ARRC Collision Avoidance System

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ARRC Collision Avoidance System
2005 ASME/IEEE Joint Rail Conference
March 16-18, 2005
Presented by
Chinnarao Mokkapati
Robert D. Pascoe
Union Switch & Signal Inc.
3/16/2016
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Alaska Rail Road Facts (2003 Data)
Employees
Operating Data
722 Year-round
10.8 average years of service
43.2 average age
Operating Statistics
Miles of track
466 main line
59 branch line
86 yards/sidings
611 Total
Rolling Stock
446,162 Passenger ridership
8,324,395 Freight tonnage
102,292 Revenue car loads
Trains per day
1,625 Freight cars
42 Passenger cars
60 Locomotives
Train Control
33 Freights
14 Passenger - Summer
1 Passenger - Winter
~500 miles of DTC
~30 miles of CTC
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ARRC CAS Objectives
•
PREVENT TRAIN TO TRAIN COLLISIONS BY ENFORCEMENT OF
AUTHORITY LIMITS
•
ENFORCE SPEED RESTRICTIONS
•
PROVIDE PROTECTION FOR ROADWAY WORKERS AND EQUIPMENT
•
IMPROVE EFFICIENCY OF OPERATIONS
•
INCREASE CAPACITY
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FRA Requirements
•
•
•
•
•
•
Generation of safe mandatory directives
Enforcement of authority limits
Enforcement of speed restrictions
Protection of Maintenance-of-Way workers and equipment
Rule 236 Subpart H compliance required
Performance Std: New system must be as safe or safer than the
system being replaced
– Operating conditions, parameters, constraints must be
defined
– Structured qualitative and quantitative assessment of safety
(Base Case and New Case) required
• Product Safety Plan or Safety Case
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Some Definitions
CTC and DTC Operation
Centralized Traffic Control (CTC) territory is segmented into blocks that are governed by
block signals. The block signal indication authorizes movement into the block segment
and specifies the speed requirement for entering the block, and for movement within the
block.
The Direct Traffic Control System (DTC) segments the railroad into blocks (similar to CTC)
that are designated by name or milepost location in the Timetable. Significant safety is
obtained by not authorizing overlapping authorities to directional trains and maintenance
vehicles except in situations where work is to be performed.
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Some Definitions
Track Bulletins Used in System
Form A Track Bulletin is used to establish a temporary speed restrictions
over territories.
Form B Track bulletin item establishing protection for men or machines on
track within specified limits and limiting train movement within the limits
to restricted speed or another speed negotiated with the maintenance
foreman.
Form C Track Bulletin is used to protect restrictions placed on specific rail
cars and equipment due to excess dimension or weight.
Form F Track Bulletin is used to provide supplementary information to
train crews.
Form S Track Bulletin advises of slide zones that are in effect and contain a
head end restriction if the slide zone is in effect.
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Collision Avoidance System
The CAS [Collision Avoidance System] performs vital and non-vital functions. Non-vital
applications are performed within the dispatcher system, and the on-board system,
however, train authorities, speed, and on-track worker limits are protected via vital control
logic in the office MicroLok II, and on-board to ensure the safety functions are executed in
a vital fashion. The system is designed to optimize train operations by automating many
dispatching, train crew, and on-track equipment operator functions.
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VITAL SAFETY SERVER
SEGMENT
MicroBlok
COMPUTER AIDED DISPATCH
SYSTEM SEGMENT
Data Radio
d i g i ta l
- Provide Communications
link between office and
equipment
Servers
Generate
Mandatory
Directives
nR
tio
a
c
Lo
DGPS
(Differential
Correction)
g
rtin
o
ep
s
tive
c
ire nt
y D eme
r
o
rc
at
nd Enfo
a
M ith
w
COMMUNICATION
SEGMENT
Position Reference
Track Integrity
Signal Aspect
LOCOMOTIVE SEGMENT
Speed limit
Authority limit
Switch
Position
System Overview
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WAYSIDE
EQUIPMENT SEGMENT
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Train Crew
Interface
CAD Subsystem
DGPS
Onboard
Computer
Comms
Interface
Dispatcher
Workstations
Servers
Comms
Interface
Tachometer
meter
Comms
Subsystem
Adminis
trator
Web
Users
Throttle/
Brake
Interface
Carborne
Subsystem
(CAS CAB)
MIS
Office
Safety
Server
(CAS
OSS)
Comms
Interface
Roadway
Crews
Monitoring Devices
(MD)
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General Philosophy of CAD and OSS Subsystems
Block 6
Track
Block 3
Block 5
((
Block 7
Block 9
Block 11
))
Existing
Comms
OSS
Dispatcher
Work
Stations
Servers
CAD
Vital
Independent
Check of
LOA, Bulletins
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Vital Checks Done by OSS
Via the OBC, the position of all trains are known to the OSS
‘Occupies’ Virtual blocks
‘un-occupies’ Virtual blocks
Checks Bulletins associated with Blocks & LOA
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Network
Interface
Adapter
Ethernet
CAD Subsystem
Ethernet Switch
RS423
Microlok II
RS423
RS423
Microlok II
RS423
Microlok II
H
U
B
Microlok II
RS423
OSS Hub Physical Architecture
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Software in MicroLok II Units
Block 6
Block 1
Block 3
Block 5
Block 7
S#5
S#7
Block 9
Block 11
Block 13
North
Executive Software
• Operating System
• Application Processing
• Serial Communications Control
• Safety Diagnostics
• User Interfaces
• Event Logging
Application Data Tables
• Track Sections defined as Virtual Blocks
• Switch locations
• Other identifiable points
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OBC Requirements:
Profile Generation
Train Location and Speed Determination
Digital Track Data Map
Communication via Digital Radio
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LOCATION AND SPEED DETERMINATION
• DGPS
• Accelerometers
• Tachometers
• Digital Map
The result is that the OBC vitally
determines its location on the rails
and transmits its location to Central
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OBC Logical Architecture
Locomotive
Display Unit & Keypad
Multi-function Unit
Communications Unit
Vital CPU
Data Radio
Vital Input Unit
Conditional
Power
Supply
Locomotive Systems
obc_log ical_architecture.vsd
New On Board Computer (OBC) - ATP
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Existing Network Communication System
Data Radio Network: Locomotive View
Base Station
MCC 545C
Base Station
MCC 545C
MC C-545C
drn_loco_view.vsd
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Data Radio Network: Overview
Repeater
Locomotive
Data Radio
Locomotive
Data Radio
Wayside
Devices
Base
Station
Locomotive
Data Radio
CAD
Locomotive
Data Radio
DDD
Base
Station
Backbone
Locomotive
Data Radio
Wayside
Devices
Locomotive
Data Radio
FleetTrak
Base
Station
Locomotive
Data Radio
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Wayside
Devices
data_radio_network.vsd
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Code System Architecture
VHLC
VHLC
Note:
T he “Line” Code Line type
includes phone lines, fiber
optic cable, and digital
carrier over copper cable.
Code Station
Communications
Backbone
“Code Line types”
Line
CAD System
Comm Server 1
Active
CodeLine
Server T ask
Comm Server 2
VHLC
On-Line Packet
Switch
Microw av e Radio
VHLC
Code Station
Dormant
CodeLine
Server T ask
Off-Line
Packet Switch
Digital Radio
Infrastructure
Configuration
Data
VHLC
Note:
Not a Hot
Standby; can be
swapped/patched
in if needed
SCT
E: UDP/IP
AT CS
VHLC
Code Station
T rack Diagrams
CFAs
Central Office
Wayside
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code_system_interface.vsd
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Communication Backbone
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MONITORING DEVICES
Rail Integrity
Switch Position
Signal Aspect in CTC
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The Locomotive’s ATP Interrogates Three Wayside Devices
using a short range data radio:
 A Rail Integrity Device
Broken Rail Detection
MicroTrax
Short Range
Data Radio
Locomotive
Device
 A Switch Position Device
Short Range
Data Radio
N
Locomotive
Device
Normal or Reverse
 A Wayside Signal Device
Broken rail
R
Short Range
Data Radio
Locomotive
Aspect
Device
Aspect
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CAS Safety Assurance
• Safety resides in OSS and OBC, though CAD
performs some safety-related functions
• OSS is implemented on US&S MICROLOK II
Platform
• OBC implemented on US&S MICROCAB Platform
• These platforms use a combination of Inherent
Fail-Safety and Diversity & Self-Checking safety
architectures
• Certified by independent safety assessors
• Extensive service history
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CAS Safety Assurance
• Compliance with FRA Rule 236 Subpart H
• Risk analysis of CAD-only DTC/CTC Operation
(Base Case)
• Derive safety requirements for CAS
• V&V of CAS design and operation
• Risk analysis of CAS (CAS Case)
• Risk assessment
– Show CAS provides higher safety than CAD-only DTC/CTC
operation
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Risk Analysis
• Conduct Hazard Analyses
– PHA
– O&SHA
SSHA
• Determine MTTHE using FFTA
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Derive safety requirements for CAS
• Potential hazards in Base Case
• FFTA of CAS elements
• CAS subsystem safety requirements
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V&V of CAS design and operation
•
•
•
•
•
Normal operation
Systematic faults
Random hardware faults
Common Mode faults
External influences
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Risk analysis of CAS (CAS Case)
• Conduct Hazard Analyses
– PHA
– O&SHA
SSHA
• Determine MTTHE using FFTA
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Risk Assessment
• Show CAS provides higher safety than CAD-only
DTC/CTC operation
• Submit PSP
– 20 elements required per FRA Rule 236.907
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Project Timeline
4/16/2005 - 10/16/2005
2005 Peak Season
2005
4Q 2004
System
Definition
Complete
4/15/2006 - 10/15/2006
2006 Peak Season
2006
11 / 2005
CAD SAT
Complete
1 / 2006
CAD
Cutover
complete
2007
06 / 2006
Office
Safety and
OBC FAT
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10 / 2006
Office Safety
and OBC
SAT
2 / 2007
Revenue Service
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Conclusions
• CAS is a practical, relatively inexpensive PTC
System
• Scalable for larger systems
• Uses proven safety architectures
• Credible, straight-forward safety proof
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