DMA Past Investigations

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PAST INVESTIGATIONS
Below is a list of the completed investigations of the Directorate of Market Abuse (DMA) as at the last Directorate meeting of:
25 March 2014
These investigations were into possible c of insider trading, market manipulation or false statements. What are these offences?
Insider trading and market manipulation cases are not into the affairs of the companies listed but into trading in securities on the
South African financial markets. Some of the investigations were into dealing in securities on financial markets in foreign
jurisdictions. In these cases, the DMA assisted foreign regulators with their investigations. The investigations into possible false
reporting relate to the publication of false statements regarding, or by, listed companies.
The list includes all insider trading investigations executed by the predecessor of the DMA, the Insider Trading Directorate (ITD).
The DMA replaced the ITD in February 2005, and since then the DMA has been investigating insider trading, market manipulation
and false reporting.
Current investigations are not included in this list.
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Документ1
Security
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
Feltex Limited
Global Capital Limited
Corpcapital Limited
Autopage Holdings Limited
Mgx Electronics Limited
Cullinan Hotel & Leisure Group Limited
Connection Group Holdings Limited
Pentacom Holdings Limited
Infinity Technologies Limited
Usko Limited
Nando's Group Limited
Mmw Technology Holdings Limited (2)
Period of investigation
1999-03-02
1999-05-01 – 1999-05-13
1999-01-18 – 1999-02-02
1999-01-18 – 1999-01-27
1999-11-01 – 1999-02-28
1999-03-12 – 1999-03-23
1999-04-20 – 1999-04-23
1999-04-12 – 1999-04-20
1999-05-03 – 1999-05-05
1999-01-25 – 1999-02-03
1999-04-21 – 1999-04-04
1999-07-01
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
1999-06-29
1999-06-29
1999-06-29
1999-06-29
1999-06-29
1999-06-29
1999-06-29
1999-06-29
1999-08-24
1999-08-24
1999-08-24
1999-08-24
1
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
Документ1
Security
Billcad Holdings Limited
Retail Corporation Limited
Log-Tek Holdings Limited
Truworths International Limited (1)
Glenrand Mib Limited
Aspen Healthcare Holdings Limited
Core Holdings Limited
Cyberhost Limited
Nimbus Holdings Limited
Radiospoor Technology Holdings Limited
Crux Technologies Limited
Afriband Holdings Limited
Terexco Limited
Berzak-Illman Investment Group Limited
Iscor Limited
Amalgamated Appliance Holdings Limited
(1)
Kairos Industrial Holdings Limited
Zenith Concessions Limited
King Consolidated Limited
Fralex Limited
Fraser Alexander Limited
Ist Group Limited
Truworths International Limited (2)
Computer Configuration Holdings Limited (2)
Brainware Limited
E-Data Limited
Jci/Randgold Limited
Period of investigation
1999-01-04 – 1999-01-18
1999-06-01 – 1999-06-09
1999-05-17 – 1999-05-27
1999-02-25 – 1999-03-03
1999-02-11 – 1999-02-25
1999-03-08 – 1999-03-19
1999-04-09 – 1999-04-30
1999-05-28 – 1999-06-01
1999-06-11 – 1999-06-24
1999-07-01 – 1999-07-08
1999-09-20 – 1999-10-01
1999-05-01 – 1999-05-24
1999-01-01 – 1999-02-08
1999-01-14 – 1999-01-19
1999-08-02 – 1999-08-13
1999-08-30
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
1999-10-26
2000-01-25
2000-01-25
2000-01-25
2000-01-25
2000-01-25
1999-10-01
1999-10-13 – 1999-10-15
1999-01-19 – 1999-01-27
1999-03-04 – 1999-03-05
1999-05-26 – 1999-06-09
1999-07-01 – 1999-07-22
1999-07-01 – 1999-07-12
1999-08-17 – 1999-08-18
1999-09-01 – 1999-09-08
1999-11-26 – 1999-12-02
1999-04-01 – 1999-04-30
1999-11-22 – 1999-12-02
1999-12-07
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2000-01-25
2000-01-25
2000-03-28
2000-03-28
2000-03-28
2000-03-28
2000-03-28
2000-03-28
2000-03-28
2000-03-28
2000-03-28
2
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Документ1
Security
40. Computer Configuration Holdings Limited (3)
41. Idion Technology Holdings Limited (2)
42. Computer Configurations Holdings Limited
(4)
43. Adcock Ingram Limited
44. Sappi Limited
45. Real Africa Durolink Holdings Limited (1)
46. Carson Holdings Limited
47. Real Africa Durolink Holdings Limited (2)
48. Legacy Ventures Limited
49. Bynx Holdings Limited (1)
50. Barprop Limited Linked Units Limited
51. Absec Limited
52. Karos Hotels Limited
53. Quyn Holdings Limited
54. Shoprite Holdings Limited
55. Psg Group Limited
56. Mobile Industries Limited
57. Tiger Wheels Limited
58. Yabeng Investment Holding Company
Limited
59. Mercury Alpha Capital Limited
60. Explorer Corporation Holdings Limited
61. Distillers Corporation (Sa) Limited
62. Bynx Holdings Limited (2)
63. Paradigm Capital Holdings Limited (1)
64. Paradigm Interactive Media Limited
65. Barnard Jacobs Mellet Holdings Limited
66. Metro Cash And Carry Limited
67. Roadcorp Limited (1)
Period of investigation
1999-11-08 – 1999-11-15
1999-12-09 – 1999-12-13
2000-01-31 – 2000-02-04
Outcome
Closed
Closed
Closed
Date
2000-03-28
2000-03-28
2000-03-28
1999-10-05 – 1999-10-06
1999-10-14
1999-11-26 – 1999-11-30
1999-10-20 – 1999-10-26
2000-06-13 – 2000-06-14
2000-01-14 – 2000-02-04
2000-02-03 – 2000-02-07
1999-02-18 – 1999-03-12
1999-04-30 – 1999-05-19
1999-08-02 – 1999-10-22
1999-11-29 – 1999-12-07
1999-07-19 – 1999-07-27
1999-09-27 – 1999-10-04
2000-01-19
2000-01-01 – 2000-01-13
2000-01-10
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2000-05-30
2000-05-30
2000-05-30
2000-05-30
2000-05-30
2000-05-30
2000-05-30
2000-07-25
2000-07-25
2000-07-25
2000-07-25
2000-07-26
2000-07-26
2000-09-19
2000-09-26
2000-09-26
2000-01-27
2000-05-02 – 2000-05-16
2000-05-03 – 2000-05-09
2000-05-10 – 2000-06-14
2000-04-14
1999-02-01 – 1999-02-09
2000-08
2000-11-02 – 2000-11-14
2000-02-01
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2000-09-26
2000-11-28
2000-11-28
2000-11-28
2001-02-26
2001-02-27
2001-02-27
2001-02-27
2001-04-24
3
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
68.
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
Insider Trading
Insider Trading
Insider Trading
Insider Trading
79.
80.
81.
82.
Insider Trading
Insider Trading
Insider Trading
Insider Trading
83.
84.
85.
86.
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
87.
88.
89.
90.
91.
92.
93.
94.
Документ1
Security
Roadcorp Limited (2)
Siltek Limited (1)
Rentsure Holdings Limited
Faritec Holdings Limited
Ozz Limited
Advtech Limited
Macmed Health Care Limited
Imperial Holdings Limited
Masterfridge Limited
Leisurenet (3)
Molope Group Limited
Essentiale Beverage Holdings Limited
Moresport Holdings Limited
Monex Limited
South African Breweries Plc / Interbrew
Investigation
Cashbuild Limited
Ixchange Technology Holdings Limited
White Maize (1)
Tridelta Magnet Technology Holdings
Limited
Intervid Limited (1)
Intervid Limited (2)
Global Technology Limited (1)
Sun International (Sa) Limited
Saambou Holdings Limited (2)
Trematon Capital Investments Limited
Dna Supply Chain Investments Limited
Sanlam Limited
Period of investigation
2000-08
2000-11
2000-05-30 – 2000-06-13
2000-07-07
2000-09
2001-04-02
1999-09-13 – 1999-09-30
2000-04-14 – 2000-06-02
2001-01-08 – 2001-01-25
2000-10-01 – 2000-10-06
1999-09-29/ - 1999-10-04
1999-10-13 – 1999-10-14
1999-08-18 – 1999-09-06
2000-05-24 – 2000-07-05
2001-06-25 – 2001-06-28
2001-11-28 – 2001-11-29
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
2001-04-24
2001-04-24
2001-06-26
2001-06-26
2001-06-26
2001-06-26
2001-08-28
2001-08-28
2001-08-28
2001-10-24
2002-02-26
Closed
Closed
Closed
Closed
2002-02-26
2002-02-26
2002-02-26
2002-04-19
2000-09-11
2001-01-12 – 2001-01-17
2001-09
2000-07-19 – 2000-07-27
Closed
Closed
Closed
Closed
2002-04-30
2002-04-30
2002-04-30
2002-06-25
2001-01-15 – 2001-01-18
2001-05-18 – 2001-05-28
2001-05-15 – 2001-06-01
2001-08-21 – 2001-08-27
2002-02
2000-11
2001-02 – 2001-03
2001-08 – 2001-09
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2002-06-25
2002-06-25
2002-06-25
2002-06-25
2002-06-25
2002-08-27
2002-08-27
2002-08-27
4
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Документ1
Security
95. Discovery Holdings Limited
96. Iota Financial Services Limited
97. Heritage Collection Holdings Limited
98. Fedsure Holdings Limited
99. Corpcapital Limited
100. Iscor Limited
101. Billiton Plc
102. Northern Engineering Industries Africa
Limited
103. M-Cell Limited
104. Comair Limited (1)
105. Prism Holdings Limited
106. Global Technology Limited (2)
107. Planit Technology Holdings Limited
108. Mb Technologies Limited
109. Hosken Consolidated Investments Limited
(1)
110. Coronation Holdings Limited/African Harvest
Limited
111. Profurn Limited
112. Metropolis Transactive Holdings Limited
113. Rectron Holdings Limited
114. Investment Solutions Holdings Limited
115. Ec-Hold Limited
116. Repo January 2002
117. Boe Corporation Limited/Nib
118. Labat Africa Limited (1)
119. Kreston Nominees Investigation
120. Psg Investment Bank Holdings Limited
121. The Afrikander Lease Limited
Period of investigation
2002-04
2000-07-04 – 2000-07-26
2001-01-12 – 2001-01-29
2002-01-29 – 2002-02-27
2002-04-09 – 2002-04-10
2002-01 – 2002-07
2001-03-16 – 2001-03-19
2001-03-29 – 2001-04-05
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
2002-08-27
2002-10-29
2002-10-29
2002-10-29
2002-10-29
2002-10-29
2002-11-26
2002-11-26
2001-11-16 – 2001-11-27
2001-11-27 – 2001-12-07
2002-01-10 – 2002-02-14
2001-10
2000-09 – 2001-11
2002-07-17 – 2002-08-29
2002-07 – 2002-08
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2002-11-26
2002-11-26
2002-11-26
2002-11-26
2002-11-26
2002-11-26
2002-11-26
2001-02 – 2001-03
Closed
2003-02-25
2001-04-23 – 2001-05-10
2001-06-01 – 2001-06-05
2002-01-15 – 2002-03-25
2002-08-19 – 2002-09-18
2002-06 – 2002-09
2002-01
2002-04-08 – 2002-04-22
2002-04-22 – 2002-05-10
2000-06-01 – 2001-07-31
2002-07-17 – 2002-08-06
2002-07 – 2002-08
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2003-02-25
2003-02-25
2003-02-25
2003-02-25
2003-02-25
2003-05-06
2003-05-06
2003-05-06
2003-07-29
2003-07-29
2003-07-29
5
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Prohibited Trading
Insider Trading
Insider Trading
Документ1
Security
122. Hosken Consolidated Investments Limited
(2)
123. Nedcor Limited
124. March 2003 White Maize Futures Contract
(2)
125. Fashion Africa Limited
126. Fasic Limited
127. Alexander Forbes Limited
128. Capitec Bank Holdings Limited
129. Durban Roodepoort Deep Limited
130. Diamond Core Resources Limited
131. Amb Holdings Limited
132. Grintek Limited
133. Dna Supply Chain Investments Limited (2)
134. Carson Holdings Limited
135. Top Info Technology Holdings Limited
136. Netactive Limited
137. Cadiz Holdings Limited
138. Primedia Limited
139. Amalgamated Appliance Holdings Limited
(2)
140. Wetherlys Investment Holdings Limited
141. Relyant Retail Limited
142. Intervid Limited (3)
143. Mccarthy Limited
144. Hosken Consolidated Investments Limited
(4)
145. Thabex Exploration Limited
146. Glenrand Mib Limited
147. Liberty Group Limited
Period of investigation
2003-01 – 2003-02
Outcome
Closed
Date
2003-07-29
2003-01 – 2003-05
2002-09 – 2003-02
Closed
Closed
2003-07-29
2003-07-29
2002-08 – 2002-10
2000-04 – 2000-09
2003-03
2003-03
2003-01 – 2003-03
2003-05 - 2003-06
1999 - 2001
2002-10 – 2002-11
2003-05 - 2003-06
2000-07-31 – 2000-08-22
2001-01-02 – 2001-01-19
2002-07
2004-04-19 – 2004-04-22
2000-11-01 – 2000-12-31
2004-07
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2003-09-30
2003-09-30
2003-09-30
2003-09-30
2003-09-30
2003-09-30
2003-09-30
2003-11-25
2003-11-25
2004-05-04
2004-05-04
2004-05-04
2004-07-27
2004-11-30
2004-11-30
2003-07-21 - 2003-07-25
2004-05
2003-05 - 2004-03
2003-10 - 2003-11
2004-12
Closed
Closed
Closed
Closed
Closed
2006-02-16
2006-02-16
2006-02-16
2006-02-16
2006-02-16
2004-07 - 2005-01
2005-08-11 - 2005-08-12
2005-06-10 - 2005-07-20
Closed
Closed
Closed
2006-02-16
2006-05-30
2006-05-30
6
Type
Insider Trading
Insider Trading
False & Misleading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Prohibited Trading
Insider Trading
Insider Trading
False & Misleading
Insider Trading
Security
148. Gubb And Inggs Limited
149. Micc Property Income Fund Limited
150. Simmer And Jack Mines Limited (1)
151. Redefine Income Fund Limited
152. Cs Computer Services Holdings Limited
153. Capital Alliance Holdings Limited
154. Excellerate Holdings Limited
155. Acc-Ross
156. Freestone Property Holdings Limited
157. Venfin Limited
158. Tourism Investment Corporation Limited
159. White Maize Futures (3)
Period of investigation
2002-05-01
2005-11-18 - 2005-12-09
2005-06 - 2006-05
2002-12 - 2003-02
2004-04
2004/11/22 - 2004-12-01
2004-12-01 - 2005-01-30
2006-02-16 - 2006-02-18
2002-12 - 2003-02
2005-10-26 - 2005-11-03
2005-08-11
2005-09
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
2006-05-30
2006-05-30
2006-06-05
2006-10-10
2006-10-10
2006-10-10
2006-10-10
2006-10-10
2006-10-10
2006-10-10
2006-11-29
2006-11-29
Insider Trading
Insider Trading
Insider Trading
160. Peregrine Holdings Limited
161. Spescom Limited
162. Brimstone Investment Corporation Limited
(1)
163. Verimark Holdings Limited
2006-02-17 - 2006-04-07
2005-01
2004-11-29 - 2004-11-30
Closed
Closed
Closed
2006-11-29
2007-06-13
2007-06-13
2006-04 - 2006-07
Closed
2007-06-13
164. Steinhoff International Holdings Limited
2004-08 - 2004-09
Closed
2007-08-28
165. Blue Financial Services Limited (1)
166. Arch Equity Limited
167. Afriore Limited
168. Amalgamated Appliance Holdings Limited
(3)
169. Bonatla Property Holdings Limited
2006-10 – 2006-11
2006-02
2006-11
2007-04
Closed
Closed
Closed
Closed
2007-08-28
2007-11-27
2008-03-04
2008-03-04
2007-01-02 – 2007-05-17
Closed
2008-03-04
2007-03 – 2007-04
Closed
2008-06-03
Insider Trading+
False & Misleading
Insider Trading+
False & Misleading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading+
False & Misleading
Insider Trading+
False & Misleading
Документ1
170. Gold Fields Limited
7
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Assistance
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Prohibited Trading
False & Misleading
Insider Trading
Insider Trading
Insider Trading
Assistance
Prohibited Trading
Prohibited Trading
Prohibited Trading
Документ1
Security
171. Consol Limited
172. Italtile Limited
173. Sekunjalo Investments Limited
174. Sallies Limited
175. Tiger Brands Limited
176. Sci Entertainment Group Plc
177. Ideco Group Limited
178. Kagiso Media Limited
179. Mvelaphanda Resources Limited/Northam
Platinum Limited
180. Super Group
181. Cic Energy Corp
182. Pamodzi Gold Limited
183. Sunflower March 2009 Contract
184. Central Rand Gold Limited
185. Purple Capital Limited
186. Telkom Sa Limited (3)
187. Stratcorp Limited (3)
188. Assistance To Australian Securities &
Investments Commission
189. Skinwell Holdings Limited (Sanlam Private
Investments (Pty) Limited Virtual Trading
Competition)
190. Money Web Holdings Limited (Sanlam
Private Investments (Pty) Limited Virtual
Trading Competition)
191. Huge Group Limited (Sanlam Private
Investments (Pty) Limited Virtual Trading
Competition)
Period of investigation
2006-11 – 2006-12
2006-06 – 2007-04
2007-04 – 2007-05
2007-03
2007-04
2007-08
2008-04
2008-04
2008-08
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
2008-06-03
2008-06-03
2008-09-02
2008-11-25
2008-11-25
2008-11-25
2008-11-25
2008-11-25
2009-03-03
2008-07
2008-06
2008-10
2008-09 - 2008-10
2007-11 - 2008-11
2008-02
2008-10
2008-05-27 - 2008-06-02
2009-02
2009-08
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2009-09-01
2009-09-01
2009-11-24
2009-11-24
2009-11-24
2009-11-24
2010-03-10
Closed
Closed
2010-03-10
2009-10
Closed
2010-03-24
2010-06-03
2009-10
Closed
2009-10
Closed
2010-06-03
2010-06-03
8
Type
Insider Trading
Insider Trading
Insider Trading
Insider Trading
False & Misleading
Insider Trading
Assistance
Assistance
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading+
False & Misleading
Insider Trading
False & Misleading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Assistance
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Prohibited Trading
Документ1
Security
192. Beige Holdings Limited (2)
193. Wilson Bayly Holmes-Ovcon Limited
194. Jubilee Platinum Plc
195. Sentula Mining Limited (2)
196. Blue Financial Services Limited (2)
197. Gijimaast Group Limited
198. Assistance To Jersey Financial Services
Commission
199. Assistance To Belgium Banking, Finance
And Insurance Commission
200. Resilient Property Income Fund Limited (3)
201. Sentula Mining Limited (3)
202. Accentuate Limited
203. Africa Cellular Towers Limited
204. Simmer And Jack Mines Limited (2)
205. Kumba Iron Ore Limited (1)
206. Telkom Hot Enhanced Dividend Security
207. Kumba Iron Ore Limited (2)
208. Firstrand Limited
209. Rolfes Technology Holdings Limited
210. Gold Reef Resorts Limited
211. Ag Industries Limited
212. Us Commodity Futures Trading Commission
Wolmarans And/Or Botes
213. Wesizwe Platinum Limited (1)
214. Barnard Jacobs Mellet Holdings Limited
215. Esorfranki Limited
216. Wesizwe Platinum Limited (2)
217. Argent Industrial Limited
Period of investigation
2006-10 – 2007-03
2008-07 - 2008-08
2009-03 - 2009-06
2008-06-25
2008-08-07
2009-12 - 2010-01
2010-04-01
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
2010-09-07
2010-09-07
2010-09-07
2010-09-07
2010-09-07
2010-09-07
2010-09-07
2008-03 - 2008-07
Closed
2010-09-07
2008-06-01 – 2010-03-23
2009-10
2010-02
2009-10
2009-12
Closed
Closed
Closed
Closed
Closed
2010-09-07
2010-11-24
2010-11-24
2011-03-29
2010-02
2009-04-28 - 2009-06-02
2009-04-28
2011-03-07 - 2011-03-08
2010-06
2010-02 And 2010-07
2010-11-16 - 2010-11-25
2010-01-01 - 2011-05-31
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
2011-03-29
2011-03-29
2011-03-29
2011-03-29
2011-03-29
2011-06-28
2011-06-28
2011-06-28
2011-06-28
2010-05
2010-05 – 2010-06
2010-07-01 – 2010-07-16
2010-11-05 - 2010-12-15
2009-01 - 2009-03
Closed
Closed
Closed
Closed
Closed
2011-09-27
2011-09-27
2011-09-27
2011-09-27
2011-11-29
9
Type
Prohibited Trading
Insider Trading
Insider Trading
Prohibited Trading
Insider Trading
Insider Trading
Insider Trading
Prohibited Trading
Insider Trading
Insider Trading
Insider Trading
False & Misleading
Assistance
False & Misleading
Insider Trading
Insider Trading
False & Misleading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Insider Trading
Assistance
Insider Trading
Insider Trading
False & Misleading
+ Prohibited Trading
Insider Trading
Документ1
Security
218. Freeworld Coatings Limited
219. Thabex Limited
220. Pinnacle Technology Holdings Limited
221. Huge Group Limited
222. Glenrand Mib Limited
223. Brait S.A.
224. Workforce Holdings Limited
225. Cape Empowerment Trust Limited (2)
226. Winhold Limited
227. Curro Holdings Limited
228. Bell Equipment Limited
229. Spur Corporation Limited
230. Assistance To Reserve Bank Of Malawi
231. Nedbank Group Limited
232. Metorex Limited
233. Mtn Group Limited
234. Peermont Global Limited
235. Consolidated Infrastructure Group Limited
236. Esorfranki Limited (2)
237. Dimension Data Holdings Plc
238. Grand Parade Investments Limited
239. Erbacon Investment Holdings Limited
240. Cipla Medpro South Africa Limited
241. Assistance To Sec - Zambia (Shoprite
Holdings Limited)
242. Net 1 Ueps Technologies Inc
243. Arcelormittal South Africa Limited
244. Fountainhead Property Trust (Complaint)
245. Adcock Ingram / Bidvest
Period of investigation
2009-01 - 2009-03
2010-06-08 - 2010-06-21
2011-06
2008-08 - 2008-09
2010-10-01 - 2010-12-09
2010-11 - 2011-03
2009-03-27 - 2009-03-31
2008-10 - 2008-11
2011-08-23 - 2011-09-12
2011-11-17 - 2011-11-22
2012-03-08
2007 - 2011
2011-06 - 2011-09
2005 - 2009
2011-04-04 - 2011-04-08
2009-05-11 - 2009-05-25
2006-11-01 – 2007-04-24
2012/03/17 - 2012-05-02
2012/07/18 - 2012/08/03
2010-07
2012/10/24 - 2012/11/08
2013-01-29 - 2013-02-04
2013-02
Outcome
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Closed
Date
2011-11-29
2011-11-29
2011-11-29
2012-03-27
2012-03-27
2012-03-27
2012-03-27
2012-06-27
2012-06-27
2012-06-27
2012-06-27
2012-06-27
2012-11-14
2012-11-14
2013-03-18
2013-03-18
2013-03-18
2013-03-18
2013-03-18
2013-06-25
2013-10-01
2013-10-01
2013-10-01
2013-04
2012-12-04 / 05
2010-02
Closed
Closed
Closed
2013-10-01
2013-10-01
2013-12-03
2013-03
2013-03
Closed
Closed
2013-12-03
2013-12-03
10
Type
Insider Trading
Prohibited Trading
Prohibited Trading
Prohibited Trading
Insider Trading
Документ1
Security
246. African Bank Investments Limited
247. Harmony Gold Mining Company Limited (2)
248. Labat Africa Limited (3)
249. Octodec Investments Limited - FMA
250. Afgri Limited (2) - FMA
Period of investigation
2013-04-12 - 2013-05-02
2009-10 - 2009-11
2010-02-04 - 2010-08-31
2013-06-04
2013-08-05 - 2013-08-08
Outcome
Closed
Closed
Closed
Closed
Closed
Date
2013-12-03
2014-03-25
2014-03-25
2014-03-25
2014-03-25
11
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