PERSUASIVE APPEALS: Logos, Pathos, Ethos RHETORICAL STRATEGIES • • • • • • • • • • • DESCRIPTION NARRATION (anecdotes) ILLUSTRATION (examples) PROCESS-ANALYSIS DIVISION and CLASSIFICATION (roles, types) COMPARISON and CONTRAST (similarities, differ.) DEFINITION REFUTATION PARADOX CAUSE and EFFECT ANALOGY 2 3 TYPES of EVIDENCE • • • • • • • • • FACTS STATISTICS FIGURES, NUMBERS, DATES EXAMPLES REASONS DETAILS ANECDOTES EYE-WITNESS TESTIMONY (first-hand, primary) EXPERT TESTIMONY HOW TO EVALUATE EVIDENCE • • • • TIMELINESS (relevance) INTENT (to entertain, to persuade) CREDIBILITY (sincerity, agendas) CONTEXT (circumstance, situation) 4 HOW TO EVALUATE EVIDENCE • LOGICAL: o reasons, examples, details, facts, stats, figures • EMOTIONAL: o examples, anecdotes, eye-witness testimony • CREDIBLE: o details, facts, stats, figures, expert testimony 5 6 LOGOS THE Rhetorical TRIANGLE PATHOS ETHOS • Not to be confused with Alexandre Dumas’ Three Musketeers: o Athos o Porthos o Aramis o (and d'Artagnan ) 7 8 BACKGROUND: ARISTOTLE and the RHETORICAL TRIANGLE • In Rhetoric (350 BC), the Greek philosopher Aristotle (384-322 BC) suggests that the fundamental human characteristics include: o logic, reasoning o emotion, empathy, compassion o credibility, trust (perception of character) • Thus, he divided the persuasive appeals of rhetoric into 3 parts: o Logos, o Pathos, o Ethos 9 LOGOS • “logic” • SUPPORT, PROOF, “GROUNDS”: o logic, o reasons, o examples, o details, o facts o “Just the facts, ma’am.” (Dragnet) o appeals to the Vulcan inside us (Star Trek) 10 EVALUATING LOGOS • PURPOSE= to stir readers’ thoughts, to offer readers different perspectives, for readers to see something in a new way • THESIS= reasonable • EVIDENCE= accurate; clear, convincing; relevant, appropriate • REASONS= make sense, no fallacies 11 LOGOS EXAMPLES SHAKESPEARE’S SONNET #18: Shall I compare thee to a summer's day? Thou art more lovely and more temperate: Rough winds do shake the darling buds of May, And summer's lease hath all too short a date: Sometime too hot the eye of heaven shines, And often is his gold complexion dimmed, And every fair from fair sometime declines, By chance, or nature's changing course untrimmed: But thy eternal summer shall not fade, Nor lose possession of that fair thou ow'st, Nor shall death brag thou wander'st in his shade, When in eternal lines to time thou grow'st, So long as men can breathe, or eyes can see, So long lives this, and this gives life to thee. 12 LOGOS EXAMPLES SONNET 18: • LOGICAL CONSTRUCTION: o ordered structure 3 quatrains + 1 couplet evidence to support the point + concise statement of the point • RHYME SCHEME (ABAB, CDCD, EFEF, GG) • REGULAR RHYTHM o 14 lines of rhymed iambic pentameter • LOGIC, REASONS o COMPARISONS and CONTRASTS Other Examples of Logos in Shakespeare • • • • • • Macbeth on regicide Hamlet on anything (esp. suicide) Brutus on Conspiracy Jacques on the world stage Jacques on the 7 ages of man Ulysses on degree 13 14 LOGOS in everyday life • to win an argument on any subject: o receipts, ticket stubs o photos, video o text or phone or e-mail messages o witnesses, quotes o examples, instances, incidents, anecdotes o weather, financial, medical, legal reports 15 LOGOS in everyday life FRIENDS: • to win an argument on sports (e.g.): o use reasons supported by statistics, highlights (examples), details, facts, spectator (witness) SCHOOL: • to argue a grade: o refer (rationally) to the syllabus, assignment sheet, textbook, test question, lecture notes, handouts 16 LOGOS in everyday life PARENTS: • to argue for a raise in allowance • to argue to borrow the car • to argue to extend curfew o refer to “record” (stats) or make a bargain CAR: • to buy a car, to repair/keep vs. trade/sell/junk o use a debit sheet, refer to an advertisement o Kelley Blue Book, NADA, Edmunds.com, Lemon Law 17 LOGOS in everyday life WORK (with your boss): • to argue for a raise, day off • employment file, service, dedication, time card, schedule WORK (with a customer): • refer to circular, advertisement, sign, computer, register WORK (as a customer): • with the cashier, customer service representative • refer to circular, advertisement, sign, register receipt 18 LOGOS in everyday life • Card Stacking o present only one side of the issue o failure in Iraq • Erroneous, faulty data o WMD o mistaken witness o false credentials o assumption, inference, implication (not fact) • Faulty reasoning o poor induction or deduction BAD LOGOS 19 PATHOS • “sympathy,” “empathy,” “pathetic” • appeal to emotions (*fear, pity, guilt) • human emotions= affection, anger, contempt, delight, despair, disgust, embarrassment, envy, excitement, fear, guilt, hope, horror, humiliation, humor, jealousy, joy, love, royalty, passion, pity, pride, remorse, ridicule, sadness, shame, shock, shyness, sorrow, vengeance • *often stronger than LOGOS 20 EVALUATING PATHOS • LEGITIMATE & APPROPRIATE o NOT forced, o NOT faked, o NOT manipulative • With RESTRAINT o NOT exaggerated, o NOT overdone with wild hysterics • With a SENSE of AUDIENCE 21 EVALUATING PATHOS DANGERS: • manipulative: o can lead readers from their better judgment o mob mentality • often uses loaded language o emotionally charged words or phrases o words with strong connotations 22 PATHOS EXAMPLES Shakespeare’s Sonnet #29: When in disgrace with fortune and men's eyes I all alone beweep my outcast state, And trouble deaf heaven with my bootless cries, And look upon myself, and curse my fate, Wishing me like to one more rich in hope, Featured like him, like him with friends possessed, Desiring this man's art, and that man's scope, With what I most enjoy contented least; Yet in these thoughts my self almost despising, Haply I think on thee, and then my state, Like to the lark at break of day arising From sullen earth, sings hymns at heaven's gate; For thy sweet love remembered such wealth brings That then I scorn to change my state with kings. Other Examples of Pathos in Shakespeare • • • • • Macbeth’s “Tomorrow” (self-pity) Lear on ingratitude (self-pity) Lear with “Mad Tom” Lear with dead Cordelia Ophelia’s madness, Gertrude at Ophelia’s, Horatio at Hamlet’s death • Mark Antony with Julius Caesar’s wounds (manipulative) • Timon’s or Coriolanus’ vitriol • Romeo and Juliet’s death 23 24 PATHOS in everyday life FRIENDS: • peer pressure • teasing SCHOOL: • to argue a grade, to submit a late assignment o appeal to your bad day, death in the family o the evil computer (“the computer ate my homework”) o your race or gender, the teacher’s race or gender 25 PATHOS in everyday life PARENTS: • guilt-trips by/to your mother o previous events or relationships o other siblings o playing one parent against the other RELATIONSHIPS: • guilt-trips by/to your significant other o previous events or relationships o other boy/girlfriends 26 PATHOS in everyday life CAR: • to buy or keep o attraction, sentimentality, frustration • to try to get out of a speeding ticket o appeal to your bad day, death in the family, race or gender, to the officer’s race or gender o flirt, act dumb or innocent 27 PATHOS in everyday life WORK: • to argue with your boss (raise, promotion, break) o use your family, dedication, years of service, long shift • as a customer: o to argue a price, repair work, warranty coverage o use your years of customer loyalty, justifiable anger or indignation o threaten to take your business elsewhere, to write or call the supervisor, to take your issue up the “food chain” 28 PATHOS in everyday life • Sentimentality: save the children commercials • Hatred: mobs, gangs, voters, anti-? demonstrations • Patriotism: rallies, parades, 9/11, commercials, commercialization (not just USA patriotism) • Love: Valentine’s Day, ad/commercials, Web sites • Sex: ad/commercials (cars, TAG), Web sites • Humor: stand-ups, late-night shows, cartoons (hit&run) • Religiosity: guilt-trips, hell fire & brimstone, hypocrisy, extremists, fundamentalists, cults BAD PATHOS 29 ETHOS • “ethics” • writer’s credibility, character • characteristics of an ethical person: benevolence, courage, credibility, decency, dedication, dignity, enthusiasm, good will, honesty, honor, idealism, intelligence, morality, nobility, patriotism, resolve, respect, responsibility, seriousness, sincerity, trustworthiness, valor, wisdom 30 EVALUATING ETHOS Is the writer… ? • fair-minded, • trustworthy, • believable, • sincere, • honest, • well-prepared 31 EVALUATING ETHOS AN ETHICAL WRITER ... • presents both sides of the issue AND • is fair to both sides (Rogerian Method) • shows different points of view • appears well-versed on subject (accuracy) • gives biography (job, education, credentials) • uses data that’s well-researched (*authority) • has displays of intellect/knowledge • exhibits a sense of right & wrong • is not manipulative (*with PATHOS) • uses the voice of a concerned citizen addressing a serious societal issue • perhaps is challenging givens/bullies • demonstrates good will & good intentions • appears dedicated to the truth 32 ETHOS TONE: (toward the subject and the audience) • concerned, • caring, compassionate • interested • genuine, frank, earnest, honest • • • • • NOT sarcastic, NOT self-aggrandizing, self-righteous NOT condescending, NOT arrogant, NOT insincere 33 ETHOS DANGER: • exploited to serve unethical ends: • pretending to be moral, • irresponsible/immoral persons presenting themselves as responsible/moral 34 ETHOS EXAMPLES SHAKESPEARE’S SONNET #130: My mistress' eyes are nothing like the sun; Coral is far more red, than her lips red: If snow be white, why then her breasts are dun; If hairs be wires, black wires grow on her head. I have seen roses damasked, red and white, But no such roses see I in her cheeks; And in some perfumes is there more delight Than in the breath that from my mistress reeks. I love to hear her speak, yet well I know That music hath a far more pleasing sound: I grant I never saw a goddess go, My mistress, when she walks, treads on the ground: And yet by heaven, I think my love as rare, As any she belied with false compare. 35 ETHOS EXAMPLES SONNET #130: • Same LOGOS as #18 (14 lines of rhymed iambic pentameter, 3 quatrains + couplet, contrasts) • BUT… • What is the Speaker’s tone? o Down-to-earth honesty, wit (anti-Petrarchan) o Mean-spirited sarcasm o “dun,” “black wires,” “reek” o “rare” = 1) precious, special, 2) unusual, freakish 36 ETHOS EXAMPLES POLONIUS to LAERTES: Yet here, Laertes? Aboard, aboard, for shame! The wind sits in the shoulder of your sail And you are stayed for. There, my blessing with thee. And these few precepts in thy memory Look thou character. Give thy thoughts no tongue, Nor any unproportioned thought his act. Be thou familiar but by no means vulgar. Those friends thou hast, and their adoption tried, Grapple them unto thy soul with hoops of steel, But do not dull thy palm with entertainment Of each new-hatched, unfledged comrade. Beware Of entrance to a quarrel, but being in, Bear 't that th' opposèd may beware of thee. Give every man thy ear but few thy voice. Take each man's censure but reserve thy judgment. Costly thy habit as thy purse can buy, But not expressed in fancy—rich, not gaudy, For the apparel oft proclaims the man, And they in France of the best rank and station Are of a most select and generous chief in that. Neither a borrower nor a lender be, For loan oft loses both itself and friend, And borrowing dulls the edge of husbandry. This above all: to thine own self be true, And it must follow, as the night the day, Thou canst not then be false to any man. Farewell. My blessing season this in thee. 37 ETHOS EXAMPLES • Polonius’ LOGOS: o practical information o aphorisms, maxims, clichés • Polonius’ ETHOS: o rambling, meddling old man o fathering at last minute (and the ship’s waiting!) o not practical, but selfish, self-serving o opposite of Jesus: Beatitudes & faith, hope, love/charity o making Laertes into a “mini-Polonius” • Polonius’ TONE? o loving, tough love, thoughtful o rambling, babbling, long-winded o crude, manipulative, sinister, worldly 38 ETHOS EXAMPLES • CLAUDIUS at PRAYER: “My words fly up, my thoughts remain below. / Words without thoughts never to heaven go.” (3.3.98-99) BAD ETHOS = “words without thoughts” • insincerity, artificiality, dishonesty, duplicity, hypocrisy • heart vs. words Other Examples of Ethos in Shakespeare 39 • Claudius on death • Claudius at prayer • Lady Macbeth attacking her husband’s manliness to convince him to murder Duncan • Decius’ re-interpretation of Julius Caesar’s dream to get him to go to the capital • Mark Antony’s eulogy of Julius Caesar to sway the mob against the Conspirators 40 ETHOS in everyday life FRIENDS: • your best interest, no ulterior motives • advice from personal experiences POLITICS: • political, religious, sports scandals (who do you believe) • voting for a politician (record, accountability) SCHOOL: • request for help or argue a grade o factors: attendance, participation, preparedness, tone 41 ETHOS in everyday life PARENTS: • advice from experience • fair, consistent rulings (parents) • honesty, reliability, responsibility, accountability (you) RELATIONSHIPS: • trust • honesty, best interests, morals, values, sincerity • responsibility, accountability 42 ETHOS in everyday life CAR: • reliable dealer, quality service, good reputation • responsibility, accountability, dependability WORK: • attempt to be fair-minded, understanding, calm, rational • you, your boss, the customer 43 ETHOS in everyday life • false charm: o proverbial wolf in sheep’s clothing o politician, serial killer, ex-boy/girlfriend • hypocrites: o who say one thing but do another • arguing a grade: BAD ETHOS o disrespectful tone, poor record • relationships: o poor record, caught in a lie (lipstick, cig. smell), faulty reasoning, limited sense of right & wrong, bullying 44 THE PERSUASIVE APPEALS in everyday life: A CASE STUDY 45 BASEBALL & STEROIDS The STEROID Era 46 MITCHELL REPORT 47 DRAMATIS PERSONAE Kirk Radomski Barry Bonds Brian McNamee Sen. George Mitchell, union leader Donald Fehr, commissioner Bud Selig Sammy Sosa, Jason Giambi, Rafael Palmeiro, Mark McGwire, Jose Canseco, Miguel Tejada 48 HE SAID-HE SAID 49 CREDIBILITY? MITCHELL REPORT: • • • • • • • • George Mitchell, former Senate Majority leader, Maine Democrat (retired 1995) 20-month investigation & report has no legal standing relied on McNamee and Radomski (limited contact) only 2 active players involved (Giambi, Frank Thomas) o only 5 approached to be interviewed only 68 of 500 former players interviewed remainder of the 700 = current or former club officials, managers, coaches, team physicians, athletic trainers, or resident security agents failure to release most of the evidence from his probe on doping in baseball o (50+ documents referenced in footnotes ) Conflict of interest: o o o o o Mitchell is on the board of directors for the Boston Red Sox; no BRS prime player was named, but prime NY Yankees players were leaked information prior to Game 7 of ALCS (Indians-Sox) @ Paul Byrd’s (Indians pitcher) alleged steroids use chairman of the board of the Walt Disney Co., parent of ESPN, which has an eight-year, $2.4 billion contract to televise MLB games & is currently producing a reality show with Barry Bonds Mitchell was hired by the Commissioner’s Office and then suggests in the report that the CO have more testing power, rather than outside, independent testing players were named, but not team officials (who knew @ steroid use, traded players when they quit) 50 CREDIBILITY? RADOMSKI: • a former New York Mets clubhouse attendant (11 yrs.) • became the chief supplier of drugs for baseball players after the 2003 federal shut-down of BALCO • after a December 2005 federal raid on his NY home (operation base) • pleaded guilty last year (April 2007 ) in SF to money laundering & to the illegal distribution of anabolic steroids, human growth hormone, Clenbuterol, amphetamines, & other drugs to McNamee and current & former MLB players • cooperated (17+ months) with the federal authorities and Mitchell’s investigators in exchange for leniency (plea deal) o 17+ months of cooperation o “undercover” distribution of steroids (wire) o his own distribution of steroids o his witnessing of steroid usage among Mets players o knowledge of steroids in general o Sentence: five years' probation & an $18,575 fine • faced up to 25 years in prison & $500,000 in fine 51 CREDIBILITY? McNAMEE: • a prior sexual assault allegation against him • prior public denials about giving steroids to ballplayers • cooperated with federal authorities & Mitchell as part of a plea agreement on steroids-dealing charges • “drug dealer” • kept “blackmail” evidence • brought in Clemens’ wife • RC was not at the 1998 J. Canseco party in Miami 52 CREDIBILITY? CLEMENS: • Andy Pettitte’s recollection of a 1999 conversation w/RC • Clemens’ wife Debbie used HGH, from McNamee, in 2003 • McNamee was right @ Pettitte and Knoblauch • Mitchell Office’s notification to MLBPU in July • only B-12 and Lidocaine injections from McNamee o Clemens had a "palpable mass" on his buttocks that was, according to Toronto Blue Jays' doctors & trainers, unlike anything they had ever seen caused by such injections • Why would McNamee lie @ Clemens but not @ AP, CK? 53 CREDIBILITY? CONGRESS: • divided on party lines o Republicans = supported Clemens o Democrats = supported McNamee o Why? Clemens is from Texas and is a friend of the Bush family. • off-topic: supposed to be on the credibility of the Mitchell Report and not on individual culpability • race: Barry Bonds = black, Roger Clemens = white; in order not to appear to have shown any bias, Congress wants to pursue Clemens with the same zeal it did Bonds 54 CREDIBILITY? • • • • • • • • • • • • • • • • • • • • • • MAJORITY (Democrats) Henry Waxman, Chairman, California Ed Towns, New York Paul E. Kanjorski, Pennsylvania Carolyn B. Maloney, New York Elijah Cummings, Maryland Dennis J. Kucinich, Ohio Danny K. Davis, Illinois John F. Tierney, Massachusetts William Clay, Missouri Diane Watson, California Stephen Lynch, Massachusetts Brian Higgins, New York John Yarmuth, Kentucky Bruce Braley, Iowa Eleanor Holmes Norton, District of Columbia Betty McCollum, Minnesota Jim Cooper, Tennessee Chris Van Hollen, Maryland Paul Hodes, New Hampshire Chris Murphy, Connecticut John Sarbanes, Maryland Peter Welch, Vermont • • • • • • • • • • • • • • • • • • MINORITY (Republicans) Tom Davis, Ranking Member, Virginia Dan Burton, Indiana Christopher Shays, Connecticut John M. McHugh, New York John Mica, Florida Mark Souder, Indiana Todd Russell Platts, Pennsylvania Chris Cannon, Utah John James Duncan, Jr., Tennessee Michael R. Turner, Ohio Darrell Issa, California Kenny Marchant, Texas Lynn Westmoreland, Georgia Patrick McHenry, North Carolina Virginia Foxx, North Carolina Brian Bilbray, California Bill Sali, Idaho Jim Jordan, Ohio 55 CREDIBILITY? Committee Jurisdiction • • • • • • • • • • • • • Legislative Responsibilities The legislative jurisdiction of the Committee on Oversight and Government Reform includes the following areas, as set forth in House Rule X, clause 1: Federal civil service, including intergovernmental personnel; and the status of officers and employees of the United States, including their compensation, classification, and retirement; Municipal affairs of the District of Columbia in general (other than appropriations); Federal paperwork reduction; Government management and accounting measures generally; Holidays and celebrations; Overall economy, efficiency, and management of government operations and activities, including federal procurement; National archives; Population and demography generally, including the Census; Postal service generally, including transportation of the mails; Public information and records; Relationship of the federal government to the states and municipalities generally; and Reorganizations in the executive branch of the government. 56 CREDIBILITY? Oversight Responsibilities • • • • • • • • • • • • • The oversight responsibilities of the Committee are set forth in House Rule X, clauses 2, 3, and 4. House Rule X, clause 2(b), provides that the Committee shall review and study on a continuing basis— (A) the application, administration, execution, and effectiveness of laws and programs addressing subjects within its jurisdiction; (B) the organization and operation of Federal agencies and entities having responsibilities for the administration and execution of laws and programs addressing subjects within its jurisdiction; (C) any conditions or circumstances that may indicate the necessity or desirability of enacting new or additional legislation addressing subjects within its jurisdiction (whether or not a bill or resolution has been introduced with respect thereto); and (D) future research and forecasting on subjects within its jurisdiction. House Rule X, clause 3(i), provides that the Committee shall “review and study on a continuing basis the operation of Government activities at all levels with a view to determining their economy and efficiency.” House Rule X, clause 4(c)(1), provides that the Committee shall: (A) receive and examine reports of the Comptroller General of the United States and submit to the House such recommendations as it considers necessary or desirable in connection with the subject matter of the reports; (B) evaluate the effects of laws enacted to reorganize the legislative and executive branches of the Government; and (C) study intergovernmental relationships between the States and municipalities and between the United States and international organizations of which the United States is a member. And House Rule X, clause 4(c)(2), provides that the Committee “may at any time conduct investigations of any matter without regard to clause 1, 2, 3, or this clause [of House Rule X] conferring jurisdiction over the matter to another standing committee.” <http://oversight.house.gov/rules/> 57 RECORD BOOK