Basic Financial Statements Chapter 2 McGraw-Hill/Irwin Copyright © 2010 by The McGraw-Hill Companies, Inc. All rights reserved. What About Bookkeeping? Bookkeeping is the clerical side of accounting— the recording of routine transactions and day-today record keeping. Professional accountants are involved more with the interpretation and use of accounting information than with its actual preparation. 2-2 FINANCIAL STATEMENTS – are the final product of the accounting process. – tell how the business is performing and where it stands. 2-3 Introduction to Financial Statements Three primary Income Statement financial statements. Statement of Cash Flows Balance Sheet We will use a corporation to describe these statements. 2-4 Introduction to Financial Statements Balance Sheet Income Statement Statement of Cash Flows Describes where the enterprise stands at a specific date. 2-5 Introduction to Financial Statements Balance Sheet Income Statement Statement of Cash Flows Depicts the revenue and expenses for a designated period of time. 2-6 Introduction to Financial Statements Balance Sheet Income Statement Statement of Cash Flows Depicts the ways cash has changed during a designated period of time. 2-7 1) BALANCE SHEET (A Statement of Financial Position) Shows the financial position of a company at a specific date. A balance sheet may be prepared monthly, quarterly, or annually depending on the needs of management and external users. Assets Cash Accounts receivable Notes receivable Supplies Land Building Office equipment Total XYZ COMPANY Balance Sheet 31 December 2009 Liabilities & Equity $22.500 Liabilities: 60.500 Notes payable $ 41.000 10.000 Accounts payable 36.000 2.000 Salaries payable 3.000 $ 100.000 Total liabilities $ 80.000 90.000 Equity: 15.000 Share capital 150.000 Retained earnings 70.000 $300.000 Total $ 300.000 2-8 a) Assets It is something a company owns which has future economic value. Current Assets: • Cash • Accounts Receivable • Notes Receivable • Office Supplies • Inventories Fixed Assets: • Equipment • Buildings • Land 2-9 Assets Fortune Travel Agency Balance Sheet 31 December 2009 Assets Liabilities & Equity Cash 22.500 Liabilities: Accounts receivable 60.500 Notes payable $ 41.000 Notes receivable 10.000 Accounts payable 36.000 Supplies 2.000 Salaries payable 3.000 Land $ 100.000 Total liabilities $ 80.000 Building 90.000 Equity: Office equipment 15.000 Share capital 150.000 Retained earnings 70.000 Total $ 300.000 Total $ 300.000 Assets are resources that are controlled by the business and are expected to have future economic benefits flowed to the business. 2-10 Assets These accounting principles support cost as the basis for asset valuation. Cost Principle Assets and services acquired should be recorded at their actual cost The entity will continue to operate in the future. Objectivity Principle Going-Concern Assumption Information must be reasonably accurate, free from bias and shoul report what actually happened. 2-11 b) Liabilities It is something a company owes. Short-Term Liabilities: • Notes Payable • Accounts Payable • Unearned Revenue • Salaries Payable • Interest Payable • Taxes Payable Long-Term Liabilities: • mortgages payable • bonds payable • long-term notes. 2-12 Liabilities Balance Sheet 31 December 2009 Liabilities & Equity Assets 22.500 Liabilities: Cash $ 41.000 Notes payable 60.500 Accounts receivable 36.000 Accounts payable 10.000 Notes receivable 3.000 Salaries payable 2.000 Supplies $ 80.000 Total liabilities $ 100.000 Land 90.000 Equity: Building 150.000 Share capital 15.000 Office equipment 70.000 Retained earnings $ 300.000 $300.000 Total Total Liabilities are debts that represent negative future cash flows for the enterprise. 2-13 c) Owner’s Equity It is what’s left of the assets after liabilities have been deducted. It is owners’ ownership in the business, or the amount of the business assests owned by the business owners. Share Capital - Withdrawals by owners - Revenues - Expenses - 2-14 Transactions that Affect Owner’s Equity OWNER’S EQUITY INCREASES OWNER’S EQUITY DECREASES Owner Withdrawals from the Business Owner Investments in the Business Owner’s Equity Revenues Expenses 2 - 15 Owners’ Equity Balance Sheet 31 December 2009 Assets Liabilities & Equity Cash 22.500 Liabilities: Accounts receivable 60.500 Notes payable $ 41.000 Notes receivable 10.000 Accounts payable 36.000 Supplies 2.000 Salaries payable 3.000 Land $ 100.000 Total liabilities $ 80.000 Building 90.000 Equity: Office equipment 15.000 Share capital 150.000 Retained earnings 70.000 Total $300.000 Total $ 300.000 Equity represents the owners’ claims on the assets of the business. 2-16 Forms of Business Organization Sole Proprietorships Partnerships Corporations 2-17 Reporting Ownership Equity in the Statement of Financial Position Sole Proprietorships Ow ner's equity: Jill Jones, capital $ 8,000 Partnerships Partners' equity Jill Jones, capital $ 4,000 Bill Jones, capital 4,000 Total partners' equity $ 8,000 Corporations Equity Share capital $ 7,000 Retained earnings 1,000 Total shareholders' equity $ 8,000 2-18 THE ACCOUNTING EQUATION Balance Sheet 31 December 2009 Assets Liabilities & Equity Cash 22.500 Liabilities: Accounts receivable 60.500 Notes payable $ 41.000 Notes receivable 10.000 Accounts payable 36.000 Supplies 2.000 Salaries payable 3.000 Land $ 100.000 Total liabilities $ 80.000 Building 90.000 Equity: Office equipment 15.000 Share capital 150.000 Retained earnings 70.000 Total $300.000 Total $ 300.000 Assets = Liabilities $300,000 = $80,000 + Equity + $220,000 2-19 Let’s analyze transactions for JJ’s Lawn Care Service. 2-20 On 1 May, Jill Jones and her family invested $8,000 in JJ’s Lawn Care Service and received 800 shares of the company. JJ's Lawn Care Service Balance Sheet 1 May 2009 Assets Cash $ Equity 8,000 Share capital Total $ 8,000 Total $ 8,000 $ 8,000 2-21 On 2 May, JJ’s purchased a riding lawn mower for $2,500 cash. JJ's Lawn Care Service Balance Sheet 2 May 2009 Assets Tools & Equipment Cash Total $ Equity 2,500 Share capital 5,500 $ 8,000 $ 8,000 Total $ 8,000 2-22 On 8 May, JJ’s purchased a $15,000 truck. JJ’s paid $2,000 down in cash and issued a note payable for the remaining $13,000. JJ's Lawn Care Service Balance Sheet 8 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,500 Liabilities: Truck 15,000 Notes Payable $ 13,000 Cash 3,500 Equity: Share capital 8,000 Total $ 21,000 Total $ 21,000 2-23 On 11 May, JJ’s purchased some repair parts for $300 on account. JJ's Lawn Care Service Balance Sheet 11 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,800 Liabilities: Truck 15,000 Notes Payable $ 13,000 Cash 3,500 Accounts Payable 300 Total Liabilities $ 13,300 Equity: Share capital 8,000 Total $ 21,300 Total $ 21,300 2-24 Jill realized she had purchased more repair parts than needed. On 18 May, JJ’s was able to sell half of the repair parts to ABC Lawns for $150, a price equal to JJ’s cost. JJ’s will receive the cash within 30 days. JJ's Lawn Care Service Balance Sheet 18 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,650 Liabilities: Truck 15,000 Notes Payable $ 13,000 Accounts Receivable 150 Accounts Payable 300 Cash 3,500 Total Liabilities $ 13,300 Equity: Share capital 8,000 Total $ 21,300 Total $ 21,300 2-25 On 25 May, ABC Lawns pays JJ’s $75 as a partial settlement of its accounts receivable. JJ's Lawn Care Service Balance Sheet 25 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,650 Liabilities: Truck 15,000 Notes Payable $ 13,000 Accounts Receivable 75 Accounts Payable 300 Cash 3,575 Total Liabilities $ 13,300 Equity: Share capital 8,000 Total $ 21,300 Total $ 21,300 2-26 On 28 May, JJ’s pays $150 of its accounts payable. JJ's Lawn Care Service Balance Sheet 28 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,650 Liabilities: Truck 15,000 Notes Payable $ 13,000 Accounts Receivable 75 Accounts Payable 150 Cash 3,425 Total Liabilities 13,150 Equity: Share capital 8,000 Total $ 21,150 Total $ 21,150 2-27 On 29 May, JJ’s recorded lawn care services provided during May of $750. All clients were paid in cash. JJ's Lawn Care Service Balance Sheet 29 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,650 Liabilities: Truck 15,000 Notes Payable $ 13,000 Accounts Receivable 75 Accounts Payable 150 Cash 4,175 Total Liabilities 13,150 Equity: Share capital 8,000 Retained Earnings 750 Total $ 21,900 Total $ 21,900 2-28 On 31 May, JJ’s purchased gasoline for the lawn mower and the truck for $50 cash. JJ's Lawn Care Service Balance Sheet 31 May 2009 Assets Liabilities and Equity Tools & Equipment $ 2,650 Liabilities: Truck 15,000 Notes Payable $ 13,000 Accounts Receivable 75 Accounts Payable 150 Cash 4,125 Total Liabilities 13,150 Equity: Share capital 8,000 Retained Earnings 700 Total $ 21,850 Total $ 21,850 Now, let’s review how JJ’s transactions affected the accounting equation. 2-29 May 1 Balances May 2 Balances May 8 Balances May 11 Balances May 18 Balances May 25 Balances May 28 Balances May 29 Balances May 31 Balances Cash $ 8,000 $ 8,000 (2,500) $ 5,500 (2,000) $ 3,500 Assets Tools & Accts. + Rec. + Equip. + Truck $ 2,500 $ 2,500 $ 3,500 $ 3,500 75 $ 3,575 (150) $ 3,425 750 $ 4,175 (50) $ 4,125 Equity + Liabilities Retained Share Accts. Notes = Payable + Pay. + Capital + Earnings $ 8,000 $ 8,000 = $ 150 $ 150 (75) $ 75 $ 75 $ 2,500 300 $ 2,800 (150) $ 2,650 $ 8,000 $ 15,000 $ 15,000 $ 13,000 $ 13,000 $ 8,000 $ 15,000 $ 13,000 $ 300 $ 300 $ 15,000 $ 13,000 $ 300 $ 8,000 $ 2,650 $ 15,000 $ 13,000 $ 8,000 $ 2,650 $ 15,000 $ 13,000 $ 300 (150) $ 150 $ 8,000 $ 8,000 $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 $ $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 $ 750 750 (50) 700 2-30 Let’s prepare the Income Statement and Statement of Cash Flows for JJ’s Lawn Care Service for the month ending 31 May 2009. May 1 Balances May 2 Balances May 8 Balances May 11 Balances May 18 Balances May 25 Balances May 28 Balances May 29 Balances May 31 Balances Cash $ 8,000 $ 8,000 (2,500) $ 5,500 (2,000) $ 3,500 $ 3,500 $ 3,500 75 $ 3,575 (150) $ 3,425 750 $ 4,175 (50) $ 4,125 Assets Accts. Tools & + Rec. + Equip. + = Liabilities + Equity Notes Accts. Share Retained Truck = Payable + Pay. + Capital + Earnings $ 8,000 These transactions impact the Statement of Cash Flows. $ 8,000 $ 2,500 $ 2,500 $ 8,000 $ 15,000 $ 13,000 $ 2,500 $ 15,000 $ 13,000 $ 8,000 300 $ 300 $ 2,800 $ 15,000 $ 13,000 $ 300 $ 8,000 $ 150 (150) $ 150 $ 2,650 $ 15,000 $ 13,000 $ 300 $ 8,000 (75) $ 75 $ 2,650 $ 15,000 $ 13,000 $ 300 $ 8,000 (150) $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 750 $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 $ 750 (50) $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 $ 700 These transactions impact the Income Statement. 2-31 2) INCOME STATEMENT • A financial statement that measures a company’s financial performance over a specific accounting period. • Lists revenues and expenses that were incurred over a period of time. • Summarizes company’s revenue and expense transactions for a period of time. • Revenues – Expenses = (+)NET INCOME (-)NTE LOSS 2-32 a) Revenues Revenues are amounts received or to be received from customers for sales of products or services. sales – performance of services – rent – interest – 2-33 b) Expenses Expenses are amounts that have been paid or will be paid later for costs that have been incurred to earn revenue. salaries and wages – utilities expense – supplies expense – advertising expense – 2-34 JJ's Lawn Care Service Income Statement For the Month Ended 31 May 2009 Sales Revenue Operating Expense: Gasoline Expense Profit $ 750 $ 50 700 Investments by and payments to the owners are not included on the Income Statement. 2-35 3) STATEMENT of CASH FLOWS The cash flow statement is concerned with the flow of cash in and out of the business. The statement of cash flows is divided into three major sections: (a) cash flows from operating activities (b) cash flows from investing activities (c) cash flows from financing activities 2-36 JJ's Lawn Care Service Statement of Cash Flows For the Month Ended 31 May 2009 Cash flows from operating activities: Cash received from revenue transactions $ 750 Cash paid for expenses (50) Net cash from operating activities $ Cash flows from investing activities: Purchase of lawn mower $ (2,500) Purchase of truck (2,000) Collection for sale of repair parts 75 Payment for repair parts (150) Net cash used by investing activities Cash flows from financing activities: Investment by owners Increase in cash for month $ Cash balance, 1 May 2009 Cash balance, 31 May 2009 $ 700 (4,575) 8,000 4,125 4,125 2-37 JJ's Lawn Care Service Statement of Cash Flows For the Month Ended 31 May 2009 Cash flows from operating activities: Cash received from revenue transactions $ 750 Cash paid for expenses (50) Net cash from operating activities $ Cash flows from investing activities: Purchase of lawn mower $ (2,500) Purchase of truck (2,000) Collection for sale of repair parts 75 Payment for repair parts (150) Net cash used by investing activities Cash flows from financing activities: Investment by owners Increase in cash for month $ Cash balance, 1 May 2009 Cash balance, 31 May 2009 $ 700 (4,575) 8,000 4,125 4,125 Operating activities include the cash effects of revenue and expense transactions. 2-38 JJ's Lawn Care Service Statement of Cash Flows For the Month Ended 31 May 2009 Cash flows from operating activities: Cash received from revenue transactions $ 750 Cash paid for expenses (50) Net cash from operating activities $ Cash flows from investing activities: Purchase of lawn mower $ (2,500) Purchase of truck (2,000) Collection for sale of repair parts 75 Payment for repair parts (150) Net cash used by investing activities Cash flows from financing activities: Investment by owners Increase in cash for month $ Cash balance, 1 May 2009 Cash balance, 31 May 2009 $ 700 (4,575) 8,000 4,125 4,125 Investing activities include the cash effects of purchasing and selling assets. 2-39 JJ's Lawn Care Service Statement of Cash Flows For the Month Ended 31 May 2009 Cash flows from operating activities: Cash received from revenue transactions $ 750 Cash paid for expenses (50) Net cash from operating activities $ Cash flows from investing activities: Purchase of lawn mower $ (2,500) Purchase of truck (2,000) Collection for sale of repair parts 75 Payment for repair parts (150) Net cash used by investing activities Cash flows from financing activities: Investment by owners Increase in cash for month $ Cash balance, 1 May 2009 Cash balance, 31 May 2009 $ 700 (4,575) 8,000 4,125 4,125 Financing activities include the cash effects of transactions with the owners and creditors. 2-40 Now, let’s prepare the Balance Sheet for JJ’s Lawn Care Service= for May 31, 2009. Equity + Liabilities Assets May 1 Balances May 2 Balances May 8 Balances May 11 Balances May 18 Balances May 25 Balances May 28 Balances May 29 Balances May 31 Balances Cash $ 8,000 $ 8,000 (2,500) $ 5,500 (2,000) $ 3,500 Tools & Accts. + Rec. + Equip. + $ 2,500 $ 2,500 $ 3,500 $ 3,500 75 $ 3,575 (150) $ 3,425 750 $ 4,175 (50) $ 4,125 Truck Retained Share Accts. Notes = Payable + Pay. + Capital + Earnings $ 8,000 $ 8,000 $ 150 $ 150 (75) $ 75 $ 75 $ 2,500 300 $ 2,800 (150) $ 2,650 $ 8,000 $ 15,000 $ 15,000 $ 13,000 $ 13,000 $ 8,000 $ 15,000 $ 13,000 $ 300 $ 300 $ 15,000 $ 13,000 $ 300 $ 8,000 $ 2,650 $ 15,000 $ 13,000 $ 8,000 $ 2,650 $ 15,000 $ 13,000 $ 300 (150) $ 150 $ 8,000 These balances will appear on the Balance Sheet. $ 8,000 $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 $ $ 75 $ 2,650 $ 15,000 $ 13,000 $ 150 $ 8,000 $ 750 750 (50) 700 2-41 JJ's Lawn Care Service Balance Sheet 31 May 2009 Assets Cash Account receivable Tools & equipment Truck Total assets $ $ 4.125 75 2.650 15.000 21.850 Liabilities Notes payable $ Accounts payable Equity Share capital Retained earnings Total liabilities & equity $ Assets = Liabilities + $21,850 = $13,150 + 13.000 150 8.000 700 21.850 Equity $8,700 2-42 Relationships Among Financial Statements Date at beginning of period Time Balance Sheet Date at end of period Balance Sheet Income Statement Statement of Cash Flows 2-43 Financial Statement Articulation JJ's Lawn Care Service Statement of Cash Flows For the Month Ended 31 May 2009 Cash flows from operating activities: Cash received from revenue transactions $ 750 Cash paid for expenses (50) Net cash from operating activities $ Cash flows from investing activities: Purchase of lawn mower $ (2,500) Purchase of truck (2,000) Collection for sale of repair parts 75 Payment for repair parts (150) Net cash used by investing activities Cash flows from financing activities: Investment by owners Increase in cash for month $ Cash balance, 1 May 2009 Cash balance, 31 May 2009 $ JJ's Lawn Care Service Income Statement For the Month Ended 31 May 2009 700 Sales Revenue Operating Expense: Gasoline Expense Profit $ 750 $ 50 700 (4,575) 8,000 4,125 4,125 JJ's Lawn Care Service Balance Sheet 31 May 2009 Assets Tools & equipment $ Truch Account receivable Cash Total assets $ Liabilities 2,650 Notes payable $ 15,000 Accounts payable 75 Equity 4,125 Share capital Retained earnings 21,850 Total liabilities & equity $ 13,000 150 8,000 700 21,850 2-44 End of Chapter 2 2-45