Electronic Data Capture System Request for Proposals October 13 2015 Presented by: NYU School of Medicine NYU School of Medicine Table of Contents 1. Objective ..........................................................................................................................................................3 2. Milestone Calendar ...........................................................................................................................................3 3. RFP Overview ..................................................................................................................................................3 4. Required RFP Response Format .......................................................................................................................3 5. Proposal Due Date, Delivery Instruction and Communication.........................................................................4 6. Proprietary Information, Non-Disclosure .........................................................................................................4 7. Costs Incurred ...................................................................................................................................................4 8. NYUSOM Reserves Right to Reject Any and All Bids ...................................................................................4 9. Effective Period of Prices .................................................................................................................................4 10. Request for Proposal Scope ..............................................................................................................................4 11. Requirements and Functional Criteria ..............................................................................................................5 12. Software and Licensing ....................................................................................................................................5 13. Pricing ..............................................................................................................................................................5 14. Past Performance and References .....................................................................................................................5 15. Company Profile and Financial Stability ..........................................................................................................5 16. Methodologies ..................................................................................................................................................6 17. Work Experience ..............................................................................................................................................6 18. Minimum Design and Implementation Services ..............................................................................................6 19. Enterprise Business Approach ..........................................................................................................................7 3/11/16 EDC RFP 2 of 7 NYU School of Medicine 1. Objective NYU School of Medicine (NYUSOM) requests quotes in response to this Request for Proposals (RFP) for the Electronic Data Capture (EDC) System and related installation, technical support and maintenance services needed to support the conduct of clinical research at NYUSOM. 2. Milestone Calendar Milestones RFP Release Date Additional Question due Answer to Vendors due Proposal due Evaluation Period Vendor Shortlist Issued Candidate Interviews/Demos Evaluation Decision 3. Date Time October 13th, 2015 October 23rd, 2015 October 30th, 2015 November 13th, 2015 January 4th, 2015 January 15th, 2015 February 12th, 2015 February 26th, 2015 12:00 PM EST 5:00 PM EST 5:00 PM EST 5:00 PM EST RFP Overview Introduction The NYU School of Medicine invites you (the “Supplier”) to submit a proposal, including pricing quote, in accordance with the requirements, terms, and conditions in this RFP for the EDC System software product and related installation, support and maintenance services. This RFP process is your opportunity to demonstrate your strong commitment to partnering with NYUSOM and ensures highly competitive pricing with quality customer support services. This RFP solicits a detailed offering that includes line item pricing as well as a detailed response regarding your services, initiatives and Contract/Payment Terms compliance. We encourage you to submit a proposal that is aggressively priced which will exceed our expectations and influence the consolidation of our suppliers and market share. 4. Required RFP Response Format Suppliers are required to submit their proposal in the specified electronic format. Suppliers will submit their entire RFP response and all completed forms electronically via e-mail to NYUSOM with Supplier’s information and responses provided in the appropriate places therein. The required electronic applications formats are Microsoft Word and Microsoft Excel. Any supporting graphic or presentation-based slides may be submitted in a separate PowerPoint file. 3/11/16 EDC RFP 3 of 7 NYU School of Medicine 5. Proposal due Date, Delivery Instruction and Communication All Proposals are due by November 15th, 2015 no later than 5:00 P.M. EST Send your complete electronic response via email to: ITSourcing@nyumc.org Bidders Note: All questions regarding interpretation or specifications must be submitted in writing to ITSourcing@nyumc.org only. Under no circumstances shall Supplier contact any employee of NYUSOM. Any dialogue initiated by the bidder not addressed to contacts above will result in an immediate disqualification. Discussions on other business matters and not related to this RFP are permitted. 6. Proprietary Information, Non-Disclosure Supplier shall have no rights in this document or the information contained therein and shall not duplicate or disseminate said document or information outside the Supplier's organization without the prior written consent of NYUSOM. 7. Costs Incurred All costs incurred in the preparation and presentation of the proposal shall be borne by Supplier. By submitting a proposal, Supplier agrees that the rejection of any proposal in whole or in part will not render NYUSOM liable for incurred costs and damages. 8. NYUSOM Reserves Right to Reject Any and All Bids Nothing in this RFP shall create any binding obligation upon NYUSOM. Moreover, NYUSOM, at its sole discretion, reserves the right to reject any and all bids as well as the right not to award any contract under this bid process. NYUSOM reserves the right to award portion of this bid. NYUSOM reserves the right to adjust the evaluation criteria after finalizing the scope and pricing requirements after the supplier demo meeting. All bids should be governed by NYUSOM standard Policy and Procedure and Terms and Conditions. 9. Effective Period of Prices All pricing Proposals by supplier will remain fixed and firm through December 31, 2016. 10. Request for Proposal Scope The Supplier will provide three categories of deliverables to NYUSOM: Software Support The Supplier will provide software upgrades and technical support, accessible by email and by telephone, to NYUSOM. Technical support must be available 24 hours a day, seven days a week, and 365 days a year. The Supplier is asked to provide a price quote for this annual maintenance and support cost, and indicate the guaranteed response time as per severity of the incident. 3/11/16 EDC RFP 4 of 7 NYU School of Medicine Installation Software Support The Supplier will provide on-site installation support to NYUSOM, if applicable. 11. Requirements and Functional Criteria Please answer all questions in Appendix A – EDC User Requirements 12. Software and Licensing All software, firmware and licenses necessary to achieve full functionality needs to be included. All software update services need to be included in the service contract, including firmware updates and any other software related to the solution. 13. Pricing Provide a detailed price estimate by phase or sub-project, including a summary of all costs and a detailed list of each item proposed and its associated cost. Please distinguish each proposed cost into categories, for example: consulting, training, etc. 14. Past Performance and References Please provide a list of three organizations who have received services on similar engagements as the one outlined by this RFP and include the information below. Client name and headquarter address Contact name Telephone number Email address Brief description of the service provided Failure to provide suitable references to NYUSOM will result in the Supplier’s bid being rejected without further consideration. 15. Company Profile and Financial Stability Please provide information that will enable us to evaluate your company’s financial stability. We require that you include the following: 3/11/16 Company description: including ownership, number of years in business, strategic direction, mission, history, acknowledgements or awards Recent financial results Partner relationships Description of selection criteria for contractor or co-implementation partners Work force distribution by country, city, state, etc. EDC RFP 5 of 7 NYU School of Medicine 16. Total number of employees: include number of project managers, implementation specialists, development engineers, % full time versus contracted, etc. Average number of years of application and implementation experience and business process definition for consultants and managers Methodologies Please provide information that will enable us to evaluate your company’s processes and controls. We require that you include the following: 17. Provide a detailed overview of the company’s project management methodologies including documentation deliverables Please provide a description of the company’s quality control procedures Provide a list of the criteria the company uses to determine project success Work Experience Please provide information that will enable us to evaluate your company’s track record and capabilities. We require that you include the following: Provide a list of designs and/or implementations completed over the past five years and include the below information. o Description of the solution environment o Brief description of the design and/or implementation services including: client name, applications implemented, phase approach and duration o Design and/or implementation artifacts o Business Process design and re-engineering artifacts Detailed description of the most complex design and/or implementation at a customer site Provide detailed description of value added services that differentiate your company from your competitors. 18. Minimum Design and Implementation Services Provide best practice phasing and implementation protocols between various requirements and integration points between these requirements Provide project resources for project management services, business analysis (business analysis and business process analysis and design), quality assurance services, end user training services and additional resources needed Provide project documentation including but not limited to project plans, statements of work, risk and issue logs, change control documents, business requirements, fit/gap documents, business process documents, technical specifications (functional and design), Data Gathering Worksheets, Product Design Documents, Test Strategy, Test Plans, Test Scenarios, and end user support manuals 3/11/16 EDC RFP 6 of 7 NYU School of Medicine Facilitate and deliver business process best practices which integrate with NYUSOM business policies Provide business process and application design guidance so as to avoid customization of seeded application functionality Provide a comprehensive Communication Plan based on application design and NYUSOM culture Provide a comprehensive training plan based on design 19. Enterprise Business Approach Describe your project management approach as it applies to this project. Be sure it addresses resources, assumptions, guiding principles, timeline, risk assessment, and business readiness. Describe recommended implementation strategy to achieve results in optimal time throughout the whole project. Describe how you manage quality of service delivery and how you will resolve performance issues if they should arise. Are you willing to provide project resources for the entire duration of the project? Dedicated resources cannot be replaced without NYUSOM's expressed written permission. Describe proposed training approach/methodology. If providing multiple options document the pros/cons for each and your recommended approach. Describe Change Management and adoption approach. Define typical Change Management issues you encountered during similar projects. Define go live as well as post go live support and infrastructure, along with help desk services 3/11/16 EDC RFP 7 of 7