PROJECT TITLE INTERNATIONAL GROWTH CENTRE PHASE 2 February 2015 The expected impact of the programme is the broader longer-term change that is brought about. It will derive from a number of interventions and is likely to be the cumulative effect of the engagement of national governments and development partners. It frequently refers to MDG-type results. IMPACT Impact Indicator 1 Sustainable growth in developing countries Number of countries identified in the 2011 DFID Bilateral Aid Review1 with real GDP growth rates of 5% or above. Baseline Milestone 1 (2013/4) Milestone 2 (2014/15) Milestone 3 (2015/16) Target Due to attribution problems, this indicator is only monitored to give contextual information for the programme. Source IMF World Economic Outlook The outcome of the activity and the changes in behaviour to which it leads. OUTCOME Outcome Indicator 1 Baseline Milestone 1 (2013/4) Milestone 2 (2014/15) Milestone 3 (2015/16) Target Assumptions Credible growth policies and programmes implemented in developing countries. Number of changes to growth related policies (based on IGC research and advice) 14 14 16 18 20 Source IGC Country, Research, and Event reporting, IGC Annual Report, Policy Briefs including narratives of policy influence, IGC website material, tracking of media reporting on IGC work, direct feedback from key policy stakeholders. Independent evaluations via country visits will be carried out at points of major review. INPUTS (£) INPUTS (HR) Outcome Indicator 2 Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 (2015/16) Number of partner and non-partner countries where ideas emanating from IGC programme have influenced policy discussions 14 14 15 16 DFID (£) DFID (FTEs) Partner country governments and other stakeholders are receptive to IGC engagement and are willing to adopt and implement policy responses Political situation, financial and other resources are conducive to implementation of suggested policies 17 External factors including (but not limited to) global recession, political instability, and natural disasters do not affect DFID countries’ real GDP growth rates Source IGC Country, Research, and Event reporting, IGC Annual Report, Policy Briefs including narratives of policy influence, IGC website material, tracking of media reporting on IGC work, direct feedback from key policy stakeholders. Independent evaluations via country visits will be carried out at points of major review. £51,617,718 (no non-DFID inputs) (no non-DFID inputs) 0.5 FTE (A2 Economic Advisor, Growth) 0.2 FTE (A2 Economic Advisor, Research) 0.3 FTE (B1D Assistant Economic Advisor) 0.3 FTE (B1 Programme Manager) 1 Afghanistan, Bangladesh, Burma, Democratic Republic of Congo, Ethiopia, Ghana, India, Kenya, Kyrgyzstan, Liberia, Malawi, Mozambique, Nepal, Nigeria, Occupied Palestinian Territories, Pakistan, Rwanda, Sierra Leone, Somalia, South Africa, Sudan, South Sudan, Tajikistan, Tanzania, Uganda, Yemen, Zambia and Zimbabwe page 1 Outputs describe the direct goods and services delivered by the project/programme and should be attributable to DFID. OUTPUT 1 Country-specific, evidencebased, and timely advice provided to answer developing country policymakers’ growth questions Indicator 1.1 Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target Assumptions Number of country programmes fully functioning with demonstrated stakeholder engagement. 13 14 15 15 15 See assumptions described under Outcome P1 and P2) There is sufficient access to data, and/or ability to gather primary data, to provide a timely and sufficient evidence base for research and advice Socio-political situation in partner and nonpartner countries is such that IGC can build effective channels for communication and engagement between researchers and national governments and other country actors There is a sufficient demand for an IGC rapid response or regional work from nonpartner countries or regions Source IGC Country, Research, and Event reporting, IGC Annual Report, Workplan, tracking of media reporting on IGC work, direct feedback from key policy stakeholders. IGC contacts database, Policy Briefs including narratives of policy influence, IGC website material, tracking of media reporting on IGC work, direct feedback from key policy stakeholders. Independent evaluations via country visits will be carried out at points of major review. By stakeholder engagement, this includes: survey that shows regular engagement with contacts from at least 2 of the following 4 categories: civil society, private sector, donor and government. Indicator 1.2 Baseline 2012-2013 Milestones 1 2013/14 Milestones 2 2014/15 Milestone 3 2015/16 Target Number of IGC outputs (cumulative from baseline) that have substantially contributed to the policy process* 46** 46 (92 cumulative) 50 (142 cumulative) 55 (197 cumulative) 60 (257 cumulative) Source Source: IGC Annual Report, with external quality assurance *This will be measured as the number of times an IGC output has attained an impact rating of 3 (highlevel hearing) or 4 (policy change). The country impact scoring should contain a split for Phase I and Phase II outputs. ** 46 is the achieved number of outputs in 2012-13. The cumulative baseline is not available as a new definition of ‘impact level’ was developed after 2012. Definitions: Level 3: hearing with senior/influential policy-makers, with evidence* that recommendations were internalized and/or that exchanged ideas have influenced policy discussions Level 4: policy decision demonstrably and substantially informed, caused or influenced by the IGC. *Evidence will include, for instance, follow-up meetings, email exchanges, etc. Indicator 1.3 Baseline (2012/13) Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target Number of IGC country programmes with at least 2 new outputs that have substantially contributed to the policy process* 10 10 12 14 16 Source Source: IGC Annual Report, with external quality assurance * this will be measured as the number of times an IGC output has attained an impact rating of 3 (highlevel hearing) or 4 (policy change). The country impact scoring should contain a split for Phase I and Phase II outputs. Indicator 1.4 Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 page 2 Target Number of non-partner countries, regional organisations or multilateral organisations that have been engaged with for policy advice and/or advice on regional issues that have been met by IGC engagement 2 3 4 5 6 Source IGC Country, Research, and Event reporting, IGC Annual Report, Policy Briefs including narratives of policy influence, IGC website material, tracking of media reporting on IGC work, direct feedback from key policy stakeholders. Independent evaluations via country visits will be carried out at points of major review. Impact Weighting RISK RATING 50% £31,184,580 Medium INPUTS (£) OUTPUT 2 Indicator 2.1 (research outputs) World class policy-oriented research undertaken on developing country growth issues and widely disseminated Number of peer reviewed articles and IGC standard2 working papers and conference papers produced by projects funded by the IGC Research Programme, in phase 2, cumulative. Indicator 2.2 (academic quality) Number of articles accepted for publication (including “revise and resubmit”) produced by projects funded by IGC Research Programme in Phase 2, cumulative. Indicator 2.3 (impact level) Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target 0 0 2 20 60 Source IGC annual report, IGC website, R4D website. Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target 0 0 0 5 20 Source IGC annual report, IGC website, R4D website, Web of Knowledge, Scopus. Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Cumulative number of peer-reviewed articles achieving 10 or more citations in other academic articles, funded by the IGC in Phase 1, cumulative Target No target as this indicator merely tracks output from Phase 1 – it is not a basis for Phase 2 project scoring Source IGC annual report, Google Scholar, Thomson Reuters (Web of Knowledge), Microsoft Academic Search 2 The quality assurance process for IGC working papers will be agreed in 2015. page 3 Assumptions (See assumptions described under Output 1) In addition: The lag between submission and publication does not prevent timely publication in worldclass academic journals There are sufficient ‘local researchers’ resident in IGC partner countries to deliver studies of sufficient quality Indicator 2.4 Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target Number of phase 2 commissioned research or country studies to be authored or co-authored by ‘local researchers3, cumulative. 0 50 100 140 165 Indicator 2.5 (network expansion) Baseline Milestone 1 Milestone 2 Milestone 3 2015/16 Target Proportion of Research Programme grants (by value) research projects having at least one PI outside the IGC research network4 at the time of application N/A 20% 20% 20% 20% Source RISK RATING IGC Annual Report Indicator 2.6 (research commissioning) Baseline Value of projects approved by commissioning boards in the IGC Research Programme Phase 2 and signed off by DFID, cumulative 0 Impact Weighting Milestone 1 Milestone 2 Milestone 3 2015/16 Target £3,000,000 £5,000,000 £6,500,000 Source 20% INPUTS (£) Low IGC Annual Report DFID (£) £9,995,264 (no non-DFID inputs) Note: The IGC will produce summary Annual Report for publication, but also a set of Research Programme Reports and Country Reports (as outlined below) which carry details of IGC Research and Country work, respectively. For the purposes of securing verified data for evaluation under this logframe, those reports will be auditable, on a random sample basis, for the purposes of verification. A ‘local researcher’ is understood to mean a researcher who is both a citizen and resident of a middle-or low-income country (not necessarily the same country). * The IGC research network is defined as those researchers having received an IGC grant in the past ; the comprehensive list for 2009-2014 can be found in Appendix 1. The list will be updated every year as grant winners are added to the network. 3 4 page 4 OUTPUT 3 Indicator 3.1 Strengthen IGC`s relations with its stakeholders and communicate the IGC`s work globally and locally. IGC demonstrates active participation in international debates, as demonstrated by: Baseline Milestone 1 2013/14 Milestone 2 2014/15 Target 2015/16 Target Assumptions Number of IGC publications on a global debate/issue. These papers should be specific to the issue (not the general synthesis papers). Representation of the IGC at external events (such as WTO, IMF/World Bank Annual Meetings). 0 0 2 publications 4 examples of representation 3 publications 4 examples of representation 4 publications 5 examples of representation 5 publications 5 examples of representation Source Publications on global debates/issues should be sent to DFID during the annual review process. Publications can include online blogs, op-ed pieces or policy papers. They should be specific to the issue and marked as IGC work. Indicator 3.2 Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target IGC communicates to a broad global and local audience as demonstrated by: Increased number of unique visitors on the main IGC website Increased engagement (IGC newsletter) 20% increase from the baseline on all indicators 20% increase from 2013/14 on all indicators 10% increase from 2014/15 on all indicators 10% increase from 2015/16 on all indicators Baseline IGC web unique visitors 24,140 for 1/10/12-31/3/13 Newsletter 2548 subscribers in March 13 Source Web metrics and newsletter dissemination list Note: ideally metrics would reflect Communications Strategy, ready by early summer 2014. Indicator 3.3 IGC engages and communicates incountry, as demonstrated by number of countries that have: Built and maintained close relationships with senior policy makers Engaged with the general public, as measured by the number of appearances in Baseline Milestone 1 2013/14 Milestone 2 2014/15 Milestone 3 2015/16 Target NA 8 countries with at least 3 close relationships 8 countries, with 4 appearances or more 10 countries with at least 3 close relationships 10 countries with 4 appearances or more 12 countries with at least 4 close relationships 12 countries with 5 appearances or more Source page 5 14 countries with at least 5 close relationships 14 countries with 5 appearance Assumptions conferences, written press (print and web), radio or television. Annual Report. Built and maintained close relationships with relevant stakeholders: this will be measured by the number of senior policy-makers with whom the IGC leadership team has met with at least once a year over at least two consecutive years, outside of official IGC events. Engaged with the general public: for a country to score against this indicator it must demonstrate the required total number of appearances as well as breadth of communication across at least 2 of the following 5 channels: conferences, the written, the web press (including high-traffic blogs), radio or television. Senior Policy maker is defined as government minister, board member of central bank and top ranking civil servant, or equivalent. Senior Policy maker is defined as government minister, board member of central bank and top ranking civil servant, or equivalent Impact Weighting RISK RATING 15% Medium INPUTS (£) OUTPUT 4 DFID (£) Indicator 4.1 £3,344,943 Baseline The IGC is well managed and responsive. Low number of vacancies across IGC core positions*, as evidenced by: Average % of hub positions filled Number of country programmes where core positions* are filled for at least 83% of the year Indicator 4.2 Percentage of the revised budget actively completed on time across the whole programme, by the end of the fiscal year (£12.01 for FY 14/15). TBD (no non-DFID inputs) Milestone 1 2013/14 75% of hub positions filled 8 country programmes Milestone 2 2014/15 Milestone 3 2015/15 Target 90% of hub positions filled 90% of hub positions filled 90% of hub positions filled 12 country programmes 13 country programmes 14 country programmes Source Target assessed in IGC Annual Report *Core positions at the Hub are defined as Senior Management and Hub Economists *Core positions in the country programmes are defined as a Country Director, Lead Academic and Country Economist. Baseline Milestones 1 2013/14 Milestones 2 2014/15 Milestone 3 2015/16 Target NA Financial plan for key deliverables agreed by February 2014 90% 93% 95% Source Updates at Governance Committee Meetings, IGC Management Report Indicator 4.3 IGC shows clear evidence of savings, as set out in the Phase 2 bid (not including vacancies or unfilled posts). Baseline Value of cost savings in Phase 2 bid = £3,094,579 Milestones 1 Milestones 2 Milestone 3 Target £760K +£800K or equivalent percentage of costs saved vs outturn. +£800K , or equivalent percentage of costs saved vs outturn £3,094,579 page 6 Assumptions (See assumptions described under Purpose P1 and P2, and Outputs 1, 2 and 3) Source Target assessed in IGC Annual Report Impact Weighting RISK RATING 15% INPUTS (£) Medium DFID (£) 7,092,931 (no non-DFID inputs) Note: The IGC will produce summary Annual Report for publication. For the purposes of securing verified data for evaluation under this logframe, those reports will be auditable, on a random sample basis, for the purposes of verification. page 7 Appendix 1 – Individuals in the IGC Research Network, 2009-2014 This is the list of individuals that were Principal Investigators or co-investigator on at least one IGC-funded project between 2009 and 2014. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 Abhay Kumar Abhijit Banerjee Abhinav Alakshendra Abid Burki Abu Shonchoy Aditya Dasgupta Adnan Khan Alakh Sharma Alberto Martin Alberto Motta Ameet Morjaria Ana Maria Ibanez Anders Jensen Andrea Prat Andres Rodriguez-Clare Andrew Beath Andrew Zeitlin Anke Hoeffler Annie Duflo Aprajit Mahajan Ashok Kotwal Ashwini Kulkarni Asim Khwaja Ayesha Ali Beatrice Kalinda Mkenda Bee Yan Aw-Roberts Benjamin Marx Benjamin Olken Benn Eifert Bentley Macleod Bharat Ramaswami Bilal Siddiqi Bram Thuysbaert Brian Min Bruno Crepon Charity Moore Chris Barrett Chris Blattman Chris Udry Chris Woodruff Christine Fair Christopher Adam Claus Kreiner Clemens Fuest Conny Olovsson Costas Meghir Craig McIntosh Daniel Keniston Daniel Bruce Sarpong Daniel Rogger Daniela Scur Daron Acemoglu 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 Dave Donaldson David Atkin David Bevan David Lagakos David McKenzie Dean Karlan Dean Yang Dilip Mookherjee Douglas Gollin Edward Miguel Eli Berman Emmanuel Farhi Emmanuel Saez Eric Bartelsman Eric Dodge Ernest Aryeetey Esteban Rossi-Hansberg Esther Duflo Eswar Prasad Fernando Aragon Fernando Broner Fotini Christia Francesco Caselli Francis Teal Gareth Nellis Germano Mwabutu Giacomo De Giorgi Giorgia Maffini Giovanna Dadda Girum Abebe Gordon Hanson Graeme Blair Greg Fischer Henrik Kleven Hilton Root Imran Rasul Isaac Mbiti Isaac Osei-Akoto Jacob N. Shapiro James Rauch James Robinson James Tybout Jaume Ventura Jean Lee Jeffrey Grogger Jeremy Foltz Jim Berry Jim Fearon Joel Slemrod John Campbell John Haltiwanger John Hassler 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 John Roberts John van Reenen Jonathan Eaton Jonathan Morduch Jonathan Robinson Jose de Sousa Joshua Abor Joshua Blumenstock Juan Pablo Rud Justin Sandefur Kala M. Krishna Kalina Manova Kanishka Balasuriya Katherine Casey Kelly Bidwell Kelsey Jack Klaus Deininger Klaus Desmet Kosuke Imai Lakshmi Iyer Leona Klapper Loren Brandt Lucas Coffman Lucie Gadenne Luigi Pistaferri Luke Condra Macartan Humphreys Maitreesh Ghatak Manuel Amador Marc Muendler Marcel Fafchamps Mark Aguiar Mark Pitt Mark Rosenzweig Marta Rubio-Codina Martin J. Williams Matthew Kahn Matthew Turner Maurice Obstfeld Michael Callen Michael Devereux Michael Greenstone Michael Kremer Michael Walton Michael Waugh Miguel Urquiola Miriam Golden Monica Singhal Muhammad Yasir Khan Mukhtar Abdi Ogle Mushfiq Mobarak Mushtaq Ahmed Khan 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 Mwangi Kimenyi Nadine Riedel Nancy Qian Nandita Gupta Nathan Eagle Nathan Fiala Nathaniel Baum-Snow Nazmul Hassan Neil Rankin Nicholas Ryan Nick Bloom Nicola Gennaioli Nicolas Berman Nikhar Gaikwad Oeindrila Dube Oliver Vanden Eynde Orazio Attanasio Oriana Bandiera Pablo Querubín Paolo Falco Parul Aggarwal Pascaline Dupas Paul Collier Paul Jensen Paul Wasanga Per Krusell Philippe Aghion Philippe Martin Pia Raffler Pierre Bachas Pierre Oliver Gourinchas Prabhat Barnwal Pranab Bardhan Pushkar Maitra Qinghua Zhang Rachel Glennerster Radek Stefanski Raffaella Sadun Rahul Anand Raj Chetty Ram Fishman Rasul Bakhsh Rais Raymond Guiteras Renata Lemos Richard Rogerson Rick van der Ploeg Rikhil Bhavnani Robert Bates Robert Darko Osei Robert Sentamu Roberto Weber Robin Burgess page 8 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 Rocco Macchiavello Rohini Pande Ruben Enikolopov Saad Gulzar Sachin Kumar Sahar Parsa Sam Mensah Sam Norris Sam Schulhofer-Wohl Sandip Mitra Sandip Sukhtankar Sandra Sequeira Sendhil Mullainathan Shawn Cole Sheetal Sekhri Shreya Sarawgi Simon Franklin Simon Quinn Siqi Zheng Siwan Anderson Sonia Bhalotra Sriganesh Lokanathan Stefan Dercon Stefano Caria Sujata Visaria Syedain Ali Hasanain Tarun Ramadorai Taryn Dinkelman Tavneet Suri Tessa Bold Theresa Chaudhry Thierry Mayer Thomas Walker Tim Besley Tony Smith Tristan Reed Vernon Henderson Vivek Maru William Masters Wojciech Kopczuk Yoto Yotov page 9