Closed 2010-06-03 2010-06-03 8 Type Insider Trading Insider Trading Insider Trading Insider Trading False & Misleading Insider Trading Assistance Assistance Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading+ False & Misleading Insider Trading False & Misleading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Assistance Insider Trading Insider Trading Insider Trading Insider Trading Prohibited Trading Документ1 Security 192. Beige Holdings Limited (2) 193. Wilson Bayly Holmes-Ovcon Limited 194. Jubilee Platinum Plc 195. Sentula Mining Limited (2) 196. Blue Financial Services Limited (2) 197. Gijimaast Group Limited 198. Assistance To Jersey Financial Services Commission 199. Assistance To Belgium Banking, Finance And Insurance Commission 200. Resilient Property Income Fund Limited (3) 201. Sentula Mining Limited (3) 202. Accentuate Limited 203. Africa Cellular Towers Limited 204. Simmer And Jack Mines Limited (2) 205. Kumba Iron Ore Limited (1) 206. Telkom Hot Enhanced Dividend Security 207. Kumba Iron Ore Limited (2) 208. Firstrand Limited 209. Rolfes Technology Holdings Limited 210. Gold Reef Resorts Limited 211. Ag Industries Limited 212. Us Commodity Futures Trading Commission Wolmarans And/Or Botes 213. Wesizwe Platinum Limited (1) 214. Barnard Jacobs Mellet Holdings Limited 215. Esorfranki Limited 216. Wesizwe Platinum Limited (2) 217. Argent Industrial Limited Period of investigation 2006-10 – 2007-03 2008-07 - 2008-08 2009-03 - 2009-06 2008-06-25 2008-08-07 2009-12 - 2010-01 2010-04-01 Outcome Closed Closed Closed Closed Closed Closed Closed Date 2010-09-07 2010-09-07 2010-09-07 2010-09-07 2010-09-07 2010-09-07 2010-09-07 2008-03 - 2008-07 Closed 2010-09-07 2008-06-01 – 2010-03-23 2009-10 2010-02 2009-10 2009-12 Closed Closed Closed Closed Closed 2010-09-07 2010-11-24 2010-11-24 2011-03-29 2010-02 2009-04-28 - 2009-06-02 2009-04-28 2011-03-07 - 2011-03-08 2010-06 2010-02 And 2010-07 2010-11-16 - 2010-11-25 2010-01-01 - 2011-05-31 Closed Closed Closed Closed Closed Closed Closed Closed 2011-03-29 2011-03-29 2011-03-29 2011-03-29 2011-03-29 2011-06-28 2011-06-28 2011-06-28 2011-06-28 2010-05 2010-05 – 2010-06 2010-07-01 – 2010-07-16 2010-11-05 - 2010-12-15 2009-01 - 2009-03 Closed Closed Closed Closed Closed 2011-09-27 2011-09-27 2011-09-27 2011-09-27 2011-11-29 9 Type Prohibited Trading Insider Trading Insider Trading Prohibited Trading Insider Trading Insider Trading Insider Trading Prohibited Trading Insider Trading Insider Trading Insider Trading False & Misleading Assistance False & Misleading Insider Trading Insider Trading False & Misleading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Insider Trading Assistance Insider Trading Insider Trading False & Misleading + Prohibited Trading Insider Trading Документ1 Security 218. Freeworld Coatings Limited 219. Thabex Limited 220. Pinnacle Technology Holdings Limited 221. Huge Group Limited 222. Glenrand Mib Limited 223. Brait S.A. 224. Workforce Holdings Limited 225. Cape Empowerment Trust Limited (2) 226. Winhold Limited 227. Curro Holdings Limited 228. Bell Equipment Limited 229. Spur Corporation Limited 230. Assistance To Reserve Bank Of Malawi 231. Nedbank Group Limited 232. Metorex Limited 233. Mtn Group Limited 234. Peermont Global Limited 235. Consolidated Infrastructure Group Limited 236. Esorfranki Limited (2) 237. Dimension Data Holdings Plc 238. Grand Parade Investments Limited 239. Erbacon Investment Holdings Limited 240. Cipla Medpro South Africa Limited 241. Assistance To Sec - Zambia (Shoprite Holdings Limited) 242. Net 1 Ueps Technologies Inc 243. Arcelormittal South Africa Limited 244. Fountainhead Property Trust (Complaint) 245. Adcock Ingram / Bidvest Period of investigation 2009-01 - 2009-03 2010-06-08 - 2010-06-21 2011-06 2008-08 - 2008-09 2010-10-01 - 2010-12-09 2010-11 - 2011-03 2009-03-27 - 2009-03-31 2008-10 - 2008-11 2011-08-23 - 2011-09-12 2011-11-17 - 2011-11-22 2012-03-08 2007 - 2011 2011-06 - 2011-09 2005 - 2009 2011-04-04 - 2011-04-08 2009-05-11 - 2009-05-25 2006-11-01 – 2007-04-24 2012/03/17 - 2012-05-02 2012/07/18 - 2012/08/03 2010-07 2012/10/24 - 2012/11/08 2013-01-29 - 2013-02-04 2013-02 Outcome Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Date 2011-11-29 2011-11-29 2011-11-29 2012-03-27 2012-03-27 2012-03-27 2012-03-27 2012-06-27 2012-06-27 2012-06-27 2012-06-27 2012-06-27 2012-11-14 2012-11-14 2013-03-18 2013-03-18 2013-03-18 2013-03-18 2013-03-18 2013-06-25 2013-10-01 2013-10-01 2013-10-01 2013-04 2012-12-04 / 05 2010-02 Closed Closed Closed 2013-10-01 2013-10-01 2013-12-03 2013-03 2013-03 Closed Closed 2013-12-03 2013-12-03 10 Type Insider Trading Prohibited Trading Prohibited Trading Prohibited Trading Insider Trading Документ1 Security 246. African Bank Investments Limited 247. Harmony Gold Mining Company Limited (2) 248. Labat Africa Limited (3) 249. Octodec Investments Limited - FMA 250. Afgri Limited (2) - FMA Period of investigation 2013-04-12 - 2013-05-02 2009-10 - 2009-11 2010-02-04 - 2010-08-31 2013-06-04 2013-08-05 - 2013-08-08 Outcome Closed Closed Closed Closed Closed Date 2013-12-03 2014-03-25 2014-03-25 2014-03-25 2014-03-25 11