OVERVIEW OF SOURCE APPORTIONMENT METHODS

advertisement
Receptor Modeling Source
Apportionment for Air Quality
Management
John G. Watson (john.watson@dri.edu)
Judith C. Chow
Desert Research Institute
Reno, Nevada, USA
Presented at:
The Workshop on Air Quality Management,
Measurement, Modeling, and Health Effects
University of Zagreb, Zagreb, Croatia
24 May 2007
Objectives
• Review receptor models and data
requirements
• Summarize prior uses of receptor
models in air quality
management
• Describe strategies for separating
primary and secondary source
contributions
The First Receptor Model
What you can see or smell
Black Carbon (BC) Remains
at Mesa Verde National Park,
Colorado, USA
• Not all BC is from diesel and other vehicular
emissions
• “Marker” is a better term than “tracer”
• There’s something of everything in everything
Source and Receptor Models
The source model uses source emissions as inputs and calculates
ambient concentrations. The receptor model uses ambient
concentrations as inputs and calculates source contributions.
(From Watson, 1979.)
Lagrangian Source Model
Cikl = ΣjΣmΣn TijklmnDklnFijQjkmn
CALCULATED
AT RECEPTOR
CALCULATED
BY CHEMICAL
MODEL
CALCULATED
BY MET MODEL
MEASURED
AT SOURCE
(INVENTORY)
CMB Receptor Model
Cikl = ΣjTijklFijΣmΣn DklnQjkmn
MEASURED
AT RECEPTOR
MEASURED
AT SOURCE
(T=1 OR
ESTIMATED BY
OTHER METHOD
Sijkl, SOURCE
CONTRIBUTION
ESTIMATE
Chemical Mass Balance
Equation:
Ci 
Input:
J
F
j1
ij
Sj
for i  1 to N
• Ambient concentrations (Ci)
and uncertainties (sCj),
source profiles (Fij),
and uncertainties (sFij).
Output:
• Source contributions (Sj)
and uncertainties (sSj).
Measurements:
• Size-classified mass, elements, ions, and carbon
concentrations on both ambient and source samples.
CMB Solutions
Minimize differences between calculated and measured values
for overdetermined set of equations
ϰ2 = minΣi [(Ci-Ci)2/ϭCi2] + ΣiΣi [(Fij-Fij)2/ϭFij2 ]
Britt and Luecke, (1973), single sample, bold=true value
ϰ2 =minΣi [(Ci-ΣjFijSj)2/(ϭCi2+ΣjϭFij2Sj2)]
Effective Variance, Watson et al., (1984), single sample
ϰ2 =minΣi [(Ci-ΣjFijSj)2/ϭCi2)]
Ordinary Weighted Least Squares, Friedlander (1973), single
sample
Other CMB Solutions
Sj=Ci/Fij
Tracer solution, Hidy and Friedlander (1971), Winchester and
Nifong (1971), single sample
ϰ2 =minΣk [(Massk-ΣiCik/Fii)2]
Multiple Linear Regression, Kleinman et al (1980), multiple
samples
ϰ2 =minΣi Σk [(Cik-ΣjFijSjk)2/ϭCik2)]
Positive Matrix Factorization, Paatero (1997), multiple samples
Receptor Models are Not Statistical
• They don’t test hypotheses or determine statistical
significance
• Receptor models should be physically based with
statements of simplifying assumptions and evaluation
of deviations from assumptions
• They infer mechanisms and interactions rather than
explicitly calculate them
• Receptor models recognize and elucidate patterns in
measured components, space and time that bound
the types, quantities, and locations of source
contributions
• Some of them explicitly use input data uncertainties
to weight influence of inputs and estimate
uncertainties of outputs
Types of “Modern” Receptor Models
• Chemical Mass Balance  CMB with
various solutions including marker (trace
method, effective variance (EV), principal
component analysis (PCA), UNMIX, abd
positive matrix factorization (PMF) solutions
• Aerosol Evolution and Equilibrium 
Estimates how reduction in one precursor
will affect PM end-products
• Back Trajectory  estimates source areas
for different pollutants or source
contributions
Chemical Mass Balance
Equation:
Ci 
Input:
J
F
j1
ij
Sj
for i  1 to N
• Ambient concentrations (Ci)
and uncertainties (sCj),
source profiles (Fij),
and uncertainties (sFij).
Output:
• Source contributions (Sj)
and uncertainties (sSj).
Measurements:
• Size-classified mass, elements, ions, and carbon
concentrations on both ambient and source samples.
Receptor Measurements from
Ambient Samplers
Airmetrics portable
MiniVol sampler
BGI FRM Omni
PM2.5 and PM10
PM1, PM2.5, and PM10
Source profiles from source testing
Many contributors not inventoried
Real-World Cooking
Simulated Cooking
More source profiles could be
obtained from certification tests
Roadside compliance test in India
Material balance says much about sources
(Mexico City, Feb/Mar 1997) (Chow et al., 2002)
Commonly measured elements, ions, and carbon (Zielinska et al., 1998)
10
1
0.1
0.01
Percent of PM2.5 Mass
10
1
0.1
0.01
Percent of PM2.5 Mass
a) Fugitive Dust
c) Gas Veh. Exhaust
Average Abundance
Average Abundance
Ions, Carbon Fractions, Elements, and Inorganic Gases
C
hl
o
So
N rid
lu A S itra e
b
O le mm ulfate
rg P o o t
a t n e
Bl nic assium
a c C iu
k ar m
C bo
a
M S rbon
ag od n
Al nesium
u m iu
Ph inum
os Sili m
ph c o
or n
C S us
Po hl ulfu
ta orin r
C ssiu e
a
T lc m
Va itanium
C na iu
M hro dium
an m m
g a iu
ne m
se
N Iron
i
C ck
op el
pe
Ar Zin r
Se se c
l n
B eni ic
R romum
u
St bid ine
Zi ron ium
rc tiu
C
on m
O arb Me ium
xi on
de m rcu
s o L ry
Su of no ead
lfu nitr xid
r d og e
io en
xi
de
C
hl
o
So
N rid
lu A S itra e
bl m u t
O e m lfa e
rg P o o t
a t n e
Bl nic assium
a c C iu
k ar m
C bo
a
M S rbon
ag od n
n
Al esium
u m iu
Ph inum
os Sili m
ph c o
or n
C Sul us
Po hl fu
ta orin r
C ssiu e
a
T lc m
Va itanium
C na iu
M hro dium
an m m
g a iu
ne m
se
N Iro
C i ck n
op el
pe
A Z r
Se rseinc
l n
B eni ic
R romum
u
St bid ine
Zi ron ium
rc tiu
C
on m
O arb Me ium
xi on
de m rcu
s o L ry
Su of no ead
lfu nitr xid
r d og e
io en
xi
de
Percent of PM2.5 Mass
1000
100
1000
100
C
hl
o
So
N rid
lu A S itra e
bl m u t
O e m lfa e
rg P o o t
a t n e
Bl nic assium
ac C iu
k ar m
C bo
a
M S rbon
ag od n
n
Al esium
um iu
Ph inum
os Sili m
ph c o
or n
C Sul us
Po hl fu
ta orin r
C ssiu e
a
T lc m
Va itanium
C na iu
M hro dium
an m m
ga iu
ne m
se
N Iro
C ick n
op el
pe
A Z r
Se rseinc
l n
B eni ic
R romum
u
St bid ine
Zi ron ium
rc tiu
C
on m
O arb Me ium
xi on
de m rcu
s o L ry
Su of no ead
lfu nitr xid
r d og e
io en
xi
de
C
hl
o
So
N rid
lu A S itra e
b
O le mm ulfate
rg P o o t
a t n e
Bl nic assium
ac C iu
k ar m
C bo
a
M S rbon
ag od n
Al nesium
um iu
Ph inum
os Sili m
ph c o
or n
C S us
Po hl ulfu
ta orin r
C ssiu e
a
T lc m
Va itanium
C na iu
M hro dium
an m m
ga iu
ne m
se
N Iron
i
C ck
op el
pe
Ar Zin r
Se se c
l n
B eni ic
R romum
u
St bid ine
Zi ron ium
rc tiu
C
on m
O arb Me ium
xi on
de m rcu
s o L ry
Su of no ead
lfu nitr xid
r d og e
io en
xi
de
Percent of PM2.5 Mass
More specificity obtained with source profiles
Variability
1000
100
b) Coal-Fired Boiler
0.001
0.001
0.0001
0.0001
Ions, Carbon Fractions, Elements, and Inorganic Gases
Variability
d) Hardwood Burning
0.001
0.001
0.0001
0.0001
Average Abundance
Average Abundance
Variability
7200±1400
10
1
0.1
0.01
Ions, Carbon Fractions, Elements, and Inorganic Gases
1000
100
Variability
10
1
0.1
0.01
Ions, Carbon Fractions, Elements, and Inorganic Gases
PM2.5 Mass Fraction
PM2.5 Mass Fraction
PM2.5 Mass Fraction
PM2.5 Mass Fraction
0.1
10
1
10
1
10
1
1
0.1
ClNO3SO4=
NH4+
Na+
K+
OC1
OC2
OC3
OC4
OP
OC
EC1
EC2
EC3
EC
TC
Al
Si
P
S
Cl
K
Ca
Ti
Mn
Fe
Cu
Zn
As
Se
Br
Rb
Sr
Pb
Retene
Indeno[123Benzo(ghi)p
Coronene
ster35
ster45
ster48
ster49
hop17
hop19
hop24
hop26
4_allyl_guaia
levoglucosan
palmitoleic
palmitic acid
oleic acid
stearic acid
cholesterol
phthalic acid
Norfarnesan
Farnesane
Norpristane
Pristane
Phytane
(Chow et al. 2006)
PM2.5 Mass Fraction
Many toxic
elements
have been
removed
from
emissions.
Organic
markers
take their
place
1
PVRD
UNC
0.01
0.001
0.0001
GAS
UNC
0.1
0.01
0.001
0.0001
DIESEL
UNC
0.1
0.01
0.001
0.0001
COOK
UNC
0.1
0.01
0.001
0.0001
10
BURNING
UNC
0.01
0.0001
0.001
Carbon fractions have been found useful and can
be obtained from existing samples
(Watson et al., 1994)
Gasoline-fueled vehicles
Diesel-fueled vehicles
Thermally-evolved material can be separated by
chromatography and mass spectrometry
Challenge is to extract information that separates sources
Gasoline
Coal power plant
Diesel
Roadside dust
Examples of U.S. CMB Model Air
Quality Findings and Results
• Oregon wood stove emissions standard (Watson,
1979)
• Midwest contributions to east coast sulfate and
ozone (Wolff et al., 1977, Lioy et al., 1980, Mueller
et al., 1983, Rahn and Lowenthal, 1984)
• Washoe County, Nevada, stove changeout, burning
ban, and “squealer” number (Chow et al., 1989)
• California EMFAC emissions model revisions (Fujita
et al., 1992, 1994)
• SCAQMD (Los Angeles) grilling emission standard
(Rogge, 1993)
• SCAQMD (Los Angeles) street sweeper specification
(Chow et al., 1990)
Examples of U.S. CMB Model Air Quality
Findings and Results (continued)
• SCAQMD (Los Angeles) Chino dairy reduction (NH3)
regulation (SCAQMD, 1996)
• PM10 SIP implementation of wood burning, road
dust, and industrial emission reductions (Davis and
Maughan, 1984, Houck et al., 1981, 1982, Cooper
et al., 1988, 1989)
• Navajo Generating Station SO2 scrubbers (Malm et
al., 1989)
• Hayden Generating Station SO2 scrubbers (Watson
et al., 1996)
• Mohave Generating Station shutdown (Pitchford et
al., 1999)
• Denver Colorado urban visibility standard (Watson
et al., 1988)
0% 0%
11%
19%
Czech Republic PM2.5, winter '93
Worldwide PM Source
Contribution Estimates by
Chianjen, Taiwan, PM2.5, Feb/Mar '99
10%
23%
19%
3%
3%
0%
0% 3%
0%
0%
4%
18%
Chemical Mass Balance
(Chow and Watson, 2002)
0%
0%
24%
22%
Toronto PM2.5, Summer '98
0%0%
19%
0%
0%
40%
11%
Industry
Transportation
Vegetative Burning (RWC)
Geological
Marine aerosol/Sea salt
Sulfate/Secondary ammonium sulfate
Secondary ammonium nitrate
Secondary organics
Other/Unidentified
4%
63%
17%
Sulfate/Secondary ammonium sulfate
Secondary ammonium nitrate
Secondary organics
Other/Unidentified 2.5
Sihwa, Korea, PM , 1998-99
Measured PM2.5 mass = 12.4 µg/m3
17%
PM2.5 mass = 48.2 µg/m3
3
PM2.5 mass = 51.1±2.8 µg/m
Industry
Transportation
Vegetative burning (RWC)
Geological
Marine aerosol/Sea salt
Sulfate/Secondary ammonium sulfate
Secondary
ammonium nitrate
Industry
Transportation
Secondary
organics
Vegetative
Burning (RWC)
Geological
Other/Unidentified
Marine aerosol/Sea salt
6%
9%
29%
11%
3%
0%
0%
4%
Industry
Transportation
Vegetative burning (RWC)
Geological
Marine aerosol/Sea salt
Sulfate/Secondary ammonium sulfate
Secondary ammonium nitrate
Secondary organics
Other/Unidentified
0%
6%
1%
16%
22%
63%
PM2.5 mass = 35.6±2.7 µg/m3
PM2.5 mass = 12.4 µg/m3
Downtown Los Angeles PM10, 1995
Mexico City PM2.5, 1989-90
5% 0%0%
8% 0% 4%
10%
13%
0%
20%
36%
4%
PM10 mass = 48.1±3.1 µg/m3
0%3%
10%1%
1% 0%
15%
19%
0%
14%
0%
0%
0%
24%
11%
Antarctica PM10, 1995-97
South Africa PM2.5, winter '97
Industry
Transportation
Vegetative burning (RWC)
Geological
Marine aerosol/Sea salt
Sulfate/Secondary ammonium sulfate
Secondary ammonium nitrate
Secondary organics
Other/Unidentified
0%
1%
6%
0%
1%
Industry
Transportation
Vegetative burning (RWC)
Geological
Marine aerosol/Sea salt
Sulfate/Secondary ammonium sulfate
Secondary ammonium nitrate
Secondary organics
Other/Unidentified
Industry
Transportation
Vegetative Burning (RWC)
Geological
Marine aerosol/Sea salt
Sulfate/Secondary ammonium sulfate
Secondary ammonium nitrate
Secondary organics
Other/Unidentified
72%
50%
PM2.5 mass = 118.9 µg/m3
15%
PM2.5 mass = 126 µg/m3
57%
PM10 mass = 3.4±0.2 µg/m3
Receptor Model Results Need to be
Challenged
CMB Sensitivity Test
c
c
c
Case
PVRD
GAS
DIES
1a
2b
3a
4b
5a
6b
7a
8b
0
0
0
0.04±0.3
0
0
0
0
1.9±1.3
0
2.2±1.4
0
1.0±0.9
0
2.4±1.4
30±7
6.6±2.2
7.1±2.3
7.6±2.2
8.5±2.2
3.0±1.6
3.2±1.6
8.2±2.4
0
Source Contribution Estimates (µg/m3) by Source Type
BURN-Hc
BURN-Sc COOKc MARINEc AMSULc
16±3
15±3
18±2
17±2
19±3
18±2
5.8±6.2
7.0±6.4
37±3
36±3
10±6
0
20±5
23±6
21±6
25±6
23±5
24±6
-
0
0
0
0
0.49±0.12
0.49±0.12
0
0.05±0.20
1.1±0.4
1.3±0.3
1.1±0.4
1.3±0.4
1.3±0.3
1.4±0.3
1.0±0.4
0
AMNITc
PMASSd
R2e
CHIf
18±2
18±2
18±2
18±2
18±2
18±2
18±2
17±2
92
94
89
91
110
109
77
85
0.96
0.98
0.96
0.97
0.88
0.91
0.92
0.97
0.6
0.7
0.6
0.7
3.0
4.1
1.2
0.4
a
With organics.
Without organics.
c
Source Types.
d
Percent mass explained by the model run
e
R-square
f
Chi-Square
b
(Chow et al. 2006)
CMB Pseudo-Inverse Normalized (MPIN)
(Chow et al. 2006)
Matrix
Species
Code/Nameb
NO3SO4=
NH4+
Na+
K+
OC3
OC4
OC
EC2
EC3
EC
Al
Si
Cl
K
Fe
Se
Br
Pb
Indeno[123-cd]pyrene (INCDPY)
Benzo(ghi)perylene (BGHIPE)
Coronene (CORONE)
17α(H), 21β(H)-29-Hopane (HOP19)
Levoglucosan (LEVGU)
Syringaldehyde (SYRALD)
Palmitoleic acid (PALOL)
Oleic acid (OLAC)
Cholesterol (CHOL)
Norfarnesane (NORFAR)
Farnesane (FARNES)
Norpristane (NORPRI)
Pristane (PRIST)
Phytane (PHYTAN)
GAS
0.00
0.00
0.00
-0.07
-0.04
-0.04
0.00
-0.07
0.06
0.01
-0.23
-0.09
0.55
0.03
-0.09
-0.19
0.00
0.13
0.03
0.54
0.93
1.00
0.57
0.05
0.08
-0.06
-0.02
-0.03
0.11
0.04
0.04
-0.02
-0.02
DIES
0.00
0.00
0.00
-0.06
0.00
0.02
0.04
-0.03
1.00
0.00
0.22
-0.07
-0.17
0.02
-0.07
-0.12
0.01
0.15
-0.01
-0.14
-0.16
-0.14
-0.02
0.06
0.10
0.00
-0.01
-0.02
0.07
0.11
0.23
0.01
0.18
BURN-H
0.01
0.00
-0.01
0.04
1.00
0.10
0.12
-0.01
0.37
-0.03
-0.51
-0.20
-0.27
0.21
0.58
-0.59
0.01
0.12
-0.01
0.00
0.09
0.13
0.09
0.50
0.73
-0.06
0.00
-0.05
0.06
0.06
0.10
-0.03
0.08
Source Code
BURN-S
COOK
-0.01
0.00
0.00
0.00
0.01
0.00
0.09
0.10
0.00
-0.30
-0.20
0.52
0.00
0.14
-0.10
1.00
-0.64
-0.15
0.03
0.03
0.80
-0.17
0.43
-0.10
0.44
-0.10
-0.12
0.01
0.23
-0.24
1.00
-0.14
-0.01
0.00
-0.16
-0.03
-0.03
0.09
0.06
-0.05
-0.16
-0.03
-0.23
-0.06
-0.15
-0.07
-0.25
-0.08
-0.38
-0.11
-0.19
0.49
-0.08
0.20
-0.07
0.22
-0.09
-0.02
-0.09
-0.02
-0.20
0.02
-0.06
0.16
-0.13
-0.02
AMSUL
-0.10
1.00
0.10
0.01
-0.06
0.00
-0.02
0.00
-0.16
0.00
-0.01
0.01
-0.08
-0.02
-0.03
0.03
0.00
-0.05
0.00
-0.08
-0.14
-0.15
-0.10
-0.04
-0.06
0.02
0.01
0.01
-0.03
-0.02
-0.04
0.01
-0.02
AMNIT
1.00
-0.18
0.92
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
-0.01
0.00
0.00
0.00
0.00
0.00
0.00
-0.01
-0.01
-0.01
-0.01
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
One Atmosphere (Gases and Particles) Also Works
for Receptor Models (Gertler et al., 1996)
Light Duty
Emission
Rates
Heavy Duty
Emission
Rates
Hourly (VOC) data provide temporal
corroboration of emissions and reveal
unknown sources
Unknown event
Morning traffic
200
150
100
50
Exhaust
Liq. Gasoline
Gasoline Vapor
Industrial
Biogenic
CNG
18
12
6
8/21- 0
18
12
6
8/20- 0
CDT
18
12
6
8/19- 0
18
12
6
8/18- 0
18
12
6
0
8/17- 0
Contributions (mg/m3)
(Houston, TX, 1993) (Lu, 1996)
Unexpl.
High Time Resolution is Desired
Spikes indicate local sources
(Watson and Chow, 2001)
MER BC
PED BC
MER WS
MER WD
360
15
270
10
180
5
90
0
0
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
Hour (CST)
Wind Direction (WD) (deg from N)
Black Carbon (BC) (µg/m3)
& Wind Speed (WS) (m/s)
b) Monday 3/10/97
20
Wind Direction is Suggestive for Local
Sources
Conditional
Probability
Function (CPF)
for a Selenium
Factor at the
Pittsburg
Supersite
(Pekney et al., 2006)
These must be associated
with measured source
profiles
(Chen et al., 2006)
3
Source factors
derived from
ambient data by
UNMIX and
PMF
High PM2.5 Period Average Contribution (g/m )
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
10
1
0.1
0.01
1E-3
Marine
Zinc
Resuspended Dust
Agriculture
Vegetative Burning
Secondary Aerosol
Motor Vehicle
RWC
Pb
Cd
Sr
Br
Se
As
Zn
Ni
Fe
Mn
Cr
Va
Ca
K
Si
Al
TC
EC
EC3
EC2
EC1
OC
POC
OC4
OC3
OC2
OC1
K+
Na+
T-NH3
NH4+
SO4=
NO3ClPM2.5
Markers for Biogenic SOA
(Pandis, 2001)
• Pinic acid, pinonic acid, norpinic acid, and
norpinonic acid are products of the oxidation of
most monoterpenes
• There are some (apparently) unique tracers:
• Hydropinonaldehydes for α-pinene
• Nopinone for β-pinene
• 3-caric acid for carene
• Sabinic acid for sabenene
• Several of these compounds measured in field
studies in forests (usually a few nanograms per
cubic meter, sometimes as much as 0.1 µg m-3)
SO4=/SO2 Ratio changes during Aerosol Aging (and
should be Reflected in Source Profiles)
(Watson et al., 2002)
Back trajectories indicate source regions
(Xu et al., 2006)
Regression parameters for Grand Canyon National Park
(2000–2002). Percent of time the parcel is in a horizontal grid
cell based on back trajectories starting at 500 m.
Receptor Models Can Estimate the Future
in Some Circumstances
200%
200%
180%
180%
Fractional Change in Particle Nitrate Concentration
Fractional Change in Particle Nitrate Concentration
(Denver, CO, 1997) (Watson et al., 1998)
160%
140%
120%
100%
80%
60%
40%
20%
0%
160%
140%
120%
100%
80%
60%
40%
20%
0%
0%
20%
40%
60%
80%
100%
120%
140%
160%
180%
Fractional Change of Particle Plus Gas Ammonia Concentrations
Effect of ammonia
reductions on ammonium
nitrate particles
200%
0%
20%
40%
60%
80%
100%
120%
140%
160%
180%
Fractional Change of Particle Plus Gas Nitrate Concentrations
Effect of nitric acid
reductions on ammonium
nitrate particles
200%
Emission Reduction Effectiveness
Long-Term Trends in SO2 Emissions and SO4= Levels
(Malm et al., 2002)
Murphy’s Law of Reproducibility
“If reproducibility is a problem, just use one model”
Mohave Generating Station contributions to Meadview sulfate
(Pitchford et al., 1999)
1,000
MCMB
TMBR
HAZEPUFF
CALPUFF-Dry
3
Sulfate Concentration (ng/m )
b)
800
DMBR
TAGIT
ROME
CALPUFF-Clouds
600
400
200
0
8/5
8/6
8/7
8/8
8/9
8/10 8/11 8/12 8/13 8/14 8/15
Day in 1992 (Samples begin at 0700 and 1700 MDT)
8/16
Po
o
rly
n-
O
&
R
d
e
e
id
en
hi
c
oo
d
le
e
hi
cl
lw
ve
ve
cl
e
hi
cl
e
hi
ve
ve
tia
es
el
ol
in
di
as
es
ro
a
tg
e
ol
in
so
lin
ga
s
ga
ex
h
us
t
au
st
ex
ha
st
st
ha
u
ha
u
ex
ex
C
bu
rn
oa
Fu
in
l-f
g
g
ire
iti
ve
d
po
du
w
st
er
st
at
O
th
io
er
ns
in
R
es
du
ta
st
ur
rie
an
s
Se
N
tc
a
co
oo
tu
ra
nd
ki
lg
ng
ar
a
Se
y
s
am
he
co
m
at
nd
on
in
ar
g
iu
y
m
am
ni
m
tr
on
at
iu
e
m
su
lfa
te
of
f-
ta
r
in
ed
FT
P
ol
ds
nt
a
ai
C
-m
Source Contribution (%)
Model discrepancies help to improve inventories
PM2.5 Inventory/Receptor Model Comparison, Denver, CO (1997)
(Watson et al., 2002)
50
Emissions Inventory
40
Receptor Model, %Total
Receptor Model, %Primary
30
20
10
0
Source Category
SIP Guidance “Weight of Evidence” Approach
(EPA, 2001)
• Form a conceptual model of the emissions,
meteorology, and chemical transformations
that are likely to affect exceedances
• Develop a modeling/data analysis protocol
with stakeholders consistent with available
science, measurements, and the
conceptual model
• Construct and evaluate emission inventory
for the domain as indicated by the
conceptual model
SIP Guidance “Weight of Evidence” Approach (continued)
• Assemble and evaluate
meteorological measurements for
the domain
• Apply source and receptor models
and to determine contributions
• Apply diagnostic tests and justify
discarding results that are not
physically reasonable
SIP Guidance “Weight of Evidence” Approach (continued)
• Modify the inventory to reflect different
emission reduction strategies in consultation
with stakeholders, and evaluate the effects of
reductions at receptors
• Make models, input data, and results
available to others for external review
• Judge the weight of evidence supporting or
opposing the selected emission reduction
strategy prior to implementation
Receptor Model Needs:
A Summary
• Source properties that identify and quantify
source contributions at a receptor
(Daisey et al., 1986, Gordon et al., 1984)
• Better designed networks (Chow et al., 2002,
Demerjian, 2000) with respect to
•
•
•
•
•
•
•
Sampling locations
Sampling periods
Sample durations
Particle sizes
Precursor gases
Chemical and physical components
Meteorology
Receptor Model Needs (continued)
• Emissions profiles (with cooling and
dilution including marker species and
gases, (England et al., 2000)
• More convenient availability and
documentation of source profile and
ambient data (U.S. EPA, 1999)
• More evaluation, validation, and
reconciliation of receptor and source
modeling results (Javitz et al., 1988)
References
Cabada, J.C.; Pandis, S.N.; and Robinson, A.L. (2002). Sources of atmospheric carbonaceous particulate matter in
Pittsburgh, Pennsylvania. J. Air Waste Manage. Assoc., 52(6):732-741.
Cabada, J.C.; Pandis, S.N.; Subramanian, R.; Robinson, A.L.; Polidori, A.; and Turpin, B.J. (2004). Estimating the
secondary organic aerosol contribution to PM2.5 using the EC tracer method. Aerosol Sci. Technol., 38(Suppl. 1):140-155.
ISI:000221762100013.
Chen, L.-W.A.; Chow, J.C.; Watson, J.G.; Lowenthal, D.H.; and Chang, M.C. (2006). Quantifying PM2.5 source
contributions for the San Joaquin Valley with multivariate receptor models. Environ. Sci. Technol., submitted.
Chow, J.C.; Engelbrecht, J.P.; Watson, J.G.; Wilson, W.E.; Frank, N.H.; and Zhu, T. (2002a). Designing monitoring
networks to represent outdoor human exposure. Chemosphere, 49(9):961-978. ISI:000179483700007.
Chow, J.C.; and Watson, J.G. (2002). Review of PM2.5 and PM10 apportionment for fossil fuel combustion and other
sources by the chemical mass balance receptor model. Energy & Fuels, 16(2):222-260.
http://pubs3.acs.org/acs/journals/doilookup?in_doi=10.1021/ef0101715.
Chow, J.C.; Watson, J.G.; Edgerton, S.A.; Vega, E.; and Ortiz, E. (2002b). Spatial differences in outdoor PM 10 mass and
aerosol composition in Mexico City. J. Air Waste Manage. Assoc., 52(4):423-434.
Chow, J.C.; Watson, J.G.; Egami, R.T.; Frazier, C.A.; and Lu, Z. (1989). The State of Nevada Air Pollution Study (SNAPS):
Executive summary. Report No. DRI 8086.5E. Prepared for State of Nevada, Carson city, NV, by Desert Research
Institute, Reno, NV.
Chow, J.C.; Watson, J.G.; Egami, R.T.; Frazier, C.A.; Lu, Z.; Goodrich, A.; and Bird, A. (1990). Evaluation of regenerativeair vacuum street sweeping on geological contributions to PM10. J. Air Waste Manage. Assoc., 40(8):1134-1142.
Chow, J.C.; Watson, J.G.; Lowenthal, D.H.; Chen, L.-W.A.; Zielinska, B.; Rinehart, L.R.; and Magliano, K.L. (2006).
Evaluation of organic markers for chemical mass balance source apportionment at the Fresno Supersite. Chemosphere,
submitted.
Cooper, J.A.; Miller, E.A.; Redline, D.C.; Spidell, R.L.; Caldwell, L.M.; Sarver, R.H.; and Tansyy, B.L. (1989). PM 10 source
apportionment of Utah Valley winter episodes before, during, and after closure of the West Orem steel plant. Prepared for
Kimball, Parr, Crockett and Waddops, Salt Lake City, UT, by NEA, Inc., Beaverton, OR.
References
Cooper, J.A.; Sherman, J.R.; Miller, E.; Redline, D.; Valdonovinos, L.; and Pollard, W.L. (1988). CMB source
apportionment of PM10 downwind of an oil-fired power plant in Chula Vista, California. In Transactions, PM10:
Implementation of Standards, C.V. Mathai and D.H. Stonefield, Eds. Air and Waste Management Association, Pittsburgh,
PA, pp. 495-507.
Daisey, J.M.; Cheney, J.L.; and Lioy, P.J. (1986). Profiles of organic particulate emissions from air pollution sources:
Status and needs for receptor source apportionment modeling. J. Air Poll. Control Assoc., 36(1):17-33.
Davis, B.L.; and Maughan, A.D. (1984). Observation of heavy metal compounds in suspended particulate matter at East
Helena, Montana. J. Air Poll. Control Assoc., 34(12):1198-1202.
Demerjian, K.L. (2000). A review of national monitoring networks in North America. Atmos. Environ., 34(12-14):18611884.
Eatough, D.J.; Du, A.; Joseph, J.M.; Caka, F.M.; Sun, B.; Lewis, L.; Mangelson, N.F.; Eatough, M.; Rees, L.B.; Eatough,
N.L.; Farber, R.J.; and Watson, J.G. (1997). Regional source profiles of sources of SO X at the Grand Canyon during
Project MOHAVE. J. Air Waste Manage. Assoc., 47(2):101-118.
England, G.C.; Zielinska, B.; Loos, K.; Crane, I.; and Ritter, K. (2000). Characterizing PM 2.5 emission profiles for stationary
sources: Comparison of traditional and dilution sampling techniques. Fuel Processing Technology, 65:177-188.
Forrest, J.; and Newmann, L. (1973). Sampling and analysis of atmospheric sulfur compounds for isotope ratio studies.
Atmos. Environ., 7(5):561-573.
Fujita, E.M.; Croes, B.E.; Bennett, C.L.; Lawson, D.R.; Lurmann, F.W.; and Main, H.H. (1992). Comparison of emission
inventory and ambient concentration ratios of CO, NMOG, and NOx in California's South Coast Air Basin. J. Air Waste
Manage. Assoc., 42(3):264-276.
Fujita, E.M.; Watson, J.G.; Chow, J.C.; and Lu, Z. (1994). Validation of the chemical mass balance receptor model applied
to hydrocarbon source apportionment in the Southern California Air Quality Study. Enivron. Sci. Technol., 28(9):16331649.
Gertler, A.W.; Fujita, E.M.; Pierson, W.R.; and Wittorff, D.N. (1996). Apportionment of NMHC tailpipe vs non-tailpipe
emissions in the Fort McHenry and Tuscarora mountain tunnels. Atmos. Environ., 30(12):2297-2305.
References
Gordon, G.E.(1984). Atmospheric tracers of opportunity from important classes of air pollution sources. In DOE Workshop
on Atmospheric Tracers, Santa Fe, NM.
Gray, H.A.; Cass, G.R.; Huntzicker, J.J.; Heyerdahl, E.K.; and Rau, J.A. (1986). Characteristics of atmospheric organic
and elemental carbon particle concentrations in Los Angeles. Enivron. Sci. Technol., 20(6):580-589.
Hidy, G.M. (1987). Conceptual design of a massive aerometric tracer experiment (MATEX). J. Air Poll. Control Assoc.,
37(10):1137-1157.
Houck, J.E.; Cooper, J.A.; Core, J.E.; Frazier, C.A.; and deCesar, R.T. (1981). Hamilton Road Dust Study: Particulate
source apportionment analysis using the chemical mass balance receptor model. Prepared for Concord Scientific
Corporation, by NEA Laboratories, Inc., Beaverton, OR.
Houck, J.E.; Cooper, J.A.; Frazier, C.A.; and deCesar, R.T. (1982). East Helena Source Apportionment Study: Particulate
source apportionment analysis using the chemical mass balance receptor model, Vol. III Appendices. Prepared for State of
Montana, Dept. of Health & Environmental Sciences, Helena, MT, by NEA Laboratories, Inc., Beaverton, OR.
Javitz, H.S.; Watson, J.G.; Guertin, J.P.; and Mueller, P.K. (1988). Results of a receptor modeling feasibility study. J. Air
Poll. Control Assoc., 38(5):661-667.
Lewis, C.W.; and Stevens, R.K. (1985). Hybrid receptor model for secondary sulfate from an SO 2 point source. Atmos.
Environ., 19(6):917-924.
Lioy, P.J.; Samson, P.J.; Tanner, R.L.; Leaderer, B.P.; Minnich, T.; and Lyons, W.A. (1980). The distribution and transport of
sulfate "species" in the New York area during the 1977 Summer Aerosol Study. Atmos. Environ., 14:1391-1407.
Lu, Z. (1996). Temporal and spatial analysis of VOC source contributions for Southeast Texas. Ph.D Dissertation,
University of Nevada, Reno.
Malm, W.C.; Pitchford, M.L.; and Iyer, H.K. (1989). Design and implementation of the Winter Haze Intensive Tracer
Experiment - WHITEX. In Transactions, Receptor Models in Air Resources Management, J.G. Watson, Ed. Air & Waste
Management Association, Pittsburgh, PA, pp. 432-458.
Malm, W.C.; Schichtel, B.A.; Ames, R.B.; and Gebhart, K.A. (2002). A ten-year spatial and temporal trend of sulfate across
the United States. J. Geophys. Res., 107(D22):ACH 11-1-ACH 11-20.
References
Mueller, P.K.; Hidy, G.M.; Baskett, R.L.; Fung, K.K.; Henry, R.C.; Lavery, T.F.; Nordi, N.J.; Lloyd, A.C.; Thrasher, J.W.;
Warren, K.K.; and Watson, J.G. (1983). Sulfate Regional Experiment (SURE): Report of findings. Report No. EA-1901.
Prepared by Electric Power Research Institute, Palo Alto, CA.
Paatero, P.; Hopke, P.K.; Song, X.H.; and Ramadan, Z. (2002). Understanding and controlling rotations in factor analytical
models. Chemom. Intell. Lab. Sys., 60:253-264.
Pandis, S.N. (2001). Secondary organic aerosol: Precursors, composition, chemical mechanisms, and environmental
conditions. Presentation at the Secondary Organic Aerosols Workshop in Durango, CO. Fort Lewis College, Durango, CO.
Pekney, N.J.; Davidson, C.I.; Zhou, L.; and Hopke, P.K. (2006). Application of PSCF and CPF to PMF-modeled sources of
PM2.5 in Pittsburgh. Aerosol Sci. Technol., accepted.
Pitchford, M.L.; Green, M.C.; Kuhns, H.D.; Tombach, I.H.; Malm, W.C.; Scruggs, M.; Farber, R.J.; Mirabella, V.A.; White,
W.H.; McDade, C.; Watson, J.G.; Koracin, D.; Hoffer, T.E.; Lowenthal, D.H.; Vimont, J.C., et al. (1999). Project MOHAVE,
Final Report. Prepared by U.S. Environmental Protection Agency, Region IX, San Francisco, CA.
http://www.epa.gov/region09/air/mohave/report.html.
Poirot, R.L.; Wishinski, P.R.; Hopke, P.K.; and Polissar, A.V. (2001). Comparitive application of multiple receptor methods to
identify aerosol sources in northern Vermont. Environ. Sci. Technol., 35(23):4622-4636.
Rahn, K.A.; and Lowenthal, D.H. (1984). Elemental tracers of distant regional pollution aerosols. Science, 223(4632):132139.
Rogge, W.F. (1993). Molecular tracers for sources of atmospheric carbon particles: Measurements and model predictions.
Ph.D. Dissertation, California Institute of Technology, Pasadena, CA.
South Coast Air Quality Management District (1996). 1997 air quality maintenance plan: Appendix V, Modeling and
attainment demonstrations. Prepared by South Coast Air Quality Management District, Diamond Bar, CA.
http://www.aqmd.gov/aqmp/97aqmp/.
Turpin, B.J.; and Huntzicker, J.J. (1991). Secondary formation of organic aerosol in the Los Angeles Basin: A descriptive
analysis of organic and elemental carbon concentrations. Atmos. Environ., 25A(2):207-215.
References
U.S.EPA (1999). SPECIATE: EPA's repository of total organic compound and particulate matter speciated profiles for a variety of
sources for use in source apportionment studies. Prepared by U.S. Environmental Protection Agency, Office of Air Quality
Planning and Standards, Research Triangle Park, NC. http://www.epa.gov/ttn/chief/software/speciate/.
U.S.EPA (2001). Draft guidance for demonstrating attainment of air quality goals for PM 2.5 and regional haze. Prepared by U.S.
Environmental Protection Agency, Research Triangle Park, NC. http://vistas-sesarm.org/tech/draftpm.pdf.
Watson, J.G. (1979). Chemical element balance receptor model methodology for assessing the sources of fine and total
suspended particulate matter in Portland, Oregon. Ph.D. Dissertation, Oregon Graduate Center, Beaverton, OR.
Watson, J.G. (1984). Overview of receptor model principles. J. Air Poll. Control Assoc., 34(6):619-623.
Watson, J.G.; Blumenthal, D.L.; Chow, J.C.; Cahill, C.F.; Richards, L.W.; Dietrich, D.; Morris, R.; Houck, J.E.; Dickson, R.J.; and
Andersen, S.R. (1996). Mt. Zirkel Wilderness Area reasonable attribution study of visibility impairment, Vol. II: Results of data
analysis and modeling. Prepared for Colorado Department of Public Health and Environment, Denver, CO, by Desert Research
Institute, Reno, NV.
Watson, J.G.; and Chow, J.C. (2001). Estimating middle-, neighborhood-, and urban-scale contributions to elemental carbon in
Mexico City with a rapid response aethalometer. J. Air Waste Manage. Assoc., 51(11):1522-1528.
Watson, J.G.; and Chow, J.C. (2005). Receptor models. In Air Quality Modeling -Theories, Methodologies, Computational
Techniques, and Available Databases and Software. Vol. II - Advanced Topics, P. Zannetti, Ed. Air and Waste Management
Association and the EnviroComp Institute, Pittsburgh, PA, pp. 455-501.
Watson, J.G.; Chow, J.C.; Lowenthal, D.H.; Pritchett, L.C.; Frazier, C.A.; Neuroth, G.R.; and Robbins, R. (1994). Differences in
the carbon composition of source profiles for diesel- and gasoline-powered vehicles. Atmos. Environ., 28(15):2493-2505.
Watson, J.G.; Chow, J.C.; Lowenthal, D.H.; Robinson, N.F.; Cahill, C.F.; and Blumenthal, D.L. (2002). Simulating changes in
source profiles from coal-fired power stations: Use in chemical mass balance of PM2.5 in the Mt. Zirkel Wilderness. Energy &
Fuels, 16(2):311-324.
Watson, J.G.; Chow, J.C.; Richards, L.W.; Andersen, S.R.; Houck, J.E.; and Dietrich, D.L. (1988). The 1987-88 Metro Denver
Brown Cloud Air Pollution Study, Volume III: Data interpretation. Report No. DRI 8810.1. Prepared for Greater Denver Chamber
of Commerce, Denver, CO, by Desert Research Institute, Reno, NV.
References
Watson, J.G.; Fujita, E.M.; Chow, J.C.; Zielinska, B.; Richards, L.W.; Neff, W.D.; and Dietrich, D. (1998). Northern
Front Range Air Quality Study. Final report. Prepared for Colorado State University, Fort Collins, CO, by Desert
Research Institute, Reno, NV. http://charon.cira.colostate.edu/DRIFinal/ZipFiles/.
Wolff, G.T.; Lioy, P.J.; Wight, G.D.; Meyers, R.E.; and Cederwall, R.T. (1977). An investigation of long-range transport
of ozone across the midwestern and eastern United States. Atmos. Environ., 11:797-802.
Xu, J.; DuBois, D.; Pitchford, M.; Green, M.; and Etyemezian, V. (2006). Attribution of sulfate aerosols in Federal
Class I areas of the western United States based on trajectory regression analysis. Atmos. Environ., 40:3433-3447.
Zielinska, B.; McDonald, J.D.; Hayes, T.; Chow, J.C.; Fujita, E.M.; and Watson, J.G. (1998). Northern Front Range Air
Quality Study, Volume B: Source measurements. Prepared for Colorado State University, Fort Collins, CO, by Desert
Research Institute, Reno, NV. http://charon.cira.colostate.edu/DRIFinal/ZipFiles/.
Download