1 George Mason University Government 731 Advanced Seminar in Comparative Politics: Politics and the State in SubSaharan Africa, Fall 2011. M, 4:30 – 7:10 p.m., ROBA206, Professor McFerson, Office hours M 3-4:00 p.m., or by appointment, ROBA225, 703 993-2961, hmcferso@gmu.edu Course Description Please note that schedules and activities are subject to change, if and as needed. All such changes will be communicated to students on a timely basis. The focus of the seminar is on governance, politics and development in Sub-Saharan Africa. We will examine the challenges faced by selected states at different historical periods and in contemporary times, and the response of various forms of government to these challenges. The broad timeline includes the pre-colonial state; responses to early European interventions; the colonial state; and the creation and consolidation of independent states. Approach The main topics will be illustrated through lectures, films, class discussions and presentations. As a seminar, each student will be responsible for choosing a county which to study, following the broad timeline of developments in the pre-colonial state; the impact of colonial policy and the colonial legacy; contemporary legitimacy, and the role of the state in conflict management, resource exploitation, and socio-economic development. Required books In Mason bookstore: Curtis Keim, Mistaking Africa. Amartya Sen, Development As Freedom Robert H. Bates, When Things Fell Apart: State Failure in Late-Century Africa. Pierre Englebert, Africa: Unity, Sovereignty & Sorrow. Jeffrey Herbst, States and Power in Africa: Comparative Lessons in Authority and Control. Alex Thomson, An Introduction to African Politics. Third edition. At Amazon.com Mahmood Mamdani, 1996, Citizen and Subject. Contemporary Africa and the Legacy of Late Colonialism. Princeton University Press. Larry F. Diamond, Marc F. Plattner, 2010. Democratization in Africa: Progress And Retreat. Johns Hopkins. Second edition. Required articles (Online) 1 2 Hazel M. McFerson, “Developments In African Governance since the Cold War: Beyond Cassandra and Pollyanna”. African Studies Review, Vol. 53, No. 2, September 2010 Michael Bratton and Eric C. C. Chang, “State Building and Democratization in SubSaharan Africa; Forwards, Backwards, or Together?”, Comparative Political Studies. Vol. 39 No. 6, November 2006 Rod Alence, Political institutions and developmental governance in sub-Saharan Africa. Journal of Modern African Studies, 42, 2 (2004), pp. 163-187. Pierre Englebert, “Pre-colonial Institutions, Post-colonial States, and Economic Development in Tropical Africa”, Political Research Quarterly, March 2000, 53:7-36. Pierre Englebert and Denis M. Tull Postconflict Reconstruction in Africa: Flawed Ideas about Failed States International Security Vol. 32, No. 4 (Spring, 2008), pp. 106139 Michael Bratton and Robert Mattes, “Support for Democracy in Africa Intrinsic or Instrumental?” Afrobarometer Paper No. 1. Please look at other papers in this series for your term paper topic. Michael Crowder, 1987, “whose dream was it anyway? Twenty-five years of African Independence”, African Affairs, 86, (1987), 7-24.Zibani Maundeni, 2002, “State Culture and Development in Botswana and Zimbabwe”, The Journal of Modern African Studies.Vol. 40, No. 1 (Mar. (pp. 105-132).Nii Lante Wallace-Bruce, 1985, “Africa and International Law - The Emergence to Statehood”,Journal of Modern African Studies, Vol 23, No 4, December Samir Amin, 1972,“Underdevelopment and Dependence in Black Africa—Origins and Contemporary forms”. Journal of Modern African Studies, Vol. 10, No. 4, Dec. (pp. 503-524). Theoda Skocpol, “Bringing the State Back In” Kristof Titeca and Tom deHerdt, 2011, “Real governance beyond the ‘failed state’: Negotiating education in the Democratic Republic of the Congo”, African Affairs, Vol. 110, iss. 349, pp. 213-231. Esther Mokuwa, etal, 2011, “Peasant grievance and insurgency in Sierra Leone: Judicial serdfdom as a driver of conflict”, African Affairs, Vol. 110, iss. 440, pp.339-366. Richard Banegas, 2011, “Post-election crisis in Cote d’Ivoire: the gbonhi war”, African Affairs, Vol. 110, iss. 440, pp. 457-468. NB: Each student is responsible for putting together a reading list for the country of his/her choice in addition to the required readings listed above. Advice on the reading list will be provided by the instructor Videos to be shown in class: War Against Women World of ideas: Chinua Achebe Lost Kingdoms Queen Victoria’s empire King Leopold’s Ghost White King, red rubber, black death 2 3 Lumumba: la mort du prophete Course requirements: There will be no mid-term or final exams. Two five-page essays and a major research paper will be required. The final version of the paper will be due the last day of class on December 5, but a 15-minute presentation of the main issues will be made orally in class. Research paper topics will be chosen in consultation with the instructor, and must be approved in advance. Papers must reference at least four required syllabus readings in addition to titles specific to the research. A written outline of the term paper topic, with an annotated bibliography must be submitted to the instructor for comments and prior approval, and the outline, including the instructor’s comments, must be attached to the final paper. Failure to attach the outline will result in the paper being marked down by half a grade. Information will be handed out on the format of the outline and the required format for writing the research paper. The essays and the research paper are to be submitted double-spaced in 12-point font, with standard margins. Deadlines will not be relaxed without sufficient and documented reason, failing which; 5% of the grade will be deducted for each late day. Grading is on the basis of the following: 1. One five-page essay on the significance of pre-colonial governance in a country of the student’s choice, focusing on a major ethnic group (e.g. Ibo, Baganda, etc.,), before the demarcation of colonial borders at the Conference of Berlin in 1885. (15%,). 2. One five-page essay on democracy and colonialism, (15%) 15-minute oral presentation on the student’s research project (20%. Dates will be assigned in class on a student sign-up sheet). 3. One research paper, 25-30 pages (50%.) For each of the topics, students should become familiar with the relevant information on their country of choice, and will be called upon at random to contribute their expertise to the class discussions. Attendance is required unless instructor permission is given in advance Honor System and Code At the beginning of each semester, faculty members have the responsibility of explaining to their classes their policy regarding the Honor Code. They must also explain the extent to which aid, if any, is permitted on academic work. The complete Honor Code is as follows: 3 4 To promote a stronger sense of mutual responsibility, respect, trust, and fairness among all members of the George Mason University community and with the desire for greater academic and personal achievement, we, the student members of the university community, have set forth this honor code: Student members of the George Mason University community pledge not to cheat, plagiarize, steal, or lie in matters related to academic work. (Web: honorcode.gmu.edu) Classroom Decorum will be maintained. This consists of addressing in a civil manner classmates and the instructor. Although diversity of opinion is valued in an academic setting, and disagreements are part of the intellectual debate, rudeness is not accepted, and politeness and civility will be maintained. Rude, threatening and challenging behavior directed to the instructor or to classmates will be promptly reported to the department chair. No cell phones or texting in class. Student Learning Goals 1. Acquire factual knowledge about politics and government, to include an understanding of different types of political systems, including the theoretical bases, the institutions and processes, the role of the citizenry, and the major public policy issues on the agenda. Students will also develop an understanding of the international political system and the interaction of states. 2. Develop an understanding of the intellectual roots and varied models of democracy as a form of government, and an appreciation of the importance of citizen participation in democracy. 3. Increase the level of student engagement in the political world. 4. Improve analytical skills, especially with respect to assessing the quality of empirical evidence. 5. Improve writing skills. Important dates: September 12 October 3 October 10 October 17 November 23-27 November 14-Dec 5 December 5 First essay due Research paper outline due Columbus Day recess Monday classes meet Tuesday Second essay due Thanksgiving recess Research paper oral presentations Last day of classes; final research paper due Schedule 4 5 Week 1: August 29: Course Overview/introduction; instructor discussion; Thomson Introduction and chapter; film: Lost Kingdoms. Read ahead for following week: Theoda Skocpol, “Bringing the State Back In”; Curtis Keim, Mistaking Africa. Student assigned discussion of films and readings sign-up sheet handed out for week 3. Week 2: September 5: Labor Day Week 3: September 12: State & Society; video World of ideas: Chinua Achebe. Students assigned discussion of film and reading; sign-up sheet handed out for readings/discussions and for Thomson, chapters 3,4,5,6,7; next week student presentations on governance in pre-colonial states, sign-up. Note: anthropological studies often focus on pre-colonial states; check JSTOR or consult with instructor for sources. Week 4: Sept. 19: State & Society Thomson, chapters 7, 8, 10,11, conclusions (student led discussions of assigned chapter and sign-up. Video: Queen Victoria’s empire. Begin Jeffrey Herbst, States and Power in Africa: Comparative Lessons in Authority and Control. Read for next week: Introduction, chapters 1, 2,3,4. Week 5 Sept. 26 State & Society. Finish Herbst; Rod Alence, “Political institutions and developmental governance in sub-Saharan Africa”. Journal of Modern African Studies, 42, 2 (2004), pp. 163-187. Nii Lante Wallace-Bruce, 1985, “Africa and International Law - The Emergence to Statehood”, The Journal of Modern African Studies, Vol. 23, No. 4 (Dec.), pp. 575-602. Samir Amin, 1972,“Underdevelopment and Dependence in Black Africa— Origins and Contemporary Forms”. Journal of Modern African Studies, Vol. 10, No. 4, Dec. (pp. 503-524). Pierre Englebert, “Pre-colonial Institutions, Post-colonial States, and Economic Development in Tropical Africa”, Political Research Quarterly, March 2000, Pierre Englebert and Denis M. Tull Post-conflict Reconstruction in Africa: Flawed Ideas about Failed States International Security Vol. 32, No. 4 (Spring, 2008), pp. 106-139 Discussion with professor on term paper topics; outline due next week. Week 6: Oct. 3 Term paper outline due. The State & Society; Video: King Leopold’s Ghost. Read: Mahmood Mamdani, 1996, Citizen and Subject. Contemporary Africa and The Legacy of Late Colonialism. Princeton University Press. Week 7: Oct. 17: Resource Management, Democracy and Citizenship. Film” White King, red rubber, black death”; Second essay due. read: Hazel M. McFerson, “Developments In African Governance since the Cold War: Beyond Cassandra and Pollyanna”. African Studies Review, Vol. 53, No. 2, September 2010; Kristof Titeca and Tom deHerdt, 2011, “Real governance beyond the ‘failed state’: Negotiating education in the Democratic Republic of the Congo”, African Affairs Vol. 110, iss. 349, pp. 213-231. 5 6 Week 8: Week 9: Week 10: Week 11: Week 12: Week 13: Week 14: Week 15: Esther Mokuwa, etal, 2011, “Peasant grievance and insurgency in Sierra Leone: Judicial serdfdom as a driver of conflict”, African Affairs, Vol. 110, iss. 440, pp.339-366; Michael Bratton and Robert Mattes, “Support for Democracy in Africa Intrinsic or Instrumental”? Afrobarometer Paper No. 1. (Note: Please look at other papers in this series for ideas to use in your term paper.) Oct. 24, Democratization in Africa. Video: Lumumba la mort du prophete. Read: Larry Diamond, Marc F. Plattner, Democratization in Africa, entire book. Student oral presentations dates sign up. October 31. Politics and the African State. Video: War Against Women. Read: Pierre Englebert, Africa: Unity, Sovereignty & Sorrow. Amartya Sen, Development As Freedom Nov. 7 State failure and the narco state. Read Robert H. Bates, When Things Fell Apart: State Failure in Late-Century Africa. Evolution of the narco-state. Nov. 14 Research paper presentations Nov. 21 Research paper presentations Nov. 28 Research paper presentations Dec. 5 Last day of classes. Research papers due. Additional Resources To keep up with events, the following resources are recommended Websites: • news.bbc.co.uk/1/hi/world/africa/default.stm • allafrica.com • africanews.org • Africa news (LexisNexis) columbia.edu/cgi-bin/cul/resolve?clio3324754 In addition, you can sign up for the United Nations IRIN (http://www.irinnews.org/) news bulletins for Africa here: http://www.irinnews.org/subscriptions/subslogin.asp. these will give you regular feeds of news on the continent as soon as it comes in. Radio stations; • http://www-sul.stanford.edu/depts/ssrg/africa/radio.html • http://allafrica.com/partners/bbc/ (Direct link to focus on Africa: http://allafrica.com/partners/bbc/focus_on_africa.ram) • http://allafrica.com/partners/rfi/en_rfi.html (RFI ) • http://www.columbia.edu/cu/lweb/indiv/africa/cuvl/ Other portals for information on Africa include: • http://www.sas.upenn.edu/African_Studies/AS.html • http://www-sul.stanford.edu/depts/ssrg/africa/guide.html • http://www.worldbank.org/afr/ • http://www.afrika.no/ • http://www.africaonline.com/site/ 6 7 • http://worldviews.igc.org/awpguide/ • Country Pages: http://www.africa.upenn.edu//Home_Page/Country.html Many academic journals writing on Africa are available on-line and Mason has first-rate sources and access to the following sources. • Africa (1992-); Africa Confidential; Africa Insight; Africa Recovery (UN); • Africa Research Bulletin (Political) • African Studies Review (1970-99; • Africa Today • African Affairs • African Studies Quarterly • The Journal of Modern African Studies • Journal of African Economies • Review of African Political Economy Also see, online: The Economist. 13 May 2000. The Heart of the Matter Robert D. Kaplan. 1994. “The Coming Anarchy,” in: The Atlantic Monthly. 273, 2 February. http://www.theatlantic.com/politics/foreign/anarchy.htm Oyekan Owomoyela.. 1994. “With Friends like These… A Critique of Pervasive Anti-Africanisms in Current African Studies Epistemology and Methodology,” African Studies Review. 37(3): 77-101. http://links.jstor.org/sici?sici=00020206%28199412%2937%3A3%3C77%3AWFLTAC%3E2.0.CO%3B2-V Crawford Young. 2002. “Deciphering Disorder in Africa: Is Identity the Key?” World Politics, 54/4: 532-57. http://muse.jhu.edu/journals/world_politics/v054/54.4young.pdf 7