NOTES ON PAPER ARROWS freedom-school.com/paper-arrows.pdf http://caselaw.lp.findlaw.com/scripts/getcase.pl?court=US&vol=32&invol=243 BARRON v. CITY OF BALTIMORE, 32 U.S. 243 (1833) 32 U.S. 243 (Pet.) JOHN BARRON, survivor of JOHN CRAIG, for the use of LUKE TIERNAN, Executor of JOHN CRAIG, v. The MAYOR and CITY COUNCIL OF BALTIMORE. January Term, 1833 government of the United States, and is not applicable to the legislation of the states. _______________________________________________________- The question thus presented is, we think, of great importance, but not of much difficulty. The constitution was ordained and established by the people of the United States for themselves, for their own government, and not for the government of the individual states. Each state established a constitution for itself, and in that constitution, provided such limitations and restrictions on the powers of its particular government, as its judgment dictated. The people of the United States framed such a government for the United States as they supposed best adapted to their situation and best calculated to promote their interests. The powers they conferred on this government were to be exercised by itself; and the limitations on power, if expressed in general terms, are naturally, and, we think, necessarily, applicable to the government created by the instrument. They are limitations of power granted in the instrument itself; not of distinct governments, framed by different persons and for different purposes. http://ussc.leopoldwilson.info/volume/32/243/32%20U.S.%20243.pdf the right to be protected against violence while in the lawful custody of a United States marshal, Logan v. United States, 144 U.S. 263, and the right to inform the United States authorities of violation of its laws, In re Quarles, 158 U.S. 532. [p98] For the transcript of this call please email J & J M<olde_silas@totalusa.net>, and Jim will email them to you when they become available. Oct 6, 2011 Gemini Research Group Howard Griswold Law Study http://recordings.talkshoe.com/TC-95099/TS-538736.mp3 http://www.talkshoe.com/talkshoe/web/talkCast.jsp?masterId=95099&cmd=tc http://www.law.cornell.edu/supct/html/historics/USSC_CR_0211_0078_ZO.html Twining v. State (No. 10) ___ Syllabus Opinion [ Moody ] Dissent [ Harlan ] HTML version HTML version HTML version PDF version PDF version PDF version MOODY, J., Opinion of the Court SUPREME COURT OF THE UNITED STATES 211 U.S. 78 Twining v. State ERROR TO THE COURT OF ERRORS AND APPEALS OF THE STATE OF NEW JERSEY No. 10 Argued: March 19, 20, 1908 --- Decided: November 9, 1908 MR. JUSTICE MOODY, after making the foregoing statement, delivered the opinion of the court. In the view we take of the case, we do not deem it necessary to consider whether, with respect to the Federal question, there is any difference in the situation of the two defendants. It is assumed, in respect of each, that the jury were instructed that they might draw an unfavorable inference against him from his failure to testify, where it was within his power, in denial af the evidence which tended to incriminate him. The law of the State, as declared in the case at bar, which accords with other decisions (Parker v. State, 61 N.J.L. 308; State v. Wines, 65 N.J.L. 31; State v. Zdanowicz, 69 N.J.L. 619; State v. Banuski, 64 Atl. Rep. 994), permitted such an inference to be drawn. The judicial act of the highest court of the [p91] State, in authoritatively construing and enforcing its laws, is the act of the State. Ex parte Virginia, 100 U.S. 339; Scott v. McNeal, 154 U.S. 34; Chicago, Burlington & Quincy Railroad Company v. Chicago, 166 U.S. 226. The general question, therefore, is whether such a law violates the Fourteenth Amendment either by abridging the privileges or immunities of citizens of the United States or by depriving persons of their life, liberty or property without due process of law. In order to bring themselves within the protection of the Constitution, it is incumbent on the defendants to prove two propositions: first, that the exemption from compulsory self-incrimination is guaranteed by the Federal Constitution against impairment by the States; and, second, if it be so guaranteed, that the exemption was, in fact, impaired in the case at bar. The first proposition naturally presents itself for earlier consideration. If the right here asserted is not a Federal right, that is the end of the case. We have no authority to go further and determine whether the state court has erred in the interpretation and enforcement of its own laws. The exemption from testimonial compulsion, that is, from disclosure as a witness of evidence against oneself, forced by any form of legal process, is universal in American law, though there may be differences as to its exact scope and limits. At the time of the formation of the Union the principle that no person could be compelled to be a witness against himself had become embodied in the common law, and distinguished it from all other systems of jurisprudence. It was generally regarded then, as now, as a privilege of great value, a protection to the innocent, though a shelter to the guilty, and a safeguard against heedless, unfounded or tyrannical prosecutions. Five of the original thirteen States (North Carolina, 1776; Pennsylvania, 1776; Virginia, 1776; Massachusetts, 1780; New Hampshire, 1784) had then guarded the principle from legislative or judicial change by including it in constitutions or bills of rights; Maryland had provided in her constitution (1776) that no man ought to be compelled to give evidence against [p92] himself in a common court of law or in any other court, but in such cases as have been usually practiced in this State or may hereafter be directed by the legislature; and in the remainder of those States, there seems to be no doubt that it was recognized by the courts. The privilege was not included in the Federal Constitution as originally adopted, but was placed in one of the ten Amendments which were recommended to the States by the first Congress, and by them adopted. Since then, all the States of the Union have, from time to time, with varying form but uniform meaning, included the privilege in their constitutions, except the States of New Jersey and Iowa, and in those States it is held to be part of the existing law. State v. Zdanowicz, supra; State v. Height, 117 Iowa, 650. It is obvious from this short statement that it has been supposed by the States that, so far as the state courts are concerned, the privilege had its origin in the constitutions and laws of the States, and that persons appealing to it must look to the State for their protection. Indeed, since, by the unvarying decisions of this court, the first ten Amendments of the Federal Constitution are restrictive only of National action, there was nowhere else to look up to the time of the adoption of the Fourteenth Amendment, and the State, at least until then, might give modify or withhold the privilege at its will. The Fourteenth Amendment withdrew from the States powers theretofore enjoyed by them to an extent not yet fully ascertained, or rather, to speak more accurately, limited those powers and restrained their exercise. There is no doubt of the duty of this court to enforce the limitations and restraints whenever they exist, and there has been no hesitation in the performance of the duty. But whenever a new limitation or restriction is declared, it is a matter of grave import, since, to that extent, it diminishes the authority of the State, so necessary to the perpetuity of our dual form of government, and changes its relation to its people and to the Union. The question in the case at bar has been twice before us, and been left undecided, as the cases were disposed of on other grounds. Adams v. New [p93] York, 192 U.S. 585; Consolidated Rendering Co. v. Vermont, 207 U.S. 541. The defendants contend, in the first place, that the exemption from self-incrimination is one of the privileges and immunities of citizens of the United States which the Fourteenth Amendment forbids the States to abridge. It is not argued that the defendants are protected by that part of the Fifth Amendment which provides that "no person . . . shall be compelled in any criminal case to be a witness against himself," for it is recognized by counsel that, by a long line of decisions, the first ten Amendments are not operative on the States. Barron v. Baltimore, 7 Peters 243; Spies v. Illinois, 123 U.S. 131; Brown v. New Jersey, 175 U.S. 172; Barrington v. Missouri, 205 U.S. 483. But it is argued that this privilege is one of the fundamental rights of National citizenship, placed under National protection by the Fourteenth Amendment, and it is specifically argued that the "privileges and immunities of citizens of the United States," protected against state action by that Amendment, include those fundamental personal rights which were protected against National action by the first eight Amendments; that this was the intention of the framers of the Fourteenth Amendment, and that this part of it would otherwise have little or no meaning and effect. These arguments are not new to this court, and the answer to them is found in its decisions. The meaning of the phrase "privileges and immunities of citizens of the United States," as used in the Fourteenth Amendment, came under early consideration in the Slaughter-House Cases, 16 Wall. 36. A statute of Louisiana created a corporation and conferred upon it the exclusive privilege, for a term of years, of establishing and maintaining within a fixed division of the city of New Orleans stock-yards and slaughter-houses. The act provided that others might use these facilities for a prescribed price, forbade the landing for slaughter or the slaughtering of animals elsewhere or otherwise, and established a system of inspection. Those persons who were driven out of independent business by this law denied its validity in suits which came to this [p94] court by writs of error to the Supreme Court of the State which had sustained the act. It was argued, inter alia, that the statute abridged the privileges and immunities of the plaintiffs in error as citizens of the United States, and the particular privilege which was alleged to be violated was that of pursuing freely their chosen trade, business or calling. The majority of the court were not content with expressing the opinion that the act did not, in fact, deprive the plaintiffs in error of their right to exercise their trade (a proposition vigorously disputed by four dissenting justices), which would have disposed of the case, but preferred to rest the decision upon the broad ground that the right asserted in the case was not a privilege or immunity belonging to persons by virtue of their National citizenship, but, if existing at all, belonging to them only by virtue of their state citizenship. The Fourteenth Amendment, it is observed by Mr. Justice Miller, delivering the opinion of the court, removed the doubt whether there could be a citizenship of the United States independent of citizenship of the State by recognizing or creating and defining the former. "It is quite clear, then," he proceeds to say (p. 74), that there is a citizenship of the United States and a citizenship of a State, which are distinct from each other, and which depend upon different characteristics or circumstances in the individual. The description of the privileges and immunities of state citizenship, given by Mr. Justice Washington in Corfield v. Coryell, 4 Wash. C.C. 371, is then quoted, approved and (p. 76) said to include "those rights which are fundamental," to embrace "nearly every civil right for the establishment and protection of which organized government is instituted," and "to be the class of rights which the state governments were created to establish and secure." This part of the opinion then concludes with the holding that the rights relied upon in the case are those which belong to the citizens of States as such, and are under the sole care and protection of the state governments. The conclusion is preceded by the important declaration that the civil rights theretofore appertaining to citizenship of the States [p95] and under the protection of the States, were not given the security of National protection by this clause of the Fourteenth Amendment. The exact scope and the momentous consequence of this decision are brought into clear light by the dissenting opinions. The view of Mr. Justice Field, concurred in by Chief Justice Chase and Justices Swayne and Bradley, was that the fundamental rights of citizenship, which by the opinion of the court were held to be rights of state citizenship, protected only by the state government, became, as the result of the Fourteenth Amendment, rights of National citizenship protected by the National Constitution. Said Mr. Justice Field (p. 95): The fundamental rights, privileges and immunities which belong to him as a free man and a free citizen, now belong to him as a citizen of the United States, and are not dependent upon his citizenship of any State. . . . The Amendment does not attempt to confer any new privileges or immunities upon citizens, or to enumerate or define those already existing. It assumes that there are such privileges and immunities which belong of right to citizens as such, and ordains that they shall not be abridged by state legislation. If this inhibition has no reference to privileges and immunities of this character, but only refers, as held by the majority of the court in their opinion, to such privileges and immunities as were before its adoption specially designated in the Constitution or necessarily implied as belonging to citizens of the United States, it was a vain and idle enactment, which accomplished nothing, and most unnecessarily excited Congress and the people on its passage. With privileges and immunities thus designated or implied, no State could ever have interfered by its laws, and no new constitutional provision was required to inhibit such interference. The supremacy of the Constitution and laws of the United States always controlled any state legislation of that character. But if the Amendment refers to the natural and inalienable rights which belong to all citizens, the inhibition has a profound significance and consequence. [p96] In accordance with these principles, it is said by the learned justice that the privileges and immunities of state citizenship described by Mr. Justice Washington, and held by the majority of the court still to pertain exclusively to state citizenship and to be protected solely by the state government, have been guaranteed by the Fourteenth Amendment as privileges and immunities of citizens of the United States. And see the concurring opinions of Mr. Justice Field and Mr. Justice Bradley in Bartemeyer v. Iowa, 18 Wall. 129, and in Butchers' Union Company v. Crescent City Company, 111 U.S. 746. There can be no doubt, so far as the decision in the Slaughter-House Cases has determined the question, that the civil rights sometimes described as fundamental and inalienable, which before the war Amendments were enjoyed by state citizenship and protected by state government, were left untouched by this clause of the Fourteenth Amendment. Criticism of this case has never entirely ceased, nor has it ever received universal assent by members of this court. Undoubtedly it gave much less effect to the Fourteenth Amendment than some of the public men active in framing it intended, and disappointed many others. On the other hand, if the views of the minority had prevailed, it is easy to see how far the authority and independence of the States would have been diminished by subjecting all their legislative and judicial acts to correction by the legislative and review by the judicial branch of the National Government. But we need not now inquire into the merits of the original dispute. This part, at least, of the Slaughter-House Cases has been steadily adhered to by this court, so that it was said of it, in a case where the same clause of the Amendment was under consideration (Maxwell v. Dow, 176 U.S. 581, 591), The opinion upon the matters actually involved and maintained by the judgment in the case has never been doubted or overruled by any judgment of this court. The distinction between National and state citizenship and their respective privileges there drawn has come to be firmly established. And so it was held that the right of peaceable assembly [p97] for a lawful purpose (it not appearing that the purpose had any reference to the National Government) was not a right secured by the Constitution of the United States, although it was said that the right existed before the adoption of the Constitution of the United States, and that "it is and always has been one of the attributes of citizenship under a free government." United States v. Cruikshank, 92 U.S. 542, 551. And see Hodges v. United States, 203 U.S. 1. In each case, the Slaughter-House Cases were cited by the court, and in the latter case, the rights described by Mr. Justice Washington were again treated as rights of state citizenship under state protection. If then it be assumed, without deciding the point, that an exemption from compulsory self-incrimination is what is described as a fundamental right belonging to all who live under a free government, and incapable of impairment by legislation or judicial decision, it is, so far as the States are concerned, a fundamental right inherent in state citizenship, and is a privilege or immunity of that citizenship only. Privileges and immunities of citizens of the United States, on the other hand, are only such as arise out of the nature and essential character of the National Government, or are specifically granted or secured to all citizens or persons by the Constitution of the United States. Slaughter-House Cases, supra, p. 79; In re Kemmler, 136 U.S. 436, 448; Duncan v. Missouri, 152 U.S. 377, 382. Thus, among the rights and privileges of National citizenship recognized by this court are the right to pass freely from State to State, Crandall v. Nevada, 6 Wall. 35; the right to petition Congress for a redress of grievances, United States v. Cruikshank, supra; the right to vote for National officers, Ex parte Yarbrough, 110 U.S. 651; Wiley v. Sinkler, 179 U.S. 58; the right to enter the public lands, United States v. Waddell, 112 U.S. 76; the right to be protected against violence while in the lawful custody of a United States marshal, Logan v. United States, 144 U.S. 263, and the right to inform the United States authorities of violation of its laws, In re Quarles, 158 U.S. 532. [p98] RE: ******Breach of Fiduciary Duty, Breach of Trust **** Most of these cases were indictments against individuals for conspiracies to deprive persons of rights secured by the Constitution of the United States, and met with a different fate in this court from the indictments in United States v. Cruikshank and Hodges v. United States, because the rights in the latter cases were rights of state, and not of National, citizenship. But assuming it to be true that the exemption from self-incrimination is not, as a fundamental right of National citizenship, included in the privileges and immunities of citizens of the United States, counsel insist that, as a right specifically granted or secured by the Federal Constitution, it is included in them. This view is based upon the contention which must now be examined, that the safeguards of personal rights which are enumerated in the first eight Articles of amendment to the Federal Constitution, sometimes called the Federal Bill of Rights, though they were by those Amendments originally secured only against National action, are among the privileges and immunities of citizens of the United States, which this clause of the Fourteenth Amendment protects against state action. This view has been, at different times, expressed by justices of this court (Mr. Justice Field in O'Niel v. Vermont, 144 U.S. 323, 361; Mr. Justice Harlan in the same case, 370, and in Maxwell v. Dow, 176 U.S. 606, 617), and was undoubtedly that entertained by some of those who framed the Amendment. It is, however, not profitable to examine the weighty arguments in its favor, for the question is no longer open in this court. The right of trial by jury in civil cases, guaranteed by the Seventh Amendment (Walker v. Sauvinet, 92 U.S. 90), and the right to bear arms guaranteed by the Second Amendment (Presser v. Illinois, 116 U.S. 252), have been distinctly held not to be privileges and immunities of citizens of the United States guaranteed by the Fourteenth Amendmentagainst abridgment by the State, and, in effect, the same decision was made in respect of the guarantee against prosecution, except by indictment of a grand jury, contained in the Fifth Amendment (Hurtado v. California, 110 U.S. 516), [p99] and in respect of the right to be confronted with witnesses, contained in the Sixth Amendment. West v. Louisiana, 194 U.S. 258. In Maxwell v. Dow, supra, where the plaintiff in error had been convicted in a state court of a felony upon an information, and by a jury of eight persons, it was held that the indictment, made indispensable by the Fifth Amendment, and the trial by jury guaranteed by the Sixth Amendment, were not privileges and immunities of citizens of the United States, as those words were used in the Fourteenth Amendment. The discussion in that case ought not to be repeated. All the arguments for the other view were considered and answered, the authorities were examined and analyzed, and the decision rested upon the ground that this clause of the Fourteenth Amendment did not forbid the States to abridge the personal rights enumerated in the first eight Amendments, because those rights were not within the meaning of the clause "privileges and immunities of citizens of the United States." If it be possible to render the principle which governed the decision more clear, it is done so by the dissent of Mr. Justice Harlan. We conclude, therefore, that the exemption from compulsory self- incrimination is not a privilege or immunity of National citizenship guaranteed by this clause of the Fourteenth Amendment against abridgment by the States. The defendants, however, do not stop here. They appeal to another clause of the Fourteenth Amendment, and insist that the self-incrimination, which they allege the instruction to the jury compelled, was a denial of due process of law. This contention requires separate consideration, for it is possible that some of the personal rights safeguarded by the first eight Amendments against National action may also be safeguarded against state action, because a denial of them would be a denial of due process of law. Chicago, Burlington & Quincy Railroad v. Chicago, 166 U.S. 226. If this is so, it is not because those rights are enumerated in the first eight Amendments, but because they are of such a nature that they are included in the conception of due process of law. Few [p100] phrases of the law are so elusive of exact apprehension as this. Doubtless the difficulties of ascertaining its connotation have been increased in American jurisprudence, where it has been embodied in constitutions and put to new uses as a limit on legislative power. This court has always declined to give a comprehensive definition of it, and has preferred that its full meaning should be gradually ascertained by the process of inclusion and exclusion in the course of the decisions of cases as they arise. There are certain general principles well settled, however, which narrow the field of discussion and may serve as helps to correct conclusions. These principles grow out of the proposition, universally accepted by American courts on the authority of Coke, that the words "due process of law" are equivalent in meaning to the words "law of the land," contained in that chapter of Magna Carta, which provides that no freeman shall be taken, or imprisoned, or disseised, or outlawed, or exiled, or any wise destroyed; nor shall we go upon him, nor send upon him, but by the lawful judgment of his peers or by the law of the land. Murray v. Hoboken Land Co., 18 How. 272; http://supreme.justia.com/us/59/272/case.html Davidson v. New Orleans, 96 U.S. 97; http://supreme.justia.com/us/96/97/case.html Jones v. Robbins, 8 Gray, 329; Cooley, Const.Lim. (7th ed.), 500; McGehee, Due Process of Law, 16. From the consideration of the meaning of the words in the light of their historical origin, this court has drawn the following conclusions: First. What is due process of law may be ascertained by an examination of those settled usages and modes of proceedings existing in the common and statute law of England before the emigration of our ancestors, and shown not to have been unsuited to their civil and political condition by having been acted on by them after the settlement of this country. This test was adopted by the court, speaking through Mr. Justice Curtis, in Murray v. Hoboken Land Co., 18 How. 272, 280 (approved in Hallinger v. Davis, 146 U.S. 314, 320; Holden v. Hardy, 169 U.S. 366, 390, but see Lowe v. Kansas, 163 U.S. 81, 85). Of course, the part of the Constitution then [p101] before the court was the Fifth Amendment. If any different meaning of the same words, as they are used in the Fourteenth Amendment, can be conceived, none has yet appeared in judicial decision. "A process of law," said Mr. Justice Matthews, commenting on this statement of Mr. Justice Curtis, which is not otherwise forbidden, must be taken to be due process of law, if it can show the sanction of settled usage both in England and this country. Hurtado v. California, 110 U.S. 516, 528. Second. It does not follow, however, that a procedure settled in English law at the time of the emigration, and brought to this country and practiced by our ancestors, is an essential element of due process of law. If that were so, the procedure of the first half of the seventeenth century would be fastened upon the American jurisprudence like a straightjacket, only to be unloosed by constitutional amendment. That, said Mr. Justice Matthews, in the same case, p. 529, "would be to deny every quality of the law but its age, and to render it incapable of progress or improvement." Holden v. Hardy, 169 U.S. 366, 388; Brown v. New Jersey, 175 U.S. 172, 175. Third. But, consistently with the requirements of due process, no change in ancient procedure can be made which disregards those fundamental principles, to be ascertained from time to time by judicial action, which have relation to process of law and protect the citizen in his private right, and guard him against the arbitrary action of government. This idea has been many times expressed in differing words by this court, and it seems well to cite some expressions of it. The words due process of law were intended to secure the individual from the arbitrary exercise of the powers of government, unrestrained by the established principles of private rights and distributive justice. Bank of Columbia v. Okely, 4 Wh. 235, 244 (approved in Hurtado v. California, 110 U.S. 516, 527; Leeper v. Texas, 139 U.S. 462, 468; Scott v. McNeal, 154 U.S. 34, 45). This court has never attempted to define [p102] with precision the words "due process of law." . . . It is sufficient to say that there are certain immutable principles of justice which inhere in the very idea of free government which no member of the Union may disregard. Holden v. Hardy, 169 U.S. 366, 389. The same words refer to that law of the land in each State, which derives its authority from the inherent and reserved powers of the State, exerted within the limits of those fundamental principles of liberty and justice which lie at the base of all our civil and political institutions. In re Kemmler, 136 U.S. 436, 448. The limit of the full control which the State has in the proceedings of its courts, both in civil and criminal cases, is subject only to the qualification that such procedure must not work a denial of fundamental rights or conflict with specific and applicable provisions of the Federal Constitution. West v. Louisiana, 194 U.S. 258, 263. The question under consideration may first be tested by the application of these settled doctrines of this court. If the statement of Mr. Justice Curtis, as elucidated in Hurtado v. California, is to be taken literally, that alone might almost be decisive. For nothing is more certain, in point of historical fact, than that the practice of compulsory self-incrimination in the courts and elsewhere existed for four hundred years after the granting of Magna Carta, continued throughout the reign of Charles I (though then beginning to be seriously questioned), gained at least some foothold among the early colonists of this country, and was not entirely omitted at trials in England until the eighteenth century. Wigmore on Evidence, § 2250 (see, for the Colonies, note 108); Hallam's Constitutional History of England, ch. VIII, 2 Widdleton's American ed., 37 (describing the criminal jurisdiction of the Court of Star Chamber); Bentham's Rationale of Judicial Evidence, book IX, ch. III, § IV. Sir James Fitzjames Stephen, in his studies of the reports of English trials for crime, has thrown much light on the existence of the practice of questioning persons accused of [p103] crime and its gradual decay. He considers, first, a group of trials which occurred between 1554 and 1637. Speaking of the trial before the jury, he says: The prisoner, in nearly every instance, asked, as a favor, that he might not be overpowered by the eloquence of counsel denouncing him in a set speech, but, in consideration of the weakness of his memory, might be allowed to answer separately to the different matters which might be alleged against him. This was usually granted, and the result was that the trial became a series of excited altercations between the prisoner and the different counsel opposed to him. Every statement of counsel operated as a question to the prisoner, and indeed they were constantly thrown into the form of questions, the prisoner either admitting or denying or explaining what was alleged against him. The result was that, during the period in question, the examination of the prisoner, which is at present scrupulously and I think even pedantically avoided, was the very essence of the trial, and his answers regulated the production of the evidence; the whole trial, in fact, was a long argument between the prisoner and counsel for the Crown, in which they questioned each other and grappled with each other's arguments with the utmost eagerness and closeness of reasoning. Stephen, 1 Hist. of the Crim.Law 325. This description of the questioning of the accused and the meeting of contending arguments finds curious confirmation in the report of the trial, in 1637, of Ann Hutchinson (which resulted in banishment) for holding and encouraging certain theological views which were not approved by the majority of the early Massachusetts rulers. 1 Hart's American History Told by Contemporaries 382. The trial was presided over and the examination very largely conducted by Governor Winthrop, who had been for some years before his emigration an active lawyer and admitted to the Inner Temple. An examination of the report of this trial will show that he was not aware of any privilege against self-incrimination or conscious of [p104] any duty to respect it. Stephen says of the trials between 1640 and 1660 (Ib., 358): In some cases, the prisoner was questioned, but never to any greater extent than that which it is practically impossible to avoid when a man has to defend himself without counsel. When so questioned, the prisoners usually refused to answer. He further says (Ib., 440): "Soon after the Revolution of 1688, the practice of questioning the prisoner died out." But committing magistrates were authorized to take the examination of persons suspected, which, if not under oath, was admissible against him on his trial, until, by the 11 & 12 Vict., ch. 2, the prisoner was given the option whether he would speak, and warned that what he said might be used against him. But even now, there seems to be a very well recognized and important exception in English law to the rule that no person can be compelled to furnish evidence against himself. A practice in bankruptcy has existed from ancient times, and still exists, which would not be constitutionally possible under our national bankruptcy law or under the insolvency law of any State whose constitution contains the customary prohibition of compulsory self-incrimination. The Bankruptcy Act of 1 James I, ch. 15, § 7 (1603), authorized the commissioners of bankruptcy to compel, by commitment if necessary, the bankrupt to submit to an examination touching his estate and dealings. The provision was continued in the subsequent acts, and in 1820, in Ex parte Cossens, Buck, Bkey. Cases, 531, 540, Lord Eldon, in the course of a discussion of the right to examine a bankrupt, held that he could be compelled to disclose his violations of law in respect of his trade and estate, and, while recognizing the general principle of English law that no one could be compelled to incriminate himself, said: "I have always understood the proposition to admit of a qualification with respect to the jurisdiction in bankruptcy." The act of 6 Geo. IV, ch. 16, § 36 (1825), authorized the compulsory examination of the bankrupt "touching all matters relating either to his trade, dealings, or estate, or which may tend to disclose any [p105] secret grant, conveyance or concealment of his lands." The act of 12 & 13 Vict., ch. 106, § 117 (1849), contained the same provision. Construing these acts, it was held that the bankrupt must answer, though his answer might furnish evidence of his crime, and even if an indictment were pending against him, and that the evidence thus compelled was admissible on his trial for crime. Re Heath, 2 D. & Ch. 214; Re Smith, 2 D. & Ch. 230, 235; Reg. v. Scott, Dearsley & Bell, 47; Reg. v. Cross, 7 Cox C.C. 226; Reg. v. Widdop, L.R. 2 C.C. R. 3. The act of 46 & 47 Vict., ch. 52, § 17 (1883), which we understand to be (with some amendment not material here) the present law, passed after the decisions cited, expressly provided that the examination shall be taken in writing and signed by the debtor, "and may thereafter be used in evidence against him." It has since been held that other evidence of his testimony than that written and signed by him may be used. Reg. v. Erdheim (1896), 2 Q.B.D. 260, and see Rex v. Pike (1902), 1 K.B. 552. [*] It is to be observed that not until 1883 did Parliament, which has an unlimited legislative power, expressly provide that the evidence compelled from the bankrupt could be used in proof of an indictment against him. The rule had been previously firmly established by judicial decisions upon statutes simply authorizing a compulsory examination. If the rule had been thought to be in conflict with "the law of the land" of Magna Carta, "a sacred text, the nearest approach to an irrepealable, `fundamental statute' that England has ever had," 1 Pollock & Maitland, 152, it is inconceivable that such a consideration would not have received some attention from counsel and judges. We think it is manifest, from this review of the origin, growth, extent and limits of the exemption from compulsory self-incrimination in the English law, that it is not regarded as a part of the law of the land of Magna Carta or the due process of law, which [p106] has been deemed an equivalent expression, but, on the contrary, is regarded as separate from and independent of due process. It came into existence not as an essential part of due process, but as a wise and beneficent rule of evidence developed in the course of judicial decision. This is a potent argument when it is remembered that the phrase was borrowed from English law, and that to that law we must look at least for its primary meaning. But without repudiating or questioning the test proposed by Mr. Justice Curtis for the court, or rejecting the inference drawn from English law, we prefer to rest our decision on broader grounds, and inquire whether the exemption from selfincrimination is of such a nature that it must be included in the conception of due process. Is it a fundamental principle of liberty and justice which inheres in the very idea of free government and is the inalienable right of a citizen of such a government? If it is, and if it is of a nature that pertains to process of law, this court has declared it to be essential to due process of law. In approaching such a question, it must not be forgotten that, in a free representative government, nothing is more fundamental than the right of the people through their appointed servants to govern themselves in accordance with their own will, except so far as they have restrained themselves by constitutional limits specifically established, and that, in our peculiar dual form of government, nothing is more fundamental than the full power of the State to order its own affairs and govern its own people, except so far as the Federal Constitution expressly or by fair implication has withdrawn that power. The power of the people of the States to make and alter their laws at pleasure is the greatest security for liberty and justice, this court has said in Hurtado v. California, supra. We are not invested with the jurisdiction to pass upon the expediency, wisdom or justice of the laws of the States as declared by their courts, but only to determine their conformity with the Federal Constitution and the paramount laws enacted pursuant to it. Under the guise of interpreting the Constitution we must [p107] take care that we do not import into the discussion our own personal views of what would be wise, just and fitting rules of government to be adopted by a free people and confound them with constitutional limitations. The question before us is the meaning of a constitutional provision which forbids the States to deny to any person due process of law. In the decision of this question, we have the authority to take into account only those fundamental rights which are expressed in that provision, not the rights fundamental in citizenship, state or National, for they are secured otherwise, but the rights fundamental in due process, and therefore an essential part of it. We have to consider whether the right is so fundamental in due process that a refusal of the right is a denial of due process. One aid to the solution of the question is to inquire how the right was rated during the time when the meaning of due process was in a formative state and before it was incorporated in American constitutional law. Did those who then were formulating and insisting upon the rights of the people entertain the view that the right was so fundamental that there could be no due process without it? It has already appeared that, prior to the formation of the American Constitutions, in which the exemption from compulsory self-incrimination was specifically secured, separately, independently, and side by side with the requirement of due process, the doctrine was formed, as other doctrines of the law of evidence have been formed, by the course of decision in the courts covering a long period of time. Searching further, we find nothing to show that it was then thought to be other than a just and useful principle of law. None of the great instruments in which we are accustomed to look for the declaration of the fundamental rights made reference to it. The privilege was not dreamed of for hundreds of years after Magna Carta (1215), and could not have been implied in the "law of the land" there secured. The Petition of Right (1629), though it insists upon the right secured by Magna Carta to be condemned only by the law of the land, and sets forth by way of grievance divers violations of [p108] it, is silent upon the practice of compulsory self-incrimination, though it was then a matter of common occurrence in all the courts of the realm. The Bill of Rights of the first year of the reign of William and Mary (1689) is likewise silent, though the practice of questioning the prisoner at his trial had not then ceased. The negative argument which arises out of the omission of all reference to any exemption from compulsory self-incrimination in these three great declarations of English liberty (though it is not supposed to amount to a demonstration) is supported by the positive argument that the English Courts and Parliaments, as we have seen, have dealt with the exemption as they would have dealt with any other rule of evidence, apparently without a thought that the question was affected by the law of the land of Magna Carta, or the due process of law which is its equivalent. We pass by the meager records of the early colonial time, so far as they have come to our attention, as affording light too uncertain for guidance. See Wigmore, § 2250, note 108; 2 Hennings St. at Large, 422 (Va. 1677); 1 Winthrop's History of New England, 47, Provincial Act, 4 W. & M. Ancient Charters, Massachusetts, 214. Though it is worthy of note that neither the declaration of rights of the Stamp Act Congress (1765) nor the declaration of rights of the Continental Congress (1774) nor the ordinance for the government of the Northwestern Territory included the privilege in their enumeration of fundamental rights. But the history of the incorporation of the privilege in an amendment to the National Constitution is full of significance in this connection. Five States, Delaware, Pennsylvania, New Jersey, Georgia and Connecticut, ratified the Constitution without proposing amendments. Massachusetts then followed with a ratification, accompanied by a recommendation of nine amendments, none of which referred to the privilege; Maryland with a ratification without proposing amendments; South Carolina with a ratification accompanied by a recommendation of four amendments, none of which referred to the privilege, [p109] and New Hampshire with a ratification accompanied by a recommendation of twelve amendments, none of which referred to the privilege. The nine States requisite to put the Constitution in operation ratified it without a suggestion of incorporating this privilege. Virginia was the tenth State to ratify, proposing, by separate resolution, an elaborate Bill of Rights under twenty heads, and in addition twenty amendments to the body of the Constitution. Among the rights enumerated as "essential and inalienable" is that no man "can be compelled to give evidence against himself," and "no freeman ought to be deprived of his life, liberty or property but by the law of the land." New York ratified with a proposal of numerous amendments and a declaration of rights which the convention declared could not be violated and were consistent with the Constitution. One of these rights was that No person ought to be taken, imprisoned or deprived of his freehold, or be exiled or deprived of his privileges, franchises, life, liberty or property but by due process of law; and another was that, "in all criminal prosecutions, the accused . . . should not be compelled to give evidence against himself." North Carolina and Rhode Island were the last to ratify, each proposing a large number of amendments, including the provision that no man "can be compelled to give evidence against himself;" and North Carolina, that "no freeman ought to be . . . deprived of his life, liberty or property but by the law of the land;" and Rhode Island, that "no freeman ought to be . . . deprived of his life, liberty or property but by the trial by jury, or by the law of the land." Thus, it appears that four only of the thirteen original States insisted upon incorporating the privilege in the Constitution, and they separately and simultaneously with the requirement of due process of law, and that three States proposing amendments were silent upon this subject. It is worthy of note that two of these four States did not incorporate the privilege in their own constitutions, where it would have had a much wider field of usefulness, until many years after. New York [p110] in 1821 and Rhode Island in 1842 (its first constitution). This survey does not tend to show that it was then in this country the universal or even general belief that the privilege ranked among the fundamental and inalienable rights of mankind, and, what is more important here, it affirmatively shows that the privilege was not conceived to be inherent in due process of law, but, on the other hand, a right separate, independent and outside of due process. Congress, in submitting the amendments to the several States, treated the two rights as exclusive of each other. Such also has been the view of the States in framing their own constitutions, for in every case, except in New Jersey and Iowa, where the due process clause or its equivalent is included, it has been thought necessary to include separately the privilege clause. Nor have we been referred to any decision of a state court save one (State v. Height, 117 Iowa, 650), where the exemption has been held to be required by due process of law. The inference is irresistible that it has been the opinion of constitution makers that the privilege, if fundamental in any sense, is not fundamental in due process of law, nor an essential part of it. We believe that this opinion is proved to have been correct by every historical test by which the meaning of the phrase can be tried. The decisions of this court, though they are silent on the precise question before us, ought to be searched to discover if they present any analogies which are helpful in its decision. The essential elements of due process of law, already established by them, are singularly few, though of wide application and deep significance. We are not here concerned with the effect of due process in restraining substantive laws, as, for example, that which forbids the taking of private property for public use without compensation. We need notice now only those cases which deal with the principles which must be observed in the trial of criminal and civil causes. Due process requires that the court which assumes to determine the rights of parties shall have jurisdiction, Pennoyer v. Neff, 95 U.S. 714, 733; Scott v. McNeal, 154 U.S. 34; Old Wayne Life Association [p111] v. McDonough, 204 U.S. 8, and that there shall be notice and opportunity for hearing given the parties, Hovey v. Elliott, 167 U.S. 409; Roller v. Holly, 176 U.S. 398, and see Londoner v. Denver, 210 U.S. 373. Subject to these two fundamental conditions, which seem to be universally prescribed in all systems of law established by civilized countries, this court has up to this time sustained all state laws, statutory or judicially declared, regulating procedure, evidence and methods of trial, and held them to be consistent with due process of law. Walker v. Sauvinet, 92 U.S. 90; Re Converse, 137 U.S. 624; Caldwell v. Texas, 137 U.S. 692; Leeper v. Texas, 139 U.S. 462; Hallinger v. Davis, 146 U.S. 314; McNulty v. California, 149 U.S. 645; McKane v. Durston, 153 U.S. 684; Iowa Central v. Iowa, 160 U.S. 389; Lowe v. Kansas, 163 U.S. 81; Allen v. Georgia, 166 U.S. 138; Hodgson v. Vermont, 168 U.S. 262; Brown v. New Jersey, 175 U.S. 172; Bollin v. Nebraska, 176 U.S. 83; Maxwell v. Dow, 176 U.S. 581; Simon v. Craft, 182 U.S. 427; West v. Louisiana, 194 U.S. 258; Marvin v. Trout, 199 U.S. 212; Rogers v. Peck, 199 U.S. 425; Howard v. Kentucky, 200 U.S. 164; Rawlins v. Georgia, 201 U.S. 638; Felts v. Murphy, 201 U.S. 123. Among the most notable of these decisions are those sustaining the denial of jury trial both in civil and criminal cases, the substitution of informations for indictments by a grand jury, the enactment that the possession of policy slips raises a presumption of illegality, and the admission of the deposition of an absent witness in a criminal case. The cases proceed upon the theory that, given a court of justice which has jurisdiction and acts not arbitrarily, but in conformity with a general law, upon evidence, and after inquiry made with notice to the parties affected and opportunity to be heard, then all the requirements of due process, so far as it relates to procedure in court and methods of trial and character and effect of evidence, are complied with. Thus, it was said in Iowa Central v. Iowa, 160 U.S. 393: But it is clear that the Fourteenth Amendment in no way undertakes to control the [p112] power of the State to determine by what process legal rights may be asserted or legal obligations be enforced, provided the method of procedure adopted gives reasonable notice and affords fair opportunity to be heard before the issues are decided; and in Louisville & Nashville Railroad Company v. Schmidt, 177 U.S. 230, 236: It is no longer open to contention that the due process clause of the Fourteenth Amendment to the Constitution of the United States does not control mere forms of procedure in state courts or regulate practice therein. All its requirements are complied with, provided in the proceedings which are claimed not to have been due process of law the person condemned has had sufficient notice and adequate opportunity has been afforded him to defend; and in Hooker v. Los Angeles, 188 U.S. 314, 318: The Fourteenth Amendment does not control the power of a State to determine the form of procedure by which legal rights may be ascertained, if the method adopted gives reasonable notice and affords a fair opportunity to be heard; and in Rogers v. Peck, 199 U.S. 435: Due process of law, guaranteed by the Fourteenth Amendment, does not require the State to adopt a particular form of procedure, so long as it appears that the accused has had sufficient notice of the accusation and an adequate opportunity to defend himself in the prosecution. It is impossible to reconcile the reasoning of these cases and the rule which governed their decision with the theory that an exemption from compulsory self-incrimination is included in the conception of due process of law. Indeed, the reasoning for including indictment by a grand jury and trial by a petit jury in that conception, which has been rejected by this court in Hurtado v. California and Maxwell v. Dow, was historically and in principle much stronger. Clearly appreciating this, Mr. Justice Harlan, in his dissent in each of these cases, pointed out that the inexorable logic of the reasoning of the court was to allow the States, so far as the Federal Constitution was concerned, to compel any person to be a witness against himself. In Missouri v. Lewis, 101 U.S. 22, Mr. Justice Bradley, speaking [p113] for the whole court, said, in effect, that the Fourteenth Amendment would not prevent a State from adopting or continuing the civil law instead of the common law. This dictum has been approved and made an essential part of the reasoning of the decision in Holden v. Hardy, 169 U.S. 387, 389, and Maxwell v. Dow, 176 U.S. 598. The statement excludes the possibility that the privilege is essential to due process, for it hardly need be said that the interrogation of the accused at his trial is the practice in the civil law. Even if the historical meaning of due process of law and the decisions of this court did not exclude the privilege from it, it would be going far to rate it as an immutable principle of justice which is the inalienable possession of every citizen of a free government. Salutary as the principle may seem to the great majority, it cannot be ranked with the right to hearing before condemnation, the immunity from arbitrary power not acting by general laws, and the inviolability of private property. The wisdom of the exemption has never been universally assented to since the days of Bentham; many doubt it today, and it is best defended not as an unchangeable principle of universal justice, but as a law proved by experience to be expedient. See Wigmore, § 2251. It has no place in the jurisprudence of civilized and free countries outside the domain of the common law, and it is nowhere observed among our own people in the search for truth outside the administration of the law. It should, must and will be rigidly observed where it is secured by specific constitutional safeguards, but there is nothing in it which gives it a sanctity above and before constitutions themselves. Much might be said in favor of the view that the privilege was guaranteed against state impairment as a privilege and immunity of National citizenship, but, as has been shown, the decisions of this court have foreclosed that view. There seems to be no reason whatever, however, for straining the meaning of due process of law to include this privilege within it, because, perhaps, we may think it of great value. The States had guarded the privilege [p114] to the satisfaction of their own people up to the adoption of the Fourteenth Amendment. No reason is perceived why they cannot continue to do so. The power of their people ought not to be fettered, their sense of responsibility lessened, and their capacity for sober and restrained self-government weakened by forced construction of the Federal Constitution. If the people of New Jersey are not content with the law as declared in repeated decisions of their courts, the remedy is in their own hands. They may, if they choose, alter it by legislation, as the people of Maine did when the courts of that State made the same ruling. State v. Bartlett, 55 Maine 200; State v.Lawrence, 57 Maine 574; State v. Cleaves, 59 Maine 298; State v. Banks, 78 Maine 490, 492; Rev.Stat. ch. 135, § 19. We have assumed only for the purpose of discussion that what was done in the case at bar was an infringement of the privilege against self-incrimination. We do not intend, however, to lend any countenance to the truth of that assumption. The courts of New Jersey, in adopting the rule of law which is complained of here, have deemed it consistent with the privilege itself, and not a denial of it. The reasoning by which this view is supported will be found in the cases cited from New Jersey and Maine, and see Reg. v. Rhodes (1899), 1 Q.B. 77; Ex parte Kops (1894), A.C. 650. The authorities upon the question are in conflict. We do not pass upon the conflict, because, for the reasons given, we think that the exemption from compulsory self-incrimination in the courts of the States is not secured by any part of the Federal Constitution. Judgment affirmed. * I In certain offenses, which may be generally described as embezzlements, the evidence compelled from a bankrupt cannot be used against him. 24 & 25 Vict., ch. 96, § 85; 53 & 54 Vict., ch. 71, § 27. __._,_.___ http://CuriousEvidence.com/?key=7WBLW4V Reply to sender | Reply to group | Reply via web post | Start a New Topic Messages in this topic (1) RECENT ACTIVITY: Visit Your Group NOTE: In Honor All Subjects related to exposing truth for further educational research only *CAVEAT LECTOR * Title17USCSection 107 this is distributed without profit to those who have expressed a prior interest in receiving this information for research and educational purposes We appreciate your on going freewill support to carry on and kindly look to your generous thank you gifts sent to this education foundation to info@tuthpress.org© ™ paypal accepted; uberrimae fidei good faith material NO advice given - no warranty, or guarantee, expressed or implied Public Lawful Notice Nunc Pro Tunc * * volunteer researchers* helping each other and participating This is Not A Public Communication; and not to be forwarded, published, or distributed Notice to Principal Notice to Agent/Notice to Agent is Notice to Principal private,non-commercial email message, and any attachment(s)is covered by the Electronic Communications Privacy Act(18 U.S.C. §§ 2510-21.270111)& is for the sole use of the intended recipient and contains privileged&/or confidential information No contents constitute ANY advice, nor should they be construed as such, as they are for ENTERTAINMENT PURPOSES ONLY© ™ You are instructed to seek competent council from ufos, green martians, the indian chief,hot dog vendor,shaman,mechanic,electrician, or counsel from an atm machine if you think that such counsel is required to address any commercial or private controversy © ™ This newsletter may be redistributed as long as all links and information are kept intact Notice The writings and contents of this communication are original works of authorship,© ™ & protected under the 1976 Copyright Act 17 U.S.C.§ 106 et all Said original writings shall not be copied, reproduced, displayed or retransmitted to third parties without the express written permission from the author Truth of TruthPress.org Ph 206 338 5964 Truth http://www.uslegalforms.com/?auslf=branson MARKETPLACE Stay on top of your group activity without leaving the page you're on - Get the Yahoo! Toolbar now. Switch to: Text-Only, Daily Digest • Unsubscribe • Terms of Use . __,_._,___ -- http://CuriousEvidence.com/?key=7WBLW4V -- Investigating Curious Evidence Public Administrative Notice, Nunc Pro Tunc Notice to the Principle is Notice to the agent (206338-5964) Notice to the Principle is Notice to the agent any information on this web site, attachments, emails, that you believe may be in error, misleading, or illegal or un lawful,or a potential violation of the law, I am giving you notice and I am offering the administrative remedy of identifying to me this information and the laws that may be violated, so I can immediately correct any errors. It is not the intent of this e mail or web site to misinform or mislead any woman, man, corporate agency, civil servant, I am offering this administrative remedy to all in order that there never be a need for any "legal remedy" The general proposition that freedom of expression upon public questions is secured by the First Amendment has long been settled by our decisions. The constitutional safeguard, we have said, "was fashioned to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people." Roth v. United States, 354 U. S. 476, 484. "[I]t is a prized American privilege to speak one's mind, although not always with perfect good taste, on all public institutions," Bridges v. California, 314 U. S. 252, 270, and this opportunity is to be afforded for "vigorous advocacy" no less than "abstract discussion." N. A. A. C. P. v. Button, 371 U. S. 415, 429.270*270 The First Amendment, said Judge Learned Hand,"presupposes that right conclusions are more likely to be gathered out of a multitude of tongues, than through any kind of authoritative selection. To many this is, and always will be, folly; but we have staked upon it our all." Notice: The information contained in this email and its attachments is CONFIDENTIAL and intended only for the use of the individual or entity named above. If the reader of this message is not the intended recipient, you are hereby notified that any dissemination, distribution, or copy of this communication is strictly PROHIBITED and will be considered a tortuous interference in our confidential business relationships. Additionally, unauthorized dissemination of this confidential information subjects you to criminal and civil penalties. If you have received this communication in error, please notify us immediately by email, and delete the original message. When emailing me and I am on your mail list, please put my email in the BCC Line, as this protects from much email spam Affordable http://www.uslegalforms.com/ Chief Seattle To us the ashes of our ancestors are sacred and their resting place is hallowed ground. You wander far from the graves of your ancestors and seemingly without regret. Your religion was written upon tablets of stone by the iron finger of your God so that you could not forget. The Red Man could never comprehend or remember it. Our religion is the traditions of our ancestors -- the dreams of our old men, given them in solemn hours of the night by the Great Spirit; and the visions of our sachems, and is written in the hearts of our people. http://www.utopiasilver.com/affiliates/jrox.php?id=352 please visit http://truthspress.wordpress.com/ and sign in for updates, in an effort to reduce spam For removal from any/all emails, reply with remove in the subject line 206.338.5964 study thase unfamiliar terms. grouse thraugh the U,S.C.S., U.S, Cgdess. ..... that helps explain the confusion is Enright v. U.S.,. D.C.N.Y. , 437 F.Supp. ' 580, 581. 1. 312 U.S. 636 - Resource.Org - Public Resource bulk.resource.org/courts.gov/c/US/312/312.US.636.436.html o o by Supreme Court - 1941 - Cited by 323 - Related articles Gen., and Gordon Tweedy, of Washington, D.C., for petitioner. ... Certiorari was granted to review the judgment below1 because of a conflict between it and Pfaff v. ...Respondents are the executors of John M. Enright, an attorney and member of .....New York, 226 U.S. 260, 271, 33 S.Ct. 27, 30, 57 L.Ed. 212, Ann.Cas.1914B, ... 2. Supreme Law Library : Court Cases : U.S.A. v. Gilbertson : supple1 www.supremelaw.org/cc/gilberts/supple1.htm o o v. ) APPELLANT'S FIRST SUPPLEMENT ) TO APPLICATION FOR LEAVE ...... [Enright v. U.S., D.C.N.Y., 437 F.Supp 580, 581] Foreign State. A foreign country or ... 3. [PDF] Paper Arrows - Freedom School freedom-school.com/paper-arrows.pdf o o study thase unfamiliar terms. grouse thraugh the U,S.C.S., U.S, Cgdess. ..... that helps explain the confusion is Enright v. U.S.,. D.C.N.Y. , 437 F.Supp. ' 580, 581. You visited this page on 1/15/14. 4. Corpus Juris: Being a Complete and Systematic Statement of the ... books.google.com/books?id=uS4uAAAAYAAJ William Mack, William Benjamin Hale - 1918 - Law R. Co.. 37 Utah 640, 110 P 364; Enright V. Grant, 5 Utah 334. 15 P 268. ... Taylor v. Bowker, 111 U. S. 110, 4 SCt 397. 28 L. ed. 368; Baxter v. Moses, 77 Me. 465. ... N. Y.— Palmer v. Foote. ... Foote, 7 Paige (N. Y.) 437. 67. ... D. C. — Gilbert v. 5. Women and Health Research: Ethical and Legal Issues of Including ... books.google.com/books?isbn=030904992X Anna C. Mastroianni, Ruth Faden, Daniel Federman - 1994 - Medical 10 (D.C. Mo. 1977), aff'd, 577 F.2d 22 (8th ... Director, Missouri Department of Health, 497 U.S. 261 (1990) Daubert v. Merrell Dow Pharmaceuticals, 113 S.Ct. 2786 (1993)Enright v. Eli Lilly & Co., 570 N.E.2d 198 (N.Y. 1988) Friter v. ... App. 269, 437 N.W. 2d 367 (1989) Newport News Shipping & Dry Dock Co. v. EEOC, 462 ... 6. Commentaries on the Law of Private Corporations books.google.com/books?id=1VMrAQAAMAAJ Seymour Dwight Thompson, Joseph Wesley Thompson, Edward Franklin White - 1909 - Corporation law Bank v. Olcott, 46 N. Y. 12. "Livingston v. Swofford &c. Dry Goods Co., 12 Colo. ...“Clarke v. Bradley Coal &c. Co., 6 App. Cas. (D. C.) 437; Howland Coal &c. Works v. Brown ... Beauregard, 101 U. S. 688, 25 L. ed. 1004. ... 45 Atl. 966; Enright v ... 7. Prev Page - The National Academies Press www.nap.edu/openbook.php?record_id=2304&page=174 o o Cruzan v. Director, Missouri Department of Health, 497 U.S. 261 (1990) ... 113 S.Ct. 2786 (1993). Enright v. Eli Lilly & Co., 570 N.E.2d 198 (N.Y. 1988) ... In re A.C., 573 A.2d 1235 (D.C. Ct. App. 1990) ... App. 269, 437 N.W. 2d 367 (1989). 8. Legalist Reformation: Law, Politics, and Ideology in New York, ... books.google.com/books?isbn=0807875562 Nelson, William E. - 2003 - Law Penato v. George, 383 N.Y.S.2d 900, 904-5 (App. Div. 1976), aff'd, 397 N.Y.S.2d 1004 (Ct. App. 1977); State by Lefkowitz v. ITM, Inc., 275 ... Munn v. Illinois, 94 U.S. 113, 126 (1877); Coty, Inc. of New York v. ... Enright, 239 N.Y. 354 (1925); Dunham v. Ottinger ... Moynihan, 200 N.Y.S. 434, 437 (County Ct. 1923); Gould v. 9. PEOPLE v. FERGUSON | Leagle.com www.leagle.com/decision/198645067NY2d383_1408 o o The People of the State of New York, Respondent, v. Edward Ferguson, Appellant. ... is impaneled and sworn, jeopardy attaches (e.g., Crist v Bretz, 437 U.S. 28 , 35; ...Enright v Siedlecki, 59 N.Y.2d 195 , 199; see, United States v Dinitz, 424 US, ....Anderson v United States, 481 A.2d 1299 [DC Ct App]; State v Fedette, 462 ... 10. GRAY v. BENSON | Leagle.com www.leagle.com/decision/19781727443FSupp1284_11528 o o United States District Court, D. Kansas. .... In that case the Eastern District of New York held that (1) whenever the ..... Enright, (on reargument), 437 F.Supp. http://famguardian.org/TaxFreedom/Forms/PolAction/SecTreas.htm FORMS: 2.16 LETTER TO THE SECRETARY OF THE TREASURY RIGHT Click here for the Word 97 version of this document The message below was written by one of our readers, and was intended to be sent to the United States Secretary of the Treasury. It established legal proof of your status you can use in a court of law. It also plants a fire under the tail of the Secretary to refute your findings. <<ADDRESS>> <<CITY>>, <<STATE>> <<ZIP>> <<DATE>> PAUL O’NEIL SECRETARY OF TREASURY 1500 PENNSYLVANIA AVENUE NORTH WEST WASHINGTON, D.C. (20220) Dear Secretary O’Neil, To the Internal Revenue Service (IRS) agents, officers, and computers keeping records on <<YOUR NAME>> (ref.no. <<SSN/TIN>>). Your records are in error, the undersigned is a NONRESIDENT ALIEN with respect to the "United States" as those terms are defined in 26 U.S.C. §7701(a)(9) and (a)(10) and 26 C.F.R §31.3121(e) and has never had income “effectively connected to a trade or business” within the "United States". I COME NOW to file this Memorandum to inform you of my discoveries and demand the IRS correct the errant records contained within your systems. Below are the specific conclusions I have reached and what I would like for you to do: MY CITIZENSHIP STATUS 1. The issues as to whether there are different meanings for the term "United States", and whether there are three different "United States" operating within the same geographical area, and one "United States" operating outside the Constitution over its own territory (in which it has citizens belonging to said "United States"), were settled in 1901 by the Supreme Court in the cases of De Lima v. Bidwell, 182 U.S. 1 and Downes v. Bidwell, 182 U.S. 244 (1901). In Downes supra, Justice Harlan dissented as follows: “The idea prevails with some -- indeed, it found expression in arguments at the bar -- that we have in this country substantially or practically two national governments; one, to be maintained under the Constitution, with all its restrictions; the other to be maintained by Congress outside and independently of that instrument, by exercising such powers as other nations of the earth are accustomed to exercise.” [Downes supra, page 380, emphasis added] “It will be an evil day for American liberty if the theory of a government outside of the supreme law of the land finds lodgment in our constitutional jurisprudence. No higher duty rests upon this court than to exert its full authority to prevent all violation of the principles of the Constitution.” [Downes supra, page 382, emphasis added] 2. This theory of a government operating outside the Constitution over its own territory, with citizens of the "United States" belonging thereto under Article 4, Section 3, Clause 2 (4:3:2) of the Constitution, was further confirmed in 1922 by the Supreme Court in Balzac v. Porto Rico, 258 U.S. 298, wherein that Court affirmed, at page 305, that the Constitution does not apply outside the limits of the 50 States of the Union, quoting Downes supra and De Lima supra; that, under, the "United States" was given exclusive power over the territories and the citizens of the "United States" residing therein. 3. The issue arose again in 1944, in the case of Hooven & Allison Co. v. Evatt, Tax Commissioner of Ohio, 324 U.S. 652, wherein the U.S. Supreme Court stated as follows at page 671-672: The term "United States" may be used in any one of several senses. [1] It may be merely the name of a sovereign occupying the position analogous to that of other sovereigns in the family of nations. [2] It may designate the territory over which the sovereignty of the United States extends, [3] or it may be the collective name of the states which are united by and under the Constitution.[1] [brackets, numbers and emphasis added] Quoting Fourteen Diamond Rings v. United States, 183 U.S. 176; cf. De Lima v. Bidwell, 182 U.S. 1; Dooley v. United States, 182 U.S. 222; Faber v. United States, 221 U.S. 649; cf. Huus v. New York & P.R.S.S. Co., 182 U.S. 392; Gonzales v. Williams, 192 U.S. 1; West India Oil Co. v. Domenech, 311 U.S. 20. The Court, in Hooven supra, indicated that this was the last time it would address the issue; it would just be judicially noticed. 4. The issue arose in Brushaber v. Union Pacific Railroad Company, 240 U.S. 1. In that case, the high Court affirmed that the "United States" could levy a tax on the income of a nonresident alien when that income derived from sources WITHIN the "United States" i.e. (its territorial jurisdiction). 5. Based upon the decision in Brushaber supra, the Commissioner of Internal Revenue, with the approval of the Secretary of the Treasury, promulgated the Court's decision as Treasury Decision 2313 (see EXHIBIT #1). T.D. 2313 declared that Frank R. Brushaber was a NONRESIDENT ALIEN with respect to the "United States". T.D. 2313 also declared that the Union Pacific Railroad Company was a DOMESTIC CORPORATION with respect to the "United States" (i.e. its territorial jurisdiction). 6. The Complaint filed by Mr. Brushaber shows that he was a nonresident of the "United States" (D.C.), residing instead in the State of New York, in the borough of Brooklyn, and a Citizen thereof, with his principal place of business in the borough of Manhattan. He owned stocks and bonds issued by the Union Pacific Railroad Company, upon which a cash dividend was declared to him by said company, a domestic corporation of the "United States". Union Pacific was chartered by an Act of Congress for the territory of the federal state of Utah, in order to build a railroad and telegraph line and other purposes. It is a matter of public record that the Union Pacific Railroad Company was a domestic "United States" corporation, of the federal state of Utah, residing in the District of Columbia, with its principal place of business in Manhattan, New York. It was created by an Act of the "United States" Senate and House of Representatives (under their exclusive authority, granted by the Constitution for the United States at 1:8:17) on July 1, 1862 by the 37th Congress, 2nd Session, as recorded in the Statutes At Large, December 5, 1859 to March 3, 1863 at Chapter CXX, page 489. Considering the foregoing evidence of the diversity of citizenship of the two parties, it is clear that Mr. Brushaber was a "nonresident alien with respect to the United States", who had income from sources within said "United States". His income derived from the Union Pacific Railroad Company, a corporate citizen created by Congress and residing WITHIN the "United States" (i.e. the District of Columbia). (see EXIBIT #2) [A] domestic corporation is an artificial person whose residence or domicile is fixed by law within the territorial jurisdiction of the state which created it. That residence cannot be changed temporarily or permanently by the migrations of its officers or agents to other jurisdictions. So long as it is an existing corporation its residence, citizenship, domicile, or place of abode is within the state which created it. It cannot reside or have its domicile elsewhere; neither can it in legal contemplation be absent from the state of its creation. [Fowler v. Chillingworth, 113 So. 667, 669 (1927)] [emphasis added] 7. Related cases are Hylton v. United States, 3 U.S. (3 Dall.) 171 (1796): Hylton was a Congressman; his salary was income from sources WITHIN the "United States". See also Springer v. U.S., 102 U.S. 586 (1881): Springer, a Virginia Citizen, operated a carriage business in the District of Columbia. 8. The first paragraph of the Secretary's Treasury Decision (EXHIBIT #1) is quoted here as follows: (T.D. 2313) Income Tax Taxability of interest from bonds and dividends on stock of domestic[2] corporations owned by nonresident aliens, and the liabilities of nonresident aliens under Section 2 of the act of October 3, 1913. To collectors of internal revenue: Under the decision of the Supreme Court of the United States in the case of Brushaber v. Union Pacific Railway [sic] Co., decided January 24, 1916, it is hereby held that income accruing to nonresident aliens in the form of interest from the bonds and dividends on the stock of domestic corporations is subject to the income tax imposed by the act of October 3, 1913. [footnote and emphasis added] 9. The above decision by the Secretary of the Treasury determined that a tax on income derived from rents, sales of property, wages, professions, or a trade or business WITHIN the "United States", was applicable to such "income" when payable to a nonresident alien, i.e. a Union State Citizen. 10. All income tax provisions under 26 U.S.C., subtitle A (an excise tax on "income"), are divided between sources WITHIN and WITHOUT the "United States". They are imposed upon the worldwide income of citizens of the "United States" and aliens residing therein, and upon nonresident aliens (of all kinds) receiving income from sources WITHIN said "United States" and WITHIN the other parts of the American Empire which fall WITHIN the exclusive legislative jurisdiction of the Congress of the "United States", pursuant to 1:8:17 and 4:3:2. CONSTITUTIONAL AUTHORITY GRANTED TO CONGRESS 11. The Constitution gives to Congress the power to act for the 50 Union States as an international representative and to do so without (outside) the boundaries of each of those 50 States. These powers are expressed in Article 1, Section 8, Clauses 1 thru 16 (1:8:1-16). 12. The Constitution gave to Congress a seat of government, known as the District of Columbia. In time, Congress created a government for the "District", and this "District" became a federal state by definition. However, this "state" (D.C.) is not "united" by or under the Constitution for the United States of America. D.C. has never joined the Union. 13. Furthermore, the Constitution granted to Congress the authority to govern the "District", just as the Legislatures of each of the several States of the Union govern their States within the geographical limits of those States. As Congress began to legislate for the "District", under authority of 1:8:17 and 1:8:18, the difference between the citizens of the "District" and the Citizens[3] of the Union became apparent, in that the citizens of the "District" did not possess the right of suffrage or other rights (see Balzac supra, De Lima supra, and Downes supra) and therefore were not recognized as a part of the Sovereignty of "We the People". The Constitution for the United States of America provided no means of taxing these "District" citizens of the "United States". A method of forming municipal governments and of exercising taxing power over these citizens within the territories of the "United States" was decided by The Insular Cases (see the Bidwell cases, supra). "The Constitution was made for States, not territories," wrote Daniel Webster. "... [T]he Constitution of the United States as such does not extend beyond the limits of the States which are united by and under it ....", wrote author Langdell in "The Status of Our New Territories", 12 Harvard Law Review 365, 371. 14. The distinction between "citizens of the United States" and "Union State Citizens" has been fully recognized by the Congress and the Courts as follows: We have in our political system a government of the United States and a government of each of the several States. Each one of these governments is distinct from the others, and ach has citizens of its own who owe it allegiance, and whose rights, within its jurisdiction, it must protect. [United States v. Cruikshank, 92 U.S. 588, 590 (1875)] The Federal Government is a "state". [Enright v. U.S., D.C.N.Y., 437 F.Supp. 580, 581] Foreign State. A foreign country or nation. The several United States are considered "foreign" to each other except as regards their relations as common members of the Union. [Black's Law Dictionary, Sixth Edition, page 1407] 15. Congress identifies these citizens of the "District" as "individuals" or citizens who reside in the "United States" and who are subject to the direct control of Congress in its local taxing and other municipal laws. 16. In De Lima supra, the U.S. Attorney defined federal taxes with the following words, at page 99-108: Federal taxation is either general or local. Local taxes are levied under Article 1, Section 8, Paragraph 1. Local taxes are for the support of territorial or non-state governments. Congress imposed a federal excise tax on the "income" of these citizens or "individuals" at 26 U.S.C., Section 1, as a local tax: Such taxes are not for the common welfare of the United States, but are to defray the expense of the government of the locality, and in the dual position which Congress occupies in our system, as Federal Government and as local government for the territory of the United States not ceded into States of the Union, it has the power to tax for local purposes. [e Lima supra, page 99] Hence the term "from sources WITHIN the United States". General taxes are of two kinds, direct; and what, for brevity may be called indirect, meaning thereby duties, imposts, and excises. Direct taxes must be laid on all the States alike [De Lima supra, page 100] 17. A Citizen of one of the 50 States, residing therein, is a nonresident alien with respect to this local taxing power of Congress (see Brushaber supra). Outside the geographical area of the "United States" [as that term is defined at 26 C.F.R. 1.911-2(g)], Congress lacks power to support the local government by imposing a tax on the incomes of nonresident aliens (ones outside the locality, i.e. Citizens of the 50 States) UNLESS they reside within that jurisdiction by residence, or UNLESS the source of their income is situated WITHIN that geographical territory. Any income arising from sources therein must be withheld at the source by the "withholding agent" (see T.D. 2313, 26 C.F.R. 871, and 26 U.S.C. 1461), unless the recipient is engaged in a trade or business therein. For a full discussion of this local taxation, see pages 55 and 99-108 of De Lima supra. For confirmation of the domestic municipal jurisdiction of the "United States", see Downes supra at pages 383-388. 18. Congress has control of these "individuals", whether they "reside" WITHIN the "United States" (i.e. territorial states) or WITHOUT the "United States". These "individuals" (i.e. born within the jurisdiction of Congress, such as a citizen born in the District of Columbia or in one of the territories), whether they reside within "United States" territories, without the "United States" in the "foreign countries" [as defined at 26 C.F.R. 1.911-2(h)], or abroad, are still liable for the federal income tax, unless they abrogate that citizenship by naturalization or otherwise. (See 26 C.F.R. 871-5, -6 and -12 and 1.932-1). However, at 26 U.S.C. 911 (a)(1), Congress has exempted from taxation all "foreign earned income" of these citizen individuals, except for Puerto Ricans (see 26 C.F.R. 1.932-1(b), IRS Form 2555). 19. Another type of nonresident aliens are those citizens of contiguous countries such as Mexico, Canada and other foreign countries. These foreigners, residents or nonresidents (as the case may be), are subject to the tax on incomes received from any place in the American Empire, i.e. in these united States and in the "United States". A Union State Citizen, previously nonresident, may lose his nonresident status by residing within the territorial sovereignty of the "United States" for 183 days (26 C.F.R. 1.871-7(d)(2)) and thereby becomes subject to the local tax on incomes received from sources within and without the "United States" (i.e. worldwide income). THE INCOME TAX IS A LOCAL TAX IMPOSED WITHIN THE "UNITED STATES". THE UNDERSIGNED IS A STRANGER TO THIS LOCALITY. THE DEFINITIONS IN 26 THE INTERNAL REVENUE CODE. 20. The definitions used in 26 U.S.C. are very clear in defining "State" and "United States". In every definition that uses the word "include", only the words that follow are defining the term. For example: 21. 26 U.S.C. 3121(e)(1) State. --The term "State" includes the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, and American Samoa. 22. 26 U.S.C. 7701(a)(9) United States. -- The term "United States" when used in a geographical sense includes only the States and the District of Columbia. 23. The federal government has used these definitions correctly, but IRS agents seem to assume that they mean the 50 States of the Union (America) when they look at the word "States" in 26 U.S.C. 7701(a)(9). You cannot use the common, everyday meaning of the terms "United States" or "State" when talking about the federal tax laws and many other laws that are enacted under the local, municipal authority of the "United States" government. 24. Another example is the Omnibus Acts at 86th Congress, 1st Session, Volume 73, 1959, and 2nd Session, Volume 74, 1960, Public Laws 86-70 and 86-624. These Acts reveal the crafty way in which the federal government uses correct English and how Congress changes the meanings of words by using its own definitions. For example, all the United States Code definitions had to be changed to allow Alaska and Hawaii to join the Union of States united under the Constitution. When Alaska joined the Union, Congress added a new definition of "States of the United States". This definition had never appeared before, to wit: Sec. 48. Whenever the phrase "continental United States" is used in any law of the United States enacted after the date of enactment of this Act, it shall mean the 49 States on the North American Continent and the District of Columbia, unless otherwise expressly provided. [cf. 1 USCS 1, "Other provisions:"] [emphasis added] Where is it otherwise expressly provided? Answer: Sec. 22. (a) Section 2202 of the Internal Revenue Code of 1954 (relating to missionaries in foreign service), and sections 3121(e)(1), 3306(j), 4221(d)(4), and 4233(b) of such code (each relating to a special definition of "State") are amended by striking out "Alaska,". (b) Section 4262(c)(1) of the Internal Revenue Code of 1954 (definition of "continental United States") is amended to read as follows: "(1) Continental United States. -- The term 'continental United States' means the District of Columbia and the States other than Alaska." When Hawaii was admitted to the Union, Congress again changed the above definition, to wit: Sec. 18. (a) Section 4262(c)(1) of the Internal Revenue Code of 1954 (relating to the definition of "continental United States" for purposes of the tax on transportation of persons) is amended to read as follows: "(1) Continental United States. -- The term 'continental United States' means the District of Columbia and the States other than Alaska and Hawaii." WHAT ARE THE STATES OTHER THAN ALASKA AND HAWAII? 25. They certainly cannot be the other 48 States united by and under the Constitution, because Alaska and Hawaii just joined them, RIGHT? The same definitions apply to the Social Security Acts. So, what is left? Answer: the District of Columbia, Puerto Rico, Guam, Virgin Islands, etc. These are the States OF (i.e. belonging to) the "United States" and which are under its sovereignty. Do not confuse this term with states of the Union, because the word "of" means "belonging to" in this context. 26. Congress can also change the definition of "United States" for two sentences and then revert back to the definition it used before these two sentences. This is proven in Public Law 86-624, page 414, under School Operation Assistance in Federally Affected Areas, section (d)(2): The fourth sentence of such subsection is amended by striking out "in the continental United States (including Alaska)" and inserting in lieu thereof "(other than Puerto Rico, Wake Island, Guam, or the Virgin Islands)" and by striking out "continental United States" in clause (ii) of such sentence and inserting in lieu thereof "United States (which for purposes of this sentence and the next sentence means the fifty States and the District of Columbia)". The fifth sentence of such subsection is amended by striking out "continental" before "United States" each time it appears therein and by striking out "(including Alaska)". 27. This one section, all by itself, contains all the evidence you need, by words of construction, to prove that the term "United States" on either side of these sentences did not mean the 50 States united by and under the Constitution. If that is not conclusive to you, then see the following: 26 C.F.R. 31.3121(e)-1 State, United States, and citizen. (a) When used in the regulations in this subpart, the term "State" includes [in its restrictive form] the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, the Territories of Alaska and Hawaii before their admission as States, and (when used with respect to services performed after 1960) Guam and American Samoa. (b) When used in the regulations in this subpart, the term "United States", when used in a geographical sense, means the several states, (including the Territories of Alaska and Hawaii before their admission as States), the District of Columbia, the Commonwealth of Puerto Rico, and the Virgin Islands. When used in the regulations in this subpart with respect to services performed after 1960, the term "United States" also includes [in its expansive form] Guam and American Samoa when the term is used in a geographical sense. The term "citizen of the United States" includes [in its restrictive form] a citizen of the Commonwealth of Puerto Rico or the Virgin Islands, and, effective January 1, 1961, a citizen of Guam or American Samoa. [emphasis added] In paragraph (a), Alaska and Hawaii only fit the definition of "State" before joining the Union. That means the definition of "State" was never meant to be the 48 now 50 States of the Union unless distinctly expressed. If paragraph (b) confuses you, the following is submitted: 28. The word "geographical" was never used in tax law until Alaska and Hawaii joined the Union, and it is not defined in the Internal Revenue Code. So, we must use the definition found in the Standard Random House Dictionary: ge.o.graph.i.cal 1. of or pertaining to geography 2. of or pertaining to the natural features, population, industries, etc., of a region or regions 29. Were you born in the "United States"? The preposition "in" shows that the "United States" in this question is a place, a geographical place named "United States". It is singular, even though it ends in "s". It also can be plural when referring to the Union States which are places which exist by agreement. Every human in a nation is a natural Citizen of a place called a nation, if he was born in that nation. Those same people must be naturalized (born again) if they want to become a citizen of another nation. Original citizenship exists because of places, not agreements. This is jus soli, the law of the place of one's birth (see Black's Law Dictionary, Sixth Edition). 30. Here are two questions, your own answers to which will solve the dilemma. In a geographical sense, where is the State of Texas located on the continent? In a geographical sense, here is the "United States" (Congress) located on the continent? 31. Now, since typewriters were purchased from the areas that just joined the Union, namely Alaska and Hawaii, according to Title 1, Congress had to use a term that is NOT used in the Internal Revenue Code, in order to buy the same typewriters from the same geographical area: Sec. 45. Title I of the Independent Offices Appropriation Act, 1960, is amended by striking out the words "for the purchase within the continental limits of the United States of any typewriting machines" and inserting in lieu thereof "for the purchase within the STATES OF THE UNION AND THE DISTRICT OF COLUMBIA OF ANY TYPEWRITING MACHINES". [emphasis added] And, for declarations made under the penalties of perjury, the statute at 28 U.S.C. 1746 separately defines declarations made WITHIN and WITHOUT the "United States" as follows: If executed WITHOUT the United States: I declare ... under the laws of the United States of America that the foregoing is true and correct. If executed WITHIN the United States, its territories, possessions, or commonwealths: I declare ... that the foregoing is true and correct. added] [emphasis The latter clause above is the penalty clause that is found on IRS Form 1040 and similar IRS forms. And, 28 U.S.C. 1603(a)(3) states as follows: (3) which is neither a citizen of a State of the United States as defined in section 1332(c) and (d) of this title…. Section 1332(d). The word "States", as used in this section, includes the Territories, the District of Columbia, and the Commonwealth of Puerto Rico. EXAMPLES OF THE TWO DEFINITIONS OF THE TERM "United States" IN 26 U.S.C. 32. 26 U.S.C. Subtitle F, 7701(a)(9): (9) United States. -- The term "United States" when used in a geographical sense includes only the States and the District of Columbia. 33. 26 U.S.C. Subtitle D, section 4612(a)(4)(A): (A) In general. -- The term "United States" means the 50 States, the District of Columbia, the Commonwealth of Puerto Rico, any possession of the United States, the Commonwealth of the Northern Mariana Islands, and the Trust Territory of the Pacific Islands. [emphasis added] 34. The Supreme Court stated in Hepburn & Dundas v. Ellsey, 6 U.S. 445, 2 Cranch 445, 2 L.Ed 332, that the District of Columbia is not a "State" within the meaning of the Constitution. Therefore, it is apparent that the meaning of the term "States" in the first definition above can only mean the territories and possessions belonging to the "United States", because of the specific mention of the District of Columbia and the specific absence of the 50 States (inclusio unius est exclusio alterius). The District of Columbia is not a "State" within the meaning of the Constitution (see Hepburn supra). Therefore, the 50 States are specifically excluded from this first definition of the term "United States". 35. Congress has no problem naming the "50 States" when it is legislating for them, so, in the second definition of the term "United States" above, Congress expressly mentions them, and there is no misunderstanding. If a statute in 26 U.S.C. does not have a special "word of art" definition for the term "United States", then the First Definition of the term "United States" is always used (see above) because of the general nature of that term as defined by Congress. 36. When citizens or residents of the first "United States" are without the geographical area of this first "United States", their "compensation for personal services actually rendered" is defined as "foreign earned income" in 26 U.S.C., Section 911(b) and 911(d)(2), as follows: 911(b) Foreign Earned Income. -- ... (d)(2) Earned Income. -(A) In general. -- The term "earned income" means wages, salaries, or professional fees, and other amounts received as compensation for personal services actually rendered, but does not include that part of the compensation derived by the taxpayer for personal services rendered by him to a corporation which represents a distribution of earnings or profits rather than a reasonable allowance as compensation for the personal services actually rendered. 37. A citizen or resident of the first "United States" does not pay a tax on his "compensation for personal services actually rendered" while residing outside of the first "United States", because Congress has exempted all such compensation from taxation under 26 U.S.C., Section 911(a)(1), which reads as follows: 911(a) Exclusion from Gross Income. -- ... [T]here shall be excluded from the gross income of such individual, and exempt from taxation ... (1) the foreign earned income of such individual. 38. When residing without (outside) this "United States", the citizen or resident of this "United States" pays no tax on "foreign earned income", but is required to file a return, claiming the exemption (see IRS Form 2555). 39. 26 C.F.R., Section 871-13(c) allows this citizen to abandon his citizenship or residence in the "United States" by residing elsewhere. 40. 26 C.F.R., Section 1.911-2(g) defines the term "United States" as follows: (g) United States. The term "United States" when used in a geographical sense includes any territory under the sovereignty of the United States. It includes the states[4], [Puerto Rico, Guam, Mariana Islands, etc.] the District of Columbia, the possessions and territories of the United States, the territorial waters of the United States, the air space over the United States, and the seabed and subsoil of those submarine areas which are adjacent to the territorial waters of the United States and over which the United States has exclusive rights, in accordance with international law... None of the 50 united States comes under the sovereignty of the "United States", and subsection (h) defines the 50 States united by the Constitution as "foreign countries": (h) Foreign country. The term "foreign country" when used in a geographical sense includes any territory under the sovereignty of a government other than that of the United States. [26 C.F.R. 1.911-2(h)] All of the 50 States are foreign with respect to each other and are under the sovereignty of their respective Legislatures, except where a power has been expressly delegated to Congress. The Citizens of each Union State are foreigners and aliens with respect to another Union State, unless they establish a residence therein under the laws of that Union State. Otherwise, they are nonresident aliens with respect to all the other Union States. 41. The regulations at 26 C.F.R., Section 1.1-1(a) state, in pertinent part: (a) General Rule. (1) Section 1 of the Code imposes an income tax on the income of every individual who is a citizen or resident of the United States and, to the extent provided by Section 871(b) or 877(b), on the income of a nonresident alien individual. 26 U.S.C., Section 1 imposes a tax on "taxable income" as follows, in pertinent part: There is hereby imposed on the taxable income of ... every married individual ... who makes a single return jointly with his spouse under section 6013 .... 42. The regulations promulgated to explain 26 U.S.C., Section 1 are found in 26 C.F.R. Section 1.1-1, and state in pertinent part: (a) General Rule. (1) Section 1 of the Code imposes an income tax on the income of every individual who is a citizen or resident of the United States and, to the extent provided by Section 871(b) or 877(b), on the income of a nonresident alien individual. Please note that the term "taxable income" is not used as such in the above statute because the "income" of those classes of individuals mentioned is taxable as "taxable income". Section 1.871 Classification and manner of taxing alien Individuals: (a) Classes of aliens. For purposes of the income tax, alien individuals are divided generally into two classes, namely, resident aliens and nonresident aliens. ... (b) Classes of nonresident aliens. -(1) In general, For purposes of the income tax, nonresident alien individuals are divided into the following three classes: (i) Nonresident alien individuals who at no time during the taxable year are engaged in a trade or business in the United States, (ii) Nonresident alien individuals who at any time during the taxable year are, or are deemed under Section 1.871-9 to be, engaged in a trade or business in the United States, and (iii) NOT APPLICABLE (concerns residents of Puerto Rico) 43. 26 C.F.R., Section 871-13 states as follows: (a) In general. (1) An individual who is a citizen or resident of the United States at the beginning of the taxable year but a nonresident alien at the end of the taxable year, or a nonresident alien at the beginning of the taxable year but a citizen or resident of the United States at the end of the taxable year, is taxable for such year as though his taxable year were comprised of two separate periods, one consisting of the time during which he is a citizen or resident of the United States and the other consisting of the time during which he is not a citizen or resident of the United States. NONRESIDENT ALIEN 44. The federal income tax is a local tax for the "United States" to support local government and, in order to become liable to this tax, a State Citizen must be a resident therein (i.e. a resident alien), or receive income from sources therein, or be engaged in a trade or business therein. 45. In 26 U.S.C., Section 7701(b)(1)(A) & (B), Congress defined the statutory difference between "resident alien" and "nonresident alien" as follows: (b) Definitions of Resident Alien and Nonresident Alien. -(1) In general. -- For purposes of this title ... (A) Resident Alien. -- An alien individual shall be treated as a resident of the United States with respect to any calendar year if (and only if) such individual meets the requirements of clause (i), (ii), or (iii): (i) Lawfully admitted for permanent residence. – Such individual is a lawful permanent resident of the United States at any time during such calendar year. (ii) Substantial presence. -- Such individual meets the substantial presence test of paragraph (3). (iii) First year election. -- Such individual makes the election provided in subparagraph (4). (B) Nonresident Alien. -- An individual is a nonresident alien if such individual is neither a citizen of the United States nor a resident of the United States [within the meaning of subparagraph (A)]. 46. The undersigned is not a "resident" (as that term is defined in the above statutes) nor citizen of this "United States". The undersigned is a nonresident alien as that term is defined in subsection (B), and has the same status as the Plaintiff in Brushaber supra. INDIVIDUALS REQUIRED TO MAKE RETURNS OF INCOME 47. The following individuals are required to make returns of income: 26 C.F.R., Section 1.6012-1. Individuals required to make returns of income. (a) Individual citizen or resident. -(1) In general. ... an income tax return must be filed by every individual ... if such individual is ... (i) A citizen of the United States, whether residing at home or abroad, (ii) A resident of the United States even though not a citizen thereof, or (iii) An alien bona fide resident of Puerto Rico during the entire taxable year. 48. The undersigned (clearly) is not defined in the above statutes, but is defined in the following statute as one who is not required to make a return. 49. 26 C.F.R., Section 1.6013-1 states: (b) Nonresident Alien. A joint return shall not be made if either the husband or wife at any time during the taxable year is a nonresident alien. The undersigned is nonresident alien with respect to the "United States", with no income derived from sources within the "United States". 50. 26 C.F.R., Section 871-7 states, in pertinent part, as follows: Except as otherwise provided in Section 1.871-12, a nonresident alien individual to whom this section applies is not subject to the tax imposed by section 1 or section 1201(b) [5] but, pursuant to the provision of section 871(a), is liable to a flat tax of 30 percent upon the aggregate of the amounts determined under paragraphs (b), (c), and (d) of this section which are received during the taxable year from sources within the United States. [emphasis added] 51. Please note 26 C.F.R., Section 1.871-4(b), Proof of residence of aliens, which establishes a key legal presumption: (b) Nonresidence presumed. An alien by reason of this alienage, is presumed to be a nonresident alien. 52. Further facts are illustrated by the definition of "withholding agent" at 26 U.S.C., Section 7701(a)(16): Withholding agent. -- The term "withholding agent" means any person required to deduct and withhold any tax under the provisions of section 1441, 1442, 1443, or 1461. 53. 26 U.S.C., Section 1441 refers to nonresident aliens who receive income from sources within the "United States", as set forth in Section 871 (a)(1). These sections do not apply to the undersigned. The undersigned, has not had taxable income to present, and I do not foresee any taxable income in my future. 54. Your attention is invited to 26 C.F.R., Section 31.3401(a)(6)-1(b), which states as follows: Remuneration for services performed outside the United States. Remuneration paid to a nonresident alien individual ... for services performed outside the United States is excepted from wages and hence is NOT SUBJECT TO WITHHOLDING. [emphasis added] 55. As a rule, Military Retirement Pay of a nonresident alien individual is exempted from the income tax at 26 C.F.R., Section 31.3401(a)-1(b)(1)(ii), with the following exception: Where such retirement pay or disability annuity ... is paid to a nonresident alien individual, withholding is required only in the case of such amounts paid to a nonresident alien individual who is a resident of Puerto Rico. and at 26 C.F.R., Section 935-1(a)(3): [F]or special rules for determining the residence for tax purposes of individuals under military or naval orders, see section 514 of the Soldiers' and Sailors' Civil Relief Act of 1940, 50 App. U.S.C. 574. The residence of an individual, and, therefore, the jurisdiction with which he is required to file an income tax return under paragraph (b) of this section, may change from year to year. Section 574 (1) of The Soldiers' and Sailors' Relief Act states that: For the purposes of taxation in respect of the personal property, income, or gross income of any such person by any State, Territory, possession, or political subdivision of any of the foregoing, or the District of Columbia, of which such person is not a resident or in which he is not domiciled ... personal property shall not be deemed to be located or present in or to have a situs for taxation in such State, Territory, possession or political subdivision, or district. [emphasis added] 55. When the undersigned received the initial correspondence, a copy of exhibit #4 was filed with the District Director in Kansas City, Missouri. No rebuttal has been received. The time for a rebuttal has elapsed. (see exibit #4) If there is anything confusing to the readers of this documentary evidence, please do not try to explain the content of the dissembled income tax rules and regulations to Me. CONCLUSION The undersigned is in no way subjected to any derivative liability. The procedures set forth in 26 C.F.R. do not authorize the Secretary or his delegate to manufacture income and tax it where a Person is without the taxable class. 26 C.F.R., Section 871 is unclouded in that, where there is no income from sources within the "United States" by a nonresident alien, the choice is delegated to that Person by Congress as to whether a return is to be filed or not (see 26 C.F.R. 1.871-8). Where the Secretary determines the existence of taxable income when there has been no return, he should sign the substitute return and assume the responsibility for the determination as required by 26 U.S.C. 6020 (b)(1). Treasury Decision 2313 explains that the withholding agent is responsible for withholding the tax from sources within the "United States", for filing a Form 1040NR and for paying over the tax withheld from said nonresident alien. (See Treasury Decision 2313 and 26 C.F.R. 1.1461-3). Therefore, no taxable income has existed, therefore, no penalties or interest should accrue or apply to the undersigned. The fact that the undersigned was not aware of the above information in the earlier years of life and reported the "earned income" from labor in the foreign States of the Union as a local tax of the "United States", does not change my status as a Citizen of the Republic of Union States. Nor does it change the status from nonresident alien to an "individual" defined in 26C.F.R., Section 1.1-1. Nor does it justify the Secretary's actions taken when he has been repeatedly informed by the "PATRIOTS" of their true status. The Secretary is required to know the law he is administering, and to do so with justice and equity within the parameters set forth by Congress. Arbitrary actions are discouraged by the Executive, the Congress and the Courts. The undersigned can find no Act, Law or Statute that requires policing the domestic Citizens that file incorrect forms with the Internal Revenue Service that implicate a taxable income. It is also not my job to educate the "IRS". The employees of the "IRS" should be informed of the tax laws as they actually exist, not misinformed to defraud WE THE PEOPLE of the 50 States of the Union. The bill for my time spent over the last 18 years, trying to decipher the IRS rules and regulations is as follows; At $125 per hour. About 43,159 hours are billable. The stress placed on myself and my parents over this phony scheme, threatening letters, and propaganda spread throughout the media and directed to the undersigned and my parents is another $3,000,000 you can add to my remuneration. The employees of the IRS did everything imaginable to conceal the truth that has been explained by this document, and the FAMILY GAURDIAN WEB SITE. If you think the amount above is exorbitant, think about all the good people of OUR great Nations that turn over hard earned non-taxable income to the IRS in error. Please, have a letter of apology sent to my parents signed by the Secretary of the Treasury along with $2,000,000 for the undue stress caused by their son seeking the truth about the income tax fraud perpetuated continually throughout their lives. If there is some reason I have had taxable income in the past that I am not aware of, Please, inform Me immediately with the applicable regulations pertinent to a natural Sovereign Citizen of the Union States. If there is an error in this document please inform me immediately. If there is no error in this document, promptly release the Notice of Federal tax liens on the property at 92 Lemans Court, Lake St. Louis, Missouri. Return the $8,126 (with interest and penalties it should come to about $25,000) that was stolen from my account in 1994/5. Correct the errant records contained in your systems. And please: leave Me alone! Please instead use as the target of your illegal acts of avaricious extortion some other ignorant product of the deficient American public education that you helped implement (Dept. of Education) who is too stupid to know that you don’t have jurisdiction over him either. If the IRS does somehow negate any of this document, please remember, the income tax laws are void due to the VOID FOR VAGUENESS DOCTORINE. For more evidence please see http://famguardian.org/Subjects/Taxes/taxes.htm. If you need help correcting your errant records, feel free to seek my opinion as to how I want records on this Sovereign Natural National Citizen to read. Who, after all, is better to ask? Should you wish to dispute any of the contents of this letter, please first provide a signed, notarized response to the questions at: http://famguardian.org/TaxFreedom/Forms/Discovery/Deposition/Deposition.htm You have 15 days to find errors in this document that would negate the intent of this document and provide your written, signed, notarized rebuttal to the above questions. Otherwise, your lack of response constitutes a legal admission of the facts and conclusions described herein. Be sure to sign any rebuttal, per 28 U.S.C. 1746(1). I declare under penalty of perjury, under the laws of the United States of America, that the foregoing is true and correct, to the best of my knowledge and belief, per 28 U.S.C. 1746(1). Executed on this _____day of _________________,________. Constitutionally Submitted, All Rights Reserved Without Prejudice U.C.C. 1-207 ___________________________________ <<YOURNAME>> <<YOUR ADDRESS>> <<CITY>> , <<STATE>> Republic United States of America Telephone <<TELEPHONE>> NOTARY AND PROOF OF SERVICE STATE OF _____________ ) COUNTY OF ___________ ) On __________________________ before me ___________________personally appeared ______________________ personally known to me (proved to me on the basis of satisfactory evidence) to be the person whose name is subscribed to the within instrument, and acknowledged to me that he executed same in his authorized capacity, and that by his signature on the instrument the person or the entity upon behalf of which the person acted, executed the instrument. I do hereby certify that I have served _______________________________________________(name of agency or person served) with a true copy of the within document (circle one) (personally)/(by Certified Mail with Return Receipt Requested), from/at _______________________________________________________________ (city and state mail was sent from). Witness my hand and official seal. Signature of Notary:_______________________________________ Certified Mail #:______________________________________ [1] See Langdell, "The Status of our New Territories," 12 arvard Law Review 365, 371; see also Thayer, "Our New Possessions," 12 Harvard Law Review 464; Thayer, "The Insular Tariff Cases in the Supreme Court," 15 Harvard Law Review 164; Littlefield, "The Insular Cases," 15 Harvard Law Review 169, 281. [2] "Domestic" in the "United States" statutes means inside D.C., the possessions, territories, and enclaves of the "United States", i.e. federal states. [3] Please note that the U.S. Constitution always denoted "Citizen" and "Person" in capital letters until the 14th Amendment, wherein citizen and person were not capitalized. [4] This term "state" evidently does not embrace one of the 50 States (where I am a free inhabitant), united by the Constitution, because they are separate governments or foreign states with respect to the "United States" (i.e. D.C., its territories, possessions and enclaves). [5] Capital gains tax. Copyright Family Guardian Fellowship Last revision: April 02, 2009 04:12 PM This private system is NOT subject to monitoring NY V MERRIAM 16 S CT 10 B 1. The New York Supplement - Page 1123 - Google Books Result books.google.com/books?id=eOUKAAAAYAAJ 1912 - Law reports, digests, etc Order affirmed, with $10 costs and disbursements. ... Action by Evelyn Day limner against Frank B. Torrey >as executor, etc., of Edward Warren Day. ... BRYAN v. SAFIR. (Supreme Court, Appellate Division, First Department. ... Action by the Cambridge Trust Company against Henry Merriam and Stanley L. Smith, as partners, ... 2. CITES BY TOPIC: foreign state - Family Guardian famguardian.org/TaxFreedom/CitesByTopic/ForeignState.htm o o (b) An ''agency or instrumentality of a foreign state'' means any entity - ... [N.Y. v. reMerriam 36 N.E. 505; 141 N.Y. 479; affirmed 16 S.Ct. 1073; 41 L. Ed. 287] [underlines added] ... The Law of Nations, Book I, §10, MONSIEUR DE VATTEL. § 10 ... 3. TITLES OF NOBILITY & JURISDICTION - Freedom School freedom-school.com/citizenship/titles-of-nobility-jurisdiction.html o o o Dec 12, 2012 - The Constitution, in Article I, Section 10 gives us the unlimited right to contract, ... Maine v. Thiboutot, 448 U.S. 1, (1980) 100 S.Ct. 2502, 65 L.Ed.2d 555 ...him was void and relief should be granted under Rule 60(b)(4). ... NY vs. re Merriam, 36N.E. 505; 141 N.Y. 479; affirmed 16 S.Ct. 1073; 41 L.Ed. 287. 4. [PDF] Why You Aren't Eligible for Social Security, Form #06.001 - SEDM sedm.org/Forms/06-AvoidingFranch/SSNotEligible.pdf o o 10 Resources for Further Study and Rebuttal . ... Article 1, Section 10 . ...... N.Y. v. reMerriam 36 N.E. 505, 141 N.Y. 479, affirmed 16 S.Ct. 1073, 41 L. Ed. 287 . 5. Reports of Cases Argued and Determined in the Supreme Court of ... books.google.com/books?id=c9sDAAAAYAAJ Indiana. Supreme Court, Horace E. Carter, Albert Gallatin Porter - 1873 - Law reports, digests, etc Supreme Court, Horace E. Carter, Albert Gallatin Porter, Gordon Tanner, James Buckley Black, Benjamin Harrison, Michael Crawford Kerr, John ... So Lycll v. Lapeer Co., 6 McLean, 446 - 273 Lyles v. Styles, 2 Wash. ... B.tllou, 16 Barb. ... The Mayor ofN. Y., 5 Duer,674 65 M'Gregg v. ... 346 132 Merriam v. ... Farley, 10 Cush. 6. Reports of Cases Argued and Decided in the Supreme Court of the ... books.google.com/books?id=d5cDAAAAQAAJ United States. Supreme Court, Stephen Keyes Williams, Edwin Burritt Smith - 1885 Law reports, digests, etc Supreme Court, Stephen Keyes Williams, Edwin Burritt Smith, Ernest Hitchcock. M. Martin r. Judd, 81 111. 488 807 Martin e. Waddell, 16 Pet. 867, 410. ... Ins. Co., 10Bosw. ... Cincinnati, 1 Ohio St. 268 410 Mavs b. ... Meneely, 62 N. Y. 427 831 M-rcer, The, 1 Spr. 284 876 Mercer v. ... Meigh, 2 El. & Bl. 364 825 Merriam t. 7. rights - section520.org section520.org/rights.html o o ... Union of several States. United States v Minnesota, 270 U.S. 181, 46 S.Ct. 298, 70 L.Ed. 539 ... 10C Const. Law Sec. 298; 18 C ... In re Merriam, 36 N. E. 505, 141 N. Y.479, affirmed 16 S. Ct. 1073, 163 U. S. 625, 41 L.Ed. 287. CALIFORNIA ... 8. [PDF] Supreme Court of the United States - Amazon Web Services sblog.s3.amazonaws.com/.../10/Ford-petition-and-appendix-2013-07-24.... o o 10. A. As This Court Has Recognized,. Sovereign Immunity Is An Immunity. From Suit .... B. This Court Repeatedly Has Made Clear. That The Strict ... Page(s). CASES. Anderson v. Hayes Construction Co.,. 153 N.E. 28 (N.Y. 1926) . ... 16. Block v. North Dakota ex rel. Board of. University & School Lands,. 461 U.S. 273 (1983) ... 9. 283 U.S. 258 - Resource.Org - Public Resource bulk.resource.org/courts.gov/c/US/283/283.US.258.282.html o o by Supreme Court - 1931 - Cited by 207 - Related articles Bowers v. N. Y. & Albany Co., 273 U. S. 346, 47 S. Ct. 389, 71 L. Ed. 676. ... May 16, 1925, the Bureau wrote plaintiff that an examination of its income tax ... 10. The government, in support of the judgment below, insists that no claim for ... Merriam, 263 U. S. 179, 187, 44 S. Ct. 69, 68 L. Ed. 240, 29 A. L. R. 1547; Bowers v. 10. [PDF] DA Vance's Motion to Dismiss - Knife Rights www.kniferights.org/18%20DA%20First%20Motion%20to%20Dismiss%... o o o S. MOTION TO DISMISS PURSUANT TO FEDERAL RULE 12 (b)(1) and. 12(b)(6). 2011 CV 03918 (BSJ)(RLE) .... 10. Ashcroft v. Iqbal, __ U.S. __, 129 S.Ct. 1937 (2009) . .....16. People v. Birth, 49 A.D.3d 290 (1st Dept. 2008) lv. denied 10 N.Y.3d 859 (2008) . .....16. Merriam-Webster's Collegiate Dictionary (11th ed. 2005) . Your LABOR is your Private Property "Income means gains/profit from property severed from capitol, however invested or employed. Income is not a wage or compensation from any type of labor" Stapler v. United States, 21 F.Supp 737 at 739 “…every man has a natural right to the fruits of his own labor, as generally admitted; and no other person can rightfully deprive him of those fruits, and appropriate them against his will…” The Antelope, 23 U.S. 66, 120 “The right to labor and to its protection from unlawful interference is a constitutional as well as common-law right. Every man has a natural right to the fruits of his own industry”. 48 American Jurisprudence, pg. 80 “Among these unalienable rights, as proclaimed in the Declaration of Independence is the right of men to pursue their happiness, by which is meant, the right to pursue any lawful business or vocation, in any manner not inconsistent with the equal rights of others… It has been well said that, the property which every man has is his own labor, as it is the original foundation of all other property so it is the most sacred and inviolable… to hinder his employing…in what manner he thinks proper, without injury to his neighbor, is a plain violation of the most sacred property”. Butchers’ Union v. Crescent City Co., 111 U.S. 746, at 756-757 “There can be no sanction or penalty imposed upon one because of the exercise of a constitutional right”. Sherar v. Cullen, 481 F. 945 “…The term [liberty]…denotes not merely freedom from bodily restraint but also the right of the individual to contract, to engage in any of the common occupations of life…The established doctrine is that this liberty may not be interfered with, under the guise of protecting public interest, by legislative action…”. Meyer v. Nebraska, 262 U.S. 390, 399, 400 “A right common in every citizen such as the right to own property or to engage in business of a character not requiring regulation cannot, however, be taxed as a special franchise by first prohibiting its exercise and then permitting its enjoyment upon the payment of a certain sum of money”. Stevens v. State, 2 Ark., 291. 35 Am. Dec. 72, Spring Valley Water Works v. Barber, 99 Cal. 36, 33 Pac. 735, 21 L.R.A. 416 “…The right to enjoy property without unlawful deprivation, is a personal right, whether the property in question is a welfare check, a home, or a savings account. In fact a fundamental interdependence exists between the person’s right to liberty and the personal right in property. Neither could have meaning without the other”. Lynch v. Household Finance Corp., 405 U.S. 538