University of Miami School of Law GLOBAL LAWYERING Professor John Flood Contact details: email: jflood@law.miami.edu The course will take students through three parts: approaches to globalization, understanding legal professions from different parts of the world, and the intersection of the two. It will consist of the readings below, guest speakers (if I can get them) and film. The speed of change in the world today demands that modern lawyers be aware of developments outside their home jurisdictions. This is especially true for American lawyers. United States law and lawyers are involved in many activities around the globe. It could be helping Rosneft, the Russian oil company to come to market (Who is the beneficial owner? No one seems to know. It is probably some part of the state.); it could be attempting to curtail the growth in the online gambling industry in spite of the WTO; it could be attempting to deal with human rights abuses through the Alien Tort Claims Act 1789. This is not simply the export of American legal technologies to other countries à la Coca Cola, but rather an intense competition between rival determinations of what the law is and how it should be interpreted. Much of it is tied to the ways capital markets and financial institutions function, which favors global cities such as New York, London, Tokyo and Hong Kong. Much of the competition comes from the English legal profession, which considers itself to be historically the progenitor of legal globalization. Perhaps the most startling changes are taking place in the regulation of professional services, law not excluded. The significant item for this is the Legal Services Act 2007 in England & Wales. This statute is having global impact. This is affecting who can own law firms, what work needs to be done by lawyers, but also who is responsible for regulating lawyers. In addition there are global changes taking place in regulation via GATS, and in legal education. And in this last part Miami is in the vanguard with Law Without Walls, a dramatically new approach to legal education, which we will cover. The requirement for this course is a paper. If you are taking the seminar for your upper writing requirement, the paper must be 35-40 pages. If not, the paper is to be 17-20 pages. There will be an updated web page—“Global Lawyering”—run in conjunction with the course which will have additional materials and links to issues that arise during the course: it will follow the format of the syllabus. The website will be at www.johnflood.com. I would like you to follow some external sources that are monitoring the changes occurring. Key among them is Legal Futures (www.legalfutures.co.uk), Jordan Furlong at www.law21.ca, and Bruce McEwan at www.adamsmithesq.com. You should also read the articles in the “Legal Profession” section of jotwell.com, which I edit along with Tanina Rostain. Jotwell publishes reviews of good writing every month by a different contributor. There will be more. I run a blog, Random Academic Thoughts at johnflood.blogspot.com which comments on law and the legal profession. It is also worth following The Lawyer at www.thelawyer.com; they have a newsletter worth signing up to. openDemocracy is a very useful and informative website to follow, especially on globalization and world events at www.opendemocracy.net. The films have been chosen to highlight aspects of lawyers’ practices and values. They are placed within the readings and each is highlighted with its IMDb link. But read: Bander. E. 1993. “Lawyer as Devil’s advocate.” ─ http://tarlton.law.utexas.edu/lpop/etext/conf/bander.htm. It contains an interesting discussion of lawyers in film. See also, Asimow. M. 2000. “Bad lawyers in the movies.” ─ http://ssrn.com/abstract=159295. And id. “Embodiment of evil: law firms in the movies.” ─ http://ssrn.com/abstract=270128. The Tarlton Law Library has a guide to over 700 films featuring lawyers ─ http://tarlton.law.utexas.edu/lpop/film.html. Mary Whisner has prepared a useful guide on law in TV, video and film ─ http://lib.law.washington.edu/ref/lawonfilm.html. A good source of reviews of lawyers on film and TV is Picturing Justice: The Online Journal of Law and Popular Culture ─ http://www.usfca.edu/pj/index.html. Note on Readings: Where I can, I have supplied electronic references which can be read without cost. I’ve provided clickable links and URLs, so it’s best to have this on your computer so you can directly go to the appropriate website. The website databases are Hein Online, Lexis, Westlaw, JSTOR, and Academic Search Premier. Part 1 Globalization aims to acquaint students with the current theories of globalization. These fall into three broad groups: the hyperglobalizers (eg, Ohmae) who believe that globalization leads to borderless trade and possibly the demise of the state; the sceptics (eg, Hirst) who insist that globalization is a myth and that, at best, there are one or two regions in the world that engage in significant trade; and the transformationalists (eg, Held) who argue that globalization is affecting many aspects of life including, for example, the family, politics, and law. There is now a fourth group which looks at globalization from a critical and radical perspective, the view from the south (eg, Santos). Readings: Ohmae. K. 1995. The End of the Nation State. Free Press. (Link to BBC World Service program about Ohmae: audio and text [http://www.bbc.co.uk/worldservice/learningenglish/work/handy/oh mae.shtml] and [http://downloads.bbc.co.uk/worldservice/learningenglish/handy/oh mae.pdf]). Read “Beyond the Nation State” [http://www.theglobalist.com/storyid.aspx?StoryId=4615]. Read also “Globalization, Regions and the New Economy” [http://www.sppsr.ucla.edu/cgpr/docs/ohmaewpno1.doc]. Hirst. P. 2001. “Politics: Territorial or Non-Territorial.” [http://www.theglobalsite.ac.uk/press/104hirst.htm]. Read also, Cuttitta, P. 2006. “Points and Lines: A Topography of Borders in the Global Space” 6 Ephemera http://www.ephemeraweb.org/journal/61/6-1cuttitta.pdf. Giddens. A. 1999. Read/view Giddens’ Reith Lectures, “Runaway World”, for BBC [http://news.bbc.co.uk/hi/english/static/events/reith_99/]. Santos. B. de Sousa. 2006. “Globalizations.” 23 Theory, Culture & Society 393-399 [http://www.boaventuradesousasantos.pt/media/pdfs/Globalizations_ Theory_Culture_and_Society_2006.PDF]. Held. D. et al. Global Transformations (Link to “Global Transformations” [http://www.polity.co.uk/global/default.asp] website—read “What is Globalization?” [http://www.polity.co.uk/global/whatisglobalization.asp#top]) and “Globalization” [http://www.polity.co.uk/global/globalizationoxford.asp]. Globalisation: the argument of our time. A debate between Paul Hirst and David Held at http://www.opendemocracy.net/globalizationvision_reflections/article_637.jsp#seven Thomas Friedman. 2005. “It’s a Flat World, After All” [http://www.nytimes.com/2005/04/03/magazine/03DOMINANCE.ht ml]. Watch the video “The World is Flat” on MITWorld at http://mitworld.mit.edu/video/266. ►Film: Breaker Morant (film set near end of Boer War when British want to stage a peace conference and set a show trial of Australian soldiers accused of murder in battle—there are clear resonances with today’s events. See bio of Breaker Morant here: http://en.wikipedia.org/wiki/Breaker_Morant) Part 2 Legal Profession will introduce the literature on the legal profession, American, European and Asian. This part includes materials on lawyers, law firms, accounting firms, and some aspects of professionalism. We will look at some of the historical aspects of law firms as well as their contemporary approaches to practice. Readings: Careers: Heinz. J. 1983. “The power of lawyers.” 17 Georgia Law Review 891911 (available Heinonline http://heinonline.org/HOL/Page?handle=hein.journals/geolr17&id=9 01&collection=journals&index=journals/geolr) Heinz. J. et al. 2001. “The scale of justice: observations on the transformation of urban law practice.” 27 Annual Review of Sociology 337-362. Gordon. R. 2006. “Money! Power! Ambition gone awry! A frank history of the big-time American lawyer.” LegalAffairs.org. 1-8. [http://www.legalaffairs.org/issues/March-April2006/feature_gordon_marapr06.msp] ►Film: The Devil’s Advocate (young lawyer accepts offer from large law firm and must deal with compromises in how he practices law) Henderson, B. 2008. “How the ‘Cravath System’ Created the Bi-Modal Distribution” Part I at http://lawprofessors.typepad.com/legal_profession/2008/07/howthe-cravath.html Henderson, B. 2008. “Part II: How Most Law Firms Misapply the ‘Cravath System’” at http://lawprofessors.typepad.com/legal_profession/2008/07/part-iihow-mos.html Lisagor. N. & Lipsius. F. 1988. A Law Unto Itself: The Untold Story of the Law Firm Sullivan & Cromwell: 100 Years of Creating Power & Wealth. Morrow. An interesting history of the law firm that along the way tells of its connections to the rise of Nazism in Germany. See: Weixelbaum, J. 2011. “Collaboration in Context: New Historiographical Approaches to Alleged American/Nazi Business Ties” at http://jasonweixelbaum.wordpress.com/2011/05/17/collaboration-incontext-new-historiographical-approaches-to-alleged-americannazibusiness-ties/ NB. It’s worth looking at Skadden and Wachtell together because they exemplify the role of the “outsider” in law. Eli Wald provides two articles that help make sense of this phenomenon. Wald, E. 2008. “The Rise and Fall of the WASP and Jewish Law Firms.” 60 Stanford Law Review 101-165. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1138432] Wald, E. 2008. The Rise of the Jewish Law Firm or Is the Jewish Law Firm Generic?” 76 University of Missouri-Kansas City Law Review 156 [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1138437] Caplan. L. 1993. Skadden: Power, Money, and The Rise of a Legal Empire. Farrar Straus Giroux. 63-117; 277-296. See Jean Fergus, “The Law According to Joseph Flom” at http://www.ferguslex.com/ferg.401.review.flom.html. Starbuck, W. 1993. “Keeping a Butterfly and an Elephant in a House of Cards: The Elements of Exceptional Success”. 30 Journal of Management Studies 885-921. [http://www.johnflood.com/summerschool/Starbuck_Keeping_Eleph ant_Butterfly.PDF] Starbuck, W. nd. “Wachtell Lipton additional material” [http://www.johnflood.com/summerschool/Starbuck_Wachtell_paper _add.doc] Starbuck, W. nd.” Addendum: Wachtell, Lipton, Rosen and Katz” [http://www.johnflood.com/summerschool/Starbuck_Wachtell_Upda te_Elephant.docx] Dinovitzer, R. 2006. “Social Capital and Constraints on Legal Careers”. 40 Law & Society Review 445-480. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw40&i d=449&collection=journals&index=journals/lwsocrw] Boon. A. & Flood. J. 1999. “Trials of strength: the reconfiguration of litigation as a contested terrain.” 33 Law and Society Review 595-636. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw33&i d=605&collection=journals&index=journals/lwsocrw] ►Film: The Winslow Boy (English barrister as hero when he takes what appears to be a lost case that may damage his professional standing) Types of Lawyering: Nelson. R. & Nielsen. L. 2000. “Cops, counsel, and entrepreneurs: constructing the role of inside counsel in large corporations.” 34 Law & Society Review 457-493. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw34&i d=471&collection=journals&index=journals/lwsocrw] Rosen, R. 2002. “We’re All Consultants Now: How Change in Client Organizational Strategies Influences Change in the Organization of Corporate Legal Services”. 44 Arizona Law Review 637-684. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1825458] Flood, J. & Skordaki. E. 1997. “Normative bricolage: informal rule making by accountants and lawyers in mega insolvencies.” In Teubner, ed, Global Law Without a State. Dartmouth. 109-131. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=949895] Flood. J. 1996. “Megalawyering in the global order.” 3 International Journal of the Legal Profession 169-214. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=953796] Brock, D. et al. 2006. “The Global Law Firm: An Initial Study of Strategy and Performance.” 5 International Journal of Business and Economics 161-172. [http://www.johnflood.com/summerschool/Brock_global_law_firm_ 2006.pdf] Flood. J. 2007. “Lawyers as Sanctifiers: The Role of Elite Law Firms in International Business Transactions”. 14 Indiana Journal of Global Legal Studies 35-66. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=949553] Sarat, A. (ed) 2010. “Special Issue: Law Firms, Legal Culture, and Legal Practice”. 52 Studies in Law, Politics, and Society (NB. Chapters by Chambliss; Rosen; Henderson) [http://books.google.co.uk/books?id=FIBl1MIiHJQC&lpg=PP1&dq=La w%20Firms%2C%20Legal%20Culture%2C%20and%20Legal%20Pract ice&pg=PP1#v=onepage&q&f=false] Regulation: Alfieri, A. 2008. “The Fall of Legal Ethics and the Rise of Risk Management”. 93 Georgetown Law Journal 5-40. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1114223] Terry, L. 2004. “Lawyers, GATS, and the WTO Accountancy Disciplines: The History of the WTO’s Consultation, the IBA GATS Forum and the September 2003 IBA Resolutions”. 22 Penn State Law Review 695-841. [http://www.personal.psu.edu/faculty/l/s/lst3/GATS_WTO%20consul tation_iba_resolutions_history.pdf] Arnold, P. 2005. “Disciplining Domestic Regulation: The World Trade Organization and the Market for Professional Services.” 30 Accounting, Organizations and Society 299-330. [http://www.johnflood.com/summerschool/Arnold_WTO_AOS_2005 .PDF] Terry, L. 2010. “From GATS to APEC: The Impact of Trade Agreements on Legal Services”. 43 Akron Law Review 675-984. [http://www.personal.psu.edu/faculty/l/s/lst3/Terry_From_GATS_to _APEC.pdf] Faulconbridge, J & Muzio, D. 2009. “Legal Education, Globalization, and Cultures of Professional Practice”. 21 Georgetown Journal of Legal Ethics 1335-1359. [http://www.johnflood.com/summerschool/Muzio_Faulconbridge_SS RN_ID1516314_code546230.pdf] Faulconbridge, J. 2008. “Organizational Professionalism in Globalizing Law Firms”. 22 Work, Employment and Society 7-25. [http://www.johnflood.com/summerschool/Faulconbridge_Org_Prof _Law_Firms_2008.doc] Flood, J. 2011. “The Re-Landscaping of the Legal Profession: Large Law Firms and Professional Re-Regulation.” 59 Current Sociology 507-529. [http://www.johnflood.com/summerschool/Relandscaping_Prof_regu lation_2011.pdf] Maher, F & Davies, A. 2011. “New law firm regulations in England and Wales will affect U.S. firms.” National Law Journal. [http://www.johnflood.com/summerschool/Maher_Davies_law_firm _regulation.docx] “The Economic Downturn and the Legal Profession”. Symposium in 78 Fordham Law Review at http://www.fordhamlawreview.org/symposia/3. ►Film: Michael Clayton (Big law and big corporates go head to head. And what is the role of in house counsel? And what does it mean being a “fixer” in a law firm?) Legal Education: Flood, J. 2011. “Legal Education in the Global Context”. Draft report for the Legal Services Board. [http://www.johnflood.com/summerschool/Flood_Legal%20Educatio n1.docx] Silver. C. 2002. “The case of the foreign lawyer: internationalising the U.S. legal profession.” 25 Fordham International Law Journal 10391084. [http://heinonline.org/HOL/Page?handle=hein.journals/frdint25&id= 1013&collection=journals&index=journals/frdint] Silver, C. 2011. “Educating Lawyers for the Global Economy”, Kyung Hee University Law Review [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1519387] Silver, C. 2011. The Variable Value of US Legal Education in the Global Legal Services Market”. Georgetown Journal of Legal Ethics 1-57. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1742031] Pue. W. 2001. “Globalisation and legal education.” 8 International Journal of the Legal Profession 87-102. Law Without Walls. A new and radical approach to legal education that embraces interdisciplinarity and cross-cultural mixes. Look at the website, http://www.lawwithoutwalls.org/. The Other: Liu. S. 2006. “Client influence and the contingency of professionalism: the work of elite corporate lawyers in China.” 40 Law & Society Review 751-781. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw40&i d=765&collection=journals&index=journals/lwsocrw] Michelson. E. 2006. “The practice of law as an obstacle to justice: Chinese lawyers at work.” 40 Law & Society Review 1-38. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw40&i d=3&collection=journals&index=journals/lwsocrw] Galanter. M. 1998. “The faces of mistrust: the image of lawyers in public opinion, jokes and political discourse.” 66 University of Cincinnati Law Review 805. (1-40). [http://heinonline.org/HOL/Page?handle=hein.journals/ucinlr66&id= 815&collection=journals&index=journals/ucinlr] Part 3 Globalization and Law now brings these two literatures together as we explore the lawyer’s role in globalization. For this part we examine various contexts including international finance, bankruptcy, arbitration, guanxi, human rights. Readings: Globalization from above: Gessner. V. 2009. “Towards a Theoretical Framework for Contractual Certainty in Global Trade”. In Gessner, ed, Contractual Certainty in International Trade: Empirical Studies and Theoretical Debates on Institutional Support for Global Economic Exchanges. Hart, 3-27. [http://www.johnflood.com/summerschool/Gessner_01_Introduction _edited.pdf] Callies, G-P. 2009. “Transnational Civil Regimes: Economic Globalization and the Evolution of Commercial Law”. In Gessner, ed, Contractual Certainty in International Trade: Empirical Studies and Theoretical Debates on Institutional Support for Global Economic Exchanges. Hart, 215-238. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1631745] Sosa. F. 2009. “Cross-border Dispute Resolution from the Perspective of Mid-sized Law Firms: The Example of International Commercial Arbitration” In Gessner, ed, Contractual Certainty in International Trade: Empirical Studies and Theoretical Debates on Institutional Support for Global Economic Exchanges. Hart, 107-155. [http://www.johnflood.com/summerschool/Gessner_05_Sosa.pdf] Chen, X-P & Chen, C. 2004. “On the Intracacies of the Chinese Guanxi: A Process Model of Guanxi Development”. 21 Asia Pacific Journal of Management 305-324. [http://www.johnflood.com/summerschool/guanxi%20XP_APJM_20 04_3.pdf] Richman, B. 2009. “Ethnic Networks, Extra-Legal Certainty and Globalization: Peering into the Diamond Industry”. In Gessner, ed, Contractual Certainty in International Trade: Empirical Studies and Theoretical Debates on Institutional Support for Global Economic Exchanges. Hart, 31-47. [http://www.johnflood.com/summerschool/Gessner_02_Richman_ed ited.pdf] Flood. J. 2001. “The vultures fly east: the creation and globalisation of the distressed debt market.” In Nelken & Feest, eds, Adapting Legal Cultures. Hart. 257-278. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=949581] Shamir, R. 2004. “Between Self-Regulation and the Alien Tort Claims Act: On the Contested Concept of Corporate Social Responsibility”. 38 Law & Society Review 635-664. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw38&i d=651&collection=journals&index=journals/lwsocrw] ►Film: Enron: The Smartest Guys in the Room (documentary about the hubris of a company that idealized the new financial world and its collapse and that of its professional advisers) ►Film: Inside Job (the recession: how bankers (and what about lawyers?) caused the crisis). Rosen, R. 2003. “Risk Management and Corporate Governance: The Case of Enron”. 35 Connecticut Law Review 1157-1184. [http://papers.ssrn.com/sol3/papers.cfm?abstract_id=468168] Gordon, R. 2003. “A new role for lawyers?: The corporate counselor after Enron”. 35 Connecticut Law Review 1185-1216. [http://www.johnflood.com/summerschool/RGordon_Enron.pdf] Globalization from below: Klug. H. 2005. “Campaigning for life: building a new transnational solidarity in the face of HIV/AIDS and TRIPS.” In Santos and Rodriguez-Garavito, eds, Law and Globalization from Below: Towards a Cosmopolitan Legality. Cambridge. 118-139 [http://www.scribd.com/doc/52849844/Boaventura-de-Sousa-Santosy-Rodriguez-Garavito-ed-Law-and-Globalization-from-BelowTowards-a-Cosmopolitan-Legality].* Houtzager. P. 2005. “The movement of the landless (MST), juridical field, and legal change in Brazil.” Ibid. 218-240. Visvanathan. S. & Parmar. C. 2005. “Life, life world, and life chances: vulnerability and survival in Indian constitutional law.” Ibid. 339-362. Santos. B. de Sousa. 2006. “The heterogeneous state and legal pluralism in Mozambique” 40 Law & Society Review 39-76. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw40&i d=41&collection=journals&index=journals/lwsocrw] Pirie. F. 2006. “Legal autonomy as political engagement: the Ladakhi village in the wider world.” 40 Law & Society Review 77-103. [http://heinonline.org/HOL/Page?handle=hein.journals/lwsocrw40&i d=79&collection=journals&index=journals/lwsocrw] ►Film: The Castle (humorous Australian film about lawyers as heroes in defence of basic rights. This is probably the only chance you’ll get of seeing this.) *The entire book can be downloaded from this website.