Immunopathogenesis of Type 1 Diabetes: Approaches to Prevention and Cure Peter A. Gottlieb, MD George S. Eisenbarth, MD, PhD Jay Skyler, MD+ Barbara Davis Center University of Colorado Health Sciences Center +Diabetes Research Institute University of Miami Medical School Magnitude of Diabetes Worldwide • • • • • • • USA Approximately 6% are diagnosed (90%Type2) All with Type 1 and 1/3 of Type 2 will require insulin (Expected to Rise significantly) Cost $100-$140 billion annually Diabetes in Rest of the World 2 - 25% in different Countries (average 10%) Incidence rising every year everywhere, especially for Type 2 Diabetes Disease is still under-diagnosed and delayed in diagnosis Prevention of pre- type 1 and type 2 diabetes Incidence Type 1 Diabetes per 100,000 per year Children <=14 V C hi n en a ez ue la Is ra el K uw D ait en m ar k La zi o C an da U SA Sa rd in Fi ia nl an d 40 35 30 25 20 15 10 5 0 Karvonnen et al., Diabetes Care, 23:1516, 2000 Type 1 DM incidence is rising 3-5% /year 1.4 million patients in the U.S. 60 50 Incidence /100,000/ yr children age 0-14 Finland 40 30 Colorado 20 Germany 10 0 1950 1960 1970 1980 1990 2000 Rewers Finland Incidence Type 1 DM/100K 1965-1996 50 45 40 35 30 25 20 15 10 5 0 1-4 yrs 5-9 yrs 10-14 yrs Yrs. 65-74 Diabetes Care: 22:1066-1070 75-84 85-96 Main Points • Type 1 diabetes is an autoimmune disease • It is a predictable disease with different phases • Approaches to prevention and cure are possible. • Combination therapy targeting multiple pathways may hold the greatest hope for prevention and cure. Progression to Diabetes vs Number of Autoantibodies (GAD, ICA512, Insulin) Percent not Diabetic 100 80 3 Abs 2 Abs 1 Ab 60 40 20 0 0 2.5 5 7.5 10 12.5 15 Years of Follow-up 3 Ab n = 41 2 Abs n = 44 1 Abs n = 93 17 27 23 8 15 14 Verge et al, Diabetes 45:926-933, 1996 1 4 10 2 6 1 4 BDC The Major Histocompatibility Complex Class III Class II Human Chromosome 6 DP DQ Antigen Processing Genes Mouse Chromosome 17 Class I Class II K I-A DR B Complement Proteins Cytokines Class III I-E Class I C A Class I-like genes and pseduogenes Class I D L DQB1*0402 -chain Leu56 -chain Asp57 BDC HLA-Defined T1 DM Risk Groups DAISY, Denver Population, n=21,713 IDDM risk by age 20 HLA-DR DQB1 High 1:15 3/4 0201/0302 2.4 Moderate 1:60-1:200 4/x 4/4 3/3 0302/ 0302/ 0201/0201 12.7 3.0 1.4 Average 1:300 3/x 3/4 0201/ 0201/not 0302 12.5 1.0 Lower than 1:300 4/x, 4/4 2/x others /not 0302 0602 6.6 Frequency % 60.4 Different haplotypes are associated with T1D in Japanese and Caucasian populations Japanese Caucasian DRB1-DQB1 haplotype Type 1 diabetes susceptibility HF1) Type 1 diabetes susceptibility HF DRB1*0405-DQB1*0401 susceptible susceptible unknown present present rare unknown unknown susceptible rare rare present unknown protective rare present susceptible protective present present DRB1*0901-DQB1*0303 DRB1*0301-DQB1*0201 DRB1*0401-DQB1*0302 DRB1*1501-DQB1*0602 1) HF: Haplotype frequency, http://square.umin.ac.jp/JSHI/frame.html IDDM2 Genotypes in U.S. Caucasians IDDM Controls 100 80 60 % 40 20 0 I/I I/III III/III VNTR Class Pugliese et al., J. Autoimm 7: 687- 694, 1994 VNTR alleles affect INS transcription in thymus Thymus INS Transcription Predisposing Class I VNTR Class I VNTR Protective Class III VNTR Pancreas INS Transcription Class III VNTR Pugliese et al. Nature Genetics 15:293-297, 1997 Predisposing Class I VNTR Protective Class III VNTR Chromosome λs O.R. IDDM1 mhc 6p21 3.35 “App 30” IDDM2 ins 11p15 1.16 2.2 1.87 .37 PTPN22 1p13 1.05 1.7 NS IDDM12,7 (“CTLA-4”) 2q31-33 1.19 CTLA 1.01 “3” CTLA 1.1 3p13-p14 1.15 1.52 .649 6q21 1.56 22.4 9q33-q34 1.13 10p14-q11 1.12 11p15 1.16 1.87 .371 12q14-q12 1.10 1.66 .528 16p12-q11.1 1.17 1.88 .363 16q22-q2 1.19 2.64 .075 19p13.3-p13.2 1.15 1.92 .338 IDDM15 IDDM10 LOD Pgenome 116.3 10(-4) 3.34 .016 2.2 .191 “3” 3.21 .021 No Evidence: IDDM 4,6,9,11,16,17,18 (O.R. MHC, DR3/4-DQ8) Adapted from Concannon et al, Diabetes: 54:2995-3001, 2005 BDC 0.4 0.6 0.8 1.0 Proportion of Twins Without Diagnosis of DM 0.2 6 and younger n= 38 7-10 n= 33 11-14 n= 42 15-24 n= 37 25 and older n= 37 0.0 Difference significant (log-rank and gen'ld wilcoxon p= 0.001 , 0.001 ) 0 10 Redondo, Diabetologia 20 30 40 50 Years Since DM Diagnosis in Index Twin Type 1a Diabetes: An Autoimmune Disorder • Autoantibodies to islet proteins: insulin, GAD 65, IA-2 (ICA512) • T cell responses to islet proteins • HLA association • Immunosuppressive drugs can ameliorate the disorder – ex. Cyclosporine • Recurrence of autoimmunity in pancreas transplants between monozygotic twins Autoreactivity: CD4 and CD8 T cell responses Prediabetic T cell responses to CD4 epitopes from IA-2 Keleman, Gottlieb et al. 2004. Journal of Immunology.15;172(6):3955-62. Cytotoxic T-cells from HLA-A*0201 patients with T1D recognize preproIAPP 5-13 ELISPOT analysis of peripheral blood mononuclear responses to preproIAPP5-13 in patients with the correct HLA to recognize the peptide. Diabetes 2003 52:2649 T cell reactivity to CD8 Epitopes from T1D subjects IFN-gamma producing spots/2x05 PBMCs 550 patients (n=19) controls (n=6) 300 50 50 40 30 20 10 0 2 V/A C H Ouyang, et al, submitted MIX P5 IAP P9 IAP 5 P21 R G I 2 P15 R G I A PH Natural History of Type 1 Diabetes PUTATIVE ENVIRONMENTAL TRIGGER CELLULAR (T CELL) AUTOIMMUNITY BETA CELL MASS HUMORAL AUTOANTIBODIES (ICA, IAA, Anti-GAD65, IA2Ab, etc.) LOSS OF FIRST PHASE INSULIN RESPONSE (IVGTT) GLUCOSE INTOLERANCE GENETIC PREDISPOSITION INSULITIS BETA CELL INJURY (OGTT) “PRE”DIABETES CLINICAL ONSET DIABETES TIME Stochastic Model Antigen Specific Tx Non Specific Tx PREVENTION Primary Prevention autoantibodies or diabetes as the endpoint avoidance of environmental agents ? induction of autoantigen tolerance ? Rewers-BDC Early childhood diet and T1 DM ? TRIGR 3-yr Follow-up Results Seroconversion to 1+ Autoantibody 20% 15% p=0.043 Cows Milk Formula Casein Hydrolysate 10% 5% 24 12 6 n=173 0 0% Nutritional Intervention to Prevent Type 1 Diabetes (NIP – Diabetes) Plan: Use of an omega 3 fatty acid (Docosahexanoic acid or DHA) to prevent the initial autoimmune process. DHA supplementation will begin in: • the last trimester of pregnancy • the first 6 months after birth It will be continued in medium or high risk infants for 3 years. Dietary Intake – Western Diets The Ratio of n-6 to n-3 Fatty Acids in our diet: 1800’s = 1 or 2 (n-6) to 1 (n-3) Present = 20 or 30 (n-6) to 1 (n-3) High n-3: anti-inflammatory anti-thrombotic hypolipidemic vasodilatory (High n-6 has the opposite effect) (Am J. Clin Nutr. 70, 560-569, 1999) III) Mechanisms of Action of Omega 3 Fatty Acids Decrease AA in cell membranes alters PGE 1 and 2 production (inflammatory prostaglandins) Decrease pro-inflammatory cytokines TNF, IL-1 and IL6 ( efficacy of IL4 and IL10) Decrease ICAM-1 on monocyte surfaces in humans fed 3g fish oil/dx 21 days ( chronic inflammation) DHA and /or vit D may have important immune modulating effects in babies at risk for developing T1DM ENDIT: Kaplan-Meier failure curve - European Nicotinamide Diabetes Intervention Trial (ENDIT) Group Lancet 2004; 363: 925–31 Late stage Early stage Ongoing or Completed Prevention Trials • TRIGR - Casein Hydrolysate - ongoing (Cow’s Milk Elimination) • NIP - Nutritional Intervention to Prevent T1DM – Starting June, 2006 • DIPP - Nasal Insulin - ongoing • INIT - IntraNasal Insulin Trial • ENDIT - Nicotinamide - Ineffective • DPT-1 - Oral Insulin – May be effective in subgroup - Parenteral - Ineffective • Anti-CD3 and Exanitide- proposed Antigen Specific Therapy • • • • • • Magic bullet Approach Targets autoreactive cells Generates protective cells Spares rest of immune system Minimal Toxicity Timing may be critical to efficacy Insulin • Beta Cell Specific • Predominant T-cell reactivity islets NOD • Insulin expressed lymphoid tissue by dendritic and macrophage-like cells • Thymic messenger RNA for insulin related to “protective” insulin allele • Proinsulin expression in thymus prevents NOD diabetes Effect of Insulin Injections on Diabetes & Insulitis 100 90 80 70 60 50 40 30 20 10 0 3 2.5 Insulitis Score % Diabetes Female NOD Mice 2 1.5 1 0.5 0 Placebo Insulin Placebo Insulin Atkinson, Diabetes 1991 Prevention of Diabetes with B:9-23 Peptide “Immunization” Percent Not Diabetic 100 B:9-23 peptide 80 Tetanus control 60 40 20 0 0 10 20 30 40 50 60 Age in Weeks D.Daniel ,D.Wegmann . PNAS,1996 Efficacy of NBI-6024 in animal models with ‘new onset’ Type I diabetes. Figure 3. NBI-6024 Treatment of NOD mice Near Onset of Disease % Diabetes-Free 100 control peptide (n = 21) 6024 (n = 21) 80 60 p < 0.02 40 20 0 0 20 40 Age (weeks) Alleva, et al, Diabetes 2002 60 NBI-6024-specific Th2 cells adoptively transferred protection in NOD mice Figure 4. 100 80 60 APL-specific Th2 cell line transfer 40 20 0 10 18 26 32 40 46 Days Following Transfer 53 60 From Alleva, et al. Diabetes. 2002 51(7):2126-34. Mouse BHT-3021 provides significant delay of diabetes onset in hyperglycemic mice at all dosing frequencies DNA dosing stopped Percent Diabetic 100 PBS Anti-CD3 II Hi QW proIns BHT-3021 QW II Hi Q2W proIns BHT-3021 Q2W II Hi Q4W proIns BHT-3021 Q4W 75 50 25 0 0 5 10 15 20 weeks post hyperglycaemia 25 Treatment of hyperglycemic mice with mouse BHT3021 restores normoglycemia PBS proIns II-DNA Hi Expression 600 500 500 400 400 mg/dl mg/dl 600 300 300 200 200 100 100 0 0 entry BG final BG entry BG final BG DPT-1 Parenteral Study – Time to Diabetes By Treatment 1.0 Survival Distribution Function 0.9 0.8 0.7 0.6 Treated 0.5 0.4 Control 0.3 P- Value= 0.796 (Log Rank Test) 0.2 Number at Risk 0.1 169 170 0.0 0 144 131 96 101 69 69 39 40 13 14 1 2 3 4 5 1 6 Years Followed New Engl J Med 2002; 346:1679 STRATA: Intervention Observation Intervention Observation 7 Rationale for Oral Insulin TH1 TH2 TH3 Cell s Cells Cells IFN-g, IL-2 Destructive Cytokines IL-4, IL-5, IL-10 TGF- Protective Cytokines Oral Antigen Protocol • Initial results appeared to suggest no effect of oral insulin • Secondary analysis suggests that for original cohort (IAA>80) there is delay in onset compared to placebo treated patients. • In fact, the higher the titer of IAA, the greater the protective effect that was observed. • A new trial to confirm these observations is being planned by TrialNet (Start Date – Nov, 2006) New Onset Prediabetes Recent and Ongoing Antigen-specific Immunotherapy Trials in T1DM • • • • • • • • • • • • • Joslin Parenteral Insulin: “Delay” Schwabing Parenteral Insulin: “Delay” DPT-1 Parenteral: No Effect DIPP (intranasal): ? Melbourne (intranasal): ? DPT-1 Oral Insulin: Possible for subgroup Italy/France Oral Insulin: No Effect Maclaren Oral Insulin: ? NBI 6024-0003 (Neurocrine) – Phase II Spring, 2007 B chain – Orban, Joslin - Phase I ? hGAD s.c. in alum (Diamyd) 20ug dose only Peptor Heat Shock Protein ? Proinsulin DNA vaccine (Bayhill) Fall, 2006 Secondary Prevention Goal - induction of diabetes remission and preservation of C-peptide non-antigen-specific interventions antigen specific interventions EDIC: Long Term Benefit of Intensive Treatment -The Diabetes Control and Complications Trial/Epidemiology of Diabetes Interventions and Complications Research Group. N Engl J Med 2000;342:381-9. EDIC: Long Term Benefit of Intensive Treatment -The Diabetes Control and Complications Trial/Epidemiology of Diabetes Interventions and Complications Research Group. N Engl J Med 2000;342:381-9. -Cell Function and Complications in the Diabetes Control and Complications Trial - Steffes MW, et al. Diabetes Care 26:832–836, 2003 -Cell Function and Hypoglycemia in the Diabetes Control and Complications Trial - Steffes MW, et al. Diabetes Care 26:832–836, 2003 Cellular Mechanics of Autoimmune Type 1 Diabetes Regenerative Therapies Target Cellular Therapy NK CD4CD25 Tc1 MMF DZB Anti-CD3 ATG Effector Cells B MO Rituximab Tr1 Th1 Th2 Th3 NKT Regulatory Cells Insulin GAD IGRP HSP60 Lack of Effect of BCG Vaccination in New Onset T1D subjects Fasting C-Peptide Age Stimulated C-Peptide 1.4 1.2 1 0.8 0.6 0.4 0.2 0 0.8 0.6 < 12 0.4 0.2 0 0 >=12 5 10 15 20 25 0 5 10 15 20 25 30 0 5 10 15 20 25 30 30 1.4 1.2 1 0.8 0.6 0.4 0.2 0 3 2.5 2 1.5 1 0.5 0 0 5 10 15 20 25 30 Adapted from Allen, et al, Diabetes Care 1999, 22:1703-07 Ongoing and Proposed Non-antigen Specific Immunotherapy Trials in New Onset Type 1 DM • MMF and DZB - Peter Gottlieb, TrialNet • Multidose anti-CD3 hOKT3 Kevan Herold, NY; Lucienne Chatenoud, France • HSP 65 p277 s.c. - (Peptor) – Jerry Palmer, Seattle • Multi-dose DZB - Henry Rodriguez, Indiana • Exanitide and DZB – David Harlan, NIH • Oral hIFN-alpha - Staley Brod, Texas • Anti-CD20 – Mark Peskovitz, Indiana, TrialNet • ATG (Sandostat) – Steve Gitelman, UCSF, ITN, TrialNet • Rapamycin and IL-2, Alex Rabinovitch, Canada • Fish oil - A-G Ziegler, Germany • Diazoxide - E Bjork+A Karlsson, Sweden • Lisofylline i.v. - S Kirk, Virginia • Vitamin E+nicotinamide - P Pozzilli, Italy MMF/DZB TN-02 Participating Centers Existing Centers • The Barbara Davis Center • Indiana University • Stanford University • University of Florida • University of Minnesota • Virginia Mason (Washington) New Centers • Joslin Diabetes Center • Columbia University • UCSF • Children’s Hospital of Los Angeles • Kansas City, Kansas • Toronto, Canada • Milan, Italy and Munich, Germany MMF/DZB TN-02 study (Mycophenolate Mofetil and Daclizumab) • MMF protects BB rats from developing DM; MMF/DZB protect PolyIC:Treg depleted DR BB rats from DM • MMF is effective in islet allograft transplantation in mice, but not in NOD mice as a single agent • MMF effective in a number of human autoimmune conditions including psoraisis, uveitis, autoimmune hepatitis and lupus nephritis. • MMF has been an effective addition to multi-drug transplantation protocols in place of Azathioprine or as replacement for Calcineurin inhibitors where nephrotoxicity or islet toxicity is a concern (Polastri, et al, Acta Diabet, 2002). Effect of MMF and Vitamin D Analogues on Islet Allograft Survival Gregori, et al, JI, 2001 Mycophenolate Mofetil (MMF) • Inhibits inosine monophosphate dehydrogenase (IMPDH) • Inhibits de novo pathway of guanosine nucleotide synthesis – T and B cells need de novo pathway (other cell types use salvage pathway) APC MMF: Mode of action • Blocking of activated T and B cell proliferation and antibody formation T cell • Does not block IL-1, IL-2 production IL-2 Greenbaum, C Benaroya Research Institute Seattle, WA MMF Toxicities • • • • Leukopenia Gastrointestinal Increased rate of viral infections Lymphoproliferative disorder? No increase in multidrug regimens. No increase in single drug use (Psoriasis). • Cancer? (Psoriasis data – No). MMF/DZB study Rationale for DZB (Mycophenolate Mofetil and Daclizumab) • Anti-IL2R Ab protects BB rat, but not NOD islet grafts • IL2-Receptor + Cells increased at diagnosis of DM • IL-2R+, CD4hi population harbor autoreactive T cells (mouse and man) • DZB is effective as part of Edmonton protocol and in other transplantation regimens • DZB has been shown to be effective in autoimmune diseases such as uveitis and MS • Relative known toxicities of drugs are low DZB inhibits disease activity in multiple sclerosis patients failing to respond to interferon Bielekova et al, PNAS, 2004 DZB: Mode of action Inhibit IL-2 mediated activation of lymphocytes IL-2 IL-2 DZB α ß γ α ß γ Activated T cell Activated T cell Greenbaum, C;Benaroya Research Institute; Seattle, WA Daclizumab in Pediatric Transplantation: CD25 and 7G7 Expression on T Cells % T cells 26 24 22 20 18 16 14 12 10 8 6 4 2 0 CD25 7G7 1 Baseline Day 0 14 28 42 56 Ettenger RB. Transplant Proc. 1998;30:1956-1958. 84 182 MMF/DZB TN-02 Study • 3 arm study: MMF alone, MMF and 2 doses of DZB and placebo • 36 subjects per arm, 120 total, through TrialNet centers (6 initially) • Type 1 diabetes (autoantibodies) within 12 weeks of diagnosis • Ages 8-45, without significant other disease • Outcomes: HbA1c, C-peptide, hypoglycemia, T cell assays • Start Date: Aug. 1, 2004. 92 patients enrolled, expect to finish enrollment this fall. No major problems to date. First subjects nearing 2 year window. Anti-CD3 Monoclonal Antibody in New-Onset Type 1 Diabetes Mellitus Kevan C. Herold, MD; William Hagopian, MD, PhD; Julie A. Auger, BA; Ena Poumian-Ruiz, BS; Lesley Taylor, BA, David Donaldson, MD; Stephen E. Gitelman, MD, David M. Harlan, MD; Danlin Xu, PhD; Robert A. Zivin, PhD; & Jeffrey A. Bluestone, PhD Herold K. et al., N Engl J Med 2002; 346:1692-8. hOKT3g1(Ala-Ala) Binds to CD3 Ala-Ala hOKT3g1(Ala-Ala) is a monoclonal antibody that binds to the CD3 (T cell receptor) on human T cells. The drug is a “humanized” antibody with a mutation in the Fc chain to prevent binding to the Fc receptor. Binding to the Fc receptor and crosslinking of the CD3 molecule is thought to activate T cells, cause release of cytokines, and account for the toxicity of OKT3. Changes from Study Entry to 12 Months in the Total C-Peptide Response to Mixed-Meal Tolerance Testing Control Group Total Area under the C-Peptide Response Curve (nmol/l/4 hr) Total Area under the C-Peptide Response Curve (nmol/l/4 hr) Monoclonal-Antibody Group Herold K. et al., N Engl J Med 2002; 346:1692-8. A single course of hOKT3g1(Ala-Ala) at dx of diabetes improves insulin secretion for over 2 years 160 140 ** Drug Control ** ** AUC (pmol/ml/240min) 120 100 80 (p<0.0001 **p<0.02) 60 40 20 0 0 6 12 Month 18 24 Regenerative Therapies: Exenatide(Byetta): Glucagon-like Peptide (GLP-1) analogues i. A GLP-1 analogue ii. Helps regulate insulin secretion and gastric emptying iii. Initial studies = FPIR and improved OGTT iv. Animal studies = beta cell mass v. Much experience in humans with T2D Regenerative Therapies: Exenatide(Byetta): Glucagon-like Peptide (GLP-1) analogues i. A GLP-1 analogue ii. Helps regulate insulin secretion and gastric emptying iii. Initial studies = FPIR and improved OGTT iv. Animal studies = beta cell mass v. Much experience in humans with T2D Cellular Therapies • CD4+CD25+ T regulatory cells – nonspecific or antigen-specific • Naïve Dendritic Cells pulsed with autoantigens to induce T Regs • Stem Cells that can restore regulatory balance – what type? How do we correct autoreactivity? Lessons from Animal Models: Modalities of Immunotherapy of T1DM Antigens Insulin GAD65 HSP60 Glucagon IGRP IAPP Immunotherapy Cytokines Cyclosporine ALS MMF Anti-CD3 Anti-CD4 Anti-IL2R Anti-Class II Anti-IFNg IFNa Anti-TNFa Anti-IL-12 IL-4, IL-10 TGFb IL-18 Growth Factors/Cellular Gastrin/EGF GLP-1 CD4CD25+ Th2 cells Tr1 cells Therapy of diabetes may eventually require combination therapy! TrialNet Sites TrialNet International Sites • Australia • United Kingdom • Finland • Italy & Germany Sponsors NIDDK ADA NIAID NICHD JDRF NCRR Summary • Antigen specific therapy trials in new onset and prediabetic subjects are being undertaken. • Immunomodulatory trials are ongoing in new onset patients and the results with anti-CD3 are encouraging. • Multicenter trials and networks will help us find effective therapies during the next decade. • Combination therapy targeting multiple pathways may hold the greatest hope for prevention and cure. 1-800-HALT-DM1 (1-800 – 425-8361) www.diabetestrialnet.org