THE CROPS ACT, 2013 (No. 16 of 2013) THE CROPS (FOOD CROPS) REGULATIONS, 2015 THE CROPS ACT, 2013 (No. 16 of 2013) THE CROPS (FOOD CROPS) REGULATIONS, 2015 PART I—PRELIMINARY 1. 2. 3. 4. Citation and Commencement Interpretation Scope and Purpose of the Regulations Application PART II – FUNCTIONS OF THE DIRECTORATE PART III—REGISTRATION AND LICENSING 5. Registration of Growers, Growers Associations and Propagators of Planting Materials and dealers 6. Procedures for Application for Registration 7. Revocation of Registration Certificate 8. Maintenance of Registers of Growers, Propagators of Planting Materials and Dealers 9. Issuance of Permits for Transportation of Food Crops Produce 10. Licensing of Processors 11. Licensing of Warehouse Operators 12. Licensing of Warehouses 13. Licensing of Importers and Exporter 14. Revocation, Suspension or Alteration of A License 15. Appeals on Issuance of Licenses PART IV- QUALITY ASSURANCE AND MARKETING 16. Requirement for Quality Assurance 17. Quality of Seed 18. Vegetative Propagating Material 19. Prohibition on Use of Raw Sewage 20. Safe Use of Pesticides 21. Control of Pests and Diseases 22. Traceability of Produce i 23. Contract Farming 24. Marketing Requirements 25. Appointment of Crop Inspectors 26. Functions of Crop Inspectors 27. Importation and Exportation of Food Crops PART V- FINANCIAL PROVISIONS 28. Imposition of Levies 29. Application of Levies 30. Fees PART VI - GENERAL PROVISIONS 31. Filing of Returns 32. Protection from Personal Liability 33. General Penalty SCHEDULES First Schedule: List of Food Crops to be regulated Second Schedule: Application Forms Third Schedule: Registration Certificates, Licenses and Permits Fourth Schedule: Registers and Returns Fifth Schedule: Letter of Preliminary Approval for Food Crops Processors Sixth Schedule: Levies and Fees ii THE CROPS ACT, 2013 (No. 16 of 2013) THE CROPS (FOOD CROPS) REGULATIONS, 2015 IN EXERCISE of the powers conferred by Section 40 of the Crops Act, 2013 the Cabinet Secretary for Agriculture, Livestock and Fisheries, in consultation with the Agriculture, Fisheries and Food Authority and County Governments, makes the following Regulations— PART I – PRELIMINARY Citation and commencement. 1. These Regulations may be cited as the Crops (Food Crops) Regulations, 2015 and shall come into operation on the date of gazettement. Interpretation. 2. In these Regulations, unless the context otherwise requires— “Authority” means the Agriculture, Fisheries and Food Authority established under Section 3 of the Agriculture Fisheries and Food Authority Act, 2013; “Crops Inspector” means an officer of the Authority or a county agricultural officer appointed in writing by the Authority under section 27 of the Crops Act, 2013 by a notice in the Gazette. “County Government” means any of the 47 governments established under Part 2 of Chapter 11 of the Kenya Constitution “Consignment” means; (a) for purposes transportation of food crops produce within the country ,a vessel load for which a permit has been issued in accordance with Regulation 9(2) (b) for purposes of import and export of food crops produce, the declared lot of produce “country of origin” means the country where the food crop produce or product has been grown, produced, processed or manufactured as the case may be; “dealer” means any person, company or a firm engaged in collecting, transporting, storing, buying or selling of food crops or food crop products but dealing excludes any non- commercial activity; 1 “Directorate” means the food crops directorate established by the Authority under section 11 of the AFFA Act, 2013 “exporter” means any person, firm or corporate body licensed by the Authority to engage in the business of exporting food crops produce and products out of Kenya; “food crop” means any of the Scheduled Crops listed under the First Schedule of these regulations or such other crop that may be declared by the Cabinet Secretary through a gazette notice; “formal seed system” means breeding, variety release, plant variety protection, seed production, certification and trade as provided for under the Plant and Seed Varieties Act Cap 326; “grower association” means any registered group, association, cooperative society, corporate body, union or federation of food crops growers or farmers in Kenya; “grower or farmer” means person or a group of persons who cultivate(s) food crops in Kenya and the terms smallholder grower or smallholder farmer and plantation grower or plantation farmer shall be construed accordingly “importer” means any person, firm or corporate body licensed by the Authority to engaged in the business of importing food crops produce and products into Kenya; “Licensing Authority” means the Authority or the County Government as the case may be; “Market” means a medium, a designated place or structure by County or national Government where buyers and sellers interact for trade in food crop produce or products; “non- commercial activity” means collecting, transporting, storing or selling of food crops or food crop products by a producer “plantation grower” who can also be referred to as a large scale grower means any person, firm or corporate body who cultivates food crops in an area more than 49 hectare 2 “planting material “means any part of a plant except seed used for reproduction or propagation of a food crop. “point of entry" means an airport, seaport or land border point officially designated for the importation of consignments of food crop produce or products. “Point of exit” means an airport, seaport or land border point officially designated for the exportation of consignments of food crop produce or products. “Preliminary Letter of Approval” is a written preliminary approval given by the Authority to a prospecting investor to initiate the process of establishing food crops and food crop products processing facilities; “processor” means any person who engages in the transformation of food crops produce and food crops products and includes one who engages in packaging, labeling and distribution for sale; “propagator of planting material” means any person who engages in multiplication and sale of food crops vegetative planting material; “Raw produce marketing agent” means a person who purchases, collects or bulks raw produce directly from farmers. “smallholder grower’’ means any person or corporate body who cultivates food crops in an area less than 3 hectares. “transporter” means any person who engages in movement of food crops produce from one point to another but excludes non-commercial activity; “warehouse” means a building or other protected enclosure licensed under these regulations in which food crops are stored for the purpose of safekeeping and trading; “warehouse operator” means a person licensed by the Authority to engage in the business of storing food crops in a warehouse; 3 Scope and purpose of the regulations 3. The purpose of these Regulations is to provide guidance for the promotion, development and regulation of food crops and in particular to provide for; (a) A mechanism for quality assurance of agricultural inputs for the production of food crops; (b) Promotion of best practices in production ,transportation and storage of food crops (c) Quality assurance and marketing of food crops produce and food crop product (d) Procedures and conditions for registration of growers, grower associations, plant propagators, transporters and dealers; (e) procedures and conditions for licensing of processors, warehouses, warehouse operators, importers and exporters; (f) issuance of permits for movement of food crops produce and for import and export of food crops and food crop produce; (g) collection and collating and maintaining a database on food crop production, prices, intra and inter trade. (h) Provision of a mechanism for determination of research priorities and establishment of linkages with research institutions for conduct of studies to promote production, marketing and processing of food crops (i) such other purposes as deemed necessary for effecting the provisions of the Crops Act, 2013. Application 4. These Regulations shall be applicable to the food crops sub-sector in Kenya. PART II - FUNCTIONS OF THE DIRECTORATE The Directorate shall be the competent authority in discharging its mandate of regulating, developing and promoting the food crops sub-sector Functions of the Directorate 5 (1) The Directorate shall in consultation with the County governments; (a) Facilitate marketing and distribution of food crops through monitoring and dissemination of market information, including identification of the local supply-demand situation, domestic market matching and overseas market intelligence and promotion activities on food crops; (b) Provide guidelines and standards in the establishment of food crops 4 collection centres in viable areas to serve as buying stations of farm products, packaging houses, pick-up points and meeting places of farmers’ and growers’ cooperatives.. (c) Build capacity for service providers in the counties on various aspects across the food crop value chains. (d) Identify and develop markets that will provide greatest value added to scheduled food crops; (e) Collect and collate data, maintain a data base and monitor food crops and products through the registration of players. (f) In consultation with research institutions promote the establishment experimental stations and seed farm for the development of varieties suitable to the agro-climatic conditions of the area (g) Develop and promote best practices across the food crops value chains (h) Recommend general industry agreements between farmers and dealers, processors, importers and exporters of food crops. (i) Enjoin the relevant state agencies responsible for transportation and communications to effect an efficient, regular and economical means of transporting food crops, for purposes of reducing marketing costs and ensuring stable consumer supply; (j) Promote the establishment of wholesale markets in identified major centres of the country. (k) Receive data from counties on growers, grower associations and dealers, collate, share and manage the national data. (l) License and regulate food crops (2) The directorate shall; (m) Participate in the formulation of general and specific policies for the development of scheduled food crops. (n) Advise the Board and stakeholders on matters related to the food crops 5 subsector. (o) Promote and advise on strategies for value addition of food crops in Kenya. (p) Collect and administer any levies that shall be imposed by the Cabinet Secretary with respect to food crops. (q) Establish and enforce standards in grading, sampling and inspection, tests and analysis, specifications, units of measurement, code of practice and packaging, preservation, conservation and transportation of food crops to ensure health and proper trading. (r) Prescribe the minimum period within which growers are to be paid for food crops delivered and penalties for delayed payments; (s) Advise the national and county governments on food crops levies (t) Devise and maintain a system for regularly obtaining information on current and future production, prices and movement in trade, to determine and effect a balanced distribution of food crops by means of inter-trading or intra-trading among the established wholesale markets (u) Mobilize resources for research in food crops. (v) Provide capacity and technical assistance to the counties (w) Perform any other relevant function. PART III— REGISTRATION AND LICENSING Registration of growers, grower associations, propagators of planting materials and dealers 5. (1)The County governments shall issue registration certificates with respect to food crops growers and grower associations. (2) A smallholder grower of food crops may register with such grower association registered and recognized by the respective county government. (3)A small holder grower applying to be registered by a grower association shall use the prescribed Form FCD A001 as set out in Second Schedule (4) A plantation grower may register with the respective county government. (5) Every grower association of food crops shall register with the respective county government. 6 (6) Every propagator of planting material outside the formal seed system shall register with the respective county government. (7) Every exporter or importer of food crop produce and products shall register with the Authority. Procedures for application for registration for grower associations, plantation growers and propagators of planting materials 6. (1) Applications for registration of grower associations, plantation growers and propagators of planting materials shall be made to the respective county as set out in Form FCD A002 of the Second Schedule. (3) The respective county shall after considering an application for registration under these regulations make a decision and issue a certificate within 30 days after receipt of the application. (4)The respective county shall, in making its decision under sub-regulation (3), satisfy itself that the applicant has complied with the provisions of the Crops Act, 2013 and any other relevant written law. (5) In case of rejection of an application, the respective county shall notify the applicant giving reasons for the rejection within 14 days after receipt of the application. (6) The applicant may resubmit an application following rejection after addressing the issues raised in the rejection. (7) The applicant may appeal to the Authority within 30 days after notification by the respective county if the application is rejected after resubmission (8) The respective county shall issue registration certificates to all registered growers’ associations, plantation growers and propagators of planting materials as set out in Form FCD R001 of the Third Schedule. (9) A certificate of registration shall be free and not transferable. Revocation of registration certificate 7. Certificates issued under regulation (8) may be revoked if the terms and conditions of issuance and the provisions of the Crops Act, 2013 and these regulations and any other relevant law are contravened. Maintenance of registers of growers, propagators of planting materials and dealers 8. (1) Every grower association registered by the a county government shall maintain a register of its members in accordance with the Form FCD S001 of the Fourth Schedule which shall be submitted to the respective county on or before 31st January of each year (2) Every propagator of planting material shall maintain a register of all growers who source planting material from his/her nursery in accordance with the Form FCD S002 of the Fourth Schedule which shall be submitted to the 7 respective on or before 31st January of each year. (3) The respective County governments shall maintain up to date registers of all plantation growers, grower associations, and propagators of planting materials and dealers who have been registered in accordance with these regulations. (4) The county government shall submit to the Authority copies of upto date registers of grower associations, plantation growers and propagators of planting materials by 31st July every year. Registration of dealers 9. (1) The County Government in collaboration with the Authority shall register all food crops dealers. (2)Every dealer of food crop produce shall register with the respective county government (3)Application for registration of dealers shall be made to the respective county as set out in Form FCD A003 of the Second Schedule (4)The respective county shall send an approved copy of application forms to the Authority (8) Upon receipt of the approved application form in (4) the Authority shall compile a register of all dealers and allocate each dealer with a unique identity within 30 days (9) The Authority shall circulate the register to all counties to issue a certificate of registration with the unique identity within 30 days. (10)The respective county shall issue registration certificates to all registered dealers as set out in Form FCD R002 of the Third Schedule (11) In case of rejection of an application, the respective county shall notify the applicant giving reasons for the rejection within 14 days after receipt of the application. (12) The applicant may resubmit an application following rejection after addressing the issues raised in the rejection. (13) The applicant may appeal to the Cabinet Secretary within 30 days after notification by the respective county if the application is rejected after resubmission (14) A dealers’ registration certificate issued under sub-regulation (10) is applicable throughout the country. (15)The respective county shall, in making its decision under sub-regulation 8 (10), satisfy itself that the applicant has complied with the provisions of the Crops Act, 2013 and any other relevant written law (16) A certificate of registration shall be free and not be transferable. (17) A person who contravenes the provisions regulation 9(2) and (16) commits an offence and shall be liable on conviction to a fine not exceeding fifty thousand shillings or imprisonment for a period not exceeding three months or, both Issuance of permits for transportation of food crops produce 10. (1)The County Government in collaboration with the Authority shall issue a movement permit for transportation of food crops produce and products to ensure compliance to food safety standards and traceability. (2) No person shall move or cause to be moved any consignment of food crop produce in excess of 5 metric tonnes from one county to another without a valid original movement permit. 3) A person who intends to move or cause to be moved any consignment of food crop produce in excess of 5 metric tonnes from one county to another shall apply for a movement permit to the relevant County Government at the point of loading of the produce in accordance with Form FCD A004 as set out in the Second Schedule. (4) The movement permit shall be issued in accordance with Form FCD P001 as set out in the Third Schedule and such a permit, shall be issued at the Sub county Agriculture Office to facilitate movement and trade in food crops produce (5) The fees to be charged for a permit under these regulations shall be payable only to the originating County Government as prescribed in Part 2 of the Sixth Schedule and no other such charge shall be made to the same consignment by other counties (6) No movement permit shall be issued under these regulations to any person other than a registered food crop dealer and such a person shall not alter the movement permit. (7) Any vessel used in transportation of food crop produce shall conform to the National Food Transportation Standards. (8) The County Government shall submit monthly summary returns on movement of food crops to the Authority in accordance with Form FCD S003 as set out in the Fourth Schedule. (9) 75% of the revenue generated for the permits shall be remitted to the County and 25% to the Authority and shall be used to implement quality assurance and food safety standards. 9 (10) A person who contravenes the provisions of this sub regulation (2) (6) (7) commits an offence and shall be liable on conviction to a fine not exceeding three hundred thousand shillings or imprisonment for a period not exceeding six months or, both. Licencing of raw produce marketing agents 11. (1) No person shall purchase, collect or bulk raw produce directly from farmers without a licence from the respective county government (2)The licences shall be issued by the County Government as stipulated in the Sixth Schedule Part 1(c) (3) All raw produce marketing agents shall collect produce from farmer associations or plantation growers registered by the county government (4) A person who intends to purchase, collect or bulk raw produce directly from farmers shall apply to the respective county in accordance with Form FCD A005 in the Second Schedule. (5) The county government shall, after considering an application for a raw produce marketing agent’s license under these regulations, make a decision to issue the license within 30 days after receipt of the application. (6) The respective county government shall issue a successful applicant with a raw produce marketing agent’s license as set out in Form FCD L005 of the Third Schedule after certification based on the conditions prescribed in the license. (7) In case of rejection of an application, the county government shall notify the applicant giving reasons for the rejection within 30 days after receipt of the application. (8) The applicant may resubmit an application following rejection after addressing the issues raised in the rejection. (9) A person who contravenes the provisions of this regulation commits an offence and is liable, on conviction, to a fine not exceeding five hundred thousand shillings or to imprisonment for a term not exceeding one year or both. Licensing of Processors 12. (1) No person shall operate a food crops processing plant without a valid processing license from the licencing Authority. (2)The licences shall be issued by either the Authority or county government based on the processing capacity as stipulated in the Sixth Schedule Part 1(a) (3) Any person who intends to set up a food crops processing plant shall 10 apply to the Authority or a County Government for a preliminary approval in accordance with Form FCD A006C and Form A006A respectively as set out in the Second Schedule. (4) The Authority or county government shall, within 30 days after submission of application or receipt of the application and upon verification and approval, issue a letter of Preliminary Approval in accordance with Form FCD PLA001A and Form PLA001C respectively as set out in the Fourth Schedule. (5) The holder of a Letter of Preliminary Approval shall proceed to seek other necessary approvals. (6) The holder of a Letter of Preliminary Approval who shall have obtained the necessary approvals to the satisfaction of the licencing Authority shall apply for a processing license from the Authority or County Government using FORM FCD A007A and FORM A007C respectively as set out in the Second Schedule. (7) The licencing Authority shall after considering an application for licensing under these regulations give notice of the proposed grant of license in the Kenya Gazette and in such other manner as the licencing Authority may determine at least 30 days before granting the license. (8) The notice referred to in sub regulation (7) shall— a) Specify the name or other particulars of the person or class of persons to whom the license is to be granted; b) state the purpose for the proposed license and indicate the date such license is proposed to be issued to the successful applicant; and c) invite objections to the proposed grant of license and direct that such objections be lodged with the licencing Authority within fourteen days next following the date of the notice. (9) The licencing Authority shall after considering objections by interested parties, if any, make a decision to issue a license or reject the application within 30 days after expiry of the notice. (10)A successful applicant shall be issued with a processing license by the Authority or County Government using Form FCD L001A and FCD L001C respectively as set out the Third Schedule. (11) In case of rejection of an application, the licencing Authority shall notify the applicant giving reasons for the rejection within 14 days after receipt of the application or within 30 days after expiry of the notice in the case of rejections arising from objections under sub-regulation (8) (c). 11 (12)The applicant may resubmit an application following rejection after addressing the issues raised in the objection. (13) Every processor of food crop produce shall apply to the Authority or County Government for renewal of a license by filling and submitting an application form for renewal of processing license as set out in FCD A006C and Form A006A respectively as set out in the Third schedule not later than the first day of the month of June in which the current license is due to expire. (14) The fees to be charged for a license or renewal for food crops processing under this regulation shall be payable to the licencing Authority as the case may be, as prescribed in Part 1 (a) of the Sixth Schedule. (15) The licencing Authority may consider a late application upon an applicant giving reasonable cause for the delay and, upon approval of such an application, the applicant shall pay a penalty of fifty per cent of the fees payable. (16) A licensed processor shall notify the licencing Authority of all changes in its ownership or shareholding, business operations or production scale within 30 days of the changes. (17)A person who contravenes the provisions sub-regulation (1),(16) of this regulation commits an offence and shall be liable on conviction to a fine not exceeding ten million shillings or imprisonment for a term not exceeding five years, or both. Licensing of warehousing operators 13. (1) No person shall operate a food crops warehouse without a valid operator’s license issued by the Authority. (2) A warehouse operator shall apply to the Authority or County for the issuance or renewal of a warehouse operator’s license using Form FCD A008A or FCD A008B as set out in the Second Schedule. (3) The fees to be charged for a warehouse operator license or a renewal under these regulations shall be payable to the Authority or County as set out in Part 1 (b) of the Sixth Schedule. (4) The Authority or County shall after considering an application for a warehouse operator’s license under these regulations make a decision to issue the license within 30 days after receipt of the application. (5) The Authority or County shall issue a successful applicant with a warehouse operator’s license as set out in Form FCD L002 of the Third Schedule after certification based on the conditions prescribed in the license. (6) In case of rejection of an application, the licensing Authority or County 12 shall notify the applicant giving reasons for the rejection within 30 days after receipt of the application. (7) The applicant may resubmit an application following rejection after addressing the issues raised in the rejection. (8) If rejected after resubmission, the applicant may appeal to the Cabinet Secretary within 30 days from the date on which the notice of the rejection was communicated. (9) A license issued under sub regulation 5 is not transferable. (10) A person who contravenes the provisions of 12(1)(9) commits an offence and shall be liable on conviction to a fine not exceeding five hundred thousand shillings or imprisonment for a period not exceeding 1 year, or both. Licensing of warehouses and stores 14. (1) No premises shall be operated as a food crop warehouse or store unless it has been licensed as such by the licencing Authority. (2) The license for a warehouse and store shall be issued based on storage capacity as stipulated in the Six Schedule Part 1(b) (3) A warehouse operator shall apply to the Authority or County Government for the issuance or renewal of a warehouse license using Form FCD A009A and Form FCD A009C respectively as set out in the Second Schedule. (4) The fees to be charged for a license or renewal under these regulations shall be payable to the licencing Authority as set out in Part 1 of the Sixth Schedule. (5) The licencing Authority or its appointed agent shall inspect, and either certify, approve and designate or reject the premises for use as a warehouse using Guidelines for Certification of Warehouses that shall be provided by the Authority from time to time. (6) The Authority or the County Government shall issue a successful applicant with a warehouse license within 90 days after the application using Form FCD L003A and Form FCD L003C respectively as set out the Third Schedule (7) In case of rejection of an application, the licencing Authority shall notify the applicant giving reasons for the rejection within 30 days after receipt of the application. (8) The applicant may resubmit an application following rejection after addressing the issues raised in the rejection. (9) If a reapplication rejected after resubmission, the applicant may appeal to 13 the Cabinet Secretary within 30 days from the date on which the notice of the rejection was communicated. (10) A person who has been licensed to operate a warehouse shall notify the licencing Authority 30 days before cessation of the warehouse operator’s services at the licensed warehouse. (11) Upon notification of cessation of warehouse operator’s services, the licencing Authority shall take such measures as it shall deem necessary to safeguard the interests of the depositor of food crops in the licensed warehouse. (12) A license issued under sub regulation (6) shall be valid from the date of issue up to thirtieth of June of the calendar year unless earlier cancelled (13) A license issued under sub regulation (6) is not transferable, (14) A licensed warehouse operator shall notify the licencing Authority of all changes in ownership or shareholding of the warehouse within 30 days from the date the changes are made. (15) A person who contravenes the provisions of 13 (1)(10)(13) and (14) commits an offence and shall be liable on conviction to a fine not exceeding five hundred thousand shillings or imprisonment for a period not exceeding 1 year, or both. Licensing of Importers and Exporters 15. (1) Every person who wishes to import or export food crops produce shall register with the licencing Authority as a food crop and food crop produce dealer as specified in regulation (9) of these Regulations. (2) A registered dealer intending to import or export food crops produce shall apply for a food crops produce and products export or import license from the Authority by completing an application form as set out in Form FCD A010 of the Second Schedule. (3) The Authority shall after considering an application for a license under these regulations make a decision to issue a license or reject the application. (4)The fees to be charged for a license or renewal under these regulations shall be payable to the Authority as set out in Part 1(b) of the Sixth Schedule (5) The Authority shall issue a license to a successful applicant as set out in Form FCD L004 of the Third Schedule within 30 days after receipt of the application. (6) In case of rejection of an application, the Authority shall notify the applicant giving reasons for the rejection within 30 days after receipt of the application 14 (7)The applicant may resubmit an application following rejection after addressing the issues raised in the rejection. (8) A license issued under this part shall be valid from the date of issue up to thirtieth of June of the calendar year unless earlier cancelled. (9) A license issued to an exporter or importer shall not be transferable. (10) A license issued under these Regulations shall be subject to such conditions as the Authority may impose from time to time. (11)The Authority shall cancel an import or export license of a person who contravenes these Regulations. (12) A repeat offender shall have the offender’s license cancelled for a period of not more than three years. (13) A person who contravenes the provisions of sub regulation 14(1) (9) commits an offence and shall be liable on conviction to a fine not exceeding five hundred thousand shillings or imprisonment for a period not exceeding 1 year, or both Revocation, suspension or alteration of a license 16. (1) The Authority or County government may revoke, alter or suspend any license issued in this Part if in its opinion: a) the conditions of issuance of the license have been contravened or not complied with, b) An offence under the Crops Act, 2013 or in respect of the licensed activity under any other written law has been committed by the license holder or any employee of the license holder. (2) If revoked the holder of the license shall immediately surrender it to the Authority. (3) If the purpose for which a license is issued ceases, the license holder shall surrender the license to the Authority and it shall cease to have effect forthwith Appeals on issuance of licenses 17. (1) An applicant for or holder of a license who is aggrieved by the decision of the Authority on, or in respect of – a) the grant, refusal, renewal, variation of revocation or, b) The conditions imposed on the grant, renewal or variation, of a license, may appeal to the Cabinet Secretary within 30 days from the date on which the applicant first received the notice of decision. 15 PART IV: QUALITY ASSURANCE AND MARKETING Requirement for quality assurance 18. The Authority shall, in collaboration with relevant Government agencies and county governments, ensure that food crop inputs, produce and products conform to quality standards in line with the relevant laws and provisions of these regulations. Quality of seed Cap 326 19. All dealers in seed for food crop production shall supply quality seed in accordance with the Seed and Plant Varieties Act. Vegetative propagation material 20. (1) Every propagator of vegetative planting material for food crops outside the formal seed system shall ensure that material conforms to guidelines on Quality of Vegetative Planting Material as shall be provided by the Authority. (2) Every propagator of vegetative planting material of food crops outside the formal seed system shall keep accurate records of distributed planting materials in accordance with Form FCD S002 of the Fourth Schedule and shall produce such records on demand for purposes of inspection. (3) A propagator who contravenes sub-section (1) and ( 2) commits an offence and shall be liable on conviction to a fine not exceeding fifty thousand shillings or imprisonment for a period not exceeding three months, or both (4) Every grower shall source vegetative propagating material from a registered propagator of planting material Prohibition on use of raw sewage 21. (1) No grower shall use human raw sewage and factory effluent for production of food crops. (2) A person who contravenes the provisions of sub regulation (1) commits an offence and shall be liable on conviction to a fine not exceeding three hundred thousand shillings or imprisonment for a period not exceeding six months, or both Safe use of pesticides Cap 346 22. (1) All dealers in Pest control products for food crop production shall supply quality pest control products in accordance with the Pest Control Product Act. (2) All growers of food crops shall use, store and dispose pest control products in accordance with the Pest Control Products Act. (3) Notwithstanding the provision of sub-regulation (1) and (2) every grower shall be responsible for on-farm safe usage, storage and disposal of pest control products in accordance with the Pest Control Products Act and Part 3 16 of the guidelines set out in the Seventh Schedule of these regulations. (4) Every grower shall at all times in the production or storage of food crops use pest control products approved and registered by Pest Control Products Board on a particular crop and for the control of a specified pest. (5) A person who contravenes the provisions of this regulation commits an offence and shall be liable on conviction to a fine not exceeding three hundred thousand shillings or imprisonment for a period not exceeding six months, or both (6) Every grower shall maintain all records of pest control products and other substances used in production and /or storage of food crops and shall produce such records upon demand by the crops inspector. (7)A person who contravenes the provisions of sub regulation (6) commits an offence and shall be liable on conviction to a fine not exceeding fifty thousand shillings or imprisonment for a period not exceeding two months, or both Control of pests and diseases 23. (1) The Authority shall, in collaboration with the County Governments, and other relevant regulatory agencies regularly undertake surveillance and inspections of farms for production of food crops for the purpose of monitoring the incidences and intensity of pests and diseases. (2) If the Authority considers that the levels and intensity of disease and pest incidence are beyond the threshold levels, it shall: a) require that specified pest and disease control measures are undertaken by the propagator of planting material, grower or the County Government in whose area the pest and disease incidence has occurred, or b) advise the Cabinet Secretary; Traceability of produce i. who may direct appropriate action to be undertaken. ii. to consider invoking Section 31 of the Crops Act 2013. 24. (1) A dealer or processor shall ensure that the food produce or products can be traced to the source by providing details as per guidelines on food produce and products traceability requirements that shall be provided by the Authority from time to time. (2) A dealer or processer shall establish and maintain a distinct traceability code for every source of their produce. (3) A person who contravenes the provisions of sub regulation (1) (2) commits an offence and shall be liable on conviction to a fine not exceeding five hundred thousand shillings or imprisonment for a period not exceeding 1 year, 17 or both Contract farming 25. (1) Any transporter, dealer, warehouse operator or processor intending to enter into contract with a food crop grower or grower association shall register the contract with the Authority and such a contract shall be witnessed by the county Government. (2) No registered dealer shall buy, collect, issue input, train or participate in any way in a sponsored production scheme unless authorized to do so by sponsoring scheme in writing. (3) Any contract between a transporter, dealer, warehouse operator or processor with a grower or grower association shall be in accordance with guidelines on contract farming that shall be provided by the Authority from time to time. (4) A grower and a dealer, processor or exporter who is aggrieved by the failure of the other party in fulfilling the terms of the specified contract shall notify the Authority or the county Government within thirty days after the date of default. (5) The Authority or County Government may, upon receipt of the notification of breach of contract under (4) mediate between the parties. (6) If either or both the parties to the contract are not satisfied with the outcome of the process of mediation under sub-regulation (5), the aggrieved party may opt for arbitration as specified in section 41 of the Crops Act 2013. (7) The Authority shall not mediate on any contract that is not registered with the Authority. (8) A person who contravenes the provisions of sub regulation (1) (2) (3) commits an offence and shall be liable on conviction to a fine not exceeding three hundred thousand shillings or imprisonment for a period not exceeding year, or both Marketing requirements 26. (1) All food crops shall be harvested at the physiological maturity or as per the market requirements for a specific crop. (2)All food crops shall be, sorted, graded, processed, packaged, labeled, transported, and stored in accordance with the standards in force at the time or any other guidelines that shall be provided by the Authority from time to time. (3) The unit of measurement of all food crops produce shall be the kilogramme and each single package shall not exceed a net weight of fifty kilogrammes. 18 (4) All food crops produce and products dealers shall display and use a weighing scale that has been properly calibrated, serviced, inspected and approved by the weights and measures department in the Ministry for the time being in charge of Trade. (5) All food crop produce shall be offered for sale only in markets designated by the County and National governments. (6) All food produce in the collection centers, stores, markets, warehouses shall be randomly sampled, tested and analyzed by the Authority in consultation with the County government from time to time to ensure conformity to food safety and quality requirements in accordance with other existing law and guidelines that shall be provided by the Authority from time to time. (7) All food crops produce, whether produced locally or imported into the country, shall upon being established as not conforming to food safety and quality requirements, be seized, detained, disposed off or destroyed by the Authority in an appropriate manner and other relevant laws and at the cost of the offender. (8) A person who contravenes the provisions of sub regulation (1) (2) (3)(4)(5)( commits an offence and shall be liable on conviction to a fine not exceeding five hundred thousand shillings or imprisonment for a period not exceeding 1 year, or both Appointment of crops inspectors 27. (1) The Authority shall appoint qualified persons to be inspectors to carry out inspections of all food crops produce and products. (2) A person appointed as an inspector under sub-regulation (1) shall a) Be persons that hold a minimum of a diploma in agriculture or related field from a recognized University. b) Have the relevant expertise and experience in the agriculture. (3) A person appointed as an inspector shall not engage in any business connected with the production, export, sale or distribution of food crops produce and products. (4) In the exercise of their powers of entry and inspection, the inspectors shall be guided by the provision of Section 28 and 29 of the Crops Act, 2013. Functions of food crops inspectors 28. (1)Without prejudice to the generality of regulation 27 (4), inspectors shall; (i) Monitor activities associated with food crops inputs, production, dealing, handling and processing to ensure compliance with these regulations, 19 (ii) Regularly undertake surveillance and inspections to ensure that; a) Production, distribution and use of inputs for food crop production conform to provisions of these regulations and any other relevant laws b) Dealers and processors in food crops produce and products adhere to the terms and conditions of registration, licensing and guidelines set out in Second, Third and Seventh Schedules. (2) The inspectors at the county level shall be responsible to County Executive committee member for Agriculture in discharging their functions. (3) Any person who prevents, hinders or obstructs an inspector in performance of their functions and duties commits an offence and is liable, on conviction, to a fine not exceeding five hundred thousand shillings or to imprisonment for a term not exceeding one year or both. Importation and Exportation of food crops 29. (1) The Authority shall determine annually the domestic production and consumption of all food crops to establish levels of surplus or deficit and advise the Cabinet Secretary on exportation or importation of all food crops. 2) Every importer or exporter shall apply for a food crops export or import permit for every consignment of food crops imported or exported by filling Form FCD A011 as set out in the Second Schedule (3) No food crops shall be imported into or exported from Kenya otherwise than through a customs port of entry or exit. (4) Each consignment of imports or exports of food crops produce shall be declared at the port of entry or exit and physically verified by the Authority or its authorized agent. (5) A registered importer shall provide, on request by the Authority; i. Original copies of importation and customs entry documentation. ii. An import permit for shipment of the specific consignment. iii. Evidence of payment of duties and levies. iv. A certificate of origin and contact details of the exporters and importers from whom they procured. (6) Upon satisfying the conditions for import or export of food crop produce and products under these regulations, a registered importer or exporter shall be issued with an import/export permit by the Authority as set out in Form FCD P002 in Third Schedule 20 (7) Upon satisfying the conditions for import of food crop produce and products under these regulations, the Authority shall release the consignment to the consignee (8) All consignments whether repacked or in original package shall bear in bold print, the name and contact details of the consignor, consignee and the country of origin (9) All produce intended for importation into the country shall be tested and analyzed for conformity to national food safety standards and requirements at the point of entry. (10) Any consignment of food crops produce that is either smuggled or does not conform to the quality standards, shall be seized, detained and disposed of or destroyed in an appropriate manner by the Authority at the cost of the offender. 11) Food crops produce and products whose documentation does not meet the requirements of the Authority shall be seized and detained for verification and may be released to the consignee by issuance of a release order from the Authority. (12) A person who contravenes the provisions of sub regulation (3) (8) commits an offence and shall be liable on conviction to a fine not exceeding three hundred thousand shillings or imprisonment for a period not exceeding one year, or both PART IV- FINANCING PROVISIONS Imposition of levies 30. (1) The Cabinet Secretary with the approval of Parliament hereby imposes a levy on all food crops and food crop products imported into and exported out of the country as per rates set out in Part 3 of the Sixth Schedule which shall be reviewed from time to time. (2) The levy imposed under sub regulation (1) shall be— (a) payable at the point of exit or entry. (b) collected by the Authority or its appointed agent. (3) Any levy under this regulation, unless the manner of remitting is specifically provided for, shall be payable to the Authority or its agents by an exporter or importer in such a manner and within such time as the Authority may direct. (4) Any levy imposed under this regulation which remains unpaid shall be recovered by the Authority with interest, as a civil debt due to it from the 21 person by whom it is payable. Application of levies 31. The proceeds of the levies may be used for all or any of the following purposes:— (a) facilitating the marketing of food crops and food crop products in existing and new markets and matters incidental thereto; (b) regulation and compliance activities; (c) any other use as may be approved by the Authority from time to time Fees 32. (1)The fees to be charged for licenses, renewal of licenses and movement permits under these regulations shall be as set out in the Sixth Schedule and shall be reviewed from time to time. (2) The fees charged from licenses, renewal of licenses and issuance of movement permits by the county government or any other monies provided by the Authority or any other source facilitated by the Authority, shall be deposited in a special account. (3) The County Government, in collaboration with the Authority shall make guidelines on better management of funds in the special account for the best interest of the food crops sub-sector. (4) The special account shall be managed by a committee appointed by the County Executive Committee Member in charge of Agriculture and approved by the Authority. (5) The Authority shall set guidelines on the appointment of members of the special account management committee. PART V - GENERAL PROVISIONS Filing of returns 33. (1) Every processor shall furnish the Authority or the County Government, as the case may be, with monthly production, stocks of raw material held and marketing data by 10th of every month or upon request by the Authority using Form FCD S006A and Form FCD S006C respectively in the Fourth Schedule. (2) Every exporter or importer of food crops produce and products shall make monthly returns to the Authority in the manner set out in Form FCD S005 of Fourth Schedule. (3) Every warehouse operator shall furnish the Authority or respective county government with monthly returns on stock of food crops produce held at 5th of every month using Form FCD S007A and Form FCD S007C respectively as set out in the Fourth Schedule. 22 (4) Every processer and warehouse operator shall furnish the Authority or County Government with information on suppliers of raw materials the coming year as set out in Form FCD S008A and Form FCD S008C respectively as set out in the Fourth schedule. (5) Every exporter shall furnish the Authority with information on suppliers of raw materials for the coming year as set out in Form FCD S009 of the Fourth schedule Protection from personal liability 34. (1) The Directorate or any of its officers or other persons appointed or authorized to perform any function under these regulations shall not be held liable in respect of anything done or omitted to be done by them in good faith in the exercise of or performance of any power, authority or duty conferred or imposed upon them under these regulations. Provision of capacity and technical support. 35. (1) The Authority shall offer support services to county government officers and other stakeholders in packaging and dissemination of information on new food crop technologies (2)The Authority shall offer training to the county government officers and other stakeholders on new technologies across the value chain. (3) The Authority shall build capacity to the county governments on agricultural policies, National legislations, regional and international protocols to facilitate alignment of county bills and legislations in the food crops sub-sector. (4)The Authority shall build capacity to the county government officers on quality and food safety standards in production, post-harvest handling, transportation, warehousing storage and processing. (5) The Authority shall build capacity to the county government officers on data collection, validation, processing, storage and management. (6)The authority in consultation with the County Governments shall set the food crops research priorities and establish linkages with international and regional research organizations. 36. The Authority in consultation with county governments shall mobilize resources for adoption of technologies in food crops production, marketing and value addition. 37. Th Authority shall monitor the implementation of food crops regulations and quality control standards by the county governments. General penalty 38. (1)A person who contravenes the provisions of these regulations for which no specific penalty is provided for, commits an offence and is liable, on conviction, to a fine not exceeding five hundred thousand shillings or to 23 imprisonment for a term not exceeding one year or both. 24 SCHEDULES FIRST SCHEDULE LIST OF FOOD CROPS TO BE REGULATED Common Name Botanical Name A. CEREALS Maize……………………………… …Zea mays L. Barley ………………………………. Hordeum vulgare L. Finger millet ……………………......Eleusine coracana (L.) Gaertn. Pearl millet ……………………..... ..Pennisetum (L.) R.Br. Rice ………………………………….Oryza sativa L. (1) Sorghum ……………………….......Sorghum bicolor (L.) Moench. Wheat ……………………………… Triticum aestirum. Wheat (pasta)................................Triticum monococcum L. Oats……………………… …… … .Avena sativa L. Rye ……………………………….....Secale cereale L. Triticale ……………………………Tricosecale Wittm. Grain amaranth………………… Amaranthus spp. B. LEGUMES Soya beans ………………………….Glycine max (L.) Merr. Beans……………………..………....Phaseolus vulgaris L. Pigeon pea …………………………Cajanus cajan. Dolichos bean … ………..............Dolichos lablab L. Cowpea ……………………………Vigna unguiculata (L.) Walp. Chick peas…………………………Cicer arietienum L. Broad beans ………………………Vicia faba L. Cluster bean ………………………Cyamopsis tetragonoloba. Pea ……………………………….. Pisum sativum L. C. ROOTS AND TUBER CROPS Irish potatoes ……………………..Solanum tuberosum L. Sweet potato................................Ipomeea batatas Cassava.......................................Manihot esculenta 25 SECOND SCHEDULE APPLICATION FORMS FORM FCD A001 r.5 (3) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF …………………………………….. APPLICATION FOR GROWER REGISTRATION IN GROWER ASSOCIATIONS (Please fill in duplicate with copy to CEC Agriculture) To: The Chairman ………………………………………. ………………….. ………………………………………………………….. Application is hereby made for registration as a food crops grower on …………… hectares of land on parcel specified in Part B below– A Particular of Applicant 1. 2. 3. Name of applicant …………………………………………………………... National Identify Card No/Passport No. …………………………………… Postal Address: …………..………........... Postal Code ………Town........................................ Mobile No………………………………Email: ………………………….….. B Particulars of Land 1. L.R. No. or No.s……………………………………………………………….. ………………………………………………………………………………....... 2. Location……………………… Ward …………………………………. 3. Sub-county …………………………County………………………………. C. Crops details (List all crops grown) Crop Hectare Signature of applicant FOR OFFICIAL USE Approved/Not approve by association: ………………………………………………… Chairperson ………………………………………………..(Name) Signature …………………………………….Date……………………….. 26 FORM FCD A002 (r. 6(1) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF……………………………………………….. APPLICATION FOR REGISTRATION OF GROWERS ASSOCIATION/PLANTATION GROWERS/PROPAGATORS OF PLANTING MATERIALS (To be filled in triplicate with a copy to AFFA) Part 1: Category (Tick as appropriate)  Growers Association  Plantation Growers  Propagators of Planting Materials Part 2: Particulars of the Applicant 1. Full name of Applicant:………………………………………………………………. 2 .Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:………………………………. Website:……………… Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. 3. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 4. L.R. No/Plot No.…………………………….. . 5. Type of Crops grown a). Associations Membership:…………………….. Male:……………… Female:…………… (Attach a list of members). Catchment area:……………………………………. Type of crop Hectare b) Plantation growers 27 Type of crop Hectare C) Planting material propagator Crop Cultivar/Variety Source of planting material No. of seedling/cuttings/Hectare I confirm that I shall abide by the requirements of the Food (Food Crops General) Regulations, 2014. Applicants signature ……………………………………………………Date………………………….. Part 3: Approval by County FOR OFFICIAL USE 1. Approved/Not approved: CEC for Agriculture :Name …………………………Signature………………Date…………... Comments if not approved……………………………………………………………………………………… ………………………………………………………………………………………………… Official Stamp………………………………………………………………………………… Terms and Conditions 1. This application should be completed in full. An incomplete form shall not be processed 2. A grower association shall be required to furnish the County Government with evidence of registration and copies of their Constitution or Articles and Memorandum of Association; 28 FORM FCD A003 (r. 9(2)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF……………………………………………… APPLICATION/RENEWAL FOR REGISTRATION AS A FOOD CROP AND FOOD CROP PRODUCE DEALER (To be filled in triplicate with a copy to AFFA) Part 1: Category of licence (Tick one)   Applications for New registration Application for Renewal of registration Part 2: Applicant’s Details (To be filled by all Applicants) 1. Full name of Applicant: ………………………………………………………………. 2. Registered office……………………………………… L. R. No. ……………….…….……..….……… Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:……………………………. Website:……………… Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward……………….… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 3. Branch offices (if any) Town Location Address 1. 2. 3. Part 3: Category of Dealer (Tick as appropriate) 29 1. Check as appropriate  Collector  Raw produce dealer  Seller  Exporter  Buyer 2.  Transporter  Stockist  Importer  Others (specify) Check one  Individual Ownership 3.  Partnership  Corporation Others (specify) Specific/Category of Food Crops person/company is dealing with: Cereals (specify) Legumes (specify)  Roots and Tubers (specify) Part 4: Names and contacts of two business referees(in the food industry) : (i) …………………………………………………………….………………………….. (ii) .……………………………………………………………..…………………………. I/We …………………………………………………….. Certify that I/we have read and understood the Crops Act, 2013 and the rules made thereunder. Date………………………………………….. Name of authorized officer: …………………………………. Signature: ………………………………… Official stamp………………………………………………………. Part 5: Approval by County FOR OFFICIAL USE 2. Approved/Not approved: CEC for Agriculture :Name …………………………Signature………………Date…………... Comments if not approved……………………………………………………………………………………………… ……………………………………………………………………………………………………… Official Stamp……………………………………………………………………………….. Terms and Conditions 1. Incomplete forms shall not be processed 2. Source produce shall only be from registered growers and grower associations 30 FORM FCD A004 (r. 10(3)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………………………………. APPLICATION FOR FOOD CROP PRODUCE MOVEMENT PERMIT Full name of Applicant:………………………………………………………………. Apply to move …………………………………………………………………………………. (Specify type and quantity of food crops) From ………………………………………………………………….. (Specify County of origin) To……………………………………………………. …………… (Specify County of destination) Requested Validity period: from.................................... to….......................................................... (Specify dates) Reg No. for vessel of conveyance ………………………………………………………………….. Name of Applicant……………………………………………. ID No.……………………..…. I _________________________________________ (Transporter) declare that the information furnished above is true to the best of my knowledge and belief. Date…………………………………………..Signature ……………………………………. FOR OFFICIAL USE 3. Approved/Not approved: Sub County Officer :Name …………………………Signature………………Date…………... Comments if not approved………………………………………………………………………………………… ………………………………………………………………………………………………… Official Stamp……………………………………………………………………………….. 31 Terms and Conditions Movement’s permits shall be granted subject to the following conditions 1. Movement permit shall not be transferable and shall only be valid for the specified consignment; 2. A Transporter of food crops and crops products shall conform to the national food safety and quality standards and sanitary phytosanitary (SPS) regulations; 3. A transporter shall ensure that food crops produce and products are transported in an appropriate manner to ensure that it remains safe and suitable for human consumption; 4. During transportation of food crops and crops products exceeding 5 metric tonnes the transporter may be required to produce the valid original movement permit for the consignment for inspection by the authority on demand. 32 FORM FCD A005 (r. 11 (4)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF……………………………….. APPLICATION /RENEWAL FOR RAW PRODUCE MARKETING AGENT LICENCE (To be filled in triplicate) Part 1: Category of licence (tick where appropriate)   Applications for New License Application for Renewal of License Part 2: Applicant’s Details (To be filled by all Applicants) 1. Full name of Applicant: ……………………………………………………………….………………. 2. Registered office……………………………… L. R. No. ……………….…….……..….…… Postal Address: …………..………........... Postal Code …………Town.............................................. Tel/Mobile No:………………………....Email:…………………………. Website:………………… Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. Part 3: Types of scheduled crops to be purchased collected or bulked: Type of crop Administrative area/location Farmer association/Plantation grower I hereby certify that the above information is correct to the best of my knowledge. Date……………………………………………………………………. Signature of applicant……………….……………………………........….. 33 Official rubber stamp/seal……………………………………………………….. Part 5: Approval the county FOR OFFICIAL USE 4. Approved/Not approved: CEC for Agriculture :Name …………………………Signature………………Date…………... Comments if not approved…………………………………………………………………………………………… …………………………………………………………………………………………………… Official Stamp……………………………………………………………………………….. 34 FORM FCD A006C (r. 12 (3)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF………………………………………………. THE CROPS (FOOD CROPS) REGULATIONS 2015 APPLICATION FOR PRELIMINARY APPROVAL FOR FOOD CROP PROCESSORS The County Executive Committee Member for Agriculture ……………………………………..County P. O. Box Dear Sir/Madam, RE: LETTER OF PRELIMINARY APPROVAL TO ESTABLISH A FOOD CROP PROCESSING FACTORY Full name of Applicant M/s …………………ID No/ Registration No( Attach copy)………………………………….…………………of Postal Address:………………… …………………………………… Tel …………………………………………………………….. do hereby express my interest to invest in food crops processing and apply to be granted preliminary approval to proceed with steps leading to the establishment of the plant to be located on plot number(s) ……………on ………………….. Street …………….. Location …………… Sub-County in ………………… County, L. R. No. ……………….…….……..….……… 1. Factory processing details a. Capacity (in Tons/Ha) …………………………………….. b. The proposed company is intended to process the following food crops and products No. i. ii. iii. Crop produce Product 2. List Names and Particulars of Directors/Officials (Attach copies of ID/Passport) 35 a) b) c) d) e) ……………………………………………………………………… ……………………………………………………………………… ……………………………………………………………………… ……………………………………………………………………… ……………………………………………………………………… I/We undertake to:1. Seek approval from all relevant Government agencies in accordance with existing laws and regulations 2. Provide a detailed project feasibility study 3. Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act,2013, the Crops Acts, 2013 and other relevant laws in force from time to time 4. Support the supply chain to maintain the smooth flow of raw material. 5. Install processing equipment that will match current Kenyan standards, 6. Commit to adhere to the national and international food safety standards. 7. Execute the project within the next 2 years after which this Letter of Preliminary Approval shall be invalid. I understand that this application is not a guarantee of being issued with a processing license. Yours sincerely, Chief Executive M/s…………………………………………………………….. (Name of company and Official Seal/Stamp) 36 FORM FCD A006A (r. 12 (3)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 APPLICATION FOR PRELIMINARY APPROVAL FOR FOOD CROP PROCESSORS The Director General Agriculture, Fisheries and Food Authority P. O. Box NAIROBI Dear Sir/Madam, RE: LETTER OF PRELIMINARY APPROVAL TO ESTABLISH A FOOD CROP PROCESSING FACTORY Full name of Applicant M/s …………………ID No/ Registration No( Attach copy)………………………………….…………………of Postal Address:………………… …………………………………… Tel …………………………………………………………….. do hereby express my interest to invest in food crops processing and apply to be granted preliminary approval to proceed with steps leading to the establishment of the plant to be located on plot number(s) ……………on ………………….. Street …………….. Location …………… Sub-County in ………………… County, L. R. No. ……………….…….……..….……… 3. Factory processing details a. Capacity (in Tons/Ha) …………………………………….. b. The proposed company is intended to process the following food crops and products No. Crop produce Product iv. v. vi. 4. List Names and Particulars of Directors/Officials (Attach copies of ID/Passport) f) ……………………………………………………………………… 37 g) ……………………………………………………………………… h) ……………………………………………………………………… i) ……………………………………………………………………… j) ……………………………………………………………………… I/We undertake to:8. Seek approval from all relevant Government agencies in accordance with existing laws and regulations 9. Provide a detailed project feasibility study 10. Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act,2013, the Crops Acts, 2013 and other relevant laws in force from time to time 11. Support the supply chain to maintain the smooth flow of raw material. 12. Install processing equipment that will match current Kenyan standards, 13. Commit to adhere to the national and international food safety standards. 14. Execute the project within the next 2 years after which this Letter of Preliminary Approval shall be invalid. I understand that this application is not a guarantee of being issued with a processing license. Yours sincerely, Chief Executive M/s…………………………………………………………….. (Name of company and Official Seal/Stamp) 38 FORM: FCD A007A r. 12(6) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 APPLICATION FOR PROCESSING/RENEWAL OF PROCESSING LICENSE (To be filled in triplicate) Part 1: Category / (Tick one)   Applications for New License Application for Renewal of License Part 2: Applicant’s Details (To be filled by all Applicants) 1. Full name of Applicant: ………………………………………………………………. 2. Registered office………………………………… L. R. No. ……………….…….……..….……… Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:………………………………. Website:……………………………………………………………….. Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 3. Branch offices (if any) Town Location Address 1. 2. 3. 4. Part 3: Processing/Facility Details Factory processing details a. Installed processing capacity (in Tons/Ha) …………………………………….. b. The proposed company is intended to process the following food crops and products 39 No. Food Crop produce Estimated Product Tonnage/year Estimated Brand Names Tonnage/year 1 2 3 4 Date………………….Signature……………………………….....….. Applicant Part 4: Approval by the Authority FOR OFFICIAL USE Approved/Not approved: AFFA Authorizing officer’s Name ………….……………Signature….……Date ……………… Designation………………………………………………………………………………………… Comments if not approved…………………………………………………………………….. ………………………………………………………………………………………………….. Official Stamp…………………………………………………………………………………. Terms and conditions 1. The applicant will be required to: a) Support the supply chain to maintain the smooth flow of raw material. b) Install processing equipment that matches the International standards. c) Commit to adhere to the national and international food safety standards. d) To provide evidence of registration of brand names with Kenya Industrial Property Institute (KIPI). e) Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act, 2013, the Crops Acts, 2013 and other relevant laws in force from time to time. 2. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 3. The authority shall give notice of the proposed grant of license in the Kenyan gazette and such other manner as the authority may determine at least 30 days before granting the license. 40 FORM: FCD A007C r. 12(6) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF……………………………………………… APPLICATION FOR PROCESSING/RENEWAL OF PROCESSING LICENSE (To be filled in triplicate) Part 1: Category / (Tick one)   Applications for New License Application for Renewal of License Part 2: Applicant’s Details (To be filled by all Applicants) 3. Full name of Applicant: ………………………………………………………………. 4. Registered office………………………………… L. R. No. ……………….…….……..….……… Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:………………………………. Website:……………………………………………………………….. Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 5. Branch offices (if any) Town Location Address 5. 6. 7. 8. Part 3: Processing/Facility Details Factory processing details 41 c. Installed processing capacity (in Tons/Ha) …………………………………….. d. The proposed company is intended to process the following food crops and products No. Food Crop produce Estimated Product Tonnage/year vii. 1 viii. 2 ix. 3 x. 4 Estimated Brand Names Tonnage/year Date………………….Signature……………………………….....….. Applicant Part 4: Approval by County FOR OFFICIAL USE 5. Approved/Not approved: CEC for Agriculture :Name …………………………Signature………………Date…………... Comments if not approved…………………………………………………………………………………………… …………………………………………………………………………………………………… Official Stamp……………………………………………………………………………….. Terms and conditions 6. The applicant will be required to: f) Support the supply chain to maintain the smooth flow of raw material. g) Install processing equipment that matches the International standards. h) Commit to adhere to the national and international food safety standards. i) To provide evidence of registration of brand names with Kenya Industrial Property Institute (KIPI). j) Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act, 2013, the Crops Acts, 2013 and other relevant laws in force from time to time. 7. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 8. The authority shall give notice of the proposed grant of license in the Kenyan gazette and such other manner as the authority may determine at least 30 days before granting the license. 42 FORM FCD A008A (r. 13 (2)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 APPLICATION /RENEWAL OF WAREHOUSE OPERATOR LICENSE (To be filled in triplicate) Part 1: Category of licence (tick where appropriate)   Applications for New License Application for Renewal of License Part 2: Applicant’s Details (To be filled by all Applicants) 9. Full name of Applicant: ……………………………………………………………….………………. 10. Registered office……………………………………… L. R. No. ……………….…….……..….…… Postal Address: …………..………........... Postal Code …………Town.............................................. Tel/Mobile No:………………………....Email:…………………………. Website:………………… Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 11. Branch offices (if any) Town Location Address 9. 10. 11. 12. Part 3: Types of scheduled crops to be handled: ………………………………………………………………………………………………………. ………………………………………………………………………………………………………. ………………………………………………………………………………………………………. Part 4: Qualification and experience: 43 a) Proprietor ............................................................................................................................................................ ……………………………………………………………………………………………………… b) Staff Level of education Primary(KCPE) Secondary(KCSE/’O’- level Certificate Diploma/Higher diploma Degree Masters Other(specify) No. of staff c) Specify any other professional course related to the food industry: ……………………………………………………………………………………………………… ……………………………………………………………………………………………………… (Attach copies of IDs and certificates) I hereby certify that the above information is correct to the best of my knowledge. Date……………………………………………………………………. Signature of applicant……………….……………………………........….. Official rubber stamp/seal……………………………………………………….. Part 5b: Approval the Authority FOR OFFICIAL USE Approved/Not approved: AFFA Authorizing officer’s Name ………….……………Signature….……Date ……………… Designation………………………………………………………………………………………… Comments if not approved…………………………………………………………………….. ………………………………………………………………………………………………….. Official Stamp…………………………………………………………………………………. NB: A license for a warehouse or warehouse operator will only be issued to persons, co-operative societies or companies who have fulfilled the conditions of the Authority as set out in guidelines issued by the Authority Terms and Conditions 1. When considering applications for registration or renewal of registration as a 44 warehouse operator, the Authority shall ensure that only warehouses with the requisite approvals under the Public Health Act, and any other written law are registered. 2. A warehouse operator shall comply with approved practices and standards on warehousing including national standards on quality, food safety and hygiene. 3. Application for registration or renewal of registration a warehouse operator who is administering warehouse receipting system or is in custody of any produce belong to third parties, shall submit to the Food Crops Directorate a certified copy of a valid insurance policy covering all risks related to warehouse business. 4. Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act, 2013, the Crops Acts, 2013 and other relevant laws in force from time to time. 5. A warehouse operator shall provide evidence of having persons qualified on food safety matters in their employment to the satisfaction of the authority 6. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 45 FORM FCD A008B (r. 13 (2)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 THE COUNTY GOVERNMENT OF………………………….. APPLICATION /RENEWAL OF WAREHOUSE OPERATOR LICENSE (To be filled in triplicate) Part 1: Category of licence (tick where appropriate)   Applications for New License Application for Renewal of License Part 2: Applicant’s Details (To be filled by all Applicants) 12. Full name of Applicant: ……………………………………………………………….………………. 13. Registered office……………………………………… L. R. No. ……………….…….……..….…… Postal Address: …………..………........... Postal Code …………Town.............................................. Tel/Mobile No:………………………....Email:…………………………. Website:………………… Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 14. Branch offices (if any) Town Location Address 13. 14. 15. 16. 46 Part 3: Types of scheduled crops to be handled: ………………………………………………………………………………………………………. ………………………………………………………………………………………………………. ………………………………………………………………………………………………………. Part 4: Qualification and experience: d) Proprietor ............................................................................................................................................................ ……………………………………………………………………………………………………… e) Staff Level of education Primary(KCPE) Secondary(KCSE/’O’- level Certificate Diploma/Higher diploma Degree Masters Other(specify) No. of staff f) Specify any other professional course related to the food industry: ……………………………………………………………………………………………………… ……………………………………………………………………………………………………… (Attach copies of IDs and certificates) I hereby certify that the above information is correct to the best of my knowledge. Date……………………………………………………………………. Signature of applicant……………….……………………………........….. Official rubber stamp/seal……………………………………………………….. Part 5b: Approval the County FOR OFFICIAL USE Approved/Not approved: CEC for Agriculture: Name ………….……………Signature….……Date ……………… Comments if not approved…………………………………………………………………….. ………………………………………………………………………………………………….. Official Stamp…………………………………………………………………………………. 47 NB: A license for a warehouse or warehouse operator will only be issued to persons, co-operative societies or companies who have fulfilled the conditions of the Authority as set out in guidelines issued by the Authority Terms and Conditions 7. When considering applications for registration or renewal of registration as a warehouse operator, the County shall ensure that only warehouses with the requisite approvals under the Public Health Act, and any other written law are registered. 8. A warehouse operator shall comply with approved practices and standards on warehousing including national standards on quality, food safety and hygiene. 9. Application for registration or renewal of registration a warehouse operator who is administering warehouse receipting system or is in custody of any produce belong to third parties, shall submit to the CEC Agriculture a certified copy of a valid insurance policy covering all risks related to warehouse business. 10. Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act, 2013, the Crops Acts, 2013 and other relevant laws in force from time to time. 11. A warehouse operator shall provide evidence of having persons qualified on food safety matters in their employment to the satisfaction of the authority 12. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 48 FORM FCD A009A (r. 14 (3)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 APPLICATION FOR WAREHOUSE LICENSE Part 1: Applicant’s Details (To be filled by all Applicants) Full name of Applicant:………………………………………………………………. Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:………………………………. Website:……………… Physical address: Building …………………………….. Street:……………….Town:……………… County………………………… Sub County……………………….. Ward……………………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… Branch offices (if any) Town Location Address 1 2 Part 2: Registration details: No of warehouses Capacity(metric tonnes/ 50 kg bag Crop(s) to be handled NB: A license for a warehouse will only be issued to persons, co-operative societies or companies who have fulfilled the conditions the Authority may issue from time to time. I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. Applicant’s Signature………………………….………. 49 Date ………………….………….. Official rubber stamp/seal……………………………………………. Part 3: Approval by the Authority FOR OFFICIAL USE Approved/Not approved: AFFA Authorizing officer’s Name ………….……………Signature….……Date ……………… Designation………………………………………………………………………………………… Comments if not approved…………………………………………………………………….. ………………………………………………………………………………………………….. Official Stamp…………………………………………………………………………………. Terms and conditions 1. When considering applications for registration or renewal of registration of a warehouse the Authority/County shall ensure that only warehouses with the requisite approvals under the Public Health Act, and any other written law are registered. 2. The warehouse must meet the requirements set out by the Authority from time to time 50 FORM FCD A009C (r. 14 (3)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF ………………………………. APPLICATION FOR WAREHOUSE LICENSE Part 1: Applicant’s Details (To be filled by all Applicants) Full name of Applicant:………………………………………………………………. Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:………………………………. Website:……………… Physical address: Building …………………………….. Street:……………….Town:……………… County………………………… Sub County……………………….. Ward……………………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… Branch offices (if any) Town Location Address 1 2 Part 2: Registration details: No of warehouses Capacity(metric tonnes/ 50 kg bag Crop(s) to be handled NB: A license for a warehouse will only be issued to persons, co-operative societies or companies who have fulfilled the conditions the Authority may issue from time to time. I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. 51 Applicant’s Signature………………………….………. Date ………………….………….. Official rubber stamp/seal……………………………………………. Part 3: Approval by the County FOR OFFICIAL USE 6. Approved/Not approved: CEC for Agriculture :Name …………………………Signature………………Date…………... Comments if not approved…………………………………………………………………………………………… …………………………………………………………………………………………………… Official Stamp……………………………………………………………………………….. Terms and conditions 3. When considering applications for registration or renewal of registration of a warehouse the Authority/County shall ensure that only warehouses with the requisite approvals under the Public Health Act, and any other written law are registered. 4. The warehouse must meet the requirements set out by the Authority from time to time 52 FORM FCD A010 (r. 15 (2)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 APPLICATION /RENEWAL FOR IMPORT/EXPORT LICENSE   Applications for New License Application for Renewal of License Part A: Applicant’s Details (To be filled by all Applicants) 1. Full name of Applicant:………………………………………………………………. 2. Registered office……………………………………… L. R. No. ……………….…….……..….……… Postal Address: …………..………........... Postal Code …………Town........................................ Tel/Mobile No:………………………........ Email:………………………………. Website:……………… Physical address: Building …………………………….. Street:…………Town:……………… County………………………… Sub County……………………….. Ward…………… Village..………………………………. Company details (where applicable): Certificate of Company Incorporation /registration No:, …………… List Names and Particulars of Directors/Officials (Attach copies of ID) …………………………………………………………………………………………… 3. Branch offices (if any) Town Location Address 1. 2. 3. 4. 53 4. Type of food crops produce/products to be imported and estimated annual quantities. Type of food crops Estimated Annual Import Quantity 1. 2. 3. 4. 5. 5. Applicant’s Signature………………………….………. Date ………………….………….. (Official Company Stamp) FOR OFFICIAL USE Approved/Not approved: AFFA Authorizing officer’s Name ………….……………Signature….……Date ……………… Designation………………………………………………………………………………………… Comments if not approved…………………………………………………………………….. ………………………………………………………………………………………………….. Official Stamp…………………………………………………………………………………. 6. Terms and Conditions 1. Incomplete forms shall not be processed 2. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 3. A permit issued on this application shall not indemnify the licensee from any liabilities to which the person may have become liable under the repealed Laws specified in the second schedule of the crops act. 4. The holder of the importer/exporter license shall submit monthly returns to the Authority in the prescribed format. 54 FORM FCD A011 (r. 29 (2)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 APPLICATION FOR PERMIT TO IMPORT/ EXPORT FOOD CROP PRODUCE/FOOD CROP PRODUCTS 1. Name of applicant ……………………… 2. Registered office………………………………………………………….….………. L. R. No. ……………….…….……..….……… Street ……..………….......……… Tel. No. ……….…………....….….………...…. Fax No. …..................….......….. E-mail …………..…….……....….……...…... Website …………………..……… 3.Place where the premise is located: Village/area……..….………..….…...…….. Ward……………………….……….….……. Sub-County…...………………………….. County………………..…..…..……..………. 4. VAT Registration No / ID. No. ………….…………………… PIN ………….………. 5. Type of food crops produce/products/fertilizer to be imported or exported and the quantities. (Tick as appropriate) Commodity Quantity Customs Value Source/country of origin Point of entry/exit NB: Attach details in the format given above I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. I further state that the above declared imports have been approved and certified as being fit for human consumption and contain no poisonous substance or chemical as per the Kenya’s relevant legislations and regulations. . Applicant’s Signature………………………….………. Date ………………….………….. Terms and Conditions This application shall be accompanied by a phytosanitory certificate from the country of origin, compliance certificate from the Kenya National Standardization body and the Kenya National Plant Protection Organization. 55 THIRD SCHEDULE REGISTRATION CERTIFICATES, LICENSES AND PERMITS FORM FCD R001 (r. 6(8)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………………………………….. CERTIFICATE OF REGISTRATION FOR GROWERS’ ASSOCIATION/PLANTATION GROWERS/ PROPAGATORS OF PLANTING MATERIALS (FREE) THIS IS TO CERTIFY that………………………………………………. of postal address …………………..……………of ……………………………. County, LR No….…………..has been duly registered by the Authority as a growers’ association/plantation grower/ propagator of planting materials in accordance with Regulation 6(8) of the Crops (Food Crops) Regulations, 2015 Dated this …………………… day of ………………….20………. FOR OFFICIAL USE 7. Issued by: CEC for Agriculture; ………………………………………….………………………County Name ………………………………….…Signature……………………Date…………..…... Official Stamp……………………………………………………………………………….. Terms and Conditions 1. This registration certificate is not transferable; 2. A registered Grower Associations shall maintain a register of their members in the format prescribed by the Authority; 3. A registered Grower Association shall respect and enable the carrying out of the terms and conditions of any agreements entered between themselves and their members or on behalf of their members. 4. A Registered Grower Associations, Plantation Growers and Propagators of Planting material shall ensure that the quality of farm inputs and food crop produce and products comply with the Food Crops General Regulations and any other relevant laws. 56 5. The holder of this certificate shall submit monthly returns to the Authority in the prescribed format. 57 FORM FCD R002 (r. 9(10)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………………………….. DEALER’S CERTIFICATE OF REGISTRATION (FREE) THIS IS TO CERTIFY that…………………………………………………………..…. of postal address …………………..…………of ………………………..…. County, LR No….………….…has been duly registered by the County Government of …………………………… in accordance with section 16(1) of the Crops Act, 2013, as a Food Crops ………………………………………………………….….dealing in………………………………………………………………… Dated this …….…. day of ……………..……….. 20…… FOR OFFICIAL USE 8. Issued by: CEC for Agriculture; ………………………………………….………………………County Name ………………………………….…Signature……………………Date…………..…... Official Stamp……………………………………………………………………………….. Terms and Conditions 1. This registration certificate is not transferable; 2. A dealer of food crops and crops products shall conform to the national food safety and quality standards and sanitary phytosanitary (SPS) regulations. 3. A dealer shall put in place appropriate measures and procedures to ensure that food crops and crops products are safeguarded from microbiological physical and chemical contamination during handling, storage and transportation 4. The holder of this certificate shall submit monthly returns to the Authority in the prescribed format. 58 FORM FCD P001 (r. 10(4)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF… ……………………………… FOOD CROP PRODUCE MOVEMENT PERMIT M/s…………………………………………………….................... is hereby authorized to move Food crop produce from …………………………………..to…………………………….............. (Specify destination) Truck. Reg No………………………………………………………………….. Trailer Reg. No………………………………………………………………….. This permit is valid for the transportation of the consignment of ………………………… tonnes of ……………………Crop Produce. Validity period: from ________________________to_______________________________ Date of issue _____________ time issued ________________________ a.m./p.m. Expiry date __________________ Time:_______________________________ County of origin………………………………….. Issued by …………………………………. Signature ………………………………………. Designation ……………………………………… Authorized Officer For: County Executive Committee -Agriculture Collected by ……………………………………………. ID No.……………………..…. Terms and Conditions 1. This movement permit is not transferable and is only valid for the specified consignment; 2. A Transporter of food crops and crops products shall conform to the national food safety and quality standards. 3. A transport shall ensure that food crops and crops products and transportation unit are appropriate to ensure that food crops and produce remains safe and suitable for human consumption; 59 4. A transporter of food crops and crops products exceeding 5 metric tonnes shall be required to produce for inspection by the Authority, the County Government authorized officers and other law enforcement agencies valid original movement permit for the consignment on request 5. The movement permit issued at the county of origin of produce shall apply across all counties 60 FORM FCD P002 r 29(6) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 IMPORT/EXPORT PERMIT Serial No……………………………. Authority’s Code…………….. Name/Business name of applicant ……………………………………………… Address……………………………………..Tel…………………………………… Email……………………………………………… Physical location ………………………………………………………….. PIN/VAT No. …………………………………………………… L.R. No…………………………………………………………….. License No. ………….........................................….....………… Valid from……….............................................…….to………................…....…………. Is hereby authorized to import/export the following; â–¡ Food crop produce â–¡Food crop product â–¡ Fertilizer ( Tick as appropriate) Type Quantity Value NB:Attach list Duration of import/export permit……………………………….days Expiry date……………………………………………………… Point of entry/delivery…………………………………………….. FOR OFFICIAL USE Checked by: Officer Name………………..…..Signature……………………..... Date …………….…….… Approved by:Director’s Name …………………Signature….…………Date ………………...… Official Food Crops Directorate Rubber stamp Terms and Conditions: 1. The Authority may vary, suspend or cancel the food crop produce import/export permit issued if the holder fails to abide with the terms and conditions of the food crops regulations 2015. 61 2. 3. 4. The importer/exporter shall provide all the information of the transaction in question to the Authority at all times on demand. The import/export permit may be suspended without notice where such importer/exporter infringes the legal requirements as elucidated in the laws of Kenya. The holder of this certificate shall submit monthly returns to the Authority in the prescribed format. 62 FORM FCD L001A (r. 12 (10)) AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 PROCESSING LICENCE Authority’s Code…….....………… License Serial No………………. M/s…………………………………………………of Post office Box ………………………..has been granted a Food Crops Processing License No. …………………………………….and is/are hereby authorized to operate a food crops processing plant at plot L.R.No./Plot…………………. in ……………………………..Town/Village……………… Sub-County………...…………….. of …………………...County This license is Valid from……….................................... to 31st of June 20…... Signature………………………………………….. HEAD FOOD CROPS DIRECTORATE Signature………………………………….. DIRECTOR GENERAL AGRICULTURE, FISHERIES AND FOOD AUTHORITY Date………............................................. Date………………………… This license is issued subject to compliance with the provisions of the Agriculture, Fisheries and Food Authority Act, the Crops Act, 2013, the Crops (Food Crops) Regulations, 2015 and such terms and conditions as specified hereunder. TERMS AND CONDITIONS 1. This license is no transferable 2. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 3. This license is valid only for the crops produce/products specified herein. 4. Any changes in the particulars supplied by the processor for purposes of the license shall be notified to the Authority in writing 5. The processors shall submit their processing returns to the Authority on a monthly basis in the prescribed format. 6. A processing license may be suspended where a licensee continues to default in submitting returns 7. An applicant or holder of this license who is aggrieved by the decision of the Authority may appeal to the Cabinet Secretary within 30 days from the date on which the applicant first received the notice of the decision. 63 FORM FCD L001C (county) (r. 12 (10)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF………………………………………….. PROCESSING LICENCE County’s Code…….....………… License Serial No………………. M/s…………………………………………………of Post office Box ………………………..has been granted a Food Crops Processing License No. …………………………………….and is/are hereby authorized to operate a food crops processing plant at plot L.R.No./Plot…………………. in ………………..Town/Village……………… Sub-County………...….. of …………………...County This license is Valid from……….................................... to 31st of June 20…... Signature………………………………………….. Signature………………………………….. COUNTY EXECUTIVE COMMITTEE MEMBER, IN CHARGE OF AGRICULTURE Date………………………… This license is issued subject to compliance with the provisions of the Agriculture, Fisheries and Food Authority Act, the Crops Act, 2013, the Crops (Food Crops) Regulations, 2015 and such terms and conditions as specified hereunder. TERMS AND CONDITIONS 1. This license is no transferable 2. An application for renewal of this license shall be made to the County Executive Committee Member in charge of Agriculture not later than the first day of the month of June in which the current license is due to expire. 3. This license is valid only for the crops produce/products specified herein. 4. Any changes in the particulars supplied by the processor for purposes of the license shall be notified to the in writing the County Executive Committee Member in charge of Agriculture. 5. The processors shall submit their processing returns to the County Executive Committee Member in charge of Agriculture on a monthly basis in the prescribed format. 6. A processing license may be suspended where a licensee continues to default in submitting returns 7. An applicant or holder of this license who is aggrieved by the decision of the County Executive Committee Member in charge of Agriculture may appeal to the Cabinet Secretary within 30 days from the date on which the applicant first received the notice of the decision. 64 FORM FCD L002 (r. 13 (5)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 WAREHOUSE OPERATOR LICENSE Authority’s Code…………………….……….. Serial No…………………………… M/s…………………………………………………of Post office Box ………………………..has been granted an Warehouse operator’s License No. …………………………………….and is/are hereby authorized to operate a warehouse(s) in Kenya pursuant to Regulations 11 of the Crops (Food Crops) Regulations 2015 and the Crops Act, 2015. This License is valid from ………………………….to………………………………………. Signature………………………………………….. Signature………………………………….. HEAD FOOD CROPS DIRECTORATE DIRECTOR GENERAL AGRICULTURE, FISHERIES AND FOOD AUTHORITY Date………............................................. Date………………………… TERMS AND CONDITIONS 1. In the event that the operators intents to cease operations at a particular warehouse, operator shall one month prior to ceasing operations inform the authority of his intentions 2. The Authority may vary, suspend or cancel the warehouse or warehouse operator license issued if the holder fails to abide with the terms and conditions of the license. 3. An application for renewal of this license shall be made to the Authority not later than the first day of the month of June in which the current license is due to expire. 4. This license is issued subject to compliance of the provisions of Agriculture, Fisheries and Food Authority Act and Crops Act 2013, and the regulations issued thereunder and any other relevant law. 65 FORM FCD L003A (r. 14 (6)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 WAREHOUSE LICENSE Serial No…………………………… Authority’s Code…………….. M/s…………………………………………………of Post office Box ………………………..has been granted an Warehouse License No. …………………………………….and is/are hereby authorized to warehouse a maximum of …………………………… tonnes of food crops produce at any one time at the following warehouse Warehouse No. 1. 2. 3. 4. Capacity LR. No/Plot No Street Sub-County County This license is issued pursuant to Regulation 12 of the Crops (Food Crops) Regulations 2015 and the Crops Act, 2015. This License is valid from ………………………….to………………………………………. Signature………………………………………….. Signature………………………………….. HEAD FOOD CROPS DIRECTORATE DIRECTOR GENERAL AGRICULTURE, FISHERIES AND FOOD AUTHORITY Date ………………………………………………. Date………………………… NB: The Authority may vary, suspend or cancel the warehouse license issued if the holder fails to abide with the terms and conditions of the license. The application for renewal of this license shall be made to the Director, Food Crops Directorate so as to reach at least 1 month before expiry date. This license is issued subject to compliance of the provisions of Agriculture, Fisheries and Food Authority Act and Crops Act 2013, and the regulations issued thereunder and any other relevant law. 66 FORM FCD L003C (r. 14 (6)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF………………………………………. WAREHOUSE LICENSE Serial No…………………………… County Code…………….. M/s…………………………………………………of Post office Box ………………………..has been granted an Warehouse License No. …………………………………….and is/are hereby authorized to warehouse a maximum of …………………………… tonnes of food crops produce at any one time at the following warehouse Warehouse No. Capacity LR. No/Plot No Street Sub-County County This license is issued pursuant to Regulation 12 of the Crops (Food Crops) Regulations 2015 and the Crops Act, 2015. This License is valid from ………………………….to………………………………………. FOR OFFICIAL USE Issued by: CEC for Agriculture; ………………………………………….………………………County Name ………………………………….…Signature……………………Date…………..…... Official Stamp……………………………………………………………………………..….. NB: The Authority may vary, suspend or cancel the warehouse license issued if the holder fails to abide with the terms and conditions of the license. The application for renewal of this license shall be made to the Director, Food Crops Directorate so as to reach at least 1 month before expiry date. This license is issued subject to compliance of the provisions of Agriculture, Fisheries and Food Authority Act and Crops Act 2013, and the regulations issued thereunder and any other relevant law. 67 FORM FCD L004 (r. 15 (5)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 FOOD CROPS IMPORTER/EXPORTER LICENSE Serial No…………………………… Authority’s Code…………….. M/s…………………………………………………of Post office Box ………………………..has been granted an Food Crops Import/Export License No. …………………………………….and is/are hereby authorized to import/export the types of food crops listed hereunder pursuant to Regulation 14 (5) of the Crops (Food Crops) Regulations 2015 and the Crops Act, 2015. This License is valid from ………………………….to………………………………………. Signature………………………………………….. Signature………………………………….. HEAD FOOD CROPS DIRECTORATE DIRECTOR GENERAL AGRICULTURE, FISHERIES AND FOOD AUTHORITY Date………………………… Terms and conditions 1. Issuance of a license under this regulation will be conditional on the applicant satisfying the Authority that they have complied with National and relevant international Standards and any other legal requirements. 2. A license issued under this Regulation shall be valid for one year from date of issue. 3. This license is not transferable to any other person. 4. The Authority may vary, suspend or cancel the food crop import/export license issued if the holder fails to abide with the terms and conditions of the license. 5. The application for renewal of this license shall be made to the Director, Food Crops Directorate so as to reach at least 1 month before expiry date. 6. This license is issued subject to compliance of the provisions of Agriculture, Fisheries and Food Authority Act and Crops Act 2013, and the regulations issued thereunder and any other relevant law. 68 FORM FCD L005 (r. 11 (6)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF………………………………. RAW PRODUCE MARKETING AGENT’S LICENSE Serial No…………………………… County Code…………………….……….. M/s…………………………………………………of Post office Box ………………………..has been granted a Raw Produce Marketing Agent’s License No. …………………………………….and is/are hereby authorized to collect, purchase and bulk raw produce for registered farmers’ associations in Kenya pursuant to Regulations 11 of the Crops (Food Crops) Regulations 2015. This License is valid from ………………………….to………………………………………. FOR OFFICIAL USE Issued by: CEC for Agriculture; ………………………………………….………………………County Name ………………………………….…Signature……………………Date…………..…... Official Stamp……………………………………………………………………………..….. TERMS AND CONDITIONS 1. The raw produce marketing agent shall only collect, purchase or bulk raw produce from farmer associations or plantation growers registered by the respective county government 2. The raw produce marketing agent shall purchase, bulk or collect produce from the administrative area, farmer associations or plantation growers stated in the application. 3. The raw produce marketing agent shall pay for all the produce collected within the minimum period agreed between the parties. 4. The Authority may vary, suspend or cancel the raw produce marketing agent’s license issued if the holder fails to abide with the terms and conditions of the license. 5. An application for renewal of this license shall be made to the county not later than the first day of the month of June in which the current license is due to expire. 6. This license is issued subject to compliance of the provisions of Agriculture, Fisheries and Food Authority Act and Crops Act 2013, and the regulations issued thereunder and any other relevant law. 69 FOURTH SCHEDULE REGISTERS AND RETURNS FORM FCD S001 (r. 8 (1)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………………………………………….. GROWERS’ ASSOCIATION REGISTER OF MEMBERS PART A: GROWERS ASSOCIATION DETAILS Name of the Grower Association……………............................................…….... Physical Address………………………......................….............……………….. P.O. Box ………………......................…………………………………………… Email………………………………………....................................…………........ Fax…………………………..................................………………………………. Tel…………………………...................................………………………………. Authority’s Code ……………………………….................................................... Registration No…………..................................PIN No………………………….. Year.………………………………………………………..…………………….... PART B: MEMBERS AND SERVICES DETAILS Grower Name Contract Physical Area Under Production Type of Service fees Code of No. and Location Crop(acres) (metric service offered charged grower date tonnes) (Kshs.) signed Prepared by: Name: ........................................................... Signature……………………….…………... Stamp…………………………….. Date……………………………….. 70 FORM FCD S002 (r. 20 (2)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF……………………………………. FORM OF DISTRIBUTED VEGETATIVE PLANTING MATERIAL Grower (buyer) personal information and contact Name……………………………, Age………………………, Level of education……………………………….. Identity No/Passport No………………………………… Postal address…………………………..Town……………….Postal Code,………………. Mobile Phone No…………………………………. Physical location of destination farm County…………………Subcounty…………………………..Ward…………………Village……………… ………….…Geocoordinates………………………… Crop production details Crop type……………………Acreage to be planted………………………Date……………...time………Quantity purchased (no of batches…………………. No.Vines/cuttings per batch …………………….. Type (Vines/cuttings per batch /other specify……………………..) Variety/cultivar/ landrace (local variety)……………………Code………..…. Length per piece……………………………. Propagator details Name …………………………………………Postal address ……………………….. Mobile phone no………………………………… email …………………………. Physical location of source farm/establishment County…………………………………Sub county ……………………………. Ward…………………………………..Town………………..Village……………………….. Crop production details Crop type………………………code ……………..………..acreage under crop………………………..Harvest date……………Quantity sold(no of batches)…………….no of No. Vines/cuttings /other (specify ………………………) per batch………………………. Compliance status on regulation and standards No of inspections………………Certification status …………Evidence available/not available………… 71 FORM FCD S003 (r. 10(8)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF………………………………………………. MONTHLY SUMMARY RETURNS BY COUNTY GOVERNMENTS TO THE AUTHORITY ON MOVEMENT OF FOOD CROPS. To The Director General The Agriculture Fisheries and Food Authority (Att: Head- Food Crops Directorate) Name of County……………………………………..………………………………………… Returns for the month ending …………………………… Year ………………………………. Kind of food crops produce transported Type of food Crop 1. 2. Quantity Transported from the County (Tons) 1. 2. 3. 4. 5. 1. 2. 3. 4. 5. 6. 7. 5 major destination Counties 6. Authorized officers Signature ………………………….………. Official County Stamp 72 Quantity Transported (Tons) Date ……….………….. FORM FCD S005 (r. 33 (2)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 MONTHLY RETURNS ON IMPORT/EXPORT OF FOOD CROPS PRODUCE AND PRODUCTS (To be filled in triplicate) Name/Business name of importer/exporter………………………………………… Address: Postal address……………………………………..Code:……………………………………. Tel…………………………………… Email……………………………………………… Physical location Street ………………………………………… L.R/Plot No……………………………… Registration details VAT Registration No / ID. No. ………….…………………… PIN ………….………. Returns for the period ………………………………………………………………. Kind of food crops imported/exported.. Kind of crop produce or food product Quantity Customs Imported/exported Value Country of origin/destination country Point of entry/exit Remarks I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. 6. Applicant’s Signature………………………….………. Official stamp/seal 73 Date ………………….………….. FORM FCD S006A (r. 33 (1)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 MONTHLY RETURNS BY PROCESSORS OF FOOD CROPS PRODUCE AND PRODUCTS Month…………………………………………Year…………………20……………. (To be filled in triplicate) Name/Business name ……………………………………………… Address: Postal address……………………………………..Code:……………………………………. Tel…………………………………… Email……………………………………………… Physical location Street ………………………………………… L.R/Plot No……………………………… Registration details VAT Registration No / ID. No. ………….…………………… PIN ………….………. Type food crop produce Quantity (tons) purchased Quantity (tons) processed Stock releases Brand names 1 2 3 NB: Attach a list where necessary I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. Applicant’s Signature………………………….………. Official stamp/seal 74 Date ………………….………….. FORM FCD S006C (r. 33 (1)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………………………… MONTHLY RETURNS BY PROCESSORS OF FOOD CROPS PRODUCE AND PRODUCTS Month…………………………………………Year…………………20……………. (To be filled in triplicate) Name/Business name ……………………………………………… Address: Postal address……………………………………..Code:……………………………………. Tel…………………………………… Email……………………………………………… Physical location Street ………………………………………… L.R/Plot No……………………………… Registration details VAT Registration No / ID. No. ………….…………………… PIN ………….………. Type food crop produce Quantity (tons) purchased Quantity (tons) processed Stock releases Brand names 1 2 3 NB: Attach a list where necessary I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. Applicant’s Signature………………………….………. Official stamp/seal 75 Date ………………….………….. FORM FCD S007A (r. 33(3)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 MONTHLY RETURNS OF FOOD CROPS PRODUCE HELD BY WAREHOUSE OPERATORS Month…………………………………………Year…………………20……………. (To be filled in triplicate) Name/Business name ……………………………………………… Address: Postal address……………………………………..Code:……………………………………. Tel…………………………………… Email……………………………………………… Physical location Street ………………………………………… L.R/Plot No……………………………… Registration details VAT Registration No / ID. No. ………….…………………… PIN ………….………. Type food crop produce Quantity held(MT) 1 2 3 I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. Applicant’s Signature………………………….………. Official stamp/seal 76 Date ………………….………….. FORM FCD S007C (r. 33 (3)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………… MONTHLY RETURNS OF FOOD CROPS PRODUCE HELD BY WAREHOUSE OPERATORS Month…………………………………………Year…………………20……………. (To be filled in triplicate) Name/Business name ……………………………………………… Address: Postal address……………………………………..Code:……………………………………. Tel…………………………………… Email……………………………………………… Physical location Street ………………………………………… L.R/Plot No……………………………… Registration details VAT Registration No / ID. No. ………….…………………… PIN ………….………. Type food crop produce Quantity held(MT) 1 2 3 I hereby declare that the particulars which I have given are true and accurate to the best of my knowledge and belief. Applicant’s Signature………………………….………. Official stamp/seal 77 Date ………………….………….. FORM FCD S008A (r. 33(4)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 ANNUAL RETURNS BY PROCESSERS/WAREHOUSE OPERATOR TO THE AUTHORITY ON SUPPLIERS OF RAW MATERIALS. To The Director General The Agriculture Fisheries and Food Authority (Att: Head- Food Crops Directorate) Returns for the year beginning ……………………… year……………… Food crop supply information Name of supplier Type of food Crop Quantity (Tons) Authorized officers Signature ………………………….………. Official Stamp 78 Source(county/country) Date ……….………….. FORM FCD S008C (r. 33(4)) COUNTY GOVERNMENT OF ………………………………… THE CROPS (FOOD CROPS) REGULATIONS, 2015 ANNUAL RETURNS BY PROCESSERS/WAREHOUSE OPERATOR TO THE AUTHORITY ON SUPPLIERS OF RAW MATERIALS. To The County Executive Committee Member in charge of Agriculture Returns for the year beginning ……………………… year……………… Food crop supply information Name of supplier Type of food Crop Quantity (Tons) Authorized officers Signature ………………………….………. Official Stamp 79 Source(county/country) Date ……….………….. FORM FCD S009 (r. 33(5)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS, 2015 ANNUAL RETURNS BY EXPORTERS TO THE AUTHORITY ON SUPPLIERS OF PRODUCE/PRODUCTS. To The Director General The Agriculture Fisheries and Food Authority (Att: Head- Food Crops Directorate) Returns for the year beginning ……………………… year……………… Food crop supply information Name of supplier Type of food Crop Quantity (Tons) Authorized officers Signature ………………………….………. Official Stamp 80 Source(county/country) Date ……….………….. FIFTH SCHEDULE PRELIMINARY LETTER OF APPROVAL FOR PROCESSORS FORM FCD PLA001A (r. 12 (4)) THE AGRICULTURE FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 LETTER OF PRELIMINARY APPROVAL FOR FOOD CROP PROCESSORS Reference Date:………………… TO: M/s…………………………………. ………………………………………….. ………………………………………….. (Applicant’s name /Company address) Dear Sir, RE: LETTER OF PRELIMINARY APPROVAL FOR FOOD CROP PROCESSORS Following your application to be granted approval to proceed to prepare and undertake establishment of a food crops processing in Kenya and having demonstrated commitment to taking advantage of the Kenyan investment policies that will facilitate the easy access to investment incentives and guarantees Your application has been given preliminary approval to enable you proceed to seek further approval from all relevant Government agencies in accordance with existing laws and regulations after which you consult with the Authority on subsequent processes. You will be required to demonstrate your plan for the following before you are granted a license to operate the food crops processing factory: 1. Support the supply chain to maintain the smooth flow of raw material. 2. Install processing equipment that will match current Kenyan standards, 3. Commit to adhere to the national and international food safety standards. 4. Execute the project within the next 2 years after which this Letter of Preliminary Approval shall be invalid. 5. Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act,2013, the Crops Act 2013 and other relevant laws in force from time to time This application is not a guarantee of being issued with a processing licence. 81 The Authority is satisfied with your intentions and looks forward to your successful implementation of the proposed food processing facility. Yours sincerely, HEAD FOOD CROPS DIRECTORATE DIRECTOR GENERAL AGRICULTURE, FISHERIES AND FOOD AUTHORITY NOTE: Please note that this letter is not a license and does not guarantee the applicant the grant of a license to operate a food processing factory by the Authority 82 FORM FCD PLA001C (r. 12 (4)) AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 COUNTY GOVERNMENT OF…………………………………….. THE CROPS (FOOD CROPS) REGULATIONS 2015 LETTER OF PRELIMINARY APPROVAL FOR FOOD CROP PROCESSORS Reference Date:………………… TO: M/s…………………………………. ………………………………………….. ………………………………………….. (Applicant’s name /Company address) Dear Sir, RE: LETTER OF PRELIMINARY APPROVAL FOR FOOD CROP PROCESSORS Following your application to be granted approval to proceed to prepare and undertake establishment of a food crops processing in Kenya and having demonstrated commitment to taking advantage of the Kenyan investment policies that will facilitate the easy access to investment incentives and guarantees Your application has been given preliminary approval to enable you proceed to seek further approval from all relevant Government agencies in accordance with existing laws and regulations after which you consult with the Authority on subsequent processes. You will be required to demonstrate your plan for the following before you are granted a license to operate the food crops processing factory: 6. Support the supply chain to maintain the smooth flow of raw material. 7. Install processing equipment that will match current Kenyan standards, 8. Commit to adhere to the national and international food safety standards. 9. Execute the project within the next 2 years after which this Letter of Preliminary Approval shall be invalid. 10. Adhere to the provisions of the Agriculture, Fisheries and Food Authority Act,2013, the Crops Act 2013 and other relevant laws in force from time to time This application is not a guarantee of being issued with a processing licence. The Authority is satisfied with your intentions and looks forward to your successful implementation of the proposed food processing facility. Yours sincerely, County Executive Member for Agriculture ………………………………………...COUNTY NOTE: Please note that this letter is not a license and does not guarantee the applicant the grant of a license to operate a food processing factory by the Authority. 83 SIXTH SCHEDULE AGRICULTURE, FISHERIES AND FOOD AUTHORITY THE CROPS (FOOD CROPS) REGULATIONS 2015 LICENCE FEES, PERMIT FEES AND LEVIES PART 1: LICENSE FEES a) Food Crops Processors’ Licence (r. 12(2)) Raw material Processors (based on capacity tons/ hr) Category 1-Cereals Wheat Less than 2 and 2–5 Maize 6-10 Rice Barley Sorghum, All millets grain amaranth Category 2Legumes Beans, Broad beans, Cluster bean Dolichos, Cow peas, Chick Validity Annual Fees/(Ksh) Licensing Authority Amount to County(Ksh.) Amount to AFFA(Ksh. ) 3,000 10,000 County AFFA 2250 2,500 750 7,500 12,000 AFFA 3,000 9,000 11-20 15,000 AFFA 3,750 11,250 21-45 18,000 AFFA 4,500 13,500 Over 45 20,000 AFFA 5,000 15,000 10,000 AFFA 2,500 7,500 0.5-2 5,000 AFFA 1,250 3,750 Less than 0.5 3,000 2 and above Annual Annual 2,500 500 20,000 10,000 3,000 AFFA AFFA County 5,000 2,500 2,500 15,000 7,500 500 Less than 1 3,000 County 2,500 500 1–5 10,000 AFFA 2,500 7,500 15000 18,000 AFFA AFFA 3,750 4,500 11,250 15,500 1ton and above Less than 1 ton. 6-10 11-20 Annual Annual County Annual 84 peas, Pigeon peas Pea ,Soya beans Category 3Tubers Irish potatoes b) Less than 2 No fees 2–5 6-10 11-20 21-45 Over 45 3,000 5,000 8,000 10,000 20,000 Annual AFFA AFFA AFFA AFFA AFFA 750 1,250 2,000 2,500 5,000 Annual Exporters, Importers, Warehouse and Warehouse Operator’s License Fees r.13(2),r.14(2),r.15(4) Category Exporter Importer Warehouse Operator Wareho use Categor y capacit y (in 50kg bags) Less than 5,000 Between 5,000 – 10,000 Between 10,000 50,000 Between 51,000100,000 Between101,000150,000 Between 150,000200,000 Over 200,000 Silo complex Annual Licensing Fees/Renewa l ( Ksh) 10,000 20,000 10000 Licensing Authority Amount to County(Ksh.) Amount to AFFA(Ksh.) AFFA AFFA AFFA 2,500 5,000 2,500 7,500 15,000 7,500 2,000 3,000 County AFFA 1,500 750 500 2250 10,000 AFFA 2,500 7,500 12,000 AFFA 9,000 3,000 20,000 AFFA 5,000 15,000 25,000 AFFA 6,250 18,750 30,000 20,000 AFFA AFFA 7,500 5,000 22,500 15,000 c) License for raw produce marketing agents r. 11(2) Validity Annual Licensing Licensing Fees/Renewal ( Ksh) Authority Annual 5,000 County 85 Amount to County(Ksh.) 3750 Amount to AFFA(Ksh.) 1250 2250 3,750 6,000 7,500 15,000 PART 2: PERMIT FEES r.10 (5) Type of permit Basis of Amount charge (Kshs) Transporter Per 1000 movement Consignment permit Import (food Per Free crop produce or Consignment products) Export (food Per Free crop produce or Consignment products NB: to be reviewed from time to time Payable to County government of origin Amount to County(Ksh.) 750 Authority Authority PART 3: IMPORT/EXPORT LEVIES r.30(1) Type of produce Export(% of Import(% of customs value) customs value) Raw Finished Raw Finished Cereals. 1.5 1 1.5 3 Legumes 1.5 1 2 3 Roots and Tubers 0.5 0.5 3 3 86 Amount to AFFA(Ksh.) 250