Course Syllabus for Organizational Theory A. Name of university/ Instructor’s name (department/ position) Voronezh State University department of economics / Vladislav Kuznetsov lecturer B. Title of course/ Semester Organizational Theory / 2-nd semester C. Instructor’s office location and address/ office phone Office 209, 40a Holzunova Street / 473-2210668 (etx. 209) D. Instructor’s e-mail address vlad.kuznetsow@gmail.com E. Course description This course is designed to help students obtain in-depth understandings of organizations through good comprehension of central theoretical perspectives and paradigms. The course will focus on determinants of an organization's success, focusing particularly on structure and design issues, as well as external environmental factors that impact organizational structure and functioning. A systems theory approach will be taken, making links to the strategic management, power and control literatures, as well as different forms of organizing ("rational" to "natural" organizing). Finally, the effect of macro-level factors on individual decisions and behaviors, and thus organizational effectiveness, will be examined from a multiple levels-of-analysis perspective. The primary purpose of this course is to introduce the basic concepts, contributions, and limits of the main paradigms of Organizational Theories and help students to develop the capability of reflection and of understanding, designing, and managing organizations. The course emphasizes both the macro characteristics of organizations such as their structures, technology and environment, and internal processes such as organizational culture, managerial decision making, political games and conflicts. By means of lecture, readings, class discussion, case studies and research projects, this course will help students obtain a broad and in-depth understanding of the dynamics of organizations. F. Course Objectives The main objective of the course is to equip students with an understanding of organizational concepts and the ability to apply their managerial knowledge appropriately and effectively in specific organizational contexts in today's challenging business environments. After completing the course students will: 1. develop a critical appreciation of the central theoretical questions, themes, and debates in the literature; 2. develop theorizing skills of abstraction, analysis and reasoning; 3. analyze organizational situations which are often complex and complicated, and acquire profound expertise to deal with them. G. Methods of Instruction The course is designed as a graduate seminar. The course will address one or two central perspectives in organizations theory each week. Weekly readings are illustrative of the conceptual, empirical, or applied aspects of these perspectives. Students will be asked, on a rotating basis, to lead parts of each class session, and to present key themes of the assigned reading. Seminar participants are responsible for all required readings, and I will randomly call any student to participate in the discussion and contribute their opinions. Class sessions will center around discussion of various readings and whenever possible, practical cases will be used to illustrate the application of theoretical ideas to the reality. For each theoretical perspective, we will address the following general questions: 1. What are the phenomena or managerial problems the theory seeks to address and explain? 2. What is the intellectual foundation of the theory in question? What are its assumptions and philosophy of science? 3. What are the key concepts and theoretical propositions (if relevant) in the theory? 4. What does the theory propose as the task of the manager? What are the managerial implications of the theory? 5. What are the main problems or challenges with the theory? There will be two types of activities: Session Article Preparation, Presentation, and Discussion Please note that session article preparation/presentation/discussion play a critical role in obtaining knowledge and understanding of organizations in this course. It is therefore compulsory for everyone to read the "basic reading" articles for each session, and prepare one article in depth for presenting its essential ideas to the classmates. We will assign the article presentations in the first session of the course. For the articles that are not assigned to you for presentation, you are still expected to read them and participate actively in the discussion. Each article presentation should be about 15 minutes long. You should present the key messages of the article to the class in a clear and concise way. Try to answer the following questions when you prepare the presentation. 1. What are the central issues raised by the article? What are the questions the article tried to answer? 2. What are the main arguments or findings of the article? 3. What are the organizational situations that the theory in question can be best applied to? Organizational Analysis Team Project You will be form groups of 4-5 persons, and will conduct a team project to analyze a specific organization with the concepts and tools discussed in the course. There are two ways to conduct your Team Project. The first one is to choose a real organization of at least 15 employees, and enter into the organization to meet people, collect first-hand organizational information through interviews, observations, organizational documents, etc. You may identify some specific organization issues that are pertinent for this organization, and apply the concepts developed in the class to make diagnosis, analyses, and give suggestions. Secondly, if you cannot gain access to any organization, you can also choose organizations that you can get information from public data sources as your target of analysis. In this way, you may collect data from newspapers and magazines, and any other public sources. Any sources used must be explicitly referred, and a comprehensive reference list is required. Each team disposes of 20 minutes to present their project, followed by 5-10 minutes of questions and discussion.Please submit the report in both paper version and electronic version. The Team Project report will be evaluated by the following criteria: 1. Clarity of writing and articulation of arguments; 2. Depth and completeness of observation and analysis; 3. Integrated understanding of key concepts and evidence of ability to use them to analyze concrete organizational phenomena; 4. Organizational insights provided to deal with the organizational situation. H. Course Requirements and Grading Graded work will receive a numeric score reflecting the quality of performance. Relative weights assigned to graded work are as follows: Session Articles Preparation, Presentation, and Discussion Organizational Analysis Team Project Final Examination 30% 30% 40% Your overall course grade will be determined according to the following scale: 85-100% A 70-84% B 55-69% C 0-54% F I. Final Exam There will be an oral interview short question/answer examination, testing your ability to understand and synthesize course material. Students who do the readings, attend class meetings, make presentation, and participate in discussion of the material should do quite well in this exam. J. Required texts The required readings for each topic are listed below. We will cover the topics according to the tentative session schedule. Topic 1: Introduction to Organization Theory Basic Readings Astley, G & Van deVen, A. (1983).Central perspectives and debates in organization theory.Administrative Science Quarterly, 28:245-273. Topic 2: Classical Organization Theory Basic Readings Smith, A. (1776). On the Division of Labor. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Weber, M. (1946 trans.), Bureaucracy. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Topic 3: Neoclassical Theory Basic Readings Barnard, C.I. (1938). The Economy of Incentives. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Merton, R.K. (1957). Bureaucratic Structure and Personality. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Simon, H.A. (1947). The Proverbs of Administration. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Selznick, P. (1948). Foundations of the Theory of Organization.American Sociological Review 13: 25-35. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Further Readings Maslow, A.H. (1943). A Theory of Human Motivation, In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds).Classics of Organization Theory, 6th Ed., London: Thomson. McGregor, D.M. (1957). The Human Side of Enterprise, In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds).Classics of Organization Theory, 6th Ed., London: Thomson. Topic 4: Systems, Organic Theories & Contingency theory Basic Readings Burns, T. & Stalker, G.M. (1961). Mechanistic and Organic Systems. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Blau, P.M. & Scott, W.R. (1962). The Concept of Formal Organization. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Mintzberg, H. (1979). The Five Basic Parts of the Organization. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Thompson, J.D. (1967). Organizations in Action, In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds).Classics of Organization Theory, 6th Ed., London: Thomson. Further Readings Child, J. (1972). Organization Structure, Environment and Performance: The Role of Strategic Choice. Sociology, 6:1-22 Galbraith, J.R. (1974). Organization Design: An Information Processing View. Interfaces, 4, 28-36. Egelhoff, W.G. (1991). Information-Processing Theory and the Multinational Enterprise. Journal of International Business Studies, 22:3, 341-368. Topic 5: Economic Organization Theories Basic Readings Williamson, O.E. (1975). Markets and Hierarchies: Understanding the Employment Relation.In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed.,London: Thomson. Williamson, O.E. (1981). The Economics of Organization: The Transaction Cost Approach.Costs and Ownership Structure. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Further Readings Alchian, A.A., &Demsetz, H. (1972). Production, Information Costs, and Economic Organization.American Economic Review 62, 777-795. Ouchi, W.G. (1980). Markets, Bureaucracies, and Clans, Administrative Science Quarterly, 25, 129-141. Granovetter, M. (1985). Economic action and social structure: The problem of embeddedness. American Journal of Sociology, 91:3, 481-510. Topic 6: Power and Politics in Organizations Basic Readings Jeffrey P. (1981). Understanding the Role of Power in Decision Making. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Mintzberg, H. (1983). The Power Game and the Players. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. March, J.G. (1966).The Power of Power. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Further Readings Pettigrew, A.M. (1977). Strategy Formulation as Political Process.International Studies of Management and Organizations, 1: 2, 78-87. Clegg, S. (1989) Radical Revision: Power, Discipline and Organizations. Organization Studies, 10: 1, 97-115. Salancik, G.R., &Pfeffer, J. (1974). The Bases and Use of Power in Organizational Decision Making: The Case of a University. Administrative Science Quarterly, 19, 453473. Topic 7: Organizational Culture Basic Readings Schein, E.H. (1993). Defining Organizational Culture. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Martin, J.. (2002). Organizational Culture: Piece of the Puzzle. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Trice, H.M. & Beyer, J.M. (1993). Changing Organizational Cultures. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Ouchi, W.G. (1991). The Z Organization. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Further Readings Smircich, L. (1983). Concepts of Culture and Organizational Analysis.Administrative Science Quarterly, 28, 339-359. Pettigrew, A.M. (1979). On Studying Organizational Cultures.Administrative Science Quarterly, 24,: 570-581. Ray, C.A. (1986). Corporate Culture: The Last Frontier of Control? Journal of Management Studies, 23: 3, 287-297 Topic 8: Institutional Theory Basic Readings Meyer, J. W., & Rowan, B. (1977). Institutionalized Organizations: Formal Structure as Myth and Ceremony. American Journal of Sociology, 83:2, 340-363. DiMaggio, P. J., & Powell, W. W. (1983). The iron cage revisited: Institutional isomorphism and collective rationality in organizational fields. American Sociological Review, 48, 147-160. Tolbert, P. S., &Zucker, L. G. (1996). The Institutionalization of Institutional Theory. In S. R. Clegg, C. Hardy, & W. R. Nord (Eds.), The Handbook of Organization Studies. London: Sage. Further Readings Leblebici, H., Salancik, G. R., Copay, A., & King, T. (1991). Institutional Change and the Transformation of Interorganizational Fields: An Organizational History of the U.S. Radio Broadcasting Industry. Administrative Science Quarterly, 36: 333-363. Greenwood, R., Suddaby, R., &Hinings, C. R. (2002). Theorizing change: The role of professional associations in the transformation of institutionalized fields. Academy of Management Journal, 45: 58-80. Topic 9: Resource Dependency, Population Ecology, & Network Basic Readings Pfeffer, J. &Salancik, G.R. (1978). External Control of Organizations: A Resource Dependence Perspective. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Hannan, M.T., & Freeman, J. (1977). The Population Ecology of Organizations.American Journal of Sociology, 82: 929-964. Further Readings Hannan, M.T., Carroll, G.R., Dundon,E.A., & Torres, J.C. (1995). Organizational Evolution in a Multinational Context: Entries of Automobile Manufacturers in Belgium, Britain, France, Germany, and Italy. American Sociological Review 60: 509-528. Abrahamson, E., &Fombrun, C.J. (1994). Macrocultures: Determinants and consequences. Academy of Management Review, 19: 4, 728-755. Jones, C., Hesterly, W., &Borgatti, S.P. (1997).A general theory of network governance.Academy of Management Review, 22, 911-945. Topic 10: Dark Side of Organizations, Postmodern Perspective, & Conclusion Basic Readings Vaughan, D. (1999). The Dark Side of Organizations: Mistake, Misconduct and Disaster. Annual Review of Sociology.25: 271-305. Morgan, G. (1986). The Ugly Face: Organizations as Instruments of Domination. In Images of Organization. Pp. 273-319. London: Sage. Further Readings Alvesson, M., &Deetz, S. (1996).Critical theory and postmodernism approaches to organizational studies. In S. Clegg, C. Hardy, and W. Nord (Eds.), Handbook of Organizational Studies. Sage Publications, Thousand Oaks, CA, pp. 191-217. K. Tentative schedule Week Week 1 Class1 Class 2 Topic Introduction to Organizational Theory Assigned readings and due assignments Astley, G & Van deVen, A. (1983). Central perspectives and debates in organization theory. Administrative Science Quarterly, 28:245-273. Week 2 Class 3 Class 4 Classical Organizational Theory Smith, A. (1776). On the Division of Labor. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Weber, M. (1946 trans.), Bureaucracy. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 3 Class 5 Class 6 Neoclassical Theory (I) Barnard, C.I. (1938). The Economy of Incentives. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Merton, R.K. (1957). Bureaucratic Structure and Personality. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 4 Class 7 Class 8 Neoclassical Theory (II) Simon, H.A. (1947). The Proverbs of Administration. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Selznick, P. (1948). Foundations of the Theory of Organization. American Sociological Review 13: 25-35. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 5 Class 9 Systems/Orga-nic Burns, T. & Stalker, G.M. (1961). Mechanistic and Theories Organic Systems. In Shafritz, J.M., Ott, J.S., Class 10 &Contingency Theory (I) &Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Blau, P.M. & Scott, W.R. (1962). The Concept of Formal Organization. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 6 Class 11 Class 12 Systems/Organic Theories & Contingency Theory (II) Mintzberg, H. (1979). The Five Basic Parts of the Organization. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Thompson, J.D. (1967). Organizations in Action, In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 7 Class 13 Class 14 Economic Organization Theories Williamson, O.E. (1975). Markets and Hierarchies: Understanding the Employment Relation. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Williamson, O.E. (1981). The Economics of Organization: The Transaction Cost Approach.Costs and Ownership Structure. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 8 Class 15 Class 16 Power and Politics in Organization Jeffrey P. (1981). Understanding the Role of Power in Decision Making. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Mintzberg, H. (1983). The Power Game and the Players. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 9 Class 17 Class 18 Organizational Culture Schein, E.H. (1993). Defining Organizational Culture. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Martin, J.. (2002). Organizational Culture: Piece of the Puzzle. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 10 Class 19 Class 20 Institutional Theory Meyer, J. W., & Rowan, B. (1977). Institutionalized Organizations: Formal Structure as Myth and Ceremony. American Journal of Sociology, 83:2, 340-363. DiMaggio, P. J., & Powell, W. W. (1983). The iron cage revisited: Institutional isomorphism and collective rationality in organizational fields. American Sociological Review, 48, 147-160. Week 11 Class 21 Class 22 Resource Dependency, Population Ecology, Network Pfeffer, J. &Salancik, G.R. (1978). External Control of Organizations: A Resource Dependence Perspective. In Shafritz, J.M., Ott, J.S., & Jang, Y.S. (Eds). Classics of Organization Theory, 6th Ed., London: Thomson. Week 12 Class 23 Class 24 Dark Side of Organization Vaughan, D. (1999). The Dark Side of Organizations: Mistake, Misconduct and Disaster. Annual Review of Sociology. 25: 271-305. Morgan, G. (1986). The Ugly Face: Organizations as Instruments of Domination. In Images of Organization. Pp. 273-319. London: Sage. Week 13 Class 25 Class 26 Practical Organization Analysis Presentation Team Project presentation