Preview of lectures 1-15 • Introduction • Course Objective • To introduce MPA Students to advance level of Issues in Public Administration faced by Governments around the Globe. • To introduce MPA Students to processes by which policy decisions are made in public sector. • Pre-requisites • thorough knowledge of Public Sector Organisations, LINGO and concepts are mandatory • Should be able to comprehend: • The key structures, organizations and processes within the public administration • The history, scope, and environment of public administration. • Gain a fuller knowledge and appreciation of how public sector managers and administrators address a wide variety of issues in the public service workplace. Preview of lectures • Reading Material • Contemporary Public Administration Ideas and Issues by P.B.Rathod (text book) • Study Notes, presentations and class discussions • Problem Solving and Decision Making by Graham Wilson • Succeeding in the Private, Public, and Not-for-Profit Sectors “Leadership” by Ronald R. Sims and Scott Quatro. • Module Contents Meanings, Nature and Scope of Public Administration • What is Public Administration? • Administration has originated from Latin verb ministrare, strengthened by the preposition ad-, meaning „to serve”. Words „minister” and „ministration” also conform that „servant” aspect of the derivatives of ministrare. Two essential elements of administration: collective effort common purpose Public and Private Administration Criteria Public Administration 1.Relations to environment subject to public scrutiny; public demand and expectations; political pressures Private Administration Less exposed to public inspection; internal processes are kept from public; response to public guided by market dynamics 2. Accountability Accountable to the public; transparency in transactions is expected management accountable to owners of firms/corporations 3. Measure of performance general public satisfaction is the gauge in the improvement in the quality of life profit is bottomline 4. Nature of goods and services open to all availment based on ones ability to pay What is Public Administration • Public administration is what government does. • Public administration is both direct and indirect. • Public administration is a phase in the policymaking cycle. • Public administration is implementing the public interest. • Public administration is doing collectively that which cannot be done so well individually. • Because public administration is what a state does, it is both created and bound by an instrument of the law. • Public administration is the law in action. • Public administration is regulation. Public Administration Model ABCDE Where we are Assessment Where we want to be How we will do it Baseline Components Down to How are we doing Evaluate Specifics • Environmental Scan • Situation – Past, Present and Future • Mission & Vision • Performance Measurement • Performance Management • Background Information • Significant Issues • Values / Guiding Principles • Targets / Standards of Performance • Review Progress • Situational Analysis • Align / Fit with Capabilities • Major Goals • Initiatives and Projects • Take Corrective Actions • SWOT – Strength’s, Weaknesses, Opportunities, Threats • Gaps • Specific Objectives • Action Plans • Feedback upstream – revise plans Discover (The best of what is available) Deliver “How to empower, learn, and adjust/improvise” Sustaining Dream “What might be?” (What is the world calling for) Design “What should be--the ideal?” Co-constructing Envisioning Evolution of Public Administration • • • • • • • • • • Phase Indicative Period Traditional / Classical Public Administration 1800s to 1950s Modern Public Administration Development Administration (1950s to 1960s) New Public Administration (1970s) New Public Management (1980s to 1990s) Reinventing Government (1990s) PA as Governance (1990s to the present) POSDCORB • Gulick developed a comprehensive, generic theory of organization that emphasized the scientific method, efficiency, professionalism, structural reform, and executive control. Gulick summarized the duties of administrators with an acronym; POSDCORB, which stands for planning, organizing, staffing, directing, coordinating, reporting, and budgeting. 9 Public Administration in Practice Fayol’s Five Functions of Management 1. Forecasting and Planning 2. Organization 3. Command 4. Coordinate 5. Control Fayol’s 14 Principles for Effective Administration 1. 2. 3. 4. 5. 6. 7. Specialization/Division of Labor Authority with Corresponding Responsibility Discipline Unity of Command Unity of Direction Subordination of Individual Interest to the General Interest Remuneration of Staff 8. 9. 10. 11. 12. 13. 14. Centralization Line of Authority Order Equity Stability of Tenure Initiative Esprit de Corps Scientific Management’s Impact on Administration • Defined Administrative Roles • Supervision of work rather than people • Work specializations • Span of control • Cost accounting • Homogeneity of Positions • Engineering for Efficiency • Assembly Line Production • Emphasis on Quality Control Strategic management in Public Administration Why Plan strategically? • Significance of Planning • Types of Plans • Plans to be understandable, quantifiable and achievable • Contingency factors in planning • Planning hazards, rigidity or flexibility Setting a goal is not the main thing. It is deciding HOW you will go about achieving it and staying with that plan. – Tom Landry Where Do We Want to Go? Condition A Condition B Personal Power Model Collaboration Silo Thinking Systems Thinking Reactive Proactive Needs-Based Strengths-Based Logical Creative Past-Referenced Future-Oriented Independent Interdependent Inputs/Outputs Results/Outcomes Mechanistic Learning Organization Condition B: Operationalized Condition B Operationalization Collaboration Joint effort, co-ownership Systems Thinking Mental frame and mapping Proactive Acting beforehand, thoughtful analysis prior acting Strengths-Based Internal/external needs vs. assets Creative Combine ideas, synthesis, synergy Future-Oriented Foresee challenges with every decision Interdependent Components affecting each other, points of relationship Results/Outcomes Inputs, processes, outputs, outcomes measures Learning Organization Encourages seeing one’s work as part of whole Theories of Public Administration Integration After World War 11,public administrators went through a period of self-doubt and self-criticism. For many of them, being good policy implementers and managers was no longer enough. The scope of their role and concerns changed from that of being responsible for the traditional planning, organizing, staffing, reviewing, and budgeting activities to a much broader charge. Public administrators realized that study of the organization should encompass the study of human behavior and study of budgeting should include the study of theory as well as practice. Ann Prentice 1984 16 New Public Management The ideas of “new public management” and “reinventing government” were essentially born out of the continuing search for solutions to economic problems in 1970s and to produce a government that “works better but costs less.” 17 Reinventing Government The idea of “reinventing government” was advanced by Osborne and Gaebler in 1992. Their concept of NPM was sparked by the use of business model prescriptions for government i.e. using private sector innovation, resources, and organizational ideas to improve the public sector. 18 Reengineering Organizations Another similar movement was “reengineering organizations.” This term was coined by Michael Hammer (1990) in an article published by the Harvard Business Review. Reengineering offers an approach for improving performance, effectiveness, and efficiency of organizations regardless of the sector in which they operate. 19 “Organization and its Principles” Characteristics • Five important Features of Organizations. Memberships Consciously Purposive Formal Structure Elusive Corporate Status 20 Organization • Common goal is an essence of an organization. • Modern society is a complex structure. • The people who work together is known as organization. • It is a forum of every human association for the attainment of a common goal. Weber defined organization as a corporate group. Its orders are enforced by the specific individuals. • The focus is on legitimate integration of parts. 21 Organization • Grouping is given top priority. • The individuals to whom the functions are entrusted come later. • Organizations are social units, human groupings deliberately constructed or reconstructed to seek specific objectives or goals or sub-goals. • Organizations are social institutions. They are natural communities. • They are called as social systems. 22 MANAGEMENT PROCESS STAFFING 23 Some of the mistakes in organizing could be outlined as follows: • • • • • • • • • • • • Failure to plan properly Failure to clarify relationships Failure to delegate authority Failure to balance delegation Confusion of lines authority and information Authority without responsibility Responsibility without authority Careless application of the staff device Misuse of functional authority Multiple subordination Misuse of service departments Over-organization 24 Major principles of sound organizing 1 Principle of unity of objective 2 Principle of efficiency 3 4 5 Span of management principle Principle of delegation 6 Principle of absoluteness of responsibility 7 Principle of unity of command 8 9 The authority-level principle 10 11 12 13 Principle of division of work Principle of functional definition Principle of separation Principle of balance 14 Principle of flexibility 15 Principle of leadership facilitation 25 • • • • • • • • New Developments in Public Administration Perspectives, Approaches & Critiques Public Administration, the way forward Development Catalysts Re-inventing Government New Public Management Principal Themes and Roots of NPM Governance and its challenges and Outcomes E-governance Broader Issues of Public Administration 1. Catalytic government: Steering rather than rowing. 2. Community owned government: Empowering rather than serving. 3. Competitive government: Injecting competition into service delivery. 4. Mission-driven government: Transforming rule-driven organizations 5. Results-oriented government: Funding outcomes, no inputs 6. Customer-driven government: Meeting the needs of the customer, not the Bureaucracy. 7. Enterprising government: Earning rather than spending. 8. Anticipatory government: Prevention rather than cure. 9. Decentralized government: From hierarchy to participation and teamwork. 10. Market-oriented government: Leveraging change through the market e-Government Principles • • • • • What is e-Government? Why e-Government? Issues in e-Government 7 Principles of e-Government ADKAR Model of Change What do leading nations aim in eGov? • • • • • • • Interactive Public Services Public Procurement Public Internet Access Points Broadband Connectivity Interoperability Culture & Tourism Secure G2G Communications Benefits to Government • Law & Policy-making – e-Government can be a catalyst for legal reform – Wider & faster dissemination of laws – Faster & better formulation of policies • Better Regulation – – – – Registration & Licensing - speedier Taxation – better revenues Environmental Regulations – better compliance Transportation & Police – more transparency • More efficient Services to Citizens & Businesses – – – – Better Image Cost-cutting Better targeting of benefits Control of corruption Ingredients of Transformation Department Centric Approach Customer Centric Approach Process Orientation Service Orientation Output-Based Assessment Outcome-based Assessment Departmental View Integrated View The Challenges 1 PROCESS 2 PEOPLE •Lack of Process Models •Status Quo-ism •Poor Legal Frameworks •Complex Procurement •Lack of Political Will •Official Apathy •Shortage of Champions •Lack of Skills in Govt 3 TECHNOLGY 4 RESOURCES •Lack of Standards •Poor Communication Infrastructure •Hardware-approach •Lack of Architectures •Budget Constraints •Disinterest of Pvt Sector •Lack of Project Mgt Skills Quote of the Day • Education is the most powerful weapon which you can use to change the world. Nelson Mandela