Reflection on Shanghai’s Result in PISA 2009 Lingshuai Kong Shanghai Normal University konglingshuai@yahoo.cn 2012.11.12 Outline 1.A Snapshot of Education in Shanghai 2.Shanghai’ s Results and Problems in PISA 2009 3.Shanghai’ s Attitude to the Result 4.Un-testified Reasons for Shanghai’s Performance(main) 5.Follow-up Study 1. A Snapshot of Education in Shanghai 1. 1 Shanghai is a modern megalopolis. (2009 Data) Territory: 6340 sq. km. Population: over 20 million Education: 18.1% with higher education 24.8% with senior secondary ed. 51.6% with junior secondary ed. Sub-area: 19 districts and counties GDP: RMB 1300 Billion GDP per Cap.: 66,367 RMB (US$9085.65) 1. A Snapshot of Education in Shanghai 1.2 The condition of education Institution Number Enrollment 1,058 299 328,760 63,850 19.4% Primary school private 672 87 590,561 82189 13.9% Secondary school private 774 119 617,724 86,913 14.1% Vocational school private Univer. & College private Special school 101 5 61 21 29 168,671 3,107 598,397 95,498 9,074 Kindergarten private % 1.8% 15.95% 4 1. A Snapshot of Education in Shanghai 1.3 Education development Basic Education: 1) 9-year compulsory education is universalized in 1993; 2) 99.9% children graduated at primary school; 3) Senior secondary education is generally universal in 1997; 4) Enrollment rate of senior secondary education raised over 98%; Higher Education: Gross rate of higher education reached 57% of age group; Diversification: 1) Over 5 million of Guest-workers, with nearly 500 thousand of children; 2) 50 thousand foreign children 3) 37 thousand of overseas college students 5 2. Shanghai’ s Results and Problems in PISA 2009 PISA (Programme for International Student Assessment) is an international test survey for educational policy improvement. PISA is composed with two parts: tests and questionnaire. PISA testes every 3 years, and every round of PISA includes 1 main test and 2 minor tests in the fields of reading, math and science. PISA started in the year of 2000, and Reading is the main test and math and science tests are minors in 2009. PISA does not assess knowledge nor skills simply, but it tries to assess the capacity of the students’ knowledge and skills they learned to solve the problems in real life and work situation(Literacy). Testers of PISA are the students of 15-years-old at the end of compulsory education, 470 thousand students in 65 countries and economics joined the PISA 2009. According to the requirements of OECD(The Organization for Economic Co-operation and Development), after rigorous sampling, 152 schools in Shanghai and 5,115 fifteen-year-old school students represented 10 million students from various schools in the city to take the test for the first time in 2009. Within 65 participating countries and regions, this was the first time for China had taken part in PISA. 2.1 Shanghai’s result On December 7, 2010, OECD formally announced its results of PISA 2009, in Doha, Qatar. Chinese students from Shanghai far outscored their international peers in all three test fields— reading, mathematics and science. Basic Situation of Result in PISA 2009 Subject First Second Third Reading Shanghai(5 South Finland(536) 56) Korean(539) Mathematic Shanghai(6 Singapore(5 Hong s 00) 62) Kong(555) Science Shanghai(5 Finlan(554) Hong 75) Kong(549) In addition, grade distribution of different schools and students in Shanghai were far below the OECD average. The proportion of high level students was the highest and low level students was the lowest; there were small differences among schools(校 间差异). In reading achievement differences among the students in Shanghai, the ratio of differences at school level was 31%, while the OECD average ratio was 39%(Figure 2). Figure1 Difference between schools among countries & regions At the same time, the influence of family economy and social background on student’s achievement was also lower than the OECD average(Figure 2). •Figure2 Family ESCS and reading performance • Xue Mingyang(薛明扬), director of Shanghai Municipal Education Commission, said about the result of PISA in 2009: “what excited us were not results, but the scores that expressed the small difference between both ends of the students and the high balance among schools and areas. It proved that longterm hard work have been very effective” (Xie, 2011, March 4). 2.2 Shanghai’s Problems A372 A056 A554 A076 A158 AAVG A250 A446 A764 A203 A752 A208 A170 A858 A031 A780 A484 A642 A410 A616 A788 (1)Strengthen reading in non-continuous text (非连续性文本)and digital text(数字文本) 15 10 5 0 continuous text non-continuous text -5 -10 -15 15 -20 (2)Reduce heavy study load and long learn hours for students A784 A616 A344 A446 read A788 A076 math A031 A642 science A158 A554 other A056 A250 readoutsch A764 A858 A203 mathoutsch A170 A372 scieoutsch A484 A780 otheoutsch A410 A752 0 5 10 15 20 25 30 35 40 45 (3)Strengthen attention to information-retrieving abilities (4)Strengthen Self-control and meta-cognitive learning strategy (5)Find ways, time and space for the development of students’ personal potential and talents (6)Establish a new concept of evaluation and a school monitoring system with multidimensioned criteria. A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… A… Another challenge:Large gender difference 600 550 500 All Students Boys 450 400 350 Girls 3.Shanghai’ s Attitude to the Result 3.1 Motivations for Shanghai to join the PISA (1) To know the quality and equity of basic education in the global comparison. (2) To learn the evaluation technical approaches and to see the shortcomings, problems and even blindness in basic education in Shanghai. (3) To learn to improve education policies on the base of data, evidence and research. (4) For our reform and development in education, to keep learning the successful experience from other countries. 19 3.2 Attitudes to Shanghai PISA “top” results (1) PISA is not an Olympic Game, nor a competition for First or Golden Medal; PISA is not to select one or two best examinees or “zhuang yuan”(状元); but PISA is an international testing survey! (2) Shanghai is only a city, yet most participants are counties; and China is a country with imbalanced development. (3) Some countries know that reading, math and science are their weak areas after their realization of free compulsory education, therefore, Shanghai might compare our strength with other’s weakness. (4) What are student’s costs for the top results? Could Shanghai do something to reduce the costs for Shanghai’s students? 20 4. Un-testified reasons for Shanghai results The Shanghai students’ performance produced a strong public reaction by domestic and international scholars and journalists. Although scholars and media have made a number of interpretations of PISA 2009, they did not summarize reasons for Shanghai’s leading position. Even now, there is no clear conclusion as to why Shanghai performed so well. Shanghai was asked time and again: “What are secretes for PISA results and successful basic education?” Therefore, we considered about it and Our answer might be simple— “3+6”: 3 for three strong traditional believes and mechanism(Traditional Factors): (1)high parental expectations, (2)students’ belief in the power of effort, (3)China’s personnel selection mechanism. 6 for six new modern reforms and developments in last 30 years(Modern Factors): (1)the openness of Shanghai’s education, (2)curriculum and teaching reform in Shanghai, (3)teacher training in Shanghai, (4)improvement of comparatively poor schools in Shanghai, (5)financial resources allocation mechanism in compulsory education in Shanghai, (6)reform of high school enrollment in Shanghai. 4.1 Traditional Factors With over five thousand years of history, Chinese society has always strongly valued education and learning. While Shanghai is a modern city, its parents and students in Shanghai have the same traditional expectations and beliefs with people in other parts of China. 4.1.1 High Parental Expectations for Education All parents in China, no matter if they are from Shanghai or rural provinces, no matter their profession or wealth, have high long-term expectations for their children’s education. Common idioms: “long to see one’s son become a dragon” (望子成龙)and “long to see one’s daughter become a phoenix.” (望女成凤) 4.1.1.1 Long-term Educational Expectations Generally speaking, Chinese parents expect their children to improve their social status and income level through graduation from top universities. Parents expect their children to learn diligently and perform well in examinations. In a survey on the learning objectives of children, 64.5% declared their objectives were “to meet the expectations of my parents” (Song, Cai, & Yang, 2003, p. 155). 4.1.1.2 The “American Dream” and Chinese Ambitions The American dream is the ideal of a better life that people believe they can obtain as long as they work hard. Chinese ambitions are different in that they have traditionally come true through learning in order to secure an official position. Confucian educational thought is the mainstream of educational thinking in China. Zi Xia, a student of Confucius also said: “he who excels in study can follow an official career” .(学而优则仕) Confucius 4.1.1.3 Examples of Parental Expectation If parents have positive expectations of their children for education, children will adjust their learning and life goals in the direction of these wishes. There are two stories of Mencius, one of China’s famous sages, to show the influence of parental expectations on children’s growth. (1)Mencius’s Mother Moved Three Times(孟 母三迁) (2)Mencius’s Mother Cut the Fabric(断机教 子) Mencius 4.1.2 Students’ Belief in the Power of Effort Chinese students are known to be hard working, believing that diligence can make up for any shortfalls in intelligence, change fate, and improve quality of life. Chinese students are regularly told fables about education by their parents and teachers. When Chinese parents and teachers introduce Thomas Edison, the American inventor, they always remind students of Edison’s words: “Genius is one percent inspiration and ninety-nine percent perspiration.” 4.1.2.1 No Essential Distinction between People From 1949, “Marxism and Mao Zedong Thought” became the guiding ideology of China. Mao Zedong followed Karl Marx in stressing the lack of distinction between people. Mao Zedong, who advocated labor and equality, said, “The lowly are the most intelligent; the elite are quite ignorant” .(“卑贱者最聪明, 高贵者最愚蠢” ) 4.1.2.2 Belief in Success through Hard Work Since the Sui and Tang Dynasties, many scholars have regarded “persevering for 10 years of studies in spite of hardships,” (“十年寒窗苦 读”) to have their names “published on the list of successful candidates” (“一旦金榜题名”) Even today, the majority of the Chinese people still believe that they can change their destiny and enhance the quality of life by studying hard. Under the influence of mainstream views and typical events, Chinese students (especially disadvantaged students) study extremely hard. They believe that they are likely to succeed if they study hard. 4.1.2.3 Examples of Learning that Changes Fate in China There are many examples of how learning can change fate. In China, these cases are promoted in the classroom, and have a strong impact on parents and students. (1)Trying one’s Hair from a Beam(头悬梁,孙 敬) (2)Pricking one’s Thigh with an Awl(锥刺股, 苏秦) (3)Digging a Hole on the Wall to Borrow the Neighbor’s Light(凿壁偷光,匡衡) 4.1.3 The Traditional Personnel Selection Mechanism Why do Students in China believe that there is no difference between people and they can succeed and change their fate as long as they make an effort? It is closely related to the personnel selection mechanism which makes the upward mobility possible for people in the lower ranks of society. 4.1.3.1 The Imperial Examination System The imperial examination system was established in feudal times as a method of selecting government officials. It is called the keju examination(科举考试), meaning the selection of officials by separate subjects (where ke means subject and jiu means selection). 605 AD marked the birth of China’s imperial examination system. The system lasted 1300 years until Qing Dynasty, 1905 AD. Hu Shi(胡适), Chinese philosopher, considered the imperial examination system as one of the historical foundations of modern China. He said:This system is really objective and fair, if students are frustrated in the examination hall, they rarely complain about the unfair examination system. It is a fair system, even the boy from the most humble family can climb to the most glorious and powerful position in the empire through the normal competitive process. (Liu, 2005, p. 6) 4.1.3.2 The Examination System Although the imperial examination system was abolished in 1905, the examination method was here to stay. Both National Colleges Entrance Examination and civil service examination system in China go back to the imperial examination system in form to some extent. They have inherited competition, the spirit of equality and meritocratic principle of personnel recruitment. 4.1.3.3 Idioms Derived from the Imperial Examination The imperial examination has not only influenced China’s socio-political and educational structure, but also had a deep impact on the Chinese psychology and mindset. It has generated familiar expressions: passing the examination(金榜题名), winning the first places in three examinations in a row(连中三元), “falling behind Sun Shan” on the list (名落孙山), passing an imperial examination with the highest score(状元 及第), becoming a favorite pupil of a great man(得 意门生), studying 10 years in spite of hardships(十 年寒窗) , becoming famous overnight after the imperial examination(一朝成名), etc. 4.2 Modern Factors Besides the above-mentioned three traditional factors, the outstanding performance of Shanghai in PISA 2009 is closely related to the following modern elements in Shanghai: (1)The openness of education system, (2)Curriculum and teaching reform, (3)On-the-job teacher training, (4)Improvement of comparatively poor schools, (5)Special allocation mechanism of financial resources of compulsory education, (6)Reform of high school enrollment. 4.2.1 Openness of the Shanghai’s Education System As one of world’s major metropolises, Shanghai is very much concerned about foreign educational theories and educational information, and teachers in Shanghai have learnt to grasp foreign educational theories thoroughly. 4.2.1.1 International Educational Exchange Shanghai’s scholars, teachers and students have been sent abroad to visit, study and engage in advanced studies since the start of the reform and opening up period. Meanwhile, In recent years, exchange opportunities, joint research projects and international student dialogues have seen huge growth. In addition, a large number of foreign teachers now teach in universities and schools in Shanghai. 4.2.1.2 Introduction of Overseas Educational Theories Many educational theories, ideas and methods from the developed world have been introduced into China since reform and opening started. As Professor Zhang Minxuan(张民选), President of Shanghai Normal University (SHNU) , said, “we know the well-known experts in the United States, Britain, Japan and other countries and what is new in their ideas and theories on contemporary education; sometimes we even know them better than people from their own country” (Ma, 2010, December 20). Table 1 lists foreign educators who have influenced education in Shanghai and other parts of China in recent years. Table 1 Foreign Educators who Influenced Education in Shanghai and Other Parts of China Educator Nationality Main concepts Field of study John Dewey The United States Learning from practice Democracy and education Jerome Bruner The United States Discovery teaching The process of education Benjamin Bloom The United States Mastering teaching Taxonomy of educational objectives Howard Gardner The United States Multiple intelligences theory Frames of mind: The theory of multiple intelligences Andrey Markov Former Soviet Union General development Teaching and development Jurij Babanski Former Optimization of teaching Optimization in teaching process from the Soviet Union Vasyl Sukhomlynsky Former Soviet aspect of general teaching theory Harmonious teaching One hundred suggestions to teachers Union Johnson O'Connor United States Analytical philosophy of education An introduction to philosophy of education Martin Wagenschein Germany Model teaching method Understanding learning Sato Manabu Japan Transform classroom learning Quiet revolution approach Michael Fullan Canada Education reform theory Change forces: Probing the depths of educational reform Maria Montessori Italy Teaching method Montessori teaching method In addition, five major journals on foreign education have been founded in China since 1980, advancing China’s depth of knowledge: (1)Comparative Education Review issued by Beijing Normal University (2)Global Education by East China Normal University (3)Foreign Education Research by Northeast Normal University (4)Elementary and Secondary Schooling Abroad by Shanghai Normal University (5)World Education Information by the Education Management and Information Center (EMIC) of the Ministry of Education 4.2.1.3 Teachers Equipped with Educational Theories Teachers have been learning and practicing western theories, ideas and methods introduced into China from developed countries, with a resulting positive impact on teaching practice. 4.2.2 Curriculum and Teaching Reform in Shanghai The PISA test proved the effectiveness of curricula and teaching reforms in Shanghai over the past 20 years. 4.2.2.1 Curriculum Reform Shanghai is a pioneer in education reform, while curriculum reform is the key. Based on the first phase of curriculum reform (1988–1998), Shanghai began developing the second phase of curriculum reform in 1998(二期 课改) and had a significant impact on primary and secondary schools in Shanghai. Table 2 Characteristics of the Second Phase of Curriculum Reform in Shanghai Table 2 Characteristics of the Second Phase of Curriculum Reform in Shanghai Training objective To emphasize “innovation” and “practical ability” Curriculum objective To establish modern curriculum system that adapts and contributes to the development of every student. Three types of main curriculums 1. Compulsory curriculum, 2. Elective curriculum, 3. Extra-curricular, Four basics 1. Basic knowledge, 2. Basic skills, 3. Basic ability, 4. Basic attitude. Five kinds of learning experience 1. Experience of moral formation and personal development, 2. Experience of potential development and cognitive development, 3. Sports and fitness experience, 4. Artistic culture and development experience, 5. Experience of social practice. Eight learning fields 1. Language and literature, 2. Mathematics, 3. Natural science, 4. Social sciences, 5. Technology, 6. Arts, 7. Physical education, 8. Practicum. 4.2.2.2 Teaching Reform After the resumption of the National College Entrance Examination in 1977, Shanghai encouraged bottom-up educational reform. The “Experimental Reform of Mathematics Teaching in Qingpu County”(青浦数学教改实验) was one of the most influential tests of reform education. Since 1980s, schools in Shanghai carried out diversified experimental reforms in education with their own characteristics and features. (1)“successful education” reform in No. 8 Secondary School of Zabei District (闸北八中) (2)“developing students’ intellectual potential” reform in Shanghai Experimental School (上海 实验学校) 4.2.3 On-the-job Teacher Training in Shanghai In the U.S. and Europe, teaching is more about teacher’s personal behavior. However, Shanghai attaches great importance to on-the-job teacher training and professional development in primary and secondary schools. There are five main forms of training. 4.2.3.1 Teaching and Research Group (TRG,教 研组), Grade Group (GG,年级组) Lesson planning (LP,备课) is not only a task but also an important way to promote the professional development of teachers. TRG and GG play a role in LP capability and classroom teaching skills of teachers, and thus can contribute to the sustainable development of teachers’ professional standards. 4.2.3.2 Classroom Observation and Classroom Evaluation There are classroom observation and classroom evaluation systems on basic schools in Shanghai. First, the heads of TRG observed classroom teaching, then teachers in the same TRG observed and evaluated each other’s classes, and finally they carried out classroom observation and evaluation concentrating on a common problem. Besides classroom observation and evaluation in TRG, each school would open up school level courses(校级公开课). Classroom observation and evaluation are important ways of improving teaching skills, and have become the main form of teacher training and professional development. 4.2.3.3 Projects 240 and 540 Shanghai lays considerable emphasis on in-service training of teachers and launched projects 240 and 540 in 2007. New graduate teachers were set a target of 240 hours of training in their first five years of teaching. After five years,if they want to apply for senior professional titles, they must spend 540 hours for training. Project 240 and 540 provided Shanghai teachers with institutionalized training guarantees at teacher training colleges to enable new teachers to adapt to their new work and senior teachers’ to have the chance of professional development. 4.2.3.4 Teachers’ Research Activities Since the implementation of the new curriculum reform, research has become a required activity in primary and secondary schools. The majority of teachers in schools participated in regular teaching and research activities organized by schools. 4.2.3.5 Training Project of Famous Teachers and Famous Principals In 2005, Shanghai Municipal Education Commission started a “Training Project of Famous Teachers and Principals in Shanghai’s General Teaching System.” (名师名校长培训工程) The project trained 500 key teachers to be as “famous teachers”, and 100 principals to be as “famous principals”. Shanghai Municipal Education Commission issued a series of measures to promote the project, trying to build a group of teachers with international competitiveness. 4.2.4 Improvement of Comparatively Poor Schools in Shanghai OECD noted the improvement of comparatively poor schools in Shanghai as a contributing factor in Shanghai’s PISA performance. Comparatively poor schools were improved through hardware improvement and soft improvement: 4.2.4.1 Hardware Improvement At the beginning of 1990s, Shanghai launched many important projects, such as: (1)“project of updating comparatively poor school,” (薄 弱学校更新工程) (2)“project of reaching the standard of primary and secondary schools,”(中小学达标工程) (3)“project of strengthening secondary school construction”(加强初中建设工程) (4)“project of strengthening the construction of informationized environment facilities of rural primary and secondary schools”(农村中小学信息化环境设施建设) make the hardware construction basically achieve balance, providing equal education opportunities for students. 4.2.4.2 Software Improvement Shanghai’s series of projects and measures helped diminish hardware differences between urban and suburban schools, and between high quality and comparatively poor schools. However, Software issues remained. This included comparatively backward administration, overstaffing at managerial level; outdated and inefficient teaching methods, and shortcomings in the performance evaluation mechanism resulting in loss of key teachers and students. (1)Mandatory Administration(委托管理) High quality educational resources in rural schools suffered from shortage, while urban schools gathered abundant high-quality educational resources. In this context, Shanghai developed mandatory administration. Municipal Educational Commission entrusted high-quality urban schools to manage comparatively poor rural primary and secondary schools in order to bring these schools up to an acceptable level of efficiency. (2)Inter-county Assistance(区县一帮一) There is a clear difference between the quality of basic education in urban and suburban parts of Shanghai. In 2005, under the co-ordination of Shanghai Municipal Educational Commission, nine urban and nine rural areas signed “Cooperation and Exchange between Related Counties Education Agreement” and began a three-year period of joint development. (3)Teachers Preferential Policies in Suburban and Rural Primary and Secondary Schools(郊 区农村中小学教师优惠政策) Since 2007, the Shanghai Municipal Educational Commission determined that teachers with experience teaching in rural areas would have priority to senior teacher assessment in key city and district secondary school. In order to encourage outstanding college graduates to teach in rural schools, the Municipal Education Commission granted 30,000 yuan allowances for graduates who accepted position in remote rural primary and secondary schools for three consecutive years. From 2009, Shanghai implemented a merit-based pay system(绩效工资) in compulsory schools, unifying city standards and giving teachers in rural and urban areas balanced incomes. (4)Information Training of Teachers in Rural Primary and Secondary Schools(农村中小学教 师信息化培训) Shanghai Municipal Educational Commission launched modern educational technology training of teachers in rural primary and secondary schools in 2007. In 2009, more than 400 primary and secondary schools carried out the practice of educational informationization in rural primary and secondary schools. 4.2.5 Special Allocation of Financial Resources for Compulsory Education in Shanghai(义务教 育财政资源配置机制) In order to ensure investment in educational appropriation funding in rural compulsory education in Shanghai, Shanghai improved the special allocation mechanism of financial resources for compulsory education. 4.2.5.1 Establishing a Financial Transfer Payment System(义务教育财政转移支付制度) This financial transfer payment system refers to government financial assistance through transfer payments for counties that have below average educational achievements. The amount is 2 billion a year. 4.2.5.2 Establishing a Dynamic Adjustment System for Students’ Average Public Fund Appropriation Criteria(生均公用经费拨款标准动 态调整制度) The average level of funding for students in primary and secondary school students increased to 1,400 yuan and 1,600 yuan from 2008, and to 1,600 yuan and 1,800 yuan from 2011. The increased funds helped subsidize school water, electricity, gas and other expenses and to carry out quality education and other activities in schools after adjustment. 4.2.5.3 Establishing a System of Investment, Use, and Supervision in Compulsory Education Funding(义务教育经费投入、使用和监督检查制 度) Shanghai Municipal Finance Bureau and Shanghai Municipal Educational Commission check the compulsory education funding levels of each district and county every year. 4.2.6 Reform of High School Enrollment in Shanghai(高中名额分配改革) In order to reduce excessive competition for places in the best high schools, and to promote a balanced distribution of educational resources, Shanghai has experimented with a new admissions policy in 2007: a quota allocation system at senior high schools, making a pro-rata distribution of model high schools to secondary schools in the area. The quota allocation of senior high schools means allocating part of the quota of high-quality senior high schools to junior high schools according to the number of junior high school students in the area. After the implementation of the quota system, regardless of the strength of the school, it had an equal quota of places in high-quality senior schools. As long as students achieved good results in their schools, they are likely to succeed. Since 2008, the quota allocation in Shanghai experimental model high schools increased from 10% in 2008 to 12% in 2009, to 15% in 2010, and 18% in 2011. A large quota of good quality senior high school places was allocated to secondary schools, effectively alleviated the problem of school selection. Conclusion In summary, the three traditional and six modern factors not only came together to affect the development of basic education in Shanghai, but also enabled Shanghai to achieve an outstanding performance in the PISA project. Although the above nine factors cannot be measured, they unconsciously influence education in Shanghai, and its teachers, parents and students. The three cultural factors show the influence of traditions on individual motivations, and the six policy-governed modern factors can be attributed to the guiding role that Shanghai government has played in basic education since reform and opening up. 5. Follow-up Study I got one project of Shanghai Education Scientific Research Projects in 2012(2012年上海市教育科学研究 项目):An Empirical Study of the Reasons for Achievements of Shanghai’s Basic Education :Based Shanghai’s Performance in PISA 2009(上海基础教育成 就原因的实证分析:基于上海在PISA中的表现) This project will choose some schools, such as Jianqing Experimental School(建青实验学校)and Kangcheng School (康城学校),visit these schools and survey some contents with questionnaire to sum up their achievements and shortcomings.These contents include the concept of students and parents, educational theory and philosophy of teachers, school curriculum and teaching reform, teacher training, teaching and research group and grade group, weak schools transformation. 谢 谢! Thank you ! konglingshuai@yahoo.cn