Funds Authorised in November 2009
Fund
Date of
Authorisation
Management Company
Trustee
UCITS Schemes Authorised in November 2009
Majedie Asset Management (International) Investment
Fund Company Plc
Majedie Asset Management Tortoise Fund
12 November 2009
iShares IV plc
iShares S&P CNX Nifty India Swap
iShares MSCI Russia Capped Swap
13 November 2009
13 November 2009
13 November 2009
Dodge & Cox Worldwide Funds plc
Dodge & Cox Worldwide Funds plc – Global Stock Fund
Dodge & Cox Worldwide Funds plc – International Stock Fund
Dodge & Cox Worldwide Funds plc – U.S. Income Fund
Dodge & Cox Worldwide Funds plc – U.S. Stock Fund
27 November 2009
27 November 2009
27 November 2009
27 November 2009
27 November 2009
Adamant International Funds
Adamant Euro Short Term Bond Fund
Adamant Capital Plus Fund
Adamant European Balanced Fund
Adamant Dynamic Global Multi-Strategy Fund
Adamant Dynamic European Opportunities Fund
30 November 2009
30 November 2009
30 November 2009
30 November 2009
30 November 2009
30 November 2009
BNY Mellon Trust Company (Ireland) Limited
Guild House
Guild Street
IFSC
Dublin 1
12 November 2009
BlackRock Asset Management Ireland Limited
JP Morgan House
IFSC
Dublin 1
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
European and Global Investments Limited
17 Upper Pembroke Street
Dublin 2
RBC Dexia Investor Services Bank S.A.
George’s Quay House
43 Townsend Street
Dublin 2
Designated Investment Companies Authorised in November 2009
Algebris Global Financials Fund plc #§
Algebris Super 20 Fund
Algebris Super 20 (Restricted) Fund
Algebris Super 20 Three Year Fund Ø
Algebris Super 20 Three Year (Restricted) Fund Ø
Algebris Super 20 Five Year Fund Ø
Algebris Super 20 Five Year (Restricted) Fund Ø
5 November 2009
5 November 2009
5 November 2009
5 November 2009
5 November 2009
5 November 2009
5 November 2009
HSBC Institutional Trust Services (Ireland) Limited
HSBC House
Harcourt Street
Dublin 2
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Designated Investment Companies Authorised in November 2009
Fund
Date of
Authorisation
Management Company
Trustee
GSO/Blackstone U.S. Loan Fund plc #
9 November 2009
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
GSO/Blackstone European Loan Fund plc #
9 November 2009
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
Strategic Real Estate Portfolios plc #§
Strategic Real Estate Portfolios No. 1 #†
26 November 2009
26 November 2009
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Capital Appreciation Portfolio plc #†
26 November 2009
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Unit Trusts Authorised in November 2009
Common Contractual Funds Authorised in November 2009
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
UCITS Sub-Funds Authorised in November 2009
Sub-Fund
Date of
Authorisation
Management Company
Trustee
Griffin Umbrella Fund plc
Griffin Eastern European Value Fund
15 July 1998
6 November 2009
PNC International Bank
Riverside 2
Sir John Rogerson’s Quay
Dublin 1
Old Mutual Dublin Funds plc
Old Mutual Global Bond Fund
20 December 2001
9 November 2009
Citibank International plc
1 North Wall Quay
Dublin 1
GAM Star Fund plc
GAM Star Absolute Europe
GAM Star Absolute Frontier
GAM Star Absolute Global Emerging Markets
GAM Star Absolute Greater China
GAM Star Composite Absolute Return
GAM Star Discretionary FX
GAM Star Emerging Market Absolute Return Bond
GAM Star Global Convertible Bond
GAM Star Global Equity
GAM Star Global Rates
GAM Star Global Selector
GAM Star Pharo Emerging Market Debt and FX
25 March 1998
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
11 November 2009
Legg Mason Global Funds plc
Legg Mason Western Asset US Limited Duration Fund
Legg Mason Western Asset UK £ Limited Duration Fund
Legg Mason Western Asset UK£ Core Plus Bond Fund
Legg Mason Western Asset UK£ Long Duration Fund
Legg Mason Western Asset UK£ Credit Plus Fund
Legg Mason Western Asset UK£ Inflation-Linked Plus Fund
Legg Mason Western Asset Euro Core Bond Fund
Legg Mason Western Asset Euro High Yield Fund
29 January 1998
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
GAM Fund Management Limited
George’s Court
54-62 Townsend Street
Dublin 2
JP Morgan Bank (Ireland) plc
J.P.Morgan House
IFSC
Dublin 1
PNC International Bank Limited
Riverside 2
Sir John Rogerson’s Quay
Dublin 2
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
UCITS Sub-Funds Authorised in November 2009
Sub-Fund
Date of
Authorisation
Management Company
Trustee
(continued)
Legg Mason Western Asset Global Sovereign Fund
Legg Mason Western Asset Global Credit Fund
Legg Mason Western Asset Global Core Plus Bond Fund
Legg Mason Western Asset Global Inflation-Linked Fund
Legg Mason Western Asset Emerging Domestic Debt Fund
Legg Mason GC Global Equity Income Fund
Legg Mason Batterymarch Global Equity Fund
Legg Mason Congruix Asia Enterprise Equity Fund
Legg Mason LMHK China Fund
Legg Mason LMHK Hong Kong Equity Fund
Legg Mason Esemplia Emerging Markets Select Equity Fund
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
16 November 2009
Ingenious Funds plc
The Ingenious Global Growth Fund
10 December 2003
20 November 2009
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
FundLogic Global Solutions plc
FTSE 100 Accumulated Capital Fund 1
31 July 2009
20 November 2009
RBC Dexia Investor Services Bank S.A.
George’s Quay Court
43 Townsend Street
Dublin 2
Stryx International Funds plc
Stryx Reserve
18 August 2000
20 November 2009
Seilern Investment Management (Ireland) Limited
One Grand Canal Square
Grand Canal Harbour
Dublin 2
HSBC Institutional Trust Services (Ireland) Limited
1 Grand Canal Square
Grand Canal Harbour
Dublin 2
Baring Investment Fund plc
Baring BRIC Fund
9 November 2004
23 November 2009
Baring International Fund Managers (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Insight Liquidity Funds plc
ILF GBP Liquidity III Fund
23 December 2002
23 November 2009
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
UCITS Sub-Funds Authorised in November 2009
Sub-Fund
Date of
Authorisation
Occam Umbrella Fund plc
Occam Asia Absolute Return Fund
7 August 2008
23 November 2009
Vanguard Investment Series plc
Vanguard Global Small-Cap Index Fund
25 March 1998
24 November 2009
Management Company
Trustee
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Vanguard Group (Ireland) Limited
70 Sir John Rogerson’s Quay
Dublin 2
JP Morgan Bank (Ireland) plc
J.P. Morgan House
IFSC
Dublin 1
Designated Investment Company Sub-Funds Authorised in November 2009
Ferncliff Investment Funds plc #
Small Cap Special Opportunity Fund #
3 October 2008
30 November 2009
PNC International Bank
Riverside 2
Sir John Rogerson’s Quay
Dublin 2
BIAM Funds plc #
BIAM Diversified Alternatives Fund #
25 July 2007
26 November 2009
The Governor and Company of the Bank of Ireland
Head Office
Lower Baggot Street
Dublin 2
Formuesforvaltning Markets plc #Ø
Diversified Global Equities #Ø
2 March 2007
20 November 2009
Fortis Prime Fund Solutions Custodial Services (Ireland) Limited
Fortis Lane
Park Lane
Spencer Dock
Dublin 1
Russell Institutional Funds plc *
The Multi-Asset Growth Strategy Sterling I
The Multi-Asset Growth Strategy Euro I
28 November 1996
6 November 2009
6 November 2009
Russell Investments Ireland Limited
78 Sir John Rogerson’s Quay
Dublin 2
State Street Custodial Services (Ireland) Limited
78 Sir John Rogerson’s Quay
Dublin 2
22 December 2005
2 November 2009
2 November 2009
Swiss Capital Invest Holding (Dublin) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Northern Trust Fiduciary Services (Ireland) Limited
George’s Court
54-62 Townsend Street
Dublin 2
Unit Trust Sub-Funds Authorised in November 2009
Swiss Capital PRO Non-Traditional Funds #§
Swiss Capital PRO Lugano Fund #Ø
Swiss Capital PRO Macro Fund #Ø
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Fund data for November 2009
All funds
At 31 October 2009
New Authorisations
during month
Funds
Funds
Funds including
sub-funds
Funds
Funds including
sub-funds
Funds
including
sub-funds
Revocations during month
Total authorised as at
31 November 2009
Funds
Funds including
sub-funds
UCITS
360
3,170
4
50
0
15
364
3,205
NU - Unit Trusts
180
697
0
2
1
8
179
691
NU – VCC
415
1,178
5
15
2
9
418
1,184
0
0
0
0
0
0
0
0
3
3
0
0
0
0
3
3
7
25
0
0
0
0
7
25
965
5,073
9
67
3
32
971
5,108
NU - ILP
Non-Designated
Investment Companies
NU – CCF
Aggregate
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.
Funds by Category
UCITS
360
3,170
4
50
0
15
364
3,205
NU - Retail
112
528
0
0
0
0
112
528
NU – PIF
99
222
0
2
2
5
97
219
NU - QIF
391
1,150
5
15
1
12
395
1,153
Non-Designated
Investment Companies
Aggregate
3
3
0
0
0
0
3
3
965
5,073
9
67
3
32
971
5,108
* This fund may be marketed to professional investors only in accordance with the Financial Regulator’s notice number NU12 and therefore a minimum subscription of at least Euro 125,000 is required.
† This fund was authorised by the Financial Regulator as a closed-ended scheme.
Ø This fund was authorised by the Financial Regulator as a limited liquidity scheme.
# This fund may be marketed to Qualifying Investors only in accordance with the Financial Regulator’s notice NU 24 and therefore a minimum subscription of Euro 250,000 is required.
§ This fund was authorised by the Financial Regulator as an umbrella scheme which may comprise open-ended and/or closed-ended and/or limited liquidity sub-funds.