CONTENTS TOPIC 2: THE NATURE AND PROCESS OF JUDICIAL REVIEW ...................................................... 3 2.1 The Nature of JR ..........................................................................................................................3 What is JR? ............................................................................................................................... 3 What kinds of decisions / conduct are judicially reviewable?...................................................... 3 2.2 The Process of JR .......................................................................................................................6 The common law system of JR .................................................................................................. 6 The statutory system of JR (ADJRA) ......................................................................................... 6 2.3 The ‘Jurisdictional Pre-Requisites’ for Statutory JR .................................................................7 1. “a decision to which this Act applies” ..................................................................................... 7 2. “conduct engaged in for the purpose of making a decision” (s 6 ADJRA; ss 21 JRA) ......... 8 3. “of an administrative character” [decision must be…] .......................................................... 8 4. “made under an enactment”................................................................................................... 9 5. “a non-statutory scheme or program” ................................................................................... 11 Statutory JR provides a right to statement of reasons .............................................................. 11 TOPIC 3: STANDING .......................................................................................................................... 13 Standing ...........................................................................................................................................13 What remedy is being sought? ................................................................................................ 13 Basic rules for standing ........................................................................................................... 13 Standing under ADJRA / JRA .................................................................................................. 14 Amicus Curie ........................................................................................................................... 14 Federal constitutional issues in standing.................................................................................. 15 TOPIC 4: GROUNDS OF JUDICIAL REVIEW .................................................................................... 17 Natural Justice / Procedural Fairness ............................................................................................17 1. When do the rules of NJ apply? [the threshold question] ................................................... 17 2. What do the rules of NJ require? [the content question] .................................................... 19 The hearing rule ...................................................................................................................... 19 1. Adequate prior notice: ....................................................................................................... 19 2. Adequate disclosure of relevant issues: ............................................................................ 19 3. Adequate opportunity to address: ...................................................................................... 20 4. Right to oral hearing? ........................................................................................................ 20 5. Right to representation ...................................................................................................... 21 6. Right to cross-examine ...................................................................................................... 21 7. Timeliness in making decision ........................................................................................... 21 8. Does NJ require observance of rules of evidence? ............................................................ 21 9. Does NJ require reasons for decision? .............................................................................. 22 The bias rule ............................................................................................................................ 22 Where NJ may NOT apply ....................................................................................................... 23 Can legislature exclude the rules of NJ? .................................................................................. 25 What is the effect of failure to observe natural justice? ............................................................ 26 Procedures required by law to be observed ..................................................................................27 Decisions not authorised by the enactment ..................................................................................29 Page 1 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Improper exercise of power ............................................................................................................31 1. Failing to take into account a relevant consideration 2. Taking into account an irrelevant consideration 3. Exercise of power for improper purpose 4. Bad faith (ADJRA s 5(2)(a); JRA s 23(a)) .............. 33 (ADJRA s 5(2)(c); JRA s 23(c)).......................... 33 (ADJRA s 5(2)(d); JRA s 23(d)) ......................................................................... 34 5. Exercise of power at the behest of another (ADJRA s 5(2)(e); JRA s 23(e))..................... 35 6. Inflexible application of rule/policy (fettering discretion) 7. Unreasonableness 8. Uncertainty (ADJRA s 5(2)(b); JRA s 23(b)) ...... 31 (ADJRA s 5(2)(f); JRA s 23(f)) .... 36 (ADJRA s 5(2)(g); JRA s 23(g)) ......................................................... 37 (ADJRA s 5(2)(h); JRA s 23(h)) ..................................................................... 39 9. Abuse of power (ADJRA s 5(2)(j); JRA s 23(i)) ................................................................. 39 Fraud (ADJRA s 5(1)(g); JRA s 20(2)(g)) .......................................................................................40 No Evidence .....................................................................................................................................41 No evidence as a common law ground of JR ........................................................................... 41 No evidence as a ground under statutory JR ........................................................................... 41 Jurisdictional Error..........................................................................................................................43 JE under common law ............................................................................................................. 43 Types of JE ........................................................................................................................... 43 Privative clauses (PC) and JE ............................................................................................... 46 ADJRA / JRA ........................................................................................................................... 46 Error of law on the face of the record ....................................................................................... 47 Failure to make a decision ..............................................................................................................48 TOPIC 5: REMEDIES.......................................................................................................................... 49 Remedies under Common Law JR .................................................................................................49 The writs of certiorari and prohibition ....................................................................................... 49 The writ of mandamus [compels public officers to do duties] ................................................. 50 Restrictions on availability of prerogative writs ......................................................................... 50 Constitutional writs before the High Court ................................................................................ 50 Use of equitable remedies ....................................................................................................... 51 Remedies under ADJRA / JRA........................................................................................................51 TOPIC 6: MERITS REVIEW (MR) ....................................................................................................... 53 AAT……………………………………………………………………………………………………………..53 Establishment of the AAT ........................................................................................................ 53 Jurisdiction .............................................................................................................................. 54 Standing .................................................................................................................................. 55 Pre-Hearing Procedures .......................................................................................................... 55 Hearing Procedures ................................................................................................................. 55 DM powers of the AAT............................................................................................................. 57 Appeals from the AAT to the Federal Court ............................................................................. 58 TOPIC 7: OMBUDSMEN .................................................................................................................... 59 What is the Ombudsmen (Qld and Cth)? ................................................................................. 59 Page 2 TOPIC 2: THE NATURE AND PROCESS OF JUDICIAL REVIEW 2.1 THE NATURE OF JR What is JR? JR comprises the remedies developed by courts to control public officials in the exercise of their powers Constitution and legality v merits distinction: The doctrine of separation of powers, expressly enshrined in respect of judicial power at the federal level in Ch III of the Constitution, is the principal legitimating factor for the role of courts in JR – it serves to both define and limit their role in reviewing the exercise of official power – summed up in Hamblin v Duffy: o JR by the court does not enable it to substitute its own decision for that of the person / body who is challenged. The question for the court generally is whether the action is lawful in the sense that it is within the power conferred on the relevant Minister, official or stat body; or that the prescribed procedures have been followed; or that the general rules of law, including adherence to the principles of natural justice, have been observed. To enliven the court’s jurisdiction in JR, there must be an error of law in the decision under JR (MIEA v Wu Shan Liang) Fundamental difference between JR and merits review eg. AAT stands in the shows of the original decision-maker with the capacity to substitute a different decision What kinds of decisions / conduct are judicially reviewable? Intro: JR is confined to situations where a government body or official is exercising public powers or duties, eg. makes a decision in the exercise of a statutory power o JR is not available to enforce rights existing purely under private law (eg. rights of one party against another which arise from the terms of a contract mutually agreed to – need to pursue civil remedy) Statutory powers: most of the actions/decisions of public bodies and officials consist of the exercise of a statutory decision-making power o R v Toohey: the HC made it reasonably clear that the old rule as to vice-regal officials no longer applied re statutory powers; courts now willing to review discretionary decisions of the Crown o All statutory powers must be exercised according to law; the status of the repository power is largely irrelevant (Toohey) o NB. Decisions made in the exercise of stat powers by the Gov-Gen are excluded from review under the ADJR Act. o P M61/2010 v Cth: Gov thought its assessment process was non-statutory and unreviewable; the court found it was statutory and hence subject to JR Page 3 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Non-statutory prerogative powers: power which has no statutory origin; historically courts were reluctant to JR exercises of prerogative power, however this is no longer the case ( o Today, whether courts will review the exercise of prerogative power depends not on the classification of the source of the power (though still relevant to reviewability), or the status of the decision maker, but on the subject matter or nature of the power exercised (Ex parte Lain; Civil Services Union (CSU)). There are two relevant issues: 1. Whether the decision itself is justiciable regarding the 1st test by Lord Diplock in CSU and accepted in Aus (Peko-Wallsend; Century Metals), that the decision must affect rights or obligations enforceable in private law (CSU; Peko-Wallsend) Cabinet decisions that might be justiciable: where Cabinet is called upon to make decisions involving justice to a particular individual (O’Shea) o However, Cabinet decisions involving political, social and economic concerns are generally unreviewable (O’Shea) 2. Whether there are special features of the decision which make JR inappropriate (Peko-Wallsend) Politics: Features generally related to the political nature of the decision, eg. where it involves complex policy questions and not simply matters affecting private interests Decision of the AG: off limits (Toohey) Exec Gov’s discretion to enter or modify treaties: off limits (Blackburn reaffirmed in JH Raynor and Ex parte Rees Mogg) Public law component: Conventionally, decisions made by private bodies are not amenable to JR, however recent gov corporatisation, deregulation and outsourcing raise new difficulties eg. o GBEs: incorporated under Corporations Act; generally accountable in a broad sense to parliament through the shareholding Minister, but are not usually subject to any direct control from gov re their day to day activities Application of JR is uncertain o Outsourcing: the delivery of gov services to the private sector o Self-regulation: where govs forgo direct statutory schemes of regulation and allow a particular industry or business etc to regulate itself Datafin: a body established by an industry as its self-regulatory mechanism was amenable to JR at the best of a person aggrieved by its decision even though the Panel was not established by gov, was not attached to the exec and was not exercising statutory prerogative (or even contractual powers), but because a body should be subject to JR if it exercises public law functions or where its actions have public law consequences (Datafin) Neat: held that the body’s (created by statute, but incorporated) power derived essentially from its existence as an inc company so its actions were not amenable to JR – but specifically said the conclusions arrived at not to be taken as implying any response to wider issues Page 4 Peko-Wallsend: Facts: federal gov decision whether to nominate an area of land for heritage listing, which would make mining operations in the area unlawful. P-W had mining interests in the relevant area and made submissions, then commenced proceedings to restrain Cabinet from taking further steps to nominate the area Held: on appeal: that P-W had been given an adequate opportunity to present its case and therefore had not been denied natural justice; the court also considered whether or not a Cabinet decision of this nature was within the realm of JR; following CSU, the decision was not unreviewable simply because it was an exercise of prerogative power; however, the court (differing reasons) considered a Cabinet decision of this nature was not reviewable, 2 judges emphasising that it involved matters of high level policy of national importance and international relations O’Shea: Facts: parole board had leg power to recommend prisoners’ release which could be accepted or rejected by GovIn Council, board recommended release of a particular prisoner but the Gov-in-Council declined Issue: was the decision reviewable on the basis it was subject to a duty to act fairly Held: the prisoner was not entitled to a further hearing before the Gov-in-Council; argued Gov-in-Council’s decision was the formal manifestation of a cabinet decision and involved an element of policy or political judgment making it unsuitable for JR; some Cabinet decisions involving political, social and economic concerns are generally unreviewable Datafin: Held: a body established by an industry as its self-regulatory mechanism was amenable to JR at the best of a person aggrieved by its decision even though the Panel was not established by gov, was not attached to the exec and was not exercising statutory prerogative (or even contractual powers), but because a body should be subject to JR if it exercises public law functions or where its actions have public law consequences This was partly because the Panel’s existence was interwoven into a broader scheme of regulation, some of which involved direct government measures – so the Panel’s activities could be viewed as being partly devolved from government The source of the power is not necessarily the sole test for determining reviewability, and in this respect the decision epitomises a dunctional as opposed to institutional approach to the question of reviewability – focusing on the nature and consequences of the power exercised, rather than its source. Neat v AWB: Facts: leg established a marketing scheme for the sale of Aus wheat, designed to limit the number of exporters – a body created by the statute was given legislative authority to issue permits to other exporters, but this was subject to approval by a trading company incorporated under the Corps Law of Victoria (AWB). The appellant made a number of requests for permission to export the wheat but was rejected. Issue: Were AWB’s refusals to approve the exports amenable to JR? Held: arrangement described as “private corp given a role in scheme of public regulation”, appears on that to be argument that comp’s power derived from stat scheme establishing its role. However, court held that the power of its veto derived essentially from its existence as an inc company so its actions were not amenable to JR Court noted that the conclusions were confined to the arrangement before them and were not to be taken as implying any response to the wider issues. Page 5 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA 2.2 THE PROCESS OF JR The common law system of JR The statutory system of JR – ADJRA; JRA The common law system of JR The origins lie in the establishment of the Supreme Courts, invested with the jurisdiction of superior courts at Westminster to issue prerogative writs (Certiorari, Prohibition and Mandamus) o Certiorari: quashes / annuls a decision o o Prohibition: stops / prohibits decision-maker from proceeding to make a decision (not available if decision has already been made) Mandamus: compels public officials to perform their duties The High Court: Established by Ch III of the Constitution Its JR jurisdiction is conferred by s 75(v) – “in all matters in which a writ of mandamus or prohibition or an injunction is sought against an officer of the Cth” Constitutional writs: the s 75(v) writs o These writs correct jurisdictional error (see later) The Federal Court: Established by the Federal Court Act 1976 (Cth) Common law jurisdiction: conferred by Judiciary Act 1901 (Cth) s 39B Statutory JR jurisdiction: conferred by the Administrative Decisions (JR) Act 1977 (Cth) – later The Federal Mags Court: Established by the Federal Magistrates Act 1999 (Cth) Such JR jurisdiction as is conferred by statute, especially migration law matters The State/Territory Supreme Courts: Federal juris: State SCs may exercise federal JR jurisdiction however this is confined by the ADJRA and Jurisdiction of Courts (Cross-Vesting) Act 1987 (Cth) The statutory system of JR (ADJRA) A reformed statutory system of JR, first established at the federal level by the ADJRA, then later adopted by the states (ie. Qld – JRA) o Where ADJRA/JRA don’t work, applicant may have to try and seek review under the CL, which is why both still exist and both are important – and Parliament can repeal statutes, whereas cannot remove common law (can’t take away HC authorities!) Streamlines & simplifies the procedure for instituting judicial review of admin. decisions ‘Codifies’ the grounds of judicial review recognised under common law (dealt with later): o Decision-maker had no juris to make decision o Breach of rules of natural justice o Decision not authorised by enactment Which courts exercise stat JR jurisdiction? At the federal level – the Federal Court At the state / territory level – the Supreme Court Page 6 2.3 THE ‘JURISDICTIONAL PRE-REQUISITES’ FOR STATUTORY JR The Acts provides a specific formula for determining whether or not an action is amenable to review (s 5, 6 ADJRA; s 20, 21 JRA): o “A person aggrieved by a decision to which this Act applies may seek an order to review…” or o “A person aggrieved by conduct engaged in for the purpose of making a decision to which this Act applies may seek an order to review…” NB. “a person aggrieved” is dealt with in Topic 3 - Standing 1. “a decision to which this Act applies” Defined as (s 3 ADJRA; s 4 JRA): “a decision of an administrative character made / proposed / required: a) Under an enactment [different in JRA] Elements: other than: a) A decision by the G-G [not included in JRA]; or b) A decision included in Sch 1” Decision or conduct; of administrative character; under an enactment What is a “decision”? Inclusive definitions (s 3(2) ADJRA; s 5 JRA): Making a decision includes: (a) making, suspending, revoking or refusing to make an order, award or determination; (b) giving, suspending, revoking or refusing to give a certificate, direction, approval, consent or permission; (c) issuing, suspending, revoking or refusing to issue a licence, authority or other instrument; (d) imposing a condition or restriction; (e) making a declaration, demand or requirement; (f) retaining, or refusing to deliver up, an article; or (g) doing or refusing to do any other act or thing; and a reference to a failure to make a decision shall be construed accordingly. Does “decision” include interim or preliminary decisions? Initially, only included ultimate or operative determinations (Evans v Friemann; Riordan), but this approach was disproved by the Federal Court in Lamb v Moss, but resolved in ABT v Bond which returned to the narrow ADJRA, s 5 interpretation. o SO: A decision will only be reviewable if it is final / operative, but, if the statute provides for the making of a finding, so that an intermediate decision might be described as a decision under an enactment, it will be reviewable (ABT v Bond) allows for attacking of decision, s 6 for attacking conduct A report or recommendation may constitute a decision: where provision is made by enactment for the “making of a report… before a decision is made”, the making of such is a decision (s 3(3) ADJRA; s 6 JRA), provided the statute (or another law) provides for the making of the (final) decision. o Will exist only where the enactment also expressly provides that the report is a condition precedent to the making of the final decision (Ross v Costigan), although it is unclear whether this requirement applies to Qld (Noosa Shire Council; St George v Wyvill – no ref made to requirement, although probably satisfied in these cases anyway) Page 7 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA 2. “conduct engaged in for the purpose of making a decision” (s 6 ADJRA; ss 21 JRA) Inclusive definition (s 3(5) ADJRA; s 8 JRA) -- includes the taking of evidence or the holding of an inquiry or investigation o Failure to take evidence, failure to make investigations was JR (Courtney v Peters) “conduct” concerns the procedural, rather than substantive, aspects of reaching a decision (not interim steps) (ABT v Bond) There is no need for the person engaged in the conduct to be the same person who makes the decision (Chan v MIEA cf Gourgand v Lawton); this is specifically provided for in the JRA (s 21) After the decision is made, the conduct is not reviewable (NSW ALC v ATSIC) Parts of an investigation which have an effect and are not merely a step in the process are JR (Salerno v National Crime Authority) 3. “of an administrative character” [decision must be…] Not expressly defined, essentially decisions of gov bodies/officials exercising statutory powers in pursuit of the exec function of gov will be decisions of an administrative character Administrative v legislative Decisions which are legislative in character (such as the exercise of a statutory power to make by-laws) are not administrative (Paradise Projects) o When it’s making a law, rather than applying a law, will be legislative (Paradise Projects; MIC v Tooheys) o However, a decision is not legislative in character just because the statue describes the power as one to make by-laws (MIC v Tooheys) Commercial nature: The fact that a decision is of a commercial nature does not mean that it loses its administrative character, provided it is made in the discharge of a statutory function (James Richardson v FAC; FAC v Aerolines) o FAC v Aerolines: FAC established a fee for service for commercial operations, however just because a decision is commercial does not means it loses its admin character Indicia for admin v leg characterisation: (Central Qld Aboriginal Corp v AG): o Leg determine content of rules (cf admin apply rules) o Parliamentary control of the decision suggests legislative (not definitive) o Requirement of public consultation suggests legislative o Provision made for review on merits, eg, by AAT, suggest administrative o Decision has binding legal effect, suggests legislative Application of indicators: o Qld Medical Lab v Blewett: Power was legislative in character because the effect of the decision was to create a new rule to govern future cases (where leg conferred a power to make a determination substituting a new pathology services table of allowable fees in a Sch) o FAC v Aerolines: the exercise of a stat power vested in the FAC to make a determination fixing / varying aero charges was administrative – due to the fact that an exercise of the power was based on relevant commercial considerations (cf this power with one allowing the FAC to make by-laws which would undoubtedly result in legislative decisions) Page 8 Administrative v judicial Decisions made by courts in the exercise of their formal adjudicative powers are not reviewable (as they are judicial, not administrative) Decisions of admin review tribunals: established by statute are generally administrative, eg decision of AAT is reviewable under the ADJRA o State level: may be harder to asset admin tribunals do not exercise judicial power, regarding the lack of a marked separation of judicial power (= to that resulting from Ch III of the Constitution at the federal level – Kirk??) Decisions of lower courts: eg. a decision by a magistrate in the exercise of the court’s summary juris is an exercise of judicial power, not reviewable o However, when conducting criminal committal proceedings, magistrates perform an administrative function in determining where or not sufficient evidence exists to establish prima facie case to commit a person to trial (Lamb v Moss) Close association with exercise of judicial power: o Legal Aid v Edwards: a refusal by registrar of Family Court to accept a notice disputing a bill of costs was administrative o Letts v Cth: decision by registrar to seek a direction from a judge whether lodgement of docs = abuse of court’s process, not administrative because the reg was exercising the juris of the HC to control frivolous / vexatious applications 4. “made under an enactment” Enactment Refers to Acts and other instruments including rules, regulations or by-laws made under an Act (r s 3 ADJRA; s 3 JRA; s 36 AIA 1954 (Qld); ss 6, 7 S IA 1992 (Qld) – note JRA additionally provides for JR of decisions made under non-stat “scheme or program”) o NB. Under JRA means Qld Acts / statutes o NB. Under ADJRA means principally fed statutes, limited range of State Acts under which decisions have been made by Cth officers (S 2, Sch 3 ADJRA) The instrument itself must have been made under the authority of or in pursuance of an Act (Chittick v Ackland) o Chittick v Ackland: app sought JR of a decision by the Health Insurances Commission to dismiss her in reliance upon provisions contained in the T&Cs of her employment; the relevant leg gave Comm specific power to unilaterally create the T&Cs so the T&Cs doc itself was an instrument made under an enactment. Cf: general policies and guidelines often generated within gov agencies as a guide to decision-making – won’t qualify as instruments made under enactment unless there is specific stat authorisation for their making (Schokker) Cf: if leg gives power to appoint/dismiss and then authority draws up contract and in contract discusses termination, employee’s termination will be based solely on contract – person won’t be able to rely on general power that says authority may appoint/dismiss – must be more specific! (ANU v Burns; Schokker) Qld: o o Blizzard v O’Sullivan: Dep Police Comm’s contract not an instrument (because it was negotiated, not imposed by the statute) Concord Data: state purchasing policy not an instrument, not made pursuant to a statutory power to make it Page 9 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Key features of instrument: its capacity to authorise decisions of an admin character and to affect legal rights and obligations (Chittick v Ackland), need not necessarily be an instrument of a legislative character (though must derive from an enabling statute) Made under The source of the power must come from statute (Glasson v Parkes; o Can be express or implied (MIEA v Mayer) o Ie. Irrelevant that DM body created by statute, it’s whether its DM powers have a statutory source o Glasson v Pakes: Cth statute created scheme which required each state to enact mirror leg to give it affect, the decision in question demanding repayment of overpaid subsidy; company sought to challenge decision under ADJRA, but actual decision making power was in STATE LEG, that set up scheme (Cth set up skeleton) Current Test (Griffith Uni v Tang): o 1. Decision must be expressly or impliedly authorised by the enactment; 2. Decision must itself affect legal rights and obligations, and must derive from the enactment NB. Guss v DCT: was a step taken by the Comm in issuing the notice of intention to recover a penalty reviewable under the ADJRA as an act made under an enactment Re 2nd limb of Tang Test: was it a decision affecting legal rights, or merely a step to inform the directors of the Comm’s intention to recover an amount due Full Fed Court: the step involved did not affect legal rights because it: a) removed a barrier to the taking of the recovery action – just a procedural step (Edmonds J) b) the issuing of the notice did not involve any operative determination based on a process of reasoning from particular facts (Greenwood J) In dissent (Gyles J) – the step in giving notice was a decision made under an enactment because the giving of the notice did affect the legal rights of both the Comm and the recipient because: It was a step expressly authorised by the enactment; The giving of the notice was a statutory precondition to recovering the penalty; and Giving the notice rendered the recipient liable to recover action Page 10 Decisions NOT made under an enactment Where source of power does not derive from statute: o An exercise of a prerogative power (Hawker Pacific v Freeland) o Not an exercise of ‘public power’ (Neat v AWB) o An exercise of power conferred by a private agreement (contract) (ANU v Burns; Post Office AA v APC) ANU v Burns: if leg gives power to appoint/dismiss and then authority draws up contract and in contract discusses termination, employee’s termination will be based solely on contract – person won’t be able to rely on general power that says authority may appoint/dismiss – must be more specific! (would have to resort to CL JR) Express exclusions: o Decisions of the Gov-Gen (s 3 ADJRA) NB. Decisions of the State Gov are not excluded from review in the JRA o Decisions listed in Sch 1 of the ADJRA Eg. Decisions made by ASIO, can’t attack in Federal Court Eg. Sensitive political decisions o Decisions referred to in s 18 and Sch 1 of the JRA 5. “a non-statutory scheme or program” JRA extends to decisions made under “a non-statutory scheme or program” (s 4(b) JRA) o The section has been given a very narrow interpretation though What is a non-statutory scheme or program? o The inclusion of two separate words, “scheme” and “program” are intended to cover single one-off projects and continuous things (Anghel) o Anghel: app sought JR of decision made by a Minister to approve construction of a rail link, jointly funded by the Cth and Qld Govs, it was clear the decision was not made under an enactment and the project was funded in part by moneys appropriated by the Qld Parliament – was it a scheme or program? Yes, but ultimately the app couldn’t make out any ground of review Bituminous: concerned a roads implementation program established under an Act, the applicant’s product was on an approved list but then removed, app faced an initial difficulty in that the scheme was non-statutory because the program was provided for in the Act Held: the manual and product list itself did not constitute a scheme or program but imply the development of criteria to be applied to a program Statutory JR provides a right to statement of reasons There is no general common law right to reasons Right contained in s 13 ADJRA, Pt 4 JRA, AIA It is a separate independent right; JR proceedings don’t have to be started before a request for reasons can be made (provided it was something you could seek JR for) Benefits: o Enables potential applicants to assess their chances o Improves administrative decision-making Obligations on DMs o Must record the law relied on + facts relied on + the decision-maker’s reasoning o The obligation only relates to the facts relied on by DM – not all facts which might be relevant (Yusuf) Page 11 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Griffith Uni v Tang: Facts: Tang sought review under the JRA of a decision made to exclude her from PHD, on the basis she had engaged in academic misconduct The GU Act was typical, conferred usual functions associated with providing tertiary education and research etc. Re the conferral of powers, the statute gave the uni the general power to delegate functions to committee The decision to exclude Tang was made by a committee, acting on delegated authority and in reliance on a uni policy which established a set of procedures for dealing with allegations of academic misconduct The policy was not a stat instrument, it was by another committee to guide re academic dishonesty At first instance: The relevant provisions conferring power on the uni were in very general terms, nevertheless Mackenzie J ruled the decision was made under an enactment; in his view the task of deciding whether a decision is made under enactment involves determining whether the enactment gives the operational or substantial source of power to make the decision or whether properly categorised as deriving from an incidental source of power, in his view it was made under an enactment because of the tightly structured nature of the devolution of authority by delegation. Held, on appeal: The force of the argument against the statute being the source of power to make the decision is considerable less where, as here, there could be no other possible source of the power (such as a contractual r/ship between parties). Even though the provisions of the Act relied on as the source were very general, “it is relevant to consider how central the decision is to the role of the DM and to trace the stat source of authority for any decision” The decision was made in relation to a central or core function of the uni, it was a substantive an final decision made in the exercise of a stat power vested in the uni to execute its functions REVERSED BY THE HC Gummow, Callinan and Heydon: two-part test for determining when a decision is “made under” an enactment, both requirements must be met: 1. the decision must be expressly or impliedly required or authorised by the enactment; and 2. the decision itself must confer, alter or otherwise affect legal rights and obligations and in that sense must derive from the enactment The decision in question was not made under an enactment because it did not affect Tang’s legal rights and obligations; the r/ship between Tang and the uni re her PHD was a purely consensual one; the Act empowered the uni to formulate the T&Cs of her candidature, it did not give legal force or effect to the decision to end the r/ship ABT v Bond: Facts: relevant leg established a licencing regime for tv broadcasting, under which inc entities could hold commercial tv licences; the tribunal had a discretionary power to suspend / revoke a licence, provided it was first of all satisfied as the existence of one of more specified matters – in this case, being that the existing licensee was no longer a fit and proper person to hold a licence The statute established a two-stage decision-making process: 1. tribunal had to make a finding as to whether or not licensee was fit and property; 2. if such a finding was made, tribunal could decide whether or not to suspend / revoke the licence Bond (and other apps) commenced proceedings under the ADJRA at the conclusion of the first stage, after the tribunal found licensees no longer fit and proper, and they also sought to review a number of antecedent preliminary findings, including that on the available evidence Bond had acted improperly and would not be a fit and proper person to hold a licence if he had been eligible to do so Issue: which of the so-called decisions challenged were decisions amenable to review under the ADJRA? Depended on whether broad or narrow approach to be preferred Held: While the ADJRA was remedial in nature, the narrow approach should be preferred, passed on an analysis of the stat definitions and on broader policy considerations; and JR is confined to errors of law, not fact-finding and the factual conclusions reached in stages of making a decision are not reviewable unless the process involved gives rise to a recognised basis for jud intervention For a decision to be reviewable, it must be a final or operative decision However, an interim step may constitute a reviewable decision if the statute expressly provides for that step. Also, must be a substantive determination Here: the tribunal’s decision to revoke / suspend a licence was a reviewable decision because, it was the final, ultimate or operative determination AND the determination that the licensee not fit and proper would ALSO qualify, as it was a conclusion reached as a step, but the statute provided for the making of a finding on that point, so was a decision under an enactment, although an intermediate decision However, the antecedent findings not reviewable, incl finding that as an individual Bond not a fit and proper person, as not a final decision, not did the statute expressly provide for them to be made as interim decisions Page 12 TOPIC 3: STANDING STANDING Often critical in public interest litigation where an individual or organisation seeks to compel a public authority to comply with a public (ie. statutory) duty in circumstances where no private right or interest of the individual or organisation is affected. What remedy is being sought? Common law action: seeking a prerogative writ Seeking an equitable remedy: an injunction or declaration Bringing a statutory JR action (eg. ADJRA): seeking an order to review “a person aggrieved” These days, no real difference re remedies and the standing rules Basic rules for standing Historically, the AG’s role to enforce public rights (ex officio – own motion; ex relatione – relator action) o The AG’s decision to proceed or not proceed is not judicially reviewable o Common for AG to seek an undertaking as to costs re relator actions If AG does not initiate action, when will member of the public have standing? The rule in Boyce v PDC: 1st limb: where the alleged interference with a public right also constitutes an interference with a private right of the app 2nd limb: where no private right is involved but app suffers “special damage” as a result of an interference with a public right o “special damage”: Not limited to pecuniary (monetary) damage ACF v Cth: ACF Need not be “damage”, can be an “interest” only showed mere Cannot be mere emotional / intellectual concern emotional / intellectual concern Something gained over & above seeing the law enforced Probably need a track record in taking active measures to support cause Further developments: Bateman’s Bay: o The interest need not be consistent with the scope and purpose of the legislation being enforced (Bateman’s Bay); o Cf. Alphafarm v SmithKline; Right to Life v DHS: standing was denied because the pls’ relevant interests were inconsistent with the purpose and policy of the leg Economic loss as a competitor is a relevant factor (Bateman’s Bay) However, economic rivalry will be irrelevant as an argument in support of standing if, for instance, the action appears to be an attempt to obtain a tactical advantage over a competitor (Rayjon Properties) Page 13 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Standing under ADJRA / JRA “a person aggrieved” (s 5 ADJRA; s 20 JRA): further defined in s 3 ADJRA as “a person whose interests are adversely affected” – encompasses the common law and equitable rules as to standing (Aus Institute of Marine Engineers) Does the statutory JR system liberalise common law / equitable rules of standing? Yes, while the pre-existing law is the starting point (ACF v Min Resources), changes have emerged, eg. in ACF v Min Resources, ACF was this time granted standing (although ACF by this time had a well-established track record in similar conservation measures) o Further, public perception of the need for protection and conservation of the environment had increased – ACF now the major conservation org in Aus (Davies J, ACF v Min Resources) Consolidation of principles: in North CEC v Min Resources (held to have standing under the ADJRA): various factors demonstrated the “proximity” of the app to the subject matter and the importance of its concern, including: o That the org was the peak environmental body in the region; o It was recognised by both the Cth and state govs as a significant and responsible environment organisation; o It had received federal funding to initiate and participate in coordinated projects and conferences on matter of environ concern; and o It made submissions on forestry management issues to relevant gov authorities Other more liberal cases: o Ogle v Strickland: two priests were persons aggrieved for the purposes of challenging a decision made by a film censorship board to approve a film, priests argued film satisfied def of “blasphemous” – held: unlike ordinary members of the public, it was the vocation and duty of the priests to teach and foster Christian beliefs and generally protect the tenets of Christian faith o More than a mere emotional concern because had a closer proximity to the issue than other members of the Christian community NQCC v Qld Parks: most expansive approach – org sought review under JRA of a decision by director of gov agency to issue permit allowing for harbour d/ment by State of Qld; contended director had no power to permit the proposed work because inconsistent with Marine Parks Act Held: on conventional approach NQCC had a special interest sufficient to establish standing, based on a factual comparison with cases like North CEC – it had demonstrated a close involvement with environmental issues surrounding the particular d/ment and was recognised by the gov as a serious and responsible org (evidenced by gov funding and representation on gov forums) However, despite this, Chesterman J suggested the conventional ACF/Onus formula was unnecessarily vague – preferring the approach that standing should be afforded “if the pl is not motivated by malice, is not a busybody or a crank and if the action will not put another citizen to great cost or inconvenience” Amicus Curie Where a person or org has been directly involved in some matter leading to judicial challenge, their involvement may constitute a sufficient interest to establish formal participation in the judicial proceedings US Tobacco Co: comp sought JR re a refusal to approve the import of a smokeless tobacco product – prior to the JR proceedings a consumer org dedicated to exposing harmful products, had been given participation statute in a stat pre-decision conference o SO: the org was afforded participant status in the judicial proceedings Page 14 Federal constitutional issues in standing Under federal juris, questions of standing are inter-connected with the constitutional requirements of “matter”: o “in all matters the HC shall have original jurisdiction” (s 75 Constitution; also s 39B Judiciary Act) o The notion of a “matter” is a central defining concept requiring a justiciable issue or controversy, ie. a concrete issue for judicial resolution (Abebe v Cth) o Precludes the HC from providing advisory opinions and generally requires there be some right, duty or liability (Re Judiciary & Nav Acts) Importance of identifying a matter: Re McBain: o Emphasis on lack of active controversy; the Fed Court matter had run its course and the controversy had been settled to the satisfaction of parties by an exercise of fed judicial power There had been no intervention by Cth / State AG to remove proceedings to the HC, nor had the Fed Court resps sought to defend the constitutional validity of the provision; in any event the Bishops had not been parties to that action People who were not parties to a litigation do not have a right to claim the resulting decision was erroneous and should be quashed Extent leg capable of broadening rights of interested parties: Truth about Motorways: o HC acknowledged the need for a matter to concern some right or interest determinable by judicial resolution o However, provided the court is capable of making a final and binding determination, the concept of “matter” does not import any additional requirement as to the standing of the app Page 15 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA ACF v Cth: Facts: Company building resort in Yeppoon, had application in, had to lodge environmental impact statement (EIS) ACF said EIS not valid – sought a declaration that not valid, gov said “you have no interest in this” Sought injunction preventing company from going ahead and building; ACF said they were major conservation organisation, with objects, interested in environment, seeking to ensure its protection etc Held: HC rejected ACF’s argument – set out points, special damage: Not limited to pecuniary (monetary) damage Need not be “damage”, can be an “interest” Cannot be mere emotional / intellectual concern Something gained over & above seeing the law enforced Here: ACF only showed mere emotional / intellectual concern and the charter of existence could not in itself establish a special interest, today probably need to have track record in taking active measures to support cause Onus v Alcoa: Facts: Proposing to build aluminium smelter, land contained Aboriginal relics, Vic statute in place which made it an offence for anyone to interfere with relics 2 women, Aboriginals who traditionally occupied land, requested AG to bring relator action in SC seeking dec that if building was to go ahead wouldn’t interfere with relics – AG refused Went to CoA against refusal, CoA said no Went to HC, won: Argued first interference with private rights – HC said no Said they were the custodians of the relics and they as descendants use relics to teach children etc – the relics had special cultural & spiritual significance for the apps in accordance with their laws and customs Their interest was more than a mere intellectual/emotional concern; it was greater than any interest held by members of the public generally Case different from ACF v Cth in terms of weight and interest – it affected apps personally Bateman’s Bay: Facts: pls were joint companies operating funeral benefit fund and life insurance businesses for Aboriginals, sought injunction to prevent proposal by 2 Aboriginal Land Councils to establish a similar funeral benefit business Under the relevant leg, an exemption from the Minister was required if the Land Councils were to carry on a funeral benefit business Pls argued the exemption was void so that the trust deed established between the two councils for operating the business was unlawful – argued councils were acting beyond their legislative power No direct private right / interest was at stake – their interest was an apprehended economic loss if rivals began operating in the same business Held by HC: they had a sufficient interest to pursue injunctive relief – seeking the observance by the competitors of relevant statutory limitations – their interest was immediate, significant and peculiar to them – given all parties would be operating in essentially the same limited market, it was highly probably that the pls would suffer severe detriment to their business if the rival not restrained Re McBain: Dr initiated Fed Court proceedings after became aware that proposed treatment of a patient was prohibited by Vic leg, he succeeded in obtaining a declaration that the Vic provisions was inconsistent with Cth law and was invalid re s 109 of the Constitution Apps were made to the HC to quash the Fed Court ruling, one by Roman Catholic Bishops who had not been parties to the Fed Court matter but had been granted leave to appear as amicus curiae – they sought certiorari to quash the ruling for error of law on the face of the record The other app was made by the Cth AG re Roman Catholic Bishops, AG sought to intervene based on s 78A Judiciary Act right Held: all apps refused on discretionary grounds – the AG’s relator action was out of time and it was not appropriate to grant an extension, given the omission at earlier stage to bring the matter before the HC; and the Bishops had not pursued apps to be joined in the Fed Court proceeding, inappropriate to expose criminal prosecution to drs acting in good faith relying on Fed Court ruling Page 16 TOPIC 4: GROUNDS OF JUDICIAL REVIEW The grounds are the means by which an administrative decision may be shown to be unlawful The grounds arose and developed as part of the common law; under statute JR they are expressly listed: o s 5 ADJRA o ss 20, 23 JRA NATURAL JUSTICE / PROCEDURAL FAIRNESS What are the rules of NJ? The rules of NJ are essentially a right to a fair, unbiased hearing; decisions affecting rights or interests must be made fairly (s 5(1)(a) ADJRA) NJ is a fundamental legal principle (Pl M61/2010E) Applying the rules of NJ Two questions: 1. When do the rules of NJ apply? (the threshold question) 2. What do the rules of NJ require? (the content question) 1. When do the rules of NJ apply? [the threshold question] 1st step: Statutory direction (what does the statute say?) It is common for statutes establishing decision-making bodies to expressly oblige them to observe procedural fairness o AAT Act 1975 Cth s 39 o QCAT Act 2209 (Qld) s 28 Courts can “supplement” what the statute provides where procedural fairness requires it -o Annetts v McCann: Act said persons entitled to legal representation and could attend and cross-examine witnesses – parents wanted to hand up written submissions at the end of the proceeding o Ainsworth v CJC: Asked CJC to write report re gaming, report was very critical of Mr Ainsworth, he said he should have had a chance to rebut HC held: yes, just because the Act didn’t specifically say that, procedural fairness required it, so it was allowed HC held: any entity like the CJC with vast powers MUST obey the rules of procedural fairness – Mr A should have been given the chance to respond before the report was given to the gov NB. Can leg exclude NJ? [see later] NJ will apply where the decision affects “rights”, “interests” or “legitimate expectations” The rules of NJ apply where the decision affects rights, interests or legitimate expectations o Historically, only when strictly legal rights were affected (Cooper) o Admin DM, in making decision that affects rights and legitimate expectation must observe the rules of procedural fairness (Schmidt) Page 17 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA What is a legitimate expectation? [need to be reasons give + chance to plead case] A reasonable expectation that right / liberty / defined interest that person has will not be interfered with by an administrative decision, without affording person a chance to address reasons (essentially a definition of the rules of procedural fairness) It is not a right to the thing you are after (eg. renewal of a licence), but to a right to a fair hearing in relation to that decision Heatley: Tas authority issued warning notice; not given advance notice o FAI Insurance: Gov-in-Council exercised stat power to refuse to renew FAI’s licence to operate in Workers Comp Insurance, already had a licence, applying for renewal o HC held: No legal right affected here, but any member of public has legitimate expectation that if they otherwise behave selves and pay entrance fee, entitled to enter race track SO authority with power to interfere with that expectation, must not do so unless provide person with chance to plead their case Held: Had legitimate expectation as licence holder, that their licence would be renewed, should have been given reasons and chance to plead their case Haoucher: deportation order on basis of criminal convictions in Aus; appealed to AAT; AAT remitted back to Minister – only power AAT had at that point (now AAT can substitute own decision) – policy said Minister should abide by AAT’s recommendation unless there were exceptional circumstances and strong evidence why Minister should not abide by AAT’s recommendation – Minister affirmed original deportation order o HC held: in this situation because of policy, when it came back to Minister, Minister obliged by policy to consider whether there was strong evidence against what AAT said, Haoucher needed to be told what strong evidence was etc before affirming that second decision o H had legitimate expectation that Minister wouldn’t affirm first decision unless he firstly gave reasons re the exceptional circumstances and strong evidence Teoh: deportation order against Teoh, Teoh had children living in Aus with him, Unincorp o HC held: Teoh had legitimate expectation that admin decision affecting children treaty would be exercised in accordance with obligations Aus incurred under UN Convention re protection of rights of child – DM would make interests of children a primary consideration in reaching decision to issue deportation order o The convention had been acceded to, signed and ratified but not yet implemented into domestic law, HC held: it wouldn’t have been signed & ratified if didn’t want to make it law! o If DM doesn’t make children primary consideration needed to tell Teoh that! o NB. Not good law anymore see Lam below Ex parte Lam: court retreated from its approach in Teoh! o Deportation order also – cancellation of VISA on basis of substantial criminal record; Lam through lawyers wrote submission to Minister, which had a section re affecting children o Delegate decided to cancel VISA without contacting children’s carer etc. Lam said legitimate expectation that before decision made, DM would contact carer etc – said should have told him and given chance to argue that o No breach of NJ here – no promise to contact carer o More importantly, Lam had not been deprived of any opportunity – he provided all relevant info in submission “Interests of Children” – hadn’t suffered any detriment o HC emphasising: have to show some substantive unfairness – no disadvantage here o HC critical of Teoh: said went too far in that case – so quarantined off Teoh, re Teoh and effect of unincorp treaties – not good law anymore Kioa: law now reached a point where common law duty to act fairly in making of admin decisions affecting rights/interests/leg expectations, subject only to statutory intention Page 18 Pl M61/2010E Contracted assessment process to “Wizard People” given a manual, and looked at asylum seekers, told Minister whether they thought they were refugees Set up to try and avoid JR WP decided two apps didn’t meet the requirements – there were clear breaches of procedural fairness Minister argued the assessments made outside Migration Act; all MA does is say Minister has authority to lift bar, tried to say not judicially reviewable HC: said no to gov – have this system where they make an assessment and you decide, all done by virtue of the Migration Act – definitely judicially reviewable! – NJ is a fundamental legal principle! 2. What do the rules of NJ require? [the content question] There are two branches of the rules of NJ: 1. The hearing rule 2. The bias rule The rules flexibly apply – what NJ requires in each state will depend on the statute, facts and circumstances in each case (Kioa) The hearing rule 1. Adequate prior notice: Person must be given adequate prior notice of additional matters to be investigated (Ong) o Ong: 2 stage DM process, uni council set up to investigate allegations re Ong – although the committee gave Ong prior notice of matter it intended to investigate, it later added further matters that had come to its attention during the investigation – this was a breach of NJ 2. Adequate disclosure of relevant issues: Issues critical to the decision should be disclosed (Kioa) o Not an absolute right: eg. investigatory bodies not required to “show their hand” at every stage of an investigation (NCSC v News Ltd) o Kioa: important decision re basis of NJ – Mason of the view that this is a common law requirement, Brennan of view it’s derived by implication of statute NCSC v News Ltd: about body set up to investigate company crime – HC held it must observe the rules of NJ, but not investigated parties cannot look over NCSC’s shoulder Relevant and important info arising to be disclosed: o Miah: protection visa applicant was not informed of the DM’s intention to rely on new info concerning a change of gov in the home country – HC held: non-disclosure and resultant lack of opp to respond = breach of NJ o Muin: Migration Act provided that one Minister made adverse decision and person appealed to RRT, Minister has to provide reasons statement – critical issue in case was extent to which obligation satisfied when what is in statement is series of websites HC held: nor reason why websites couldn’t satisfy “giving docs” requirement – statute provides you give someone copies of docs relied on, don’t have to give physical copies HC held: because RRT said they had looked at docs but only referred to 3 in decision, that reasonable to infer RRT had not taken account of all material referred to Muin had assumed that, if had known RRT wasn’t going to look at all docs, would have made additional representations to bring RRT’s attention to the docs – because that hadn’t happened = breach of rules of NJ SO: relevant info must be brought to DM’s attention BEFORE decision reached Page 19 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Potentially adverse material must be disclosed even if not relied on: o App VEAL: before RRT made decision received anon letter saying the applicant had been accused of killing person in other country; the RRT affirmed decision and said they had received letter making allegation but gave no weight to it – because could not test allegations HC held: NJ, on facts, statute & circumstances required RRT to tell app about letter Concluded that this should have been put to app before decision made because RRT required to determine if letter credible, relevant and significant – if so, its contents must be disclosed to app for response before decision made Because this didn’t happen = breach of NJ Public interest of keeping writer anon - don’t include identity in info provided 3. Adequate opportunity to address: Where a hearing is denied Other instances: o Refusal of a request for adjournment to allow adequate time to prepare (Bhardwaj) Bhardwaj: Appeal against deportation order, Mr B’s migration agent, once hearing had been set, faxed in asking for adjournment to properly prepare Fax went missing – hurriedly made another decisions on basis for request for adjournment – set aside Minister’s decision Minister said IRT has made decision – it’s finished, can’t make another HC held: the first decision was not valid o Tribunal fails to read important info in docs before it (Aala) o Tribunal failed to disclose departmental submission made to it (Muin) o Tribunal failed to observe its intention to write to app to ask about inconsistencies in his evidence (App NAFF) Need to show actual unfairness? o App NAFF (breach of NJ) vs Ex parte Lam (no breach of NJ) o In no of cases judges have had regard to the actual effects of the supposed breach of NJ on the person in question o In Aala – relief should be withheld when there is a positive conclusion that a proven breach of NJ could have made no diff to the result o In Muin, noted that re misleading statement made by DM, Muin was misled and his conduct of the case thereby influenced 4. Right to oral hearing? There is no absolute right to an oral hearing – dependent on statute, facts and circumstances o Particularly important it the nature and seriousness of the matter, & nature of contentions Heatley: DM required to give adequate notice of warning off, but not obliged to give oral hearing o Held: oral hearing may be very necessary in some instances to resolve inconsistences in evidence Chen v MIEA: oral hearing may be required where real issue of credibility is involved, or where app would be obviously disadvantaged by having to rely solely on written submissions Finch v Goldstein: oral hearing may be necessary where DM process is in the nature of an adjudication between competing claims (a committee established to hear appeals re promotions was required to adjudicate between two parties in dispute over promotion of one) Page 20 5. Right to representation There is no absolute right to an oral hearing – dependent on statute, facts and circumstances o Some statutes say that tribunal does not entitle you to be legally represented in front of it o Cairns: request for legal rep was rejected – not a breach of NJ Full Fed Court: no absolutely right to legal rep – he was law student, on the facts and circumstances could handle it himself Relevant factors – seriousness and complexity of the issue What are relevant factors to consider? o WABZ: asylum seeker case, Full Fed court summarised no of key factors re whether NJ requires legal rep: App’s capacity to undertand proceedings App’s ability to communicate effectively and language used Legally and factual complexity of issues before the court (also Cairns) Effect on app’s liberty / welfare 6. Right to cross-examine Will generally be a NJ requirement where the credibility of witnesses is critical to the decision (Harrison v Pattison) o Harrison v Pattison: TAFE employee lodged anti-discrim complain – pl charged with breach of discipline and under Education Act, an inquiry was set tup – solicitor to run intended to call 25 witnesses and barrister for pl wanted to cross-examine them SC held: in this kind of case, credibility of witnesses and what they say is critical to the issue – NJ clearly required right to cross-examine 7. Timeliness in making decision Can delay amount to a breach of NJ? It may, if extreme or protracted delay where credibility of witnesses is a key issue (NAIS v MIMIA) o NAIS v MIMIA: asylum seeker case – issue re determining whether well-founded fear of persecution if returned to Bangladesh There was a 5 year delay from RRT hearing and handing down decision HC held: delay so extreme that real and substantial risk that capacity of RRT to assess evidence before it was severely impaired – too much time had passed for RRT to be reliably concluding things had heard earlier 8. Does NJ require observance of rules of evidence? No strict rule but the more they depart from rules, more danger of a breach of NJ o NB. Some statutes expressly specify DM not bound by rules of evidence Tribunals / DM’s must act on logically probative evidence (Re Pochi) o Re Pochi: NSW DC found Pochi guilty of drug offences, but other evidence not admitted In deportation proceedings wanted to bring in evidence which would not have been admissible in court Fed court held: not bound by rules of evidence, won’t in itself constitute breach of NJ – but must be careful to act on logically probative evidence, straying too far from rules of evidence may be an injustice Page 21 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA 9. Does NJ require reasons for decision? No general common law obligation on tribunals/DM’s to provide written reasons for decision (PSB v Osmond) BUT today, many statutes creating DM powers require written reasons for decision o JR Act Part 4 (for “decisions” to which Pr 3 applies) o RTI Act o If a Qld statute requires reasons for a decision then DM must observe the requirements for a ‘reasons statement’ (s 27B AIA 1954 (Qld)) Beyond this, in certain circumstances, NJ may require DM provide written reasons for decision The bias rule Objective test: is there a “reasonable apprehension of bias”? Would a bystander reasonable conclude the DM incapable of making an impartial decision? People are entitled to a decision free from bias If decision made by someone had argument with / involved in business with your opponent, bias rule will knock them out Test: same for pecuniary and non-pecuniary bias (Ebner v OT in B) – two-part test: 1. Identify what it is that causes impartiality 2. Identify logical connection between that thing and feared deviation Special knowledge attributed to person: BATAS v Laurie: o Widow of dead smoker bought action against BATAS in Dust Diseases Tribunal o BATAS said judge bias because previously made a ruling in case involving them (where BATAS had deliberately destroyed docs so judge said couldn’t rely on LPP) o It was argued that because only interlocutory ruling in previous case, and because judge knew about rules of PF, was capable of not being bias o HC 3:2 held: bias test was established, reasonable bystander would conclude that judge incapable of bringing an impartial mind o Should we say bystander attributed with knowledge judge had? HC didn’t go there Bias may be established by evidence of consistent, cumulative behaviour pattern by DM: Livesy v NSW Bar Ass: o Motion to dismiss L from roll – not fit/proper person o 2 of previous 2 judges from Wendy’s case sat on appeal and came to same conclusion – a lot of it came from association with Wendy o Appealed to HC, on basis shouldn’t have sat on his case w/ same facts/evidence o HC held: bias rule clearly established (how could CoA get it so wrong!) Keating v Morris (similar to Carruthers v Connolly): o o Gov appointed commissioner Morris to conduct inquiry re Dr Patel, included actions of other doctors (Keating was Director of Medical Services) Held: Comm unable to bring impartial mind – seemed on a crusade to right wrongs, which was not his charter –areas of concern: Questioning of Keating vs very different questioning of nurse (whistle-blower) Comm’s interventions to prevent Keating cross-examining certain witnesses Coffee meetings between Comm and certain witnesses Page 22 DM expresses preliminary view & Special position of minister as elected official MIMA v Jia Legeng: Minister prior to cancelling visa on basis of bad character, made statements on radio and in letter to AAT expressing concern about the AAT’s decision to overrule initial visa refusal and its approach in similar cases and about “character” of those convicted of crimes o HC held: neither actual nor reasonable apprehension of bias o Important point: DM not required to have totally blank mind, must just be open to persuasion o Emphasis on the error of applying the standards of detachment applicable to judicial officers or jurors MIMA v Jia Legeng: Re actual bias: for bias in the form of prejudgment there must be a mind incapable of alteration; NJ does not require the absence of any predisposition or inclination in considering a charge of prejudgment, nature of DM process and identity of DM may be critical - Minster’s conduct here had to be viewed in light of being an elected official – accountable to the public and parliament and entitled to be open about his portfolio Re reasonable apprehension: the facts as a whole did not support claim of prejudgment – the Fed Court findings of actual bias (found to be wrong) could not be used in aid of this alternative lesser argument, and nor could a process of reasoning be attributed to a reasonable observed DM rules on same issue in earlier case: BATAS v Laurie: [see above] An advisor to DM has pecuniary interest Hot Holdings v Creasy: involved grant of mining and advisor’s role merely peripheral - HC held: interest was insufficient to give rise to a reasonable apprehension of bias in DM process Conduct after decision Epeabaka: where conduct after decision indicates bias (views express on website after decision) o RRT affirmed Minister’s decision – E found tribunal member made comments calling applicants “chronic liars” 10 months after decision made o HC held: by process of careful analysis, post was balanced by comments sympathetic to asylum seekers, so bias test not made out upon reading the whole post – have to show incapable of bringing impartial mind – couldn’t show here Where NJ may NOT apply Waiver: Difficult to establish a person has waived their right to NJ especially re the bias rule Vakauta v Kelly: Party may waive right to challenge a decision on the basis of bias where supposed bias was manifest in course of process, and party stood by without any objection at that time, eg. only raising matter at time of unfavourable substantive outcome o Although entitlement to object on this ground may be “revived” on further objectionable remarks being made in formal decision Necessity: May overcome NJ defects depending on legislation and decision-making structure (BRBQ v Rauber) – doe not arise very often in public law matters Doctrine says: may be bias, but they are the only person who can make the decision Page 23 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Does NJ fully apply to preliminary stage (of the two-stage DM process)? Old approach: NJ would only apply when decision itself penalised or directly affect the person (Testro v Tait) Contemporary approach: look at nature and effect of decision (Annetts v McCann; Ainsworth v CJC) o Ainsworth v CJC: law has progressed since Testro and relevant question now is simply whether the report adversely affected a legal right, interest or legitimate expectation – which includes reputation Conceded that in multi-stage DM process, NJ must be satisfied if the process, viewed as a whole affords PF – however this conception was not applicable on the facts given that there were really two distinct processes involved, and the unfairness might be cured or not at the later stage and the fact the reputation had already been affected by the earlier action Subsequent repair: SA v O’Shea – Gov-in-Council not required to accord NJ in deciding whether or not to accept parole board recommendation for release of prisoner because board had already accorded NJ and later decision turned on unfettered political decision Where right of appeal exists? Two situations: 1. Applicant unsuccessfully exercises statutory right to appeal, and then seeks JR of the original decision on NJ 2. Applicant not yet exercised statutory right of appeal but seeks JR for breach of NJ Calvin v Carr: race-fixing charge considered by race stewards then appealed to a committee o PC held: no clear / absolute rule could be laid down on question of whether defects in NJ at an original hearing can be cured through appeal process – referred to 3 situations: Where rules provided for rehearing by same body where clear first hearing superseded by second Where hearing structure and context indicated PF was required both at first instance and on appeal Intermediate cases which would depend on their facts and whether or not justice would be done Indicated a fully impartial appeal probably enough to cure earlier breach of NJ, however cautioned an initial defect might be so severe might not be cured by even most comprehensive of appeals Miah: relevant factors o How preliminary initial decision was o Whether reputation already affected o Level of formality at first state o Urgency of matter o Nature of appellate body o Breadth of the appeal o Subject matter NB. Where have stat right of appeal, don’t need to worry about admin law, just exercise that right! Courts will expect apps to have exercised lower appeal rights before seeking JR o Otherwise, need to JR a decision Page 24 Can legislature exclude the rules of NJ? Starting point: is NJ a rule of statutory construction or a free standing common law rule? Kioa: Mason of the view that this is a common law requirement, Brennan of view it’s derived by implication of statute “Code of procedure” type provisions in statutes Miah: o Sought protection visa, after lodgement of application for visa and before Minister made decision, change of gov in Pakstan, which meant Minster felt app couldn’t say he would have well-founded fear of persecution o 2 grounds of JR – on NJ point, relevant provisions of the Act set forth what the Minister was required to do, and he had done all those things o HC held: the obligations in the Act were not sufficient displace common law obligations to observe NJ o The material needed to be put to the app, particular when largely relied upon re decision o Then changed legislation to specifically exclude NJ Post-Miah “exclusive code of procedure” type provisions MIMI v Lat: business visa rejected by Minister – considered app hadn’t satisfactorily explained $12 acculturated – appeared to be unlawful activity o Full Fed Court held: upheld Minister’s decision but in doing so said that the new clause in the Migration Act looked effective to them; looked sufficient to legislatively exclude the common law rules of NJ in relation to the hearing rule Saeed: business visa application – Minister relied on a lot of extrinsic materials to point out intention of Parliament o HC held: do not run to extrinsic materials – the first task is to look at the words in the statute (they were quite dismissive of Minister running to second reading speech) o HC held: in favour of app – said the clause did not absolve responsibility of acting in accordance with PF: Matter deal with in sub-division did not apply to off-shore visa apps like Saeed, so entitled to full NJ obligations (almost opposite Par’s intention!) HC said if want to exclude need to do it correctly Gave a very narrow, literal construction Hinted that HC at some point might entertain argument that rules of NJ are inherent component of exercise of judicial power ie. not possible for leg to totally exclude NJ Strong assertion that if Parliament wants to take away rights, must be very clear Page 25 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA What is the effect of failure to observe natural justice? Voidable: Some authorities have indicated that unless and until the decision is declared void by a competent body or court, it may have some effect or existence in law and may therefore the subject of an appeal (if one exists) – in this sense it is “voidable” (ie. not void ab ignition but valid and operative unless and until challenged – and upon such challenge being upheld, it is then regarded as void from inception (FAI v Winneke) However, especially in the context of the High Court’s juris under s 75(v) Constitution to correct jurisdictional error – see Aala NB. If JR court thinks breach would not have made any difference to the result it may in its discretion, refuse to grant the actual relief sought (remedies are discretionary) (Aala) Page 26 PROCEDURES REQUIRED BY LAW TO BE OBSERVED A decision may be rendered invalid by non-observance of procedures to be followed in reaching the decision The old common law rule drew distinction between mandatory and directory procedures: o Non-compliance with mandatory procedure would render the decision void o Non-compliance with a directory procedure did not render the decision void Link with juris error [see later] Contemporary approach: Old common law incorrect: the test is not mandatory v directory, but rather to ask did Parliament intend that the act done in breach of the relevance procedure should render the decision invalid? (Project Blue Sky) Factors: o If procedure in question establishes a condition precedent to the valid exercise of the power, non-observance of the procedure will render the decision invalid (Project Blue Sky) Under ADJRA: Found in ADJRA s 5(1)(b) / JRA s 20(2)(b) - “that procedures required by law to be observed in connection with the making of the decision were not observed” o “Required by law..”: identify precisely the procedures required to be observed (Jadwan – regulation of retirement villages in Tas, requirement that must be followed must be one required by law – must find it in the statute o “in connection with...”: a broader reach than the common law ground (Ourtown) Merely requires a relation between one thing and another and not necessarily a causal r/ship between the two thing (Ourtown) Project Blue Sky: made standard without observing procedure: Standard ABA made provided that by certain period of time, 50% of tv programs broadcast between certain times must be Australian programs Project Blue Sky = NZ TV company Given treaty and s 160 - said standard invalid HC held: overturned Full Fed Court – said mandatory v directory not correct o Correct approach is to ask common sense question – did Parliament intend that act done in breach of relevant procedure render decision void? o SO: Look closely at language used in statute o Listed number of relevant factors including: If look at procedure in q and can show way worded is to establish condition precedent to the valid exercise of the power, non-observance of procedure will render decision invalid Said s 160 not worded that way, if leg said “before making standard, ABA must first of all…” but it doesn’t o Particular provision (s 160) didn’t establish a condition precedent Important re statutory interpretation Observance of s 160 not condition precedent, but if someone comes along later and feels particular standard doesn’t accord with s 160, can obtain ruling to that effect, that standard can be overturned, but doesn’t mean other standards already made are invalid/void – just voidable Kutlu: Health Services Act provides for establishment of Professional Services Review Panel Statute states Minister can appoint member of panel, but must consult with AMA first In 2005/9 Minister appointed members without consulting with AMA 5 practitioners challenged Minister’s decision on basis of Project Blue Sky Full Fed Court held: panel performs critically important function – importance of consulting with AMA is critical component of the leg so non-observance renders the decision void, o despite the fact some public inconvenience would result, the other factors were more important than that Page 27 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Page 28 DECISIONS NOT AUTHORISED BY THE ENACTMENT Express ground under ADJRA s 5(1)(d) and JRA s 20(2)(d) that “the decision was not authorised by the enactment under which it was purported to be made” o umbrella term, could cover a range of situations o NB. remember only decisions of an administrative character are reviewable under stat JR – any attempt to review legislative decision must proceed by way of common law JR “not authorised” Any relevant ostensible limits on the statutory power? o What does the statute say? Examine the language, scope and purpose of Act o Check rules of stat interpretation in AIA 1954 Any relevant implied limits on the statutory power? o Common law presumptions: Coco: placed listening device in factor for purposes of charge under ITA, leg provided a police officer could approach judge to obtain warrant to use listening device o Held: issuing of warrant invalid, evidence couldn’t be used – in the absence of clear words, presumed Par does not intend to curtail basic rights and freedoms (here, interference with private property) Pl S157: Gleeson identified key principles of stat construction relevant, particularly to JR, including the presumption that leg powers affecting individuals are to be interpreted consistently with Aus’s obligations under international human rights law Other common law presumption examples:1 Deprive citizens of recognised common law rights: eg. the right to quiet enjoyment of one's property free from trespass - Coco Deprive individuals of access to the courts - Pl S157 Be inconsistent with recognised human rights obligations - Pl S157 Authorise decisions affecting persons to be made contrary to the rules of natural justice/procedural fairness - Saeed Deprive citizens of property rights in absence of compensation - Mixnam's Properties Levy taxation without authority of Parliament - AG v Wilts United 1 In this context, important common law presumptions of statutory interpretation include those which assert that in the absence of express words to that effect, a statute will not be interpreted so as to… Page 29 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Common law rule against delegation This ground encompasses the common law rule against delegation – that if statute provides for delegation, can’t then delegate to someone else – statute didn’t give power to delegate to that person UNLESS statute says delegatee can on-delegate to someone else o o Carltona principle: the rule is relaxed for minor administrative tasks, especially in highvolume decision-making Can be found that Parliament impliedly meant there to be delegation of certain fucntions association with DM power Where power disciplinary in nature, less likely relaxation of rule will be allowed Where power administrative in nature, more likely relaxation of rule be allowed O’Reilly v C State Bank: provisions of ITAA allowed delegation Comm delegated function to Dep, then Dep delegated to investigating officers HC held: question of stat construction – does it require Dep to personally sign/authorise every notice? Reference was made to Carltona and the need for administrative efficiency and the need to relax the rule in high-volume decision-making HC held: given number of notices, Par did not intend Dep to personally draw up and sign every notice – legislation impliedly authorises delegation of administrative functions NB. Unlawful delegation not expressly referred to in ADJRA or JRA (ss above see “Decisions not authorised by the enactment”) but it is conceivably covered by these provisions Page 30 IMPROPER EXERCISE OF POWER Under ADJRA and JRA this is an umbrella term for a number of self-contained grounds o ADJRA s 5(1)(e)) s 5(2) explodes term o JRA s 20(e) s 23 explodes term The application may be made on any 1 or more of the following grounds— e) that the making of the decision was an improper exercise of the power conferred by the enactment under which it was purported to be made; … The reference in paragraph… (e) to an improper exercise of a power shall be construed as including a reference to a) taking an irrelevant consideration into account in the exercise of a power; b) failing to take a relevant consideration into account in the exercise of a power; c) an exercise of a power for a purpose other than a purpose for which the power is conferred; d) an exercise of a discretionary power in bad faith; e) an exercise of a personal discretionary power at the direction or behest of another person; f) an exercise of a discretionary power in accordance with a rule or policy without regard to the merits of the particular case; g) an exercise of a power that is so unreasonable that no reasonable person could have so exercised the power; h) an exercise of a power in such a way that the result of the exercise of the power is uncertain; and i) any other exercise of a power in a way that constitutes abuse of the power. NB. Don’t confuse with the specific ground “an exercise of power for an improper purpose” which is one of the grounds contained in the “improper exercise of power” grounds for JR 1. Failing to take into account a relevant consideration (ADJRA s 5(2)(b); JRA s 23(b)) Peko-Wallsend (HC): o Involved the process for a land grant under NT Land Rights Act: (i) Lodgement of claim; (ii) Commissioner hearing + Recommendation; (iii) Minister’s decision. o At Commissioner hearing - PW did not disclose precise details of uranium deposits o Comm’s recommendation to Minister: ‘Grant an area = 10% of the land claimed’. o PW then wrote to Minister to advise that uranium deposits existed within this area o But before decision could be made, a change of Minister… then a change of government. o New Min: Makes a decision to put Commissioner’s Recomm. into effect –Min unaware of Peko’s letter to the earlier Min (Dept officials did not include Peko’s letter in briefing papers prepared and sent to new Minister). o HC held: Minister’s decision invalid – Min failed to take account of a relevant consideration (PW’s letter - which was omitted from Departmental briefing papers to the Min). What if Minister not aware because wasn’t brought to his attention? Too bad, Minister deemed to have constructive notice of salient and relevant matters Minister can’t rely on delegating tasks to other Materially affects decision: ground won’t be established unless the failure materially affects the decision Defending the matter: DM in defending the matter will have to point to evidence to show they did account of the relevant consideration (not enough to just list it in reasons statement) Insufficient weight: it is not enough to allege ”insufficient weight” given to a relevant consideration – it is for the DM, not the court, to decide the appropriate weight to be given to a relevant consideration (Peko-Wallsend) o However, DMs must give proper, genuine and realistic consideration to the merits of the case (Gummow – Khan) Page 31 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA NB. Intersection with NJ – a DM receiving an ex parte communication which is credible, relevant and significant must advise relevant / interested parties (Brennan – Peko-Wallsend – wasn’t an issue in the case though) [see NJ 2. Adequate disclosure of relevant issues] Where a Minister is the repository (source) of the statutory power Where statute/subject matter shows Minister required to personally consider all relevant matters before deciding: o Ministers will have constructive knowledge of salient, relevant matters which were not brought to their attention by departmental/ministerial advisors o Ministers cannot rely on ‘delegating’ important fact-finding tasks/processes to advisors/officials (note the inter-relationship with the improper delegation ground): (Peko-Wallsend (HC); Tickner v Chapman (FFC)) o Tickner v Chapman: owners of land opposed to decision made by Minister Full Fed Court held: leg said Minister must have regard to reports sent to him etc, meant he had to personally turn his mind to it and consider it before reaching decision It is no excuse to say went to departmental staff and they didn’t bring it to his attention Does leg in question confer power on a Minister and makes it clear that the Minister must personally consider / do that task? High benchmark re Minister’s exercising statutory powers; Ministers must be aware of relevant issues! Examine the statutory decision-making power What factors bind the decision-maker? What are the implied factors? Consider: Where no express factors Scope Purpose Subject matter Page 32 2. Taking into account an irrelevant consideration (ADJRA s 5(2)(a); JRA s 23(a)) Same approach as failure to take into account a relevant consideration Where a Minister is the repository (source) of the statutory power Courts inclined to provide more leeway to Ministers in determining what is an irrelevant consideration (cf. failure to consider relevant consideration) Consideration relates to policy/politics: If irrelevant consideration relates to policy / political matters may be hard to show they took into account an irrelevant consideration – courts will not entertain arguments that political considerations used as one basis is an irrelevant consideration (Hot Holdings) o Hot Holdings: may be cases where a Minister may have properly had regard to a wide range of matters, some on particular fortunes of gov of which Minister is a member, and may exercise power according to government policy – won’t be an irrelevant consideration When object of leg is clear but gov has express a policy which conflicts – courts are reluctant to say DM can’t have regard to that policy Murphyores: SC indicated that where Minister entitled to take account of what is/isn’t relevant, court not going to define too closely NB. some overlap with ‘inflexible application of policy’ and ‘improper purpose’ grounds [see later] 3. Exercise of power for improper purpose (ADJRA s 5(2)(c); JRA s 23(c)) Approach: What is the proper purpose (legislative) of the DM power? o Look at subject matter, scope and purpose – what is the statute about, why does it exist?’ o May not be express, may be implied Was the DM made for an inconsistent (improper) purpose? o Sydney MC v Campbell: Act gave council authority to resume land for “improving or remodelling an area” or “widening or extending public roadway” (the proper purpose) o Schlieske: German citizen in Aus had visa revoked, German authorities advised he was wanted for drug offences – Aus gov with Germany set about organising extradition to Germany – however, used Migration Act deportation power to do if (after extradition proceedings under the Extradition Act failed) o Held: improper purpose – rule of law, procedures with protections built in – officials must act correctly Kwinsnax v LCC: LCC had power to make bylaws – prohibited sale of food from “stalls” without a licence – evidence showed mobile food vans unlikely to ever get a licence, it was clear LCC was doing a favour to local shop owners and keeping mobile vendors out HC held: the actual purpose of the council’s resumption was to sell resume land for a profit to improve its financial position = improper purpose SC held: actual purpose was to protect local shops against competition from mobile vendors = improper purpose – couldn’t rely on general commercial power when it wasn’t for that purpose Was the decision made for multiple purposes (proper and improper)? o Difficulties arise where the evidence indicates the power was exercised for multiple purposes, both proper and improper Page 33 Together = the Acts o Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Thompson v Randwick: the HC held it was not necessary for the applicant to show that the improper purpose was the sole purpose for the exercise of the power, sufficient if it was the substantial purpose for its exercise will be satisfied if decision would not have been made but for the improper purpose (Samrein)) If it was substantial purpose = decision rendered unlawful 4. Bad faith (ADJRA s 5(2)(d); JRA s 23(d)) Overlaps with “exercise of power for an improper purpose” ground (FCT v Futuris) – key difference turns on dishonesty Connotes corrupt, dishonest or capricious behaviour – heavy burden of proof imposed – the evidence must show a lack of any honest or genuine attempt to perform the function (FCT v Futuris) Crown v Toohey: Aitkin J set out 3 types of bad faith, exercise of power: o By corrupt person for personal gain; o o For improper purpose without any attempt at personal gain; Act beyond power irrespective of motive (wouldn’t normally refer to bad faith – generally first/second type) SBBS v MIMA sets out 9 points (Tamberlin, Mansfield and Jacobson): o An allegation of bad faith is a serious matter involving personal fault by the DM o o The allegation is not to be lightly made and must be clearly alleged and proved Bad faith may manifest in different ways - it is not possible to give a comprehensive definition o The presence or absence of honesty will often be crucial o The circumstances where a court finds an admin DM had not acted in good faith are rare and extreme o Mere error or irrationality does not demonstrate bad faith – bad faith requires more than poor decision-making o Error of fact or law and irrationality will not demonstrate bad faith in the absence of other circumstances which show capriciousness o A court must decide if there is bad faith by inference from what a DM has done or failed to do and from the extent to which the reasons disclose how the DM approached the task o It is not necessary to demonstrate that the DM knew the decision was wrong – Bad faith may be demonstrated by recklessness in the exercise of the power SBAU v MIMA (Mansfield): the tribunal embarked upon its review with a mind fixed on rejecting the claims: o It Ignored claims of harassment and intimidation o It made assertions contrary to the information available o It acted capriciously in addressing the review o Its doubtful fact-finding indicated more than legal or factual errors SCAZ v MIMI: tribunal’s failure on 2 occasions to grant an adjournment constituted a reckless disregard for the provisions of the Act it was required to observe o It actions were “arbitrary and capricious” o Its actions could not be characterised as a bona fide attempt to exercise the power NB. Possible overlap with fraud (see below) (SZFDE v MIC) Page 34 5. Exercise of power at the behest of another (ADJRA s 5(2)(e); JRA s 23(e)) Consulting and obtaining advice from another is, in itself, permissible The issue is always: was the DM overborne? o ie. attempt to influence person who was given power in such a way that person not exercising power themselves = invalid decision Role of portfolio ministers: Difficulties re role of portfolio Ministers – tells someone down the line to make a decision – is DM overborne? Subject matter – high level gov policy: Difficulties where the subject matter involves high level gov policy – overlap with “fettering discretion” ground (Ipec Air) o Ipec Air: met requirements but there was a delay, when Ipec enquired, told matter was now one for the Minister for decision on political grounds, Ipec questioned further 3:2 – majority found recusal of the licence to import the aircraft to be a valid decision 2 judges concluding DG had still made his own decision in the matter; Windeyer J concluding DG in these circumstances was bound to have regard to gov policy and to exercise functions accordingly (this approach found support in Ansett Transport) Menzies J (dissent) noted that the reason for conferring power on D-G rather than Minister was to prevent gov policy from outweighing all other considerations Kitto J (dissent) taking into account policy was relevant, but here found Director General completely overborne by Minister Bread Manufacturers: NSW Prices Reg Act set up body which had statutory powers to make an order fixing max price of bread – Comm made series of orders increasing max price of bread o On the facts, Comm had contacted Minister before making order, requesting advice [p156] o BM challenged max amount set (wanted it to be higher) o Found Minister had overborne Comm; Comm had acted under dictation o HC held: Not sufficient evidence of acting under dictation – simply speculative – wouldn’t expect Comm to act in isolation, would expect they would consult with the Minister and that the Minister’s view would be fairly persuasive Page 35 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA 6. Inflexible application of rule/policy (fettering discretion) (ADJRA s 5(2)(f); JRA s 23(f)) “An exercise of a discretionary power in accordance with a rule or policy without regard to the merits of the case.” “rule or policy” means a non-statutory (or extra-legal) rule, guideline, policy, precedent etc such as a manual to guide DMs – need to ask: 1. Is the policy / manual / guideline lawful? (Green v Daniels) In Green the policy was not lawful because it prevented the operation of quite specific statutory criteria in respect of certain applicants [p159] 2. If lawful, was it “blindly applied without regard to the merits of the case”? The law requires that as a DM, must put the policy to the applicant and give them a chance to address why the policy shouldn’t apply to their application Neat: relevant leg established marketing scheme for sale of wheat – body given authority to issue permits to export bulk wheat but its consent was subject to veto by an incorporated trading comp o Trading comp had policy not to approve bulk export permits on basis such export would be detrimental to pool growers o Appellant had applied unsuccessfully to export wheat o Was JR available for inflexible application of a policy? o No, 3:2 majority – policy itself was not unlawful, was consistent with and reflected the purpose of the statute o Kirby (dissent) Whilst statute effectively game company a majority and favoured its commercial interests – still had to consider the effect on those interests of each application – at least some of the app’s requests were rejected without regard to their merits Ansett (considered Air Ipec): nothing improper in seeking to persuade DM to act in accordance with gov policy; not wrong to give even conclusive weight to policy; bound to observe the policy (in Ansett circumstances – Barwick CJ); concept of responsible gov obliged DM to exercise discretion according to lawful gov policy unless leg unambiguously stated otherwise [p162] Page 36 7. Unreasonableness (ADJRA s 5(2)(g); JRA s 23(g)) A controversial ground of judicial review – appears to violate the ‘legality v merits distinction’ (Peko-Wallsend Mason J) Definition: a decision made in circumstances where no sensible person could ever dream it lay within the powers of the authority to make it (essentially means there was no real or genuine exercise of the direction) (Wednesbury) o Licence issued to cinema operators on such terms as thought fit, issued to operator with condition that no children under 15 could attend Sunday screenings – pl sought to challenge condition, felt it was arbitrary o Held: ground of JR not made out – it did not meet threshold requirement of unreasonableness as was in the scope of the DM power, not so unreasonable as to be outside the contemplation of the exercise of the power The ground is not made out by a simple assertion that, on the facts, the decision appears to be generally ‘harsh or unreasonable’ May overlap with other grounds – eg. bad faith or a significant breach of the NJ bias rule What indicia identify “unreasonableness”? 3 part test (Fares Rural Meat): o A capricious choice of powers available to the decision-maker o An exercise of power involving discrimination without justification o An exercise of power out of proportion to the scope of the power MPI v Austral Fisheries: Minister declared fisheries management plan (a delegated leg power), part of which adopted formula o Held: unreasonableness ground made out – was “an exercise of power resulting in arbitrariness, injustice or partiality” o Formula set forth in the plan resulted in anomalies – no reasonable person could have devised it – so artificial and created such extraordinary results that it was not within the scope of the statutory power Proportionality (UK based approach) o Often used in Australia as the indicia of unreasonableness in relation to review of delegated legislative powers (by-laws) (SA v Tanner; Vanstone v Clarke) – ie. out of proportion to what’s given by statute o SA v Tanner: HC held that keeping waterways safe is so critical and important, the exercise wasn’t disproportionate so the ground wasn’t made out o Vanstone v Clarke: Minister had power to make written determination providing that specified behaviour is taken to constitute misbehaviour for the purposes of the Act Irrationality / Illogicality o Illogical/absurd reasoning - a flawed process of fact finding: o (ABT v Bond Mason CJ): a decision unsupported by reason may be judicially reviewable for unreasonableness Page 37 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Recent developments Emergence of a separate ground of review known as irrationality / illogicality First explained by Gummow J in Eshetu: o ‘Wednesbury unreasonableness’ only applies to an exercise of a discretionary power (not a fact-finding function) o However, a fact-finding function which conditions a power (eg “If A & B exist, the Minister may..”) is reviewable for ‘irrationality/illogicality where, on the available evidence, the factual conclusion is not reasonably open to the decision-maker The ground now appears to be fully recognised by the High Court: o Re MIMA ex parte App S/20 (2002) o MIC v SZMDS (2010) Eshetu: involves 2 separate apps – 2nd one – E to invoke HC’s original jurisdiction arguing tribunal’s decision void for unreasonableness Illogicality of reasoning Where fact finding function conferred by statute as pre-condition to ex of power (where decision-making power dependent upon determination of jurisdictional facts) then can attack first part of it on basis of illogicality of reasoning Gummow saying that Wednesbury unreasonableness ground does not apply to 2nd dot point ^^ (factfinding) when looking at fact-finding this ground of illogicality can apply Problem – as HC started to get comfortable with Gummow’s approach, it’s asserting it’s not enough to show that decision-maker might arrive at different facts; if reasonably intelligent minds could come to different conclusions on facts – insufficient Arrived at decision by looking at app’s testimony and rejecting it (didn’t believe him) – then rejected corroborative testimony because of that… There was nothing illogical/irrational in way went about making determination on facts as whole... SZMDS: Most recent decision – majority of 3 found against app – but all judges endorsed emergence of this ground of JR Pakistani citizen – applied for protection visa – feared persecution based on homosexuality Have to show some step taken was so irrational/so illogical that it undermines decision All judges accept ground, just getting over threshold which is issue SZJSS: Husband and wife Nepalese couple – if sent back, persecuted… Gave warning to lawyers – ground of JR is not made out by dressed-up argument that diff conclusion could have been reached on facts, need to show that if flaw wasn’t there would pretty much definitely come to opposite conclusion Page 38 8. Uncertainty (ADJRA s 5(2)(h); JRA s 23(h)) “An exercise of power in such a way that the result of the exercise of power is uncertain” Some doubt as to whether uncertainty is a recognised common law ground of JR o Appears at least as a ground applicable to the exercise of delegated legislative powers (by-laws) (King Gee Clothing; Television Corp) Television Corp: conditions invalid as inconsistent with enabling statute, Kitto J specifically found the conditions were invalid for uncertainty in the sense that the stat power relied upon had to be exercised with certainty 9. Abuse of power (ADJRA s 5(2)(j); JRA s 23(i)) “Any other exercise of power in a way that is an abuse of the power” Possible overlap with unreasonableness (Sunshine Coast v Duncan) Possible unequal treatment (possible emerging ground) Page 39 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA FRAUD (ADJRA s 5(1)(g); JRA s 20(2)(g)) “that the decision was induced or affected by fraud Onus of proof requires app to establish, on balance of probabilities, that the decision was actually induced by fraud - ie mere suspicion or a “real possibility” is not sufficient (Wati v MIEA) The fraud ground is relatively uncommon, given that it involves conduct that likely to be the subject of criminal or statutory penalty. Fraud by a party to the proceedings Most cases involve fraud practised on the DM by a party to the proceedings (Price v Elder) Fraud by the DM The fraud ground can apply where the alleged fraud is practised by the DM – (Wati v MIEA) (the court was referring to a provision of the Migration Act 1958 (Cth) identical to ADJRA s 5(1)(g)) o Cases involving alleged fraud by the DM are also likely to enliven the grounds of ‘improper purpose’ and ‘bad faith’ o However, unlike the ‘bad faith ground (where the bad faith is by the DM), the fraud ground mostly operates where the fraud or dishonesty is practised on the DM by another. Fraud by third party Fraud may be practised on the DM by a third party – (SZFDE v MIC) o Eg. decision made on what turns out to be perjured evidence Page 40 NO EVIDENCE No evidence as a common law ground of JR Basis of “no evidence” at common law: o JR (by courts) is distinguished from ‘merits review’ (eg by tribunals) – ie JR does not permit courts to re-examine the facts before the DM o JR is based on establishing an error of law by the DM (the fact-law distinction) However, a complete absence of evidence for a finding of fact is an error of law – hence, ‘no evidence’ exists as a ground of judicial review Australian position The ‘no evidence’ ground requires a complete absence of evidence to justify the decision o [much stricter test than UK] R v A Stevedoring IB: the court distinguished between a mere insufficiently of evidence to support a conclusion of fact (when the function of finding the fact has been committed to the tribunal) and the absence of any foundation in fact for the fulfilment of conditions upon which in point of law the existence of the power depends It is not sufficient to merely show an ‘insufficiency of evidence’ o ABT v Bond per Mason CJ: the law has always recognised that the existence or otherwise of evidence to support a factual conclusion is a question of law So the making of findings in the absence of evidence will constitute an error of law UK position [much less strict test than Aus] An ‘insufficiency of evidence’ will establish the ground (eg. Coleen Properties Ltd) No evidence as a ground under statutory JR Under ADJRA / JRA – two possible avenues: o “..that there was no evidence or other material to justify the making of the decision..” (ADJRA s5(1)(h)); or o “..that the decision involved an error of law, whether or not the error appears on the record of the decision..” (ADJRA s5(1)(f)) Relationship between the two: S 5(1)(f) incorporates the pre-existing common law ground S 5(1)(h) is an additional ‘no evidence’ ground unique to statutory judicial review (ABT v Bond – per Mason CJ) ABT v Bond: o Pre-existing common law ground in encapsulated in 5(1)(f) because where no evidence to justify decision at all would constitute error of law o What’s purpose of (h) then? To add on a second bite of the cherry re no evidence ground, stat extended ground as add-on, effectively if can satisfy common law test, could rely on (f)… But if can’t show complete absence of evidence, might have to refer to 5(1)(h) – when read on, s 5(3) tells us can’t make out (h) unless satisfy (a) or (b) – needs to be read in conjunction with s 5(3) ADJRA s 5(1)(h) – must be read with s 5(3) s 5(3) ADJRA provides that “the ground specified in s 5(1)(h) shall not be taken to be made out unless…” Two limbs: Page 41 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA 1. s 5(3)(a) the DM was required by law to reach the decision only if a particular matter was established, and there was no evidence… .from which he or she could reasonably be satisfied that it was established; or “particular matter” - the statute must require that a “particular matter” be established as a condition precedent to making a valid decision (West TV v TV Capricornia) Need to look at what the statutory provisions say Eg. If A and B exist, the DM may do… “no evidence or other material..” - ie the ground does not depend on showing an absence of legally admissible evidence to support the decision “from which he or she could reasonably be satisfied…” - this liberalises the common law – ie. no need to show a complete absence of evidence to support the decision a lack of probative evidence to support it will suffice (ABT v Bond per Mason CJ) Just need to show not enough evidence that they could be reasonably satisfied it existed 2. s 5(3)(b) the DM based the decision on the existence of a particular fact which did not exist “particular fact” – generally means a ‘secondary’ or ‘ultimate’ fact, rather than a ‘primary’ or ‘evidentiary’ fact (Curragh Qld Mining) “based on” - means that the fact must have been critical (not peripheral) to the making of the decision (Curragh Qld Mining) Curragh Qld Mining – the ”fact” may be a link in a chain of reasoning Rajamannikam – the “fact” must be one without which the decision would not have been made eg. B walked across road at 9pm “that fact did not exist” – it’s necessary to do more than demonstrate an absence of evidence to support the “fact” – you must show that the “fact” did not exist (Rajamannikam – not enough to show reasonable person wouldn’t make decision) Curragh Qld Mining: App entered into contract to supply coal , imported machine – tariff concession was available to importer of such equipment if could show no suitably available machine in Aus, Sought tariff concession Rejected concession on assumption that app could get terms of contract varied to have later delivery date and get Aus machine Fed Court said decision based on particular fact that app able to vary terms of contract (they had already signed) – that fact did not exist Fact must be critical to decision – the decision here was totally based on that fact, or small fact in chain of reasoning may be sufficient as well Rajamannikam: looked at way stat no evidence ground operated - supported Curragh Qld Mining RRT listed reasons why it found app not refugee – app tried to say RRT based on 8 facts which did not exist, but unable to sustain argument by time got to HC – 2nd part of limb, must show particular fact, decision based on that fact, and that the fact did NOT exist HC held: Not enough to show reasonable person wouldn’t make decision, actually have to negate that particular fact! Show it doesn’t exist Page 42 JURISDICTIONAL ERROR JE under common law “that the person who made the decision did not have jurisdiction to make the decision” The original common law basis for JR of decisions of inferior courts & later, administrative tribunals Developed in connection with the common law prerogative writs of certiorari & prohibition The only basis on which to invoke the ‘constitutional writs’ before the High Court under s75(v) of the Constitution Will mostly ‘trump’ legislative privative clauses which seek to immunise administrative decisions against JR – see Pl S157 (later) Types of JE 1. Narrow type: ‘lack of’ juris – where there is no jurisdiction at the outset - ie a threshold issue 1. Complete absence of jurisdiction (Coco; Re Tully) o Coco: listening devices used to obtain info from Coco’s factory – judge had no authority under Act to issue warrant to do that o Re Tully: appealed against annulment of probation Before appeal heard, said Appeals Board had no jurisdiction to hear appeal Tully said Board did have juris because dismissal, SC said no – he was on probation, and they annulled it, refusal to confirm probationary employment 2. Constructive failure to exercise jurisdiction (Bhardwaj; Dranichnikov) o Bhardwaj: in Aus on student visa – visa cancelled when didn’t commence study, appealed, became ill sent fax– fax went missing, Registry heard matter in absence HC held: when the relevant leg provisions were examined in detail – observance of rules of PF are a condition precedent to valid exercise of tribunal’s power Effectively failed to exercise jurisdiction because failed to observe precondition, the first hearing was a nullity o Dranichnikov: Russian business man – see textbook , RRT failed to properly identify social group man a member of, which required to do as first step to see if refugee – because first step wrong, everything that followed was nullity Page 43 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA 3. Jurisdictional facts (City of Enfield) o o Important type of basic JE - situation where statute says something – eg. “If A exists, decision-maker may do…” The juris fact = the existence of A, must actually exist and, if it doesn’t, then decision-maker has no juris to do make the decision Looks like violates distinction between merits review and judicial review City of Enfield: Waste management process – comp applied to Comm to enlarge waste disposal plan – 2 separate pathways for decision-making… HC allowed council’s appeal – trial judge was correct – leg directed Comm to proceed and deal with application in one of two ways depending on whether special industry or general industry The key point being that leg did not give comm discretionary power to determine whether special/general industry – was worded as “if A exists, decision-maker shall do this” – if got characterisation wrong at start, = JE Cf. “In DM’s opinion does A exist…” – this would require an opinion formed reasonably on the materials before the DM o NB. Unreasonableness only applies currently in the case of an exercise of discretionary power and may therefore be unavailable to challenge a process of fact-findig re determining juris facts – parameters of ground of irrationality/illogicality re challenging juris fact-finding requires further elaboration JR courts rationalised cross-over between JR and merits review – throws up juris fact question – not matter that’s within discretion of decision-maker’s authority – whether A / B exist minister may – whether A or B exist, juris fact which JR court can determine for itself HC went further to discuss US doctrine – rejected (Chevron Doctrine – governs interference by review courts in the fact-finding of US Fed Reg authorities) Page 44 2. Broad type: ‘excess of’ jurisdiction – where DM commits a fundamental error (a jurisdictional error) after correctly entering upon the territory JE is not confined to the ‘narrow’ or threshold kind of error of law but includes (Anisminic): o Breach of the rules of NJ o Bad faith o Failure to consider relevant material As a result, UK courts hold that the ‘Anisminic doctrine’ (‘excess of jurisdiction’) means: 1. All errors of law amount to ‘jurisdictional error’ 2. No distinction drawn in this regard between admin tribunals and inferior courts Au courts have retained the distinction between: o errors of law sufficient to constitute jurisdictional error and errors of law which are insufficient to constitute jurisdictional error (Houssein); and o between what constitutes JE by an inferior court and what constitutes JE by an admin tribunal (Craig; Kirk) Means inferior courts are less likely than admin tribunals to commit JE Craig: charged with criminal offences, to be tried in DC in SA (inferior court) – judge made order staying proceedings SA sought JR of order – said misapplied principles and committee JE HC made distinction between inferior court and admin tribunal clear Craig (reaffirmed in Kirk): o HC set out instances where JE can be committed by court/tribunal an inferior court will not ordinary commit JE where it: fails to take into account some matter which it was, as a matter of law, required to take into account in determining a question within juris; or relies upon some irrelevant matter upon which it was, as a matter of law, not entitled to rely in determining such a question an inferior court will commit JE where it: o mistakenly asserts/denies the existence of juris; o eg. a court whose juris is limited to civil matters would act wholly outside its juris if it purported to hear and determine a criminal charge o eg. if essential pre-condition of court’s juris exists, JE would arise if court proceeded where that event has not occurred misapprehends or disregards the nature or limits of its functions or powers after correctly recognising juris does exist; a tribunal will commit JE where it falls in to an error of law which causes it to (in addition to ones for courts): identify a wrong issue; ask itself a wrong question; ignore relevant material; rely on irrelevant material; or in some circumstances, make an erroneous finding or reach a mistaken conclusion and its exercise of power is thereby affected, it exceeds its power and commits JE which invalidates any order / decision of the tribunal NB. List not exhaustive (Yusef) and recognised categories are not closed (Futuris – Kirby) Page 45 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Privative clauses (PC) and JE Privative clause: a leg clause which purports to oust or restrict JR o Eg. “no decision shall be challenged by any court by whatever means” STATE: In Hickman, the HC set forth the test that a PC would only protect a decision from JR where the decision: o Was a bona fide attempt to exercise power o o Did not, on its face, exceed the power conferred Was reasonably capable of reference to the power Here… The Hickman test was reconsidered by the HC in Pl S157 which concluded the Hickman test was merely a rule of construction (at best a first stage measure of protection); the real question is whether the tribunal in question has violated an indispensible condition to the valid exercise of its juris (effectively equating with juris error) Pl S157 dealt with PCs in federal statutes, asserting a PC cannot deprive the HC of its constitutional JR jurisdiction in s 75 Constitution. Kirk v IRC reaffirmed Craig and focused slightly differently (preferring a Kable-type argument) but reaffirmed Pl S157 and held that at state level, it is beyond the power of state parliaments to interfere with the nature and existence of state SCs, by way of PCs (cf. Darling-Casino which was indicated state PCs may preclude review for errors of any kind – not considered by Kirk) Further, Spigelman CJ in Mitchforce took the view that, in the context of state legislation, the Hickman principle ‘operates by a process of statutory construction without a constitutional overlay. o However, Kirk did provide that not all state PCs will be ineffective, but they will be if JE is established o And PCs will protect decisions where all that can be established is an error of law not significant enough to go to juris (eg. error of law on face of record) for which writ of certiorari is available (ie. review of decision made by lower court). o Kirk did not consider the Hickman test and essentially makes it redundant. ADJRA / JRA NB. ADJRA provides the Act has effect notwithstanding anything contained in any law in force at its commencement. This negates the operation of pre-existing PCs, but not post-ADJRA PCs. Further, Schedule 1 excludes specific stat decisions from review (see also JRA s 18) The ground of JE under the ADJRA and JRA (s 5/6(1)(c) ADJRA / s 20/21(2)(c) JR) At CL, the following sections provide the basis for JR on the basis of JE: o HCA original jurisdiction = s 75(5) Constitution o FCA original jurisdiction = s 39B Judiciary Act (Cth) o QSC and QCA = Part 5 JR Act, s 43(1) Judiciary Act (Cth) Page 46 Error of law on the face of the record A common law, non-jurisdictional error of law ground – only by way of the writ of certiorari, was originally to correct errors by inferior courts Two requirements: 1. Must be an error of law (cf. an error of fact) 2. The error of law must appear on the face of the “record” (Craig v SA; Kirk) Consider “no evidence” ground Is it possible in given case for docs, other than those referred to, to be included in the record? Craig: because trial judge had said “for reasons already published I made order” it was insufficient to include reasons in the order – ie. the court rules against the proposition that the record included the trial judge’s reasons (reaffirmed in Kirk) Re: the HC’s original jurisdiction - Certiorari for ‘error of law on the face of the record’ cannot issue under s 75(v) of the Constitution - but possibly under ss 73(iii) or 76 o = narrow view of “record” – “in the absence of some stat provision to the contrary, the record of an inferior court for the purposes of certiorari does not ordinarily include the transcript, exhibits or reasons for decision Ie. s 75 writs only available for juris error (Alla) Under ADJRA: “that the decision involved an error of law, whether or not the error appears on the record of the decision...” o Does not require the error of law be on the face of the record o Overlap with “no evidence” ground - Page 47 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA FAILURE TO MAKE A DECISION This ground applies where the DM is under a duty (as opposed to having discretion) to make a decision and has failed to do so (Brownsville; Wei) Under stat JR, the provisions cover the situation where: o There is a prescribed time specified within which the decision must be made, and it is not made within that time; and o Where there is no time specified but there has been unreasonable delay Where the leg specifies a time for making a decision, it may also usually deem the lack of decision within that time to be a “refusal” to make the decision Where no time specified, court will determine if there has been a “reasonable delay” (Thornton) Page 48 TOPIC 5: REMEDIES REMEDIES UNDER COMMON LAW JR The origins lie in the establishment of the Supreme Courts, invested with the jurisdiction of superior courts at Westminster to issue prerogative writs (Certiorari, Prohibition and Mandamus) o Certiorari: quashes / annuls a decision o Prohibition: stops / prohibits decision-maker from proceeding to make a decision (not available if decision has already been made) o Mandamus: compels public officials to perform their duties o Quo warranto / Habeas corpus (not covered) The High Court: The Federal Court: Established by Ch III of the Constitution Its JR juris is conferred by s 75(v) – “in all matters in which a writ of mandamus or prohibition or an injunction is sought against an officer of the Cth” Constitutional writs: the s 75(v) writs - correct JE The State/Territory Supreme Courts: Established by the Federal Court Act 1976 (Cth) Common law jurisdiction: conferred by Judiciary Act 1901 (Cth) s 39B Statutory JR jurisdiction: conferred by the ADJRA The Federal Mags Court: Federal juris: State SCs may exercise federal JR jurisdiction however this is confined by the ADJRA and Jurisdiction of Courts (Cross-Vesting) Act 1987 (Cth) Established by the Federal Magistrates Act 1999 (Cth) Such JR jurisdiction as is conferred by statute, especially migration law matters The writs of certiorari and prohibition When do they apply? – the ‘Atkin formula’: The decision must be an exercise of ‘public’ power or authority o Ex parte Lavelle (no - power derived from a contract of employment) o Whitehead v GU (no - power derived from indust. agreement) The decision must ‘sufficiently affect’ the applicant o Ex parte Lain (yes - ex gratia comp. scheme determined eligibility) o Ainsworth (no - CJC report had no ‘legal effect or consequence’) o Certiorari only exists to quash legal effect Hot Holdings (certiorari available against certain prelim. decisions) Q: Does decision have effect on legal rights? Does it sufficiently affect rights? Decision made at preliminary stage = SAME question, does it sufficiently affect rights? Majority said Ainsworth an example of first situation – where looking at Minister’s decision - one decision in question In HH, clearly two-stage decision making process – did first step sufficiently affect legal rights? If final decision can only be made in app’s favour if prelim decision in favour of applicant – that preliminary decision will affect rights and attract cert/prohibition if needed For a High Court comment on the scope of certiorari, see Craig v SA at 175 Page 49 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Special use of certiorari for ‘error of law on face of record’ (ELFR) ‘ELFR’ is a common law, non-jurisdictional error of law ground – it is available only by way of the writ of certiorari o As to the elements of ELFR, see previous lectures and o Generally, see Craig v SA; Kirk Note re: the High Court’s original jurisdiction under s.75 of the Constitution - Certiorari for ‘error of law on the face of the record’ cannot issue under s 75(v) but possibly under ss 73(iii) or 76. The writ of mandamus [compels public officers to do duties] Compels the performance of: o A ‘public’ duty (as opposed to eg. an obligation arising under a contract) o Which is owed by a ‘public’ official (acting in that capacity) o Applies against inferior courts - and other public bodies or officials where an identifiable (usually statutory) duty or obligation applies See Ainsworth v CJC (no - the CJC was not under any specific ‘duty imposed by law’ to investigate and report) o Does not lie against Crown (State Governor or Gov-G.) o Does not entitle applicant to ask for a particular result Restrictions on availability of prerogative writs They do not lie against the Crown (FAI v Winneke (State Governor/Governor-in-Council)) Some uncertainty whether certiorari & prohibition lie against ‘legislative’ type decisions (R v Wright; Ex parte Waterside) The writs are discretionary remedies – o Factors such as delay, futility & motive may be relevant o However, these factors may not be relevant for the constitutional writs under Const.75(v) [and s.39B of Jud Act ] where jurisdictional error is established (SAAP v MIMI) o SAAP v MIMI: HC held that the nature of, or seriousness of, the breach of statutory procedural fairness provisions (which conditioned the exercise of power) was not a discretionary consideration Eg. if go straight to JR and haven’t exercised other remedies first (QCAT review) court make take that into account in awarding discretionary remedy Constitutional writs before the High Court Const s.75(v) refers to “mandamus and prohibition..” o Implies ancillary/incidental jurisdiction to issue certiorari (Aala) o Referred to in this context as the constitutional writs (Aala) o Available against “an officer of the Commonwealth” [see s.75(v)] o Available under s.75(v) only to correct jurisdictional error (Aala) o So, certiorari for ‘error of law on the face of the record’ cannot issue under Constitution s.75(v) but possibly under ss.73(iii) or 76. o Although they are discretionary remedies, SAAP v MIMI indicates that ‘nature or seriousness’ of the breach will not be a discretionary consideration where the breach = juris error (in that case, a breach of a stat. procedural fairness condition). Page 50 Use of equitable remedies Injunctions and declarations used where: o Restrictions apply to prerogative writs (See Ainsworth v CJC) o Where the regimes of statutory JR not available: against an exercise of delegated legislative power against a decision by a Gov. or GG. REMEDIES UNDER ADJRA / JRA A procedural reform: Removes the need to choose relevant writ or equitable remedy - ADJRA s5: ‘order of review’ / JRA (Qld) s20: ‘statutory order of review’ Nature of remedies available - ADJRA s16 / JRA s30: o ADJRA s16(1)(a) – set a different date of effect for an order? Yes in some circumstances – see Wattmaster v Button o ADJR Act s16(1)(c) - an order declaring the rights of the parties o ADJR Act s.16(1)(d) - an order directing a party to do, or refrain from doing any act or thing…of which the court considers necessary to do justice between the parties Does it allow court to award damages? – no, see Park Oh Ho Does it allow court substitute a different decision? - only in ltd circumstances – see MIMEA v Conyngham Because constrained by separation of powers Page 51 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Page 52 TOPIC 6: MERITS REVIEW (MR) Constrained by sep of powers, confined to deciding whether decision correct according to law, court cannot substitute own decision MR – major contrast to JR because enables non-judicial tribunals to adopt more flexible approach to decision-making, to substitute their decision for the one being reviewed o In some circumstances Par might decide that MR body might not have full powers to substitute their decision for original decision, might just want tribunal to set aside and remit decision o Admin tribunals are creatures of statute – Par can change statute as it likes Judges: Not a violation of Ch 3 for a Fed Court judge to sit as member of AAT, to sit and conduct nonjudicial body, because wearing different hat when sitting on AAT (Drake v MIA – said that was NOT a violation of Ch 3, could do it) What is MR? MR is the process whereby an admin decision of the gov is reviewed ‘on the merits’, that is: o the facts, law and policy aspects of the original decision are all reconsidered afresh and o a new decision - affirming, varying or setting aside the original decision - is made. MR is characterised by the capacity for substitution of the decision of the reviewing person or body for that of the original DM (Admin Review Council (Report No. 39)) Peak MR tribunals in Aus AAT = template model o NSWADT; VCAT; SAT (WA); QCAT The key MR provisions of the AAT Act are replicated in statutes establishing the State versions AAT Establishment of the AAT The AAT was established by the Administrative Appeals Tribunal Act 1975 (Cth) (AATA 75) Membership: Consists of a President and number of Deputy Presidents and other presidential members, senior members and members All are appointed by the Gov-Gen re leg guidelines: o President must be Federal Court Judge o Dep Presidents must be legal practitioners of at least 5 years standing etc [p249] All appointments are for up to 7 years, with eligibility for re-appointment Clearly one of the strengths of MR is ability to bring a significant non-legal expertise Page 53 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Jurisdiction Unlike the manner in which, for example, the Federal Court assumes jurisdiction under the ADJRA, the AAT’s jurisdiction is conferred on it in a specific and ‘piecemeal fashion’ by particular statutes AAT has no independent general review powers (Re Qantas) but NB. s 25(1) of the AATA S 25(1) states that an enactment may provide for applications to made to the AAT for review of decisions made in the exercise of powers conferred by that enactment Actual empowerment – s 25(4) AATA – provides the tribunal has power to review any decision in respect of which application is made to it under any enactment Definition of enactment: o Defined in s 3 AATA to include Acts, Ordinances, and other statutory instruments including rules, regulations or by-laws Definition of decision: o Defined in s 3(3) AATA o A decision is a decision which is open/operative determination (Chaney) o A decision could be the exercising of powers given under an Act (Hales) o It is a substantive decision This decision gives effect to the statute’s intention, when considering that ‘conduct’, ‘reports’ and ‘recommendations’ can be reviewed An intermediate decision can be reviewed, only where it is provided for under the statute, so that it can be characterised as a decision under an enactment Inavlid/unlawful original exercise of power is reviewable: (ie. review is not limited to legally valid decisions) (Re Brian Lawler) o The AAT’s review jurisdiction is not ousted because an original decision would be declared a nullity if challenged before a court. o Its jurisdiction arises where there is a “purported exercise” of powers (Brian Lawlor) o Therefore, a decision may be reviewed even if it is technically invalid or legally ineffective. o But cannot affirm a decision of original DM not acting within its powers. Must be a primary decision: the AAT is not a primary-decision maker – there must be a primary decision (Re Tradigrain) o Where in that case, a decision to try and recover overpayment under social security legislation could be a ‘decision’ under the AAT Act ABT v Bond, which, while not being an AAT case, may still give some guidance: per Mason CJ A decision is one that is final or operative, and determinative NB. AAT can exercise powers and discretions which are associated with the DM power in question but which were not actually exercised by the original DM Question of an Act’s constitutional validity: the AAT will assume the Act under which the decision is made is constitutionally valid: o The AAT may not examine the constitutional validity of an Act: Re Adams and TAB, per Brennan J (as President) Page 54 Standing An application may be made by anyone whose interests are affected by the decision (s 27(1) AATA) o NB. doesn’t say “adversely affected” so not the same as ADJR o Interests need not be legal, proprietary, adverse or beneficial (Re Control Investments) o Interests must be ‘affected’ so someone who is just generally interested or who thinks certain conduct should be observed won’t have standing (Re Control Investments) o A person who has standing under ADJRA/JRA or CL JR will have standing before the AAT (Re Control Investments) Process of statutory construction whether someone is considered to be interested in decisions made under a certain act (Bris Airport Corp v Wright) Additional standing rule for special interest groups: o An organization or association of persons, whether incorporated or not, shall be taken to have interests that are affected by a decision if the decision relates to a matter included in the objects or purposes of the organization or association (s 27(2) AATA) Doesn’t apply to a decision made before the org/ass was formed / before objects included matter concerned (s 27(3) AATA) The AAT can decide if a person is a person whose interests are affected by a decision, and that decision is conclusive (s 31 AATA) Pre-Hearing Procedures Application for review Application to the tribunal is to be in writing, and must lodge two copies of statement of reasons within 28 days of lodging the application: ss29(1); 37 AATA Upon application for review, the President may order a preliminary conference – s.34A o The President may give directions as to ADR – s.34C o "ADR" means procedures and services for the resolution of disputes, and includes conferencing; mediation; neutral evaluation; case appraisal; and conciliation; and o The AAT may make orders giving effect to the terms of a settlement reached – 34D, 42C Hearing Procedures To be informal & non-technical & expeditious: s.33(1)(b) Based on model of inquisitorial fact-finding: s.33(1)(c) AAT not bound by rules of evidence: s.33(1)(c) o However, should only proceed on ‘logically probative evidence’ (Re Pochi) o Can admit hearsay evidence, or non-expert opinion (Trkulja v AAT) Page 55 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA AAT and rules of NJ NJ is implied under general law principles (Sullivan) Additional statutory obligations: s.39 – AAT shall ‘ensure a party a reasonable opportunity to present case, inspect documents and make submissions.’ Note some exceptions – eg regarding Security Appeals Division hearings – s.39B If one party wants to surprise or ambush the other party with some evidence (usually video evidence in compensation cases), they are entitled to present their case in that way (APC v Hayes) o If the AAT interferes with this, it is counterproductive and can lead to a failure to afford a fair hearing (Sullivan). o AAT cannot say that it is unfair to surprise the other party, cannot reject application to suppress evidence until cross-examination – would be unfair to party trying to suppress it (APC v Hayes). o Has been confirmed in later FCA cases (Re Bessey; Re Moline). Evidence As a ‘MR tribunal’ the AAT is not limited to evidence/material before the primary DM but may take account of subsequent material (subject to the doctrine of accrued rights) (Shi v MARA) The AAT & the role of government policy MR may ‘interfere’ with govt. policy General proposition is: AAT should ordinarily apply a ministerial policy unless the policy is unlawful, or its application would result in an unjust decision (Drake No 2). In Drake No 2, Brennan J (in the AAT) attempted to assemble an approach: o Firstly, AAT should ask if the policy is unlawful or not. Will be unlawful where: Effect of policy is to prevent the operation of statutory criteria (Green) Policy is contrary to the statute (Green) Policy changes the way the Act works (Green) The policy is substituted for the actual operation of the Act (Green) o Secondly, ask whether strict application of the policy could produce an unjust result or not. o Thirdly, if the AAT departs from the policy, cogent reasons need to be given. o Fourthly, the level of government at which the policy is settled should be considered. If high-level (ie ministerial), substantial weight must be given to it. If low-level (ie departmental guideline, manual or policy), treat with less deference (although consistency still plays a role). Where a policy is given legislative backing (ie given the status of legislation, referred to in legislation etc), it must be treated as law (SDSS v Collins). Page 56 DM powers of the AAT See section 43 of the AATA - MR is a full de novo hearing: o “...the tribunal may exercise all of the powers and discretions conferred by the enactment on the person who made the decision..” (s.43(1)) o and may affirm /vary/set aside & substitute/set aside and remit (s.43(1)(a)) However: o The AAT has no greater powers than original DM (Brian Lawlor) o The AAT is an appeal body, not a ‘primary DM – so it cannot exercise a power not engaged or exercised by the primary DM in the decision under review (Tradigrain) Page 57 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA Appeals from the AAT to the Federal Court An appeal is only available (s 44 AATA): o from a “decision” of the AAT There will only be a decision of the AAT where it is the effective decision or determination of the application for review (Chaney) o Therefore, it excludes interim rulings or adjudications etc. on a “question of law” – Erroneous statutory construction Breach of natural justice Unreasonableness Taking into account of irrelevant considerations Rule of thumb: grounds of review listed in ADJRA / JRA are all questions of law The phrase “on a question of law” in s 44 is narrower than “involving a question of law” (Etheridge) o Therefore, need to identify a specific question of law to get to the FCA under s 44 AATA o It’s not enough to just say that the AAT generally misconstrued the statute – need to be granular o Whether facts fall within the meaning of a term used in the legislation is a question of fact, not law (Etheridge) Page 58 TOPIC 7: OMBUDSMEN Ombudsman Act 2001 (Qld) = QOA Ombudsman Act 1976 (Cth) = COA What is the Ombudsmen (Qld and Cth)? The general nature of the O: The primary function of the O is to investigate complaints from the public relating to admin actions of agencies (s 5 COA; s 12 QOA) The O does not exercise judicial or other determinative powers. How is O’s jurisdiction enlivened? Citizen complaint Ombudsman initiated inquiry (s 18(1)(b) QOA; s 5(1)(b) COA) Parliamentary referral (s 19 QOA) Which entities are covered? Generally, O’s juris is confined to actions of gov agencies o An “agency” is a (s 8 QOA) Government department Local government department Public authority Defined broadly as an entity established for public purposes under an Act (s 9) Not an individual o Also includes things done on behalf of an agency, for example, things done by an independent contractor on agency’s behalf (s 10) Qld Exclusions: some activities, persons and orgs are excluded from being investigated: o Operational conduct of police officers / officer of Crime and Misconduct Com (s 7(2)) NB. Admin actions of police are within O’s office, complaints dealt with by CMC o Holder of judicial office or someone who works in a court (s 9(2)(c)-(d)) o A decision made by Cabinet is excluded (s 16(1)) o Person acting as a legal adviser to the State (s 16(2)(b)) o A conciliator under the Health Rights Commission Act 1991 (Qld) o Some Government Owned Corporations (GOCs) [see below] Cth Exclusions: Actions by Ministers, Parliament, Judges excluded (s 5(2)) GBEs and GOCs o Cth GBEs: prescribed authorities includes Cth controlled companies (COA applies to “departments” and “prescribed authorities”) – pre-1994 Cth comps are excluded, as are others by Regs o State GOCs / SOEs / SOCs: The approach varies: The Government Owned Corporations Act 1992 (Qld) excludes review of GOCs by the QOmbuds Ombudsman Act 1978 (Tas) includes review of Tas GBEs & SOCs. Page 59 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA What is the juris of the O? When can the O proceed to investigate? Is it “a matter of administration” (Cth s5) or an “administrative action” (Qld ss12,14, 18,19) o What is “administrative” or not will be resolved on a case-by-case basis (Booth v Dillon (No 1)) o Mere incidents or unauthorised actions may not be caught (Booth v Dillon (No 1)) o O not able to investigate policy per se but can investigate how policy operates in particular cases (Biganovsky) o Traditional classification of governmental powers as either legislative, judicial or administrative will often be a useful guide (Glenister v Dillon) o The question is “Is the action designed to discharge an executive function or is reasonably incidental to it?” If not, then probably not administration. o Professional and commercial decisions may be matters of administration for the investigative purposes of the O (Re BC… and Friedmann) Though note operation of GOC legislation (in exclusions above) o There must be a distinction between higher-level policy (broad statements of government direction), as these are immune from investigation, and between lower level policy, which merely provides procedural or interpretative guidance on exercise of statutory powers, which are investigable. This is assessed on a case-by-case basis Can the O refuse to investigate? Where, in the opinion of the O, certain factors exist, O may decide not investigate (s 6 COA; s 23 QOA) – extensive list of factors: o Applicant does not have a direct interest o Matter is before (or would be better dealt with by) a court or tribunal etc o If matter is trivial, frivolous or vexatious o Other alternatives exist for redress o In all the circumstances, an investigation is not justified (s 23) 23 Refusal to investigate complaint (1) The ombudsman may refuse to investigate a complaint or, having started to investigate a complaint, may refuse to continue the investigation if the ombudsman considers that— (a) the complaint is trivial; or (b) the complaint is frivolous or vexatious or is not made in good faith; or (c) the complainant does not have a sufficient direct interest in the action complained of; or (d) both of the following apply— (i) the complainant has a right of appeal, reference or review, or another remedy, that the person has not exhausted; (ii) it would be reasonable in the circumstances to require the person to exhaust the right or remedy before the ombudsman investigates, or continues to investigate, the complaint; or (e) both of the following apply— (i) the complainant had a right of appeal, reference or review, or another remedy that is exhausted; (ii) in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable; or (f) in the circumstances, the investigation, or the continuance of the investigation, of the action complained of is unnecessary or unjustifiable. (2) Also, the ombudsman need not investigate a complaint to the extent that the ombudsman is satisfied a complaints entity has investigated, or will investigate, the action complained of at a level at least substantially equivalent to the level at which the ombudsman would otherwise investigate the complaint. (3) A right or remedy mentioned in subsection (1)(d)(i) or (e)(i) does not include a right under the Judicial Review Act 1991 to make application to the Supreme Court. (4) If the ombudsman— (a) can not investigate a complaint; or (b) refuses to investigate a complaint; or (c) refuses to continue an investigation of a complaint; the ombudsman must inform the complainant, in a way the ombudsman considers appropriate, of the decision and the reasons for the decision as soon as reasonably practicable. Page 60 O’s investigation powers and procedures Ombudsman Act 1976 (Cth) (ss.7A,8) Ombudsman Act 2001 (Qld) (ss 24-26; Part 4) o 24 Investigations generally The ombudsman may conduct an investigation or part of an investigation— (a) informally; or (b) by exercising powers under part 4 (s 24 QOA) o 25 Procedure (1) Unless this Act otherwise provides, the ombudsman may regulate the procedure on an investigation in the way the ombudsman considers appropriate. (2) The ombudsman, when conducting an investigation— (a) must conduct the investigation in a way that maintains confidentiality; and (b) is not bound by the rules of evidence, but must comply with natural justice; and (c) is not required to hold a hearing for the investigation; and (d) may obtain information from the persons, and in the way, the ombudsman considers appropriate; and (e) may make the inquiries the ombudsman considers appropriate. o 26 Consultation (1) The ombudsman may, during or after an investigation, consult any Minister who is concerned in the action complained of. (2) The ombudsman must consult with a Minister if— (a) either— (i) the Minister asks to consult with the ombudsman about an investigation; or (ii) an investigation relates to a recommendation made to the Minister; and (b) the ombudsman is considering making a report under section 50 about the investigation. (3) If, during an investigation, the ombudsman considers there may be grounds for making a report on the investigation that may affect or concern an agency, the ombudsman must, before making the report, give the principal officer of the agency an opportunity to comment on the matter under investigation. (4) In this section— Minister includes a local government's chairperson, mayor or president. o Part 4 – Powers & Procedures for Investigations O’s reporting powers Ombudsman Act 1976 (Cth) (s 15) Ombudsman Act 2001 (Qld) (Part 6 – NB. individual misconduct reporting power in s 50(2)) o The O may make the following recommendations (s 50) Reconsideration of the matter by the agency That the agency take action to rectify, mitigate or alter the effects of the action That any practice in accordance with which the action was taken be varied That any law in accordance with which or on the basis of which the action was taken be reconsidered That reasons for future reasons should be given Any other steps the O thinks fit Note that this will be an apology o NB. s 50(2) If, during or after the investigation, the ombudsman considers there is evidence of a breach of duty or misconduct on the part of an officer of an agency, the ombudsman— (a) must give a report about the breach of duty or misconduct to the agency's principal officer; and (b) may, if the ombudsman considers it appropriate in the circumstances, send a copy of the report to— (i) the responsible Minister for the agency; and Page 61 Together = the Acts Administrative Decisions (Judicial Review) Act 1977 (Cth) = ADJRA Judicial Review Act 1991 (Qld) = JRA (ii) if the agency is a local government, the local government's chairperson, mayor or president. 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