EUROPEAN COMMISSION Brussels, XXX D026908/02 […](2013) XXX draft COMMISSION REGULATION (EU) No …/.. of XXX amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein EN EN COMMISSION REGULATION (EU) No …/.. of XXX amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein THE EUROPEAN COMMISSION, Having regard to the Treaty on the Functioning of the European Union, Having regard to Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein 1, and in particular Article 19(5) thereof, Whereas: EN (1) Regulation (EC) No 338/97 lists animal and plant species in respect of which trade is restricted or controlled. Those lists incorporate the lists set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), hereinafter ‘the Convention’. (2) At the 16th meeting of the Conference of the Parties to the Convention, held in Bangkok, Thailand, in March 2013, certain amendments were made to the Appendices to the Convention. (3) The family Platysternidae spp. has been included in Appendix I to the Convention (the only species in the family Platysternon megacephalum was previously listed in Appendix II). (4) The following species have been deleted from Appendix I to the Convention: Thylacinus cynocephalus, Onychogalea lunata, Caloprymnus campestris, Chaeropus ecaudatus, Macrotis leucura, Lophura imperialis and Campephilus imperialis. (5) The following species have been transferred from Appendix II to Appendix I to the Convention: Trichechus senegalensis, Geochelone platynota, Chitra chitra, Chitra vandijki and Pristis microdon. (6) The following taxa have been transferred from Appendix I to Appendix II to the Convention: Vicugna vicugna (population of Ecuador; with annotation) and Tympanuchus cupido attwateri. (7) The following species have been included in Appendix II to the Convention: Naultinus spp. (previously listed in Appendix III), Trimeresurus mangshanensis, Clemmys guttata, Emydoidea blandingii, Malaclemys terrapin, Cyclemys spp., Geoemyda japonica, Geoemyda spengleri (previously listed in Appendix III), Hardella thurjii, Mauremys japonica, Mauremys nigricans (previously listed in Appendix III), Melanochelys trijuga, Morenia petersi, Sacalia bealei (previously listed in Appendix III), Sacalia quadriocellata (previously listed in Appendix III), Vijayachelys silvatica, Dogania subplana, Nilssonia formosa, Nilssonia leithii, Palea steindachneri (previously listed in Appendix III), Pelodiscus axenaria (previously listed in 1 OJ L 61, 3.3.1997, p. 1. 2 EN Appendix III), Pelodiscus maackii (previously listed in Appendix III), Pelodiscus parviformis (previously listed in Appendix III), Rafetus swinhoei (previously listed in Appendix III), Epipedobates machalilla, Carcharhinus longimanus (with annotation), Sphyrna lewini (with annotation; previously listed in Appendix III), Sphyrna mokarran (with annotation), Sphyrna zygaena (with annotation), Lamna nasus (with annotation; previously listed in Appendix III), Manta spp. (with annotation), Yucca queretaroensis, Operculicarya decaryi, Diospyros spp. (with annotation; populations of Madagascar; most of these species were previously listed in Appendix III), Dalbergia cochinchinensis (with annotation), Dalbergia granadillo (with annotation), Dalbergia retusa (with annotation; populations of Guatemala and Panama were previously listed in Appendix III), Dalbergia stevensonii (with annotation; populations of Guatemala were previously listed in Appendix III), Dalbergia spp. (with annotation; populations of Madagascar), Senna meridionalis, Adenia firingalavensis, Adenia subsessilifolia, Uncarina grandidieri, Uncarina stellulifera, Osyris lanceolata (with annotation; populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the United Republic of Tanzania) and Cyphostemma laza. EN (8) The following species have been deleted from Appendix II to the Convention: Pteropus brunneus, Caracara lutosa, Sceloglaux albifacies, Rheobatrachus silus, Rheobatrachus vitellinus, Tillandsia kautskyi, Tillandsia sprengeliana, Tillandsia sucrei, Dudleya stolonifera and Dudleya traskiae. (9) The taxa Rupicapra pyrenaica ornata and Papilio hospiton have been transferred from Appendix I to Appendix II to the Convention. Those taxa are included in Annex II (species of Community interest requiring the designation of special areas of conservation) and Annex IV (species of Community interest requiring strict protection) to Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora2. Both taxa should therefore remain in Annex A to this Regulation. (10) The following species listed in Appendix II to the Convention are subject to a zero annual export quota which has been established for specimens removed from the wild and traded for commercial purposes: Batagur borneoensis, Batagur trivittata, Cuora aurocapitata, Cuora flavomarginata, Cuora galbinifrons, Cuora mccordi, Cuora mouhotii, Cuora pani, Cuora trifasciata, Cuora yunnanensis, Cuora zhoui, Heosemys annandalii, Heosemys depressa, Mauremys annamensis and Orlitia borneensis. Chelodina mccordi has been maintained in Appendix II with an annotation for a zero export quota from the wild. (11) Annotation #3 for the listings in Appendix II to the Convention of the species Panax ginseng and Panax quinquefolius has been amended. (12) Annotation #9 for the listing in Appendix II to the Convention of the species Hoodia spp. has been amended. (13) Annotation #12 for the listing in Appendix II to the Convention of the species Aniba rosaeodora has been amended. (14) The annotation for the listings in Appendix II to the Convention of the species Aquilaria spp. and Gyrinops spp. has been replaced by a new annotation #xx. 2 OJ L 206, 22.7.1992, p. 7. 3 EN (15) None of the Member States has entered a reservation in respect of any of those amendments. (16) At the 16th meeting of the Conference of the Parties to the Convention, new nomenclatural references for animals were adopted. (17) After the 16th meeting of the Conference of the Parties to the Convention, the following species has been included in Appendix III to the Convention: Hynobius amjiensis. (18) The provisions of Regulation (EC) No 338/97 are only designed to apply to live specimens of invasive alien species and this should be clarified in the annotations relating to those species. (19) In order to implement into EU law the amendments made to Appendices I, II and III to the Convention, the Annex to Regulation (EC) No 338/97 should be amended accordingly. (20) Regulation (EC) No 338/97 should therefore be amended accordingly. In view of the extent of the amendments it is appropriate, for clarity purposes, to replace the Annex to that Regulation in its entirety. (21) The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18(1) of Regulation (EC) No 338/97, HAS ADOPTED THIS REGULATION: Article 1 The Annex to Regulation (EC) No 338/97 is replaced by the text set out in the Annex to this Regulation. Article 2 This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Brussels, For the Commission The President EN 4 EN ANNEX ‘ANNEX Notes on interpretation of Annexes A, B, C and D 1. (a) by the name of the species; or (b) as being all of the species included in a higher taxon or designated part thereof. 2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon. 3. Other references to taxa higher than species are for the purposes of information or classification only. 4. Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Council Directive 2009/147/EC 3 or Council Directive 92/43/EEC 4. 5. The following abbreviations are used for plant taxa below the level of species: (a) ‘ssp.’ is used to denote subspecies; (b) ‘var(s).’ is used to denote variety (varieties); and (c) ‘fa.’ is used to denote forma. 6. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention. 7. (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention. 8. (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention. 9. (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated. 10. ‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants. 11. Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to the provisions of this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes. 12. When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2 (t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows: 3 4 EN Species included in Annexes A, B, C and D are referred to: OJ L 20, 26.1.2010, p. 7. OJ L 206, 22.7.1992, p. 7. 5 EN #1 #2 #3 #4 #5 #6 #7 #8 #9 #10 #11 #12 #13 #14 EN Designates all parts and derivatives, except: (a) seeds, spores and pollen (including pollinia); (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; (c) cut flowers of artificially propagated plants; and (d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla. Designates all parts and derivatives, except: (a) seeds and pollen; and (b) finished products packaged and ready for retail trade. Designates whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery. Designates all parts and derivatives, except: (a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Neodypsis decaryi exported from Madagascar; (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; (c) cut flowers of artificially propagated plants; (d) fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; (e) stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and (f) finished products of Euphorbia antisyphilitica packaged and ready for retail trade. Designates logs, sawn wood and veneer sheets. Designates logs, sawn wood, veneer sheets and plywood. Designates logs, wood-chips, powder and extracts. Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered. Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’. Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments. Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation. Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof. Designates all parts and derivatives, except: a) seeds and pollen; b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; c) fruits; d) leaves; e) exhausted agarwood powder, including compressed powder in all shapes; f) finished products packaged and ready for retail trade, this exemption does not apply to beads, prayer beads and carvings. 13. As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with the provisions of Article 4.1 of this Regulation, this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to the provisions of this Regulation. 14. Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to the provisions of this Regulation. 6 EN 15. In respect of fauna species listed in Annex D, the provisions of this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered: §1 §2 16. In respect of flora species listed in Annex D, the provisions of this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered: §3 §4 EN Any whole, or substantially whole, skins, raw or tanned. Any feathers or any skin or other part with feathers on it. Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits. Logs, sawn wood and veneer sheets. 7 EN Annex A Annex B Annex C Common name FAUNA CHORDATA (CHORDATES) MAMMALIA ARTIODACTYLA Antilocapridae Mammals Pronghorn Mexican pronghorn Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) Bovidae Addax nasomaculatus (I) Ammotragus lervia (II) Antilope cervicapra (III Nepal) Bison bison athabascae (II) Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to the provisions of this Regulation) Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to the provisions of this Regulation) Antelopes, cattle, duikers, gazelles, goats, sheep etc. Addax Barbary sheep Blackbuck Wood bison Gaur Wild yak Bos sauveli (I) Bubalus arnee (III Nepal) Kouprey Wild Asiatic buffalo (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to the provisions of this Regulation) Bubalus depressicornis (I) Bubalus mindorensis (I) Bubalus quarlesi (I) Budorcas taxicolor (II) Capra falconeri (I) Capricornis milneedwardsii (I) Capricornis rubidus (I) Capricornis sumatraensis (I) EN 8 Lowland anoa Tamarau Mountain anoa Takin Markhor Chinese serow Red serow Sumatran serow EN Annex A Annex B Annex C Capricornis thar (I) Cephalophus brookei (II) Cephalophus dorsalis (II) Cephalophus jentinki (I) Cephalophus ogilbyi (II) Cephalophus silvicultor (II) Cephalophus zebra (II) Damaliscus pygargus pygargus (II) Gazella cuvieri (I) Gazella dorcas (III Algeria / Tunisia) Gazella leptoceros (I) Hippotragus niger variani (I) Kobus leche (II) Naemorhedus baileyi (I) Naemorhedus caudatus (I) Naemorhedus goral (I) Naemorhedus griseus (I) Nanger dama (I) Oryx dammah (I) Oryx leucoryx (I) Ovis ammon (II) (Except for the Common name Himalayan serow Brooke’s duiker Bay duiker Jentink's duiker Ogilby's duiker Yellow-backed duiker Zebra duiker Bontebok Cuvier’s gazelle Dorcas gazelle Slender-horned gazelle Giant sable antelope Lechwe Red goral Long-tailed goral Himalayan goral Chinese goral Dama gazelle Scimitar-horned oryx Arabian oryx Argali subspecies included in Annex A) Ovis ammon hodgsonii (I) Ovis ammon nigrimontana (I) Ovis canadensis (II) (Only the Tibetan argali Kara Tau argali Mexican bighorn sheep population of Mexico; no other population is included in the Annexes to this Regulation) Ovis orientalis ophion (I) Ovis vignei (II) (Except for the Cyprus mouflon Urial subspecies included in Annex A) Ovis vignei vignei (I) Pantholops hodgsonii (I) Philantomba monticola (II) Pseudoryx nghetinhensis (I) EN 9 Ladakh urial Chiru Blue duiker Siola EN Annex A Annex B Annex C Rupicapra pyrenaica ornata (II) Saiga borealis (II) Saiga tatarica (II) Tetracerus quadricornis (III Nepal) Camelidae Lama guanicoe (II) Vicugna vicugna (I) (Except for the Vicugna vicugna (II) (Only the populations of: Argentina [the populations populations of Argentina (5) [the of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; Ecuador [the whole population] and Peru [the whole population]; which are included in Annex B) 5 6 7 8 EN Common name Abruzzo chamois Mongolian saiga Steppe saiga Four-horned antelope Camels, guanaco, vicuña Guanaco Vicuña populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia (6) [the whole population]; Chile (7) [population of the Primera Región]; Ecuador (8) [the whole population] and Peru (9) [the whole population]; all other populations are included in Annex A) Population of Argentina (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-ARGENTINA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. Population of Bolivia (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. Population of Chile (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-CHILE’. Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. Population of Ecuador (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA ECUADOR’. Other products must bear a label including the logotype and the designation ‘VICUÑA ECUADOR-ARTESANÍA’. 10 EN Annex A Annex B Annex C Cervidae Axis calamianensis (I) Axis kuhlii (I) Axis porcinus annamiticus (I) Blastocerus dichotomus (I) Cervus elaphus bactrianus (II) Cervus elaphus barbarus (III Algeria / Tunisia) Cervus elaphus hanglu (I) Dama dama mesopotamica (I) Hippocamelus spp. (I) Mazama temama cerasina (III Guatemala) Muntiacus crinifrons (I) Muntiacus vuquangensis (I) Ozotoceros bezoarticus (I) Pudu mephistophiles (II) Pudu puda (I) Rucervus duvaucelii (I) Rucervus eldii (I) Hippopotamidae Hexaprotodon liberiensis (II) Hippopotamus amphibius (II) 9 EN Common name Deer, huemuls, muntjacs, pudus Calamian deer Bawean deer Indochina hog deer Marsh deer Bactrian deer Barbary deer Hangul Persian fallow deer Huemuls Central American red brocket Black muntjac Giant muntjac Odocoileus virginianus mayensis Guatemalan white-tailed deer (III Guatemala) Pampas deer Northern pudu Southern pudu Barasingha Eld’s deer Hippopotamuses Pygmy hippopotamus Common hippopotamus All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. Population of Peru (listed in Annex B): For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a label including the logotype and the designation ‘VICUÑA-PERU-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. 11 EN Annex A Annex B Annex C Moschidae Moschus spp. (I) (Only the populations Moschus spp. (II) (Except for the of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B) populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A) Common name Musk deer Musk deer Suidae Babirusa, hogs, pigs Buru babirusa Bola Batu babirusa North Sulawesi babirusa Malenge babirusa Pygmy hog Peccaries Peccaries Babyrousa babyrussa (I) Babyrousa bolabatuensis (I) Babyrousa celebensis (I) Babyrousa togeanensis (I) Sus salvanius (I) Tayassuidae Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation) Catagonus wagneri (I) Chacoan peccary Ailurus fulgens (I) Red panda Dogs, foxes, wolves Golden jackal Grey wolf CARNIVORA Ailuridae Canidae Canis aureus (III India) Canis lupus (I/II) Canis lupus (II) (Populations of Spain (All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) north of the Duero and Greece north of the 39th parallel. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) Canis simensis Cerdocyon thous (II) Chrysocyon brachyurus (II) Cuon alpinus (II) Lycalopex culpaeus (II) EN 12 Ethiopian wolf Crab-eating fox Maned wolf Dhole Culpeo EN Annex A Annex B Annex C Lycalopex fulvipes (II) Lycalopex griseus (II) Lycalopex gymnocercus (II) Speothos venaticus (I) Vulpes bengalensis (III India) Vulpes cana (II) Vulpes zerda (II) Common name Darwin’s fox South American grey fox Pampas fox Bush dog Bengal fox Blanford's fox Fennec fox Eupleridae Cryptoprocta ferox (II) Eupleres goudotii (II) Fossa fossana (II) Felidae Felidae spp. (II) (Except for the species Fossa Falanouc Malagasy civet Cats, cheetahs, leopards, lions, tigers etc. Cats included in Annex A. Specimens of the domesticated form are not subject to the provisions of this Regulation) Acinonyx jubatus (I) (Annual export Cheetah quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to the provisions of Article 4.1 of this Regulation) Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B) Asian Caracal Catopuma temminckii (I) Felis nigripes (I) Felis silvestris (II) Leopardus geoffroyi (I) Leopardus jacobitus (I) Leopardus pardalis (I) Leopardus tigrinus (I) Leopardus wiedii (I) Lynx lynx (II) Lynx pardinus (I) Neofelis nebulosa (I) EN Asian golden cat Black-footed cat Wild cat Geoffroy's cat Andean mountain cat Ocelot Oncilla Margay Eurasian lynx Iberian lynx Clouded leopard 13 EN Annex A Annex B Annex C Panthera leo persica (I) Panthera onca (I) Panthera pardus (I) Panthera tigris (I) Pardofelis marmorata (I) Prionailurus bengalensis bengalensis (I) (Only the populations of Common name Asiatic lion Jaguar Leopard Tiger Marbled cat Bengal leopard cat Bangladesh, India and Thailand; all other populations are included in Annex B) Prionailurus iriomotensis (II) Prionailurus planiceps (I) Prionailurus rubiginosus (I) (Only the Iriomote cat Flat-headed cat Rusty-spotted cat population of India; all other populations are included in Annex B) Puma concolor coryi (I) Puma concolor costaricensis (I) Puma concolor couguar (I) Puma yagouaroundi (I) (Only the Florida cougar Costa Rican cougar Eastern cougar Jaguarundi populations of Central and North America; all other populations are included in Annex B) Uncia uncia (I) Herpestidae Herpestes edwardsi (III India) Herpestes fuscus (III India) Herpestes javanicus auropunctatus (III India) Herpestes smithii (III India) Herpestes urva (III India) Herpestes vitticollis (III India) Hyaenidae Proteles cristata (III Botswana) Mephitidae Conepatus humboldtii (II) EN 14 Snow leopard Mongooses Indian grey mongoose Indian brown mongoose Small Indian mongoose Ruddy mongoose Crab-eating mongoose Stripe-necked mongoose Aardwolf, hyenas Aardwolf Skunks Humboldt’s hog-nosed skunk EN Annex A Annex B Annex C Mustelidae Lutrinae Common name Badgers, martens, weasels etc. Otters Otters Lutrinae spp. (II) (Except for the species included in Annex A) Aonyx capensis microdon (I) (Only Cameroon clawless otter the populations of Cameroon and Nigeria; all other populations are included in Annex B) Enhydra lutris nereis (I) Lontra felina (I) Lontra longicaudis (I) Lontra provocax (I) Lutra lutra (I) Lutra nippon (I) Pteronura brasiliensis (I) Mustelinae Eira barbara (III Honduras) Galictis vittata (III Costa Rica) Martes flavigula (III India) Martes foina intermedia (III India) Martes gwatkinsii (III India) Mellivora capensis (III Botswana) Mustela nigripes (I) Odobenidae Odobenus rosmarus (III Canada) Otariidae Arctocephalus spp. (II) (Except for the Southern sea otter Marine otter Neotropical otter Southern river otter European otter Japanese otter Giant otter Grisons, martens, tayra, weasels Tayra Greater grison Yellow-throated marten Stone marten Nilgiri marten Honey badger Black-footed ferret Walrus Walrus Fur seals, sealions Fur seals species included in Annex A) Arctocephalus philippii (II) Arctocephalus townsendi (I) Phocidae Mirounga leonina (II) Monachus spp. (I) Procyonidae EN 15 Juan Fernández fur seal Guadalupe fur seal Seals Southern elephant seal Monk seals Coatis, olingos EN Annex A Annex B Annex C Bassaricyon gabbii (III Costa Rica) Bassariscus sumichrasti (III Costa Rica) Nasua narica (III Honduras) Nasua nasua solitaria (III Uruguay) Potos flavus (III Honduras) Ursidae Ursidae spp. (II) (Except for the Common name Olingo Cacomistle White-nosed coati South Brazilian coati Kinkajou Bears Bears species included in Annex A) Ailuropoda melanoleuca (I) Helarctos malayanus (I) Melursus ursinus (I) Tremarctos ornatus (I) Ursus arctos (I/II) Giant panda Sun bear Sloth bear Spectacled bear Brown bear (Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II) Ursus thibetanus (I) Viverridae Cynogale bennettii (II) Hemigalus derbyanus (II) Prionodon linsang (II) Prionodon pardicolor (I) EN 16 Asian black bear Binturong, civets, linsangs, ottercivet, palm civet Arctictis binturong (III India) Binturong Civettictis civetta (III Botswana) African civet Otter civet Banded palm civet Paguma larvata (III India) Masked palm civet Paradoxurus hermaphroditus (III Asian palm civet India) Paradoxurus jerdoni (III India) Jerdon's palm civet Banded linsang Spotted linsang Viverra civettina (III India) Malabar large-spotted civet Viverra zibetha (III India) Large Indian civet Viverricula indica (III India) Small Indian civet EN Annex A Annex B Annex C CETACEA Common name Cetaceans (dolphins, porpoises, whales) Cetaceans CETACEA spp. (I/II) (10) CHIROPTERA Phyllostomidae Platyrrhinus lineatus (III Uruguay) Pteropodidae Acerodon spp. (II) (Except for the Broad-nosed bats White-lined bat Fruit bats, flying foxes Flying foxes species included in Annex A) Acerodon jubatus (I) Pteropus spp. (II) (Except for the Golden-capped fruit bat Flying foxes species included in Annex A and except for Pteropus brunneus.) Pteropus insularis (I) Pteropus livingstonii (II) Pteropus loochoensis (I) Pteropus mariannus (I) Pteropus molossinus (I) Pteropus pelewensis (I) Pteropus pilosus (I) Pteropus rodricensis (II) Pteropus samoensis (I) Pteropus tonganus (I) Pteropus ualanus (I) Pteropus voeltzkowi (II) Pteropus yapensis (I) Ruck flying fox Comoro flying fox Japanese flying fox Marianas flying fox Caroline flying fox Pelew flying fox Large Pelew flying fox Rodrigues flying fox Samoan flying fox Pacific flying fox Kosrae flying fox Pemba flying fox Yap flying fox CINGULATA Dasypodidae 10 EN Armadillos All species are listed in Appendix II to the Convention except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes. 17 EN Annex A Annex B Chaetophractus nationi (II) (A zero Annex C Common name Cabassous centralis (III Costa Northern naked-tailed armadillo Rica) Cabassous tatouay (III Uruguay) Greater naked-tailed armadillo Andean hairy armadillo annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) Priodontes maximus (I) Giant armadillo Sminthopsis longicaudata (I) Sminthopsis psammophila (I) Dunnarts, marsupial mice, planigales Long-tailed dunnart Sandhill dunnart DASYUROMORPHIA Dasyuridae DIPROTODONTIA Macropodidae Lasiorhinus krefftii (I) Kangaroos, wallabies Grizzled tree-kangaroo Ursine tree-kangaroo Rufous hare-wallaby Banded hare-wallaby Bridled nail-tail wallaby Cuscus Eastern common cuscus Southern common cuscus Northern common cuscus Admiralty Island cuscus Common spotted cuscus Waigeou cuscus Rat-kangaroos Bettongs Wombats Northern hairy-nosed wombat Caprolagus hispidus (I) Hares, rabbits Hispid hare Dendrolagus inustus (II) Dendrolagus ursinus (II) Lagorchestes hirsutus (I) Lagostrophus fasciatus (I) Onychogalea fraenata (I) Phalangeridae Phalanger intercastellanus (II) Phalanger mimicus (II) Phalanger orientalis (II) Spilocuscus kraemeri (II) Spilocuscus maculatus (II) Spilocuscus papuensis (II) Potoroidae Bettongia spp. (I) Vombatidae LAGOMORPHA Leporidae EN 18 EN Annex A Annex B Romerolagus diazi (I) Annex C Common name Volcano rabbit MONOTREMATA Tachyglossidae Zaglossus spp. (II) Echidnas, spiny anteaters Long-beaked echidnas PERAMELEMORPHIA Peramelidae Perameles bougainville (I) Western barred bandicoot Macrotis lagotis (I) Greater bilby Equus africanus (I) (Excludes the Horses, wild asses, zebras African ass Thylacomyidae PERISSODACTYLA Equidae domesticated form referenced as Equus asinus, which is not subject to the provisions of this Regulation) Grévy's zebra Asiatic wild ass Equus grevyi (I) Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I) Equus kiang (II) Equus przewalskii (I) Equus zebra hartmannae (II) Equus zebra zebra (I) Rhinocerotidae Rhinocerotidae spp. (I) (Except for the Kiang Przewalski's horse Hartmann's mountain zebra Cape mountain zebra Rhinoceroses Rhinoceroses subspecies included in Annex B) Ceratotherium simum simum (II) Southern white rhinoceros (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly) EN 19 EN Annex A Annex B Annex C Tapiridae Common name Tapirs Tapirs Tapiridae spp. (I) (Except for the species included in Annex B) Tapirus terrestris (II) South American tapir Manis spp. (II) Pangolins Pangolins PHOLIDOTA Manidae (A zero annual export quota has been established for Manis crassicaudata, Manis culionensis, Manis javanica and Manis pentadactyla for specimens removed from the wild and traded for primarily commercial purposes) PILOSA Bradypodidae Bradypus variegatus (II) Megalonychidae Choloepus hoffmanni (III Costa Rica) Myrmecophagidae Myrmecophaga tridactyla (II) Tamandua mexicana (III Guatemala) PRIMATES PRIMATES spp. (II) (Except for the Three-toed sloths Brown-throated sloth Two-toed sloth Hoffmann's two-toed sloth American anteaters Giant anteater Northern tamandua Primates (apes and monkeys) Primates species included in Annex A) Atelidae Howlers, spider monkeys Coiba Island howler Mantled howler Guatemalan black howler Black-browed spider monkey Red spider monkey Southern muriqui Northern muriqui Yellow-tailed woolly monkey Marmosets, tamarins, New-world monkeys Alouatta coibensis (I) Alouatta palliata (I) Alouatta pigra (I) Ateles geoffroyi frontatus (I) Ateles geoffroyi panamensis (I) Brachyteles arachnoides (I) Brachyteles hypoxanthus (I) Oreonax flavicauda (I) Cebidae EN 20 EN Annex A Annex B Callimico goeldii (I) Callithrix aurita (I) Callithrix flaviceps (I) Leontopithecus spp. (I) Saguinus bicolor (I) Saguinus geoffroyi (I) Saguinus leucopus (I) Saguinus martinsi (I) Saguinus oedipus (I) Saimiri oerstedii (I) Common name Goeldi's marmoset Buffy-tufted marmoset Buffy-headed marmoset Lion tamarins Pied tamarin Geoffroy’s tamarin White-footed tamarin Martins’ bare-face tamarin Cottontop tamarin Central American squirrel monkey Old-world monkeys Tana River mangabey Diana monkey Roloway monkey Sun-tailed monkey Black colobus Lion-tailed macaque Drill Mandrill Proboscis monkey Central African red colobus Uzungwa red colobus Zanzibar red colobus Pennant’s red colobus Preuss's red colobus Tana River red colobus Ugandan red colobus Thollon’s red colobus Mentawai langur Douc langurs Snub-nosed monkeys Kashmir grey langur Southern Plains grey langur Northern Plains grey langur Tarai grey langur Cercopithecidae Cercocebus galeritus (I) Cercopithecus diana (I) Cercopithecus roloway (I) Cercopithecus solatus (II) Colobus satanas (II) Macaca silenus (I) Mandrillus leucophaeus (I) Mandrillus sphinx (I) Nasalis larvatus (I) Piliocolobus foai (II) Piliocolobus gordonorum (II) Piliocolobus kirkii (I) Piliocolobus pennantii (II) Piliocolobus preussi (II) Piliocolobus rufomitratus (I) Piliocolobus tephrosceles (II) Piliocolobus tholloni (II) Presbytis potenziani (I) Pygathrix spp. (I) Rhinopithecus spp. (I) Semnopithecus ajax (I) Semnopithecus dussumieri (I) Semnopithecus entellus (I) Semnopithecus hector (I) EN Annex C 21 EN Annex A Annex B Semnopithecus hypoleucos (I) Semnopithecus priam (I) Semnopithecus schistaceus (I) Simias concolor (I) Trachypithecus delacouri (II) Trachypithecus francoisi (II) Trachypithecus geei (I) Trachypithecus hatinhensis (II) Trachypithecus johnii (II) Trachypithecus laotum (II) Trachypithecus pileatus (I) Trachypithecus poliocephalus (II) Trachypithecus shortridgei (I) Common name Black-footed grey langur Tufted grey langur Nepal grey langur Simakobou Delacour’s langur François's langur Gee’s golden langur Hatinh langur Nilgiri langur Laotian langur Capped langur White-headed langur Shortridge’s langur Dwarf lemurs and mouse-lemurs Dwarf lemurs and mouse lemurs Aye-aye Aye-aye Chimpanzees, gorillas, orang-utan Eastern gorilla Western gorilla Chimpanzee and bonobo Sumatran orangutan Bornean orangutan Gibbons Gibbons Indri, sifakas and woolly lemurs Indri, sifakas and woolly lemurs Large lemurs Large lemurs Sportive lemurs Sportive lemurs Lorises Slow lorises Uacaris, titis, sakis Uacaris Cheirogaleidae Cheirogaleidae spp. (I) Daubentoniidae Daubentonia madagascariensis (I) Hominidae Gorilla beringei (I) Gorilla gorilla (I) Pan spp. (I) Pongo abelii (I) Pongo pygmaeus (I) Hylobatidae Hylobatidae spp. (I) Indriidae Indriidae spp. (I) Lemuridae Lemuridae spp. (I) Lepilemuridae Lepilemuridae spp. (I) Lorisidae Nycticebus spp. (I) Pitheciidae Cacajao spp. (I) EN Annex C 22 EN Annex A Annex B Callicebus barbarabrownae (II) Callicebus melanochir (II) Callicebus nigrifrons (II) Callicebus personatus (II) Chiropotes albinasus (I) Common name Tarsius spp. (II) Barbara Brown's Titi Coastal Black-handed Titi Black-fronted Titi Atlantic titi White-nosed saki Tarsiers Tarsiers Elephas maximus (I) Elephants Asian elephant Tarsiidae PROBOSCIDEA Elephantidae EN Annex C 23 EN Annex A Annex B Annex C Loxodonta africana (I) (Except for the Loxodonta africana (II) populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B) Common name African elephant (Only the populations of Botswana, Namibia, South Africa and Zimbabwe (11); all other populations are included in Annex A) RODENTIA Chinchillidae Chinchillas Chinchillas Chinchilla spp. (I) (Specimens of the domesticated form are not subject to the provisions of this Regulation) Cuniculidae Cuniculus paca (III Honduras) Dasyproctidae Dasyprocta punctata (III Honduras) Erethizontidae Sphiggurus mexicanus (III Honduras) Sphiggurus spinosus (III Uruguay) 11 EN Pacas Lowland paca Agoutis Central American agouti New-world porcupines Mexican hairy dwarf porcupine Paraguaian hairy dwarf porcupine Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B): For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); (ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; (iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; (iv) raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at CoP12 which are 20,000 kg (Botswana), 10,000 kg (Namibia) and 30,000 kg (South Africa); (v) in addition to the quantities agreed at CoP12, government-owned ivory from Botswana, Namibia, South Africa and Zimbabwe registered by 31 January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in paragraph (g)(iv) above in a single sale per destination under strict supervision of the Secretariat; (vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in paragraph (g)(v) above shall be traded only after the Standing Committee has agreed that the above conditions have been met; (h) no further proposals to allow trade in elephant ivory from populations already in Annex B shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraphs (g)(i), (g)(ii), (g)(iii), (g)(vi), and (g)(vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78 (Rev. CoP15). On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly. 24 EN Annex A Annex B Annex C Hystricidae Hystrix cristata Muridae Leporillus conditor (I) Pseudomys fieldi praeconis (I) Xeromys myoides (I) Zyzomys pedunculatus (I) Sciuridae Cynomys mexicanus (I) Marmota caudata (III India) Marmota himalayana (III India) Ratufa spp. (II) Callosciurus erythraeus (Only live Common name Old-world porcupines Crested porcupine Mice, rats Greater stick-nest rat Shark Bay mouse False water rat Central Australian rock rat Ground squirrels, tree squirrels Mexican prairie dog Long-tailed marmot Himalayan marmot Giant squirrels Pallas's Squirrel specimens) Sciurus carolinensis (Only live Grey squirrel specimens) Sciurus niger (Only live specimens) Sciurus deppei (III Costa Rica) Deppe's squirrel Eastern Fox Squirrel SCANDENTIA spp. (II) Treeshrews SCANDENTIA SIRENIA Dugongidae Dugong Dugong Manatees Dugong dugon (I) Trichechidae Trichechus inunguis (I) Trichechus manatus (I) Trichechus senegalensis (I) AVES ANSERIFORMES Anatidae Birds Anas aucklandica (I) Anas bernieri (II) Anas chlorotis (I) Anas formosa (II) Anas laysanensis (I) Anas nesiotis (I) EN 25 Ducks, geese, swans etc. Auckland Islands teal Madagascar teal Brown teal Baikal teal Laysan duck Campbell Island teal EN Annex A Annex B Anas querquedula Asarcornis scutulata (I) Aythya innotata Aythya nyroca Branta canadensis leucopareia (I) Branta ruficollis (II) Branta sandvicensis (I) Coscoroba coscoroba (II) Cygnus melancoryphus (II) Dendrocygna arborea (II) Mergus octosetaceus Oxyura jamaicensis (Only live Annex C Common name Garganey White-winged duck Madagascar pochard Ferruginous duck Aleutian goose Red-breasted goose Nene Cairina moschata (III Honduras) Muscovy duck Coscoroba swan Black-necked swan West Indian whistling-duck Dendrocygna autumnalis (III Black-bellied whistling-duck Honduras) Dendrocygna bicolor (III Fulvous whistling-duck Honduras) Brazilian merganser Ruddy duck specimens) White-headed duck Pink-headed duck Oxyura leucocephala (II) Rhodonessa caryophyllacea (possibly extinct) (I) Sarkidiornis melanotos (II) Comb duck Crested shelduck Tadorna cristata APODIFORMES Trochilidae Hummingbirds Hummingbirds Trochilidae spp. (II) (Except for the species included in Annex A) Glaucis dohrnii (I) Hook-billed hermit CHARADRIIFORMES Burhinidae Burhinus bistriatus (III Guatemala) Laridae Gulls, terns Relict gull Curlews, greenshanks Eskimo curlew Larus relictus (I) Scolopacidae Numenius borealis (I) EN Thick-knees Double-striped thick-knee 26 EN Annex A Annex B Numenius tenuirostris (I) Tringa guttifer (I) Annex C Common name Slender-billed curlew Nordmann's greenshank CICONIIFORMES Ardeidae Ardea alba Bubulcus ibis Egretta garzetta Balaenicipitidae Balaeniceps rex (II) Ciconiidae Ciconia boyciana (I) Ciconia nigra (II) Ciconia stormi Jabiru mycteria (I) Leptoptilos dubius Mycteria cinerea (I) Phoenicopteridae Phoenicopteridae spp. (II) (Except for Egrets, herons Great egret Cattle egret Little egret Shoebill, whale-headed stork Shoebill Storks Oriental stork Black stork Storm's stork Jabiru Greater adjutant stork Milky stork Flamingos Flamingos the species included in Annex A) Phoenicopterus ruber (II) Threskiornithidae Eudocimus ruber (II) Geronticus calvus (II) Geronticus eremita (I) Nipponia nippon (I) Platalea leucorodia (II) Pseudibis gigantea COLUMBIFORMES Columbidae Caloenas nicobarica (I) Claravis godefrida Columba livia Ducula mindorensis (I) Gallicolumba luzonica (II) Goura spp. (II) Leptotila wellsi EN 27 Greater flamingo Ibises, spoonbills Scarlet ibis Bald ibis Waldrapp Crested ibis Eurasian spoonbill Giant ibis Doves, pigeons Nicobar pigeon Purple-winged ground-dove Rock pigeon Mindoro zone-tailed pigeon Luzon bleeding-heart Crowned-pigeons Grenada dove EN Annex A Annex B Annex C Nesoenas mayeri (III Mauritius) Streptopelia turtur CORACIIFORMES Bucerotidae Aceros spp. (II) (Except for the species Common name Pink pigeon European turtle-dove Hornbills Hornbills included in Annex A) Aceros nipalensis (I) Anorrhinus spp. (II) Anthracoceros spp. (II) Berenicornis spp. (II) Buceros spp. (II) (Except for the Rufous-necked hornbill Hornbills Hornbills Hornbills Hornbills species included in Annex A) Buceros bicornis (I) Penelopides spp. (II) Rhinoplax vigil (I) Rhyticeros spp. (II) (Except for the Great hornbill Hornbills Helmeted hornbill Hornbills species included in Annex A) Rhyticeros subruficollis (I) Plain-pouched hornbill CUCULIFORMES Musophagidae Tauraco spp. (II) (Except for the Turacos Turacos species included in Annex A) Tauraco bannermani (II) FALCONIFORMES FALCONIFORMES spp. (II) Bannerman's turaco Diurnal birds of prey (eagles, falcons, hawks, vultures) Diurnal birds of prey (Except for the species included in Annex A; except for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa) Accipitridae Hawks, eagles Levant sparrowhawk Northern goshawk Eurasian sparrowhawk Accipiter brevipes (II) Accipiter gentilis (II) Accipiter nisus (II) EN 28 EN Annex A Annex B Annex C Common name Cinereous vulture Adalbert's eagle Golden eagle Greater spotted eagle Imperial eagle Lesser spotted eagle Common buzzard Rough-legged buzzard Long-legged buzzard Cuban hook-billed kite Aegypius monachus (II) Aquila adalberti (I) Aquila chrysaetos (II) Aquila clanga (II) Aquila heliaca (I) Aquila pomarina (II) Buteo buteo (II) Buteo lagopus (II) Buteo rufinus (II) Chondrohierax uncinatus wilsonii (I) Circaetus gallicus (II) Circus aeruginosus (II) Circus cyaneus (II) Circus macrourus (II) Circus pygargus (II) Elanus caeruleus (II) Eutriorchis astur (II) Gypaetus barbatus (II) Gyps fulvus (II) Haliaeetus spp. (I/II) (Haliaeetus Short-toed snake-eagle Western marsh-harrier Northern harrier Pallid harrier Montagu's harrier Black-winged kite Madagascar serpent-eagle Lammergeier Eurasian griffon Sea-eagles albicilla is listed in Appendix I; the other species are listed in Appendix II) Harpia harpyja (I) Hieraaetus fasciatus (II) Hieraaetus pennatus (II) Leucopternis occidentalis (II) Milvus migrans (II) (Except for Milvus Harpy eagle Bonelli's eagle Booted eagle Grey-backed hawk Black kite migrans lineatus which is included in Annex B) Red kite Egyptian vulture European honey-buzzard Great Philippine eagle New world vultures California condor Milvus milvus (II) Neophron percnopterus (II) Pernis apivorus (II) Pithecophaga jefferyi (I) Cathartidae Gymnogyps californianus (I) EN 29 EN Annex A Annex B Annex C Sarcoramphus papa (III Honduras) Vultur gryphus (I) Common name King vulture Andean condor Falcons Seychelles kestrel Lanner falcon Saker falcon Merlin Eleonora's falcon Laggar falcon Lesser kestrel Newton's kestrel Falconidae Falco araeus (I) Falco biarmicus (II) Falco cherrug (II) Falco columbarius (II) Falco eleonorae (II) Falco jugger (I) Falco naumanni (II) Falco newtoni (I) (Only the population of the Seychelles) Falco pelegrinoides (I) Falco peregrinus (I) Falco punctatus (I) Falco rusticolus (I) Falco subbuteo (II) Falco tinnunculus (II) Falco vespertinus (II) Barbary falcon Peregrine falcon Mauritius kestrel Gyrfalcon Eurasian hobby Common kestrel Red-footed falcon Ospreys Osprey Pandionidae Pandion haliaetus (II) GALLIFORMES Cracidae Crax alberti (III Colombia) Crax blumenbachii (I) Crax daubentoni (III Colombia) Crax fasciolata Crax globulosa (III Colombia) Crax rubra (III Colombia, Costa Rica, Guatemala and Honduras) Mitu mitu (I) Oreophasis derbianus (I) Ortalis vetula (III Guatemala/Honduras) Pauxi pauxi (III Colombia) EN 30 Blue-knobbed curassow Red-billed curassow Yellow-knobbed curassow Bare-faced Curassow Wattled curassow Great currasow Alagoas curassow Horned guan Plain chachalaca Helmeted curassow EN Annex A Annex B Penelope albipennis (I) Pipile jacutinga (I) Pipile pipile (I) Megapodiidae Macrocephalon maleo (I) Phasianidae Argusianus argus (II) Catreus wallichii (I) Colinus virginianus ridgwayi (I) Crossoptilon crossoptilon (I) Crossoptilon mantchuricum (I) Gallus sonneratii (II) Ithaginis cruentus (II) Lophophorus impejanus (I) Lophophorus lhuysii (I) Lophophorus sclateri (I) Lophura edwardsi (I) Lophura hatinhensis Lophura swinhoii (I) Odontophorus strophium Ophrysia superciliosa Pavo muticus (II) Polyplectron bicalcaratum (II) Polyplectron germaini (II) Polyplectron malacense (II) Polyplectron napoleonis (I) Polyplectron schleiermacheri (II) Rheinardia ocellata (I) Syrmaticus ellioti (I) EN 31 Annex C Common name White-winged guan Penelope purpurascens (III Crested guan Honduras) Penelopina nigra (III Guatemala) Highland guan Black-fronted piping guan Trinidad piping guan Megapodes, scrubfowl Maleo Grouse, guineafowl, partridges, pheasants, tragopans Great argus Cheer pheasant Masked bobwhite White eared-pheasant Brown eared-pheasant Grey junglefowl Blood pheasant Himalayan monal Chinese monal Sclater's monal Edwards' pheasant Vietnamese fireback Swinhoe's pheasant Meleagris ocellata (III Ocellated turkey Guatemala) Gorgeted wood-quail Himalayan quail Green peafowl Grey peacock-pheasant Germain's peacock-pheasant Malayan peacock-pheasant Palawan peacock-pheasant Bornean peacock-pheasant Crested argus Elliot's pheasant EN Annex A Annex B Annex C Syrmaticus humiae (I) Syrmaticus mikado (I) Tetraogallus caspius (I) Tetraogallus tibetanus (I) Tragopan blythii (I) Tragopan caboti (I) Tragopan melanocephalus (I) Common name Tympanuchus cupido attwateri (II) Hume's pheasant Mikado pheasant Caspian snowcock Tibetan snowcock Blyth's tragopan Cabot's tragopan Western tragopan Satyr tragopan Attwater's prairie-chicken Gruidae spp. (II) (Except for the Cranes Cranes Tragopan satyra (III Nepal) GRUIFORMES Gruidae species included in Annex A) Grus americana (I) Grus canadensis (I/II) (The species is Whooping crane Sandhill crane listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I) Grus grus (II) Grus japonensis (I) Grus leucogeranus (I) Grus monacha (I) Grus nigricollis (I) Grus vipio (I) Otididae Otididae spp. (II) (Except for the Common crane Red-crowned crane Siberian crane Hooded crane Black-necked crane White-necked crane Bustards Bustards species included in Annex A) Ardeotis nigriceps (I) Chlamydotis macqueenii (I) Chlamydotis undulata (I) Houbaropsis bengalensis (I) Otis tarda (II) Sypheotides indicus (II) Tetrax tetrax (II) Indian bustard Macqueen’s bustard Houbara bustard Bengal florican Great bustard Lesser florican Little bustard Coots, rails Lord Howe rail Rallidae Gallirallus sylvestris (I) EN 32 EN Annex A Annex B Annex C Rhynochetidae Kagu Kagu Rhynochetos jubatus (I) PASSERIFORMES Atrichornithidae Atrichornis clamosus (I) Cotingidae Cephalopterus ornatus (III Colombia) Cephalopterus penduliger (III Colombia) Cotinga maculata (I) Rupicola spp. (II) Xipholena atropurpurea (I) Emberizidae Gubernatrix cristata (II) Paroaria capitata (II) Paroaria coronata (II) Tangara fastuosa (II) Estrildidae Amandava formosa (II) Lonchura fuscata Lonchura oryzivora (II) Poephila cincta cincta (II) Fringillidae Carduelis cucullata (I) Carduelis yarrellii (II) Hirundinidae Pseudochelidon sirintarae (I) Icteridae Xanthopsar flavus (I) Meliphagidae Lichenostomus melanops cassidix (I) Muscicapidae EN Common name 33 Scrub-birds Noisy scrub-bird Cotingas Amazonian umbrella bird Long-wattled umbrella bird Banded cotinga Cocks-of-the-rock White-winged cotinga Cardinals, tanagers Yellow cardinal Yellow-billed cardinal Red-crested cardinal Seven-coloured tanager Mannikins, waxbills Green avadavat Timor sparrow Java sparrow Southern black-throated finch Finches Red siskin Yellow-faced siskin Martins White-eyed river-martin New-world blackbirds Saffron-cowled blackbird Honey-eaters Helmeted honeyeater Old-world flycatchers, babblers, etc. EN Annex A Annex B Annex C Acrocephalus rodericanus (III Mauritius) Rodrigues brush-warbler Cyornis ruckii (II) Rueck's blue-flycatcher Western rufous bristlebird Dasyornis broadbenti litoralis (possibly extinct) (I) Dasyornis longirostris (I) Garrulax canorus (II) Garrulax taewanus (II) Leiothrix argentauris (II) Leiothrix lutea (II) Liocichla omeiensis (II) Picathartes gymnocephalus (I) Picathartes oreas (I) Terpsiphone bourbonnensis (III Mauritius) Paradisaeidae Paradisaeidae spp. (II) Pittidae Pitta guajana (II) Pitta gurneyi (I) Pitta kochi (I) Pitta nympha (II) Pycnonotidae Pycnonotus zeylanicus (II) Sturnidae Gracula religiosa (II) Leucopsar rothschildi (I) Zosteropidae Zosterops albogularis (I) PELECANIFORMES Fregatidae Western bristlebird Chinese Hwamei Taiwan Hwamei Silver-eared mesia Red-billed leiothrix Omei Shan liocichla White-necked rockfowl Grey-necked rockfowl Mascarene paradise-flycatcher Birds of paradise Birds of paradise Pittas Banded pitta Gurney's pitta Whiskered pitta Fairy pitta Bulbuls Straw-headed bulbul Mynas Hill myna Bali myna White-eyes White-chested white-eye Frigatebirds Christmas frigatebird Pelicans Dalmatian pelican Boobies Fregata andrewsi (I) Pelecanidae Pelecanus crispus (I) Sulidae EN Common name 34 EN Annex A Annex B Annex C Papasula abbotti (I) Common name Abbott's booby PICIFORMES Capitonidae Semnornis ramphastinus (III Colombia) Picidae Dryocopus javensis richardsi (I) Ramphastidae Baillonius bailloni (III Argentina) Pteroglossus aracari (II) Pteroglossus castanotis (III Argentina) Pteroglossus viridis (II) Ramphastos dicolorus (III Argentina) Ramphastos sulfuratus (II) Ramphastos toco (II) Ramphastos tucanus (II) Ramphastos vitellinus (II) Selenidera maculirostris (III Argentina) PODICIPEDIFORMES Podicipedidae Barbets Toucan barbet Woodpeckers Tristram's woodpecker Toucans Saffron toucanet Black-necked aracari Chestnut-eared aracari Green aracari Red-breasted toucan Keel-billed toucan Toco toucan Red-billed toucan Channel-billed toucan Spot-billed toucanet Grebes Atitlan Grebe Podilymbus gigas (I) PROCELLARIIFORMES Diomedeidae Phoebastria albatrus (I) PSITTACIFORMES PSITTACIFORMES spp. (II) Albatrosses Short-tailed albatross Cockatoos, lories, macaws, parakeets, parrots etc. Parrots, etc. (Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation) EN 35 EN Annex A Annex B Cacatuidae Annex C Common name Cockatoos Tanimbar cockatoo Philippine cockatoo Salmon-crested cockatoo Yellow-crested cockatoo Palm cockatoo Lories, lorikeets Red and blue lory Blue lorikeets Cacatua goffiniana (I) Cacatua haematuropygia (I) Cacatua moluccensis (I) Cacatua sulphurea (I) Probosciger aterrimus (I) Loriidae Eos histrio (I) Vini spp. (I/II) (Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II) Psittacidae Amazons, macaws, parakeets, parrots Red-necked parrot Yellow-naped parrot Yellow-shouldered parrot Red-tailed parrot Lilac-crowned parrot St Vincent parrot Imperial parrot Cuban parrot Yellow-headed parrot Red-spectacled parrot Red-browed parrot Tucuman parrot Saint Lucia parrot Vinaceous parrot Green-cheeked parrot Puerto Rican parrot Blue macaws Great green macaw Blue-throated macaw Scarlet macaw Military macaw Red-fronted macaw Spix's macaw Amazona arausiaca (I) Amazona auropalliata (I) Amazona barbadensis (I) Amazona brasiliensis (I) Amazona finschi (I) Amazona guildingii (I) Amazona imperialis (I) Amazona leucocephala (I) Amazona oratrix (I) Amazona pretrei (I) Amazona rhodocorytha (I) Amazona tucumana (I) Amazona versicolor (I) Amazona vinacea (I) Amazona viridigenalis (I) Amazona vittata (I) Anodorhynchus spp. (I) Ara ambiguus (I) Ara glaucogularis (I) Ara macao (I) Ara militaris (I) Ara rubrogenys (I) Cyanopsitta spixii (I) EN 36 EN Annex A Annex B Cyanoramphus cookii (I) Cyanoramphus forbesi (I) Annex C Common name Norfolk Island parakeet Chatham Island yellow-fronted parakeet Red-fronted parakeet Red-crowned parakeet Coxen's double-eyed fig parrot Horned parakeet Golden parakeet Orange-bellied parrot Yellow-eared parrot Night parrot Cyanoramphus novaezelandiae (I) Cyanoramphus saisseti (I) Cyclopsitta diophthalma coxeni (I) Eunymphicus cornutus (I) Guarouba guarouba (I) Neophema chrysogaster (I) Ognorhynchus icterotis (I) Pezoporus occidentalis (possibly extinct) (I) Pezoporus wallicus (I) Pionopsitta pileata (I) Primolius couloni (I) Primolius maracana (I) Psephotus chrysopterygius (I) Psephotus dissimilis (I) Psephotus pulcherrimus (possibly extinct) (I) Psittacula echo (I) Pyrrhura cruentata (I) Rhynchopsitta spp. (I) Strigops habroptilus (I) Ground parrot Pileated parrot Blue-headed macaw Blue-winged macaw Golden-shouldered parrot Hooded parrot Paradise parrot Mauritius parakeet Blue-throated parakeet Thick-billed parrots Kakapo RHEIFORMES Rheidae Rheas Lesser rhea Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B) Pterocnemia pennata pennata (II) Rhea americana (II) Lesser rhea Greater rhea Spheniscus demersus (II) Penguins Jackass penguin Humboldt penguin SPHENISCIFORMES Spheniscidae Spheniscus humboldti (I) EN 37 EN Annex A Annex B STRIGIFORMES STRIGIFORMES spp. (II) (Except for Annex C Common name Owls Owls the species included in Annex A and except for Sceloglaux albifacies) Strigidae Owls Boreal owl Short-eared owl Long-eared owl Little owl Eurasian eagle-owl Aegolius funereus (II) Asio flammeus (II) Asio otus (II) Athene noctua (II) Bubo bubo (II) (Except for Bubo bubo bengalensis which is included in Annex B) Eurasian pygmy-owl Forest owlet Lesser eagle-owl Christmas hawk-owl Norfolk boobook Snowy owl Sokoke scops-owl Eurasian scops-owl Tawny owl Great grey owl Ural owl Glaucidium passerinum (II) Heteroglaux blewitti (I) Mimizuku gurneyi (I) Ninox natalis (I) Ninox novaeseelandiae undulata (I) Nyctea scandiaca (II) Otus ireneae (II) Otus scops (II) Strix aluco (II) Strix nebulosa (II) Strix uralensis (II) (Except for Strix uralensis davidi which is included in Annex B) Tyto alba (II) Tyto soumagnei (I) Northern hawk owl Barn owls Barn owl Soumagne's owl Struthio camelus (I) (Only the Ostrich Ostrich Surnia ulula (II) Tytonidae STRUTHIONIFORMES Struthionidae populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation) EN 38 EN Annex A Annex B TINAMIFORMES Tinamidae Annex C Common name Tinamous Solitary tinamou Tinamus solitarius (I) TROGONIFORMES Trogonidae Pharomachrus mocinno (I) REPTILIA CROCODYLIA CROCODYLIA spp. (II) (Except for Quetzals Resplendent quetzal Reptiles Alligators, caimans, crocodiles Alligators, caimans, crocodiles the species included in Annex A) Alligatoridae Alligators, caimans Chinese alligator Rio Apaporis spectacled caiman Broad-nosed caiman Alligator sinensis (I) Caiman crocodilus apaporiensis (I) Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B) Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group) Black caiman Crocodylidae Crocodiles American crocodile Crocodylus acutus (I) (Except for the population of Cuba, which is included in Annex B) Crocodylus cataphractus (I) Crocodylus intermedius (I) Crocodylus mindorensis (I) Crocodylus moreletii (I) (Except for African slender-snouted crocodile Orinoco crocodile Philippine crocodile Morelet's crocodile the populations of Belize and Mexico, which are included in Annex B, with a zero quota for wild specimens traded for commercial purposes) EN 39 EN Annex A Annex B Crocodylus niloticus (I) (Except for Annex C Common name Nile crocodile the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B) Crocodylus palustris (I) Crocodylus porosus (I) (Except for the Mugger crocodile Estuarine crocodile populations of Australia, Indonesia and Papua New Guinea, which are included in Annex B) Crocodylus rhombifer (I) Crocodylus siamensis (I) Osteolaemus tetraspis (I) Tomistoma schlegelii (I) Gavialis gangeticus (I) Cuban crocodile Siamese crocodile West African dwarf crocodile False gharial Gavial or gharial Gharial Sphenodon spp. (I) Tuataras Tuataras Gavialidae RHYNCHOCEPHALIA Sphenodontidae SAURIA Agamidae Spiny-tailed lizards (Agamas, mastigures) Saara spp. (II) Uromastyx spp. (II) Chamaeleonidae Archaius spp. (II) Bradypodion spp. (II) Brookesia spp. (II) (Except for the Spiny-tailed lizards Chameleons Dwarf chameleons Dwarf chameleons species included in Annex A) Brookesia perarmata (I) Calumma spp. (II) EN 40 Dwarf spiny chameleon Madagascar chameleons EN Annex A Annex B Annex C Chamaeleo spp. (II) (Except for the Common name Chameleons species included in Annex A) European chameleon Madagascar chameleons Dwarf chameleons Dwarf chameleons Chamaeleo chamaeleon (II) Furcifer spp. (II) Kinyongia spp. (II) Nadzikambia spp. (II) Trioceros spp. (II) Cordylidae Cordylus spp. (II) Gekkonidae Hoplodactylus spp. (III New Zealand) Nactus serpensinsula (II) Naultinus spp. (II) Phelsuma spp. (II) (Except for the Spiny-tailed lizards Girdled lizards Geckos Sticky-toed geckos Serpent Island gecko New Zealand tree geckos Day geckos species included in Annex A) Phelsuma guentheri (II) Uroplatus spp. (II) Helodermatidae Heloderma spp. (II) (Except for the Round Island day gecko Flat-tailed geckos Gila monster and beaded lizard Gila monster and beaded lizard subspecies included in Annex A) Heloderma horridum charlesbogerti (I) Guatemalan beaded lizard Iguanidae Amblyrhynchus cristatus (II) Brachylophus spp. (I) Conolophus spp. (II) Ctenosaura bakeri (II) Ctenosaura oedirhina (II) Ctenosaura melanosterna (II) Ctenosaura palearis (II) Cyclura spp. (I) Iguana spp. (II) Phrynosoma blainvillii (II) Phrynosoma cerroense (II) Phrynosoma coronatum (II) EN 41 Iguanas Galapagos marine iguana Fiji iguanas Galapagos land iguanas Utila Island spiny-tailed iguana Roatan spiny-tailed iguana Rio Aguan Valley spiny-tailed iguana Guatemalan Spiny-tailed iguana Ground iguanas Iguanas Blaineville’s horned lizard Cedros Island horned lizard Coast horned lizard EN Annex A Annex B Phrynosoma wigginsi (II) Sauromalus varius (I) Lacertidae Gallotia simonyi (I) Podarcis lilfordi (II) Podarcis pityusensis (II) Scincidae Corucia zebrata (II) Teiidae Crocodilurus amazonicus (II) Dracaena spp. (II) Tupinambis spp.(II) Varanidae Varanus spp. (II) (Except for the Annex C Common name Gulf coast horned lizard San Esteban Island chuckwalla Lizards Hierro giant lizard Lilford's wall lizard Ibiza wall lizard Skinks Prehensile-tailed skink Caiman lizards, tegu lizards Dragon lizard Caiman lizards Tegus Monitor lizards Monitor lizards species included in Annex A) Varanus bengalensis (I) Varanus flavescens (I) Varanus griseus (I) Varanus komodoensis (I) Varanus nebulosus (I) Varanus olivaceus (II) Xenosauridae Shinisaurus crocodilurus (II) SERPENTES Boidae Boidae spp. (II) (Except for the species Indian monitor Yellow monitor Desert monitor Komodo dragon Clouded monitor Gray's monitor Chinese crocodile lizard Chinese crocodile lizard Snakes Boas Boas included in Annex A) Acrantophis spp. (I) Boa constrictor occidentalis (I) Epicrates inornatus (I) Epicrates monensis (I) Epicrates subflavus (I) Eryx jaculus (II) Sanzinia madagascariensis (I) Madagascar ground boas Argentine boa constrictor Puerto Rican boa Virgin Island tree boa Jamaican boa Spotted sand boa Madagascar tree boa Round Island boas Bolyeriidae EN 42 EN Annex A Annex B Bolyeriidae spp. (II) (Except for the Annex C Common name Round Island boas species included in Annex A) Bolyeria multocarinata (I) Casarea dussumieri (I) Colubridae Clelia clelia (II) Cyclagras gigas (II) Elachistodon westermanni (II) Ptyas mucosus (II) Elapidae Hoplocephalus bungaroides (II) Naja atra (II) Naja kaouthia (II) Naja mandalayensis (II) Naja naja (II) Naja oxiana (II) Naja philippinensis (II) Naja sagittifera (II) Naja samarensis (II) Naja siamensis (II) Naja sputatrix (II) Naja sumatrana (II) Ophiophagus hannah (II) Loxocemidae Loxocemidae spp. (II) Pythonidae Pythonidae spp. (II) (Except for the Round Island boa Round Island keel-scaled boa Typical snakes, water snakes, whip snakes Atretium schistosum (III India) Olive keel-back Cerberus rynchops (III India) Dog-faced water snake Mussurana False cobra Indian egg-eating snake Common rat snake Xenochrophis piscator (III India) Checkered keel-back Cobras, coral snakes Broad-headed snake Micrurus diastema (III Atlantic coral snake Honduras) Micrurus nigrocinctus (III Central American coral snake Honduras) Chinese spitting cobra Monocellate cobra Burmese spitting cobra Indian cobra Central Asian cobra North Philippine spitting cobra Andaman cobra South-east Philippine spitting cobra Indochinese spitting cobra South Indonesian spitting cobra Golden spitting cobra King cobra Mexican dwarf boa Mexican dwarf boa Pythons Pythons subspecies included in Annex A) EN 43 EN Annex A Annex B Annex C Python molurus molurus (I) Tropidophiidae Tropidophiidae spp. (II) Viperidae Crotalus durissus (III Honduras) Crotalus durissus unicolor Daboia russelii (III India) Trimeresurus mangshanensis (II) Vipera latifii Vipera ursinii (I) (Only the population Common name Indian python Wood boas Wood boas Vipers Neotropical rattlesnake Aruba rattlesnake Russell's viper Mangshan pit-viper Latifi's viper Orsini's viper of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation) Vipera wagneri (II) Wagner's viper TESTUDINES Carettochelyidae Pig-nosed turtles Pig-nosed turtle Austro-American sideneck turtles Roti snake-necked turtle Carettochelys insculpta (II) Chelidae Chelodina mccordi (II) (A zero annual export quota has been established for specimens removed from the wild) Pseudemydura umbrina (I) Cheloniidae Cheloniidae spp. (I) Chelydridae Macrochelys temminckii (III United States of America) Dermatemydidae Dermatemys mawii (II) Dermochelyidae Dermochelys coriacea (I) Emydidae Chrysemys picta (Only live specimens) Clemmys guttata (II) Emydoidea blandingii (II) EN 44 Western swamp turtle Sea turtles Sea turtles Snapping turtles Alligator snapping turtle Central American river turtle Central American river turtle Leatherback turtle Leatherback turtle Box turtles, freshwater turtles Painted turtle Spotted turtle Blanding’s turtle EN Annex A Annex B Glyptemys insculpta (II) Glyptemys muhlenbergii (I) Malaclemys terrapin (II) Terrapene spp. (II) (Except for the Annex C Common name Wood turtle Bog turtle Graptemys spp. (III United States Map turtles of America) Diamondback terrapin Box turtles species included in Annex A) Terrapene coahuila (I) Trachemys scripta elegans (Only live Aquatic box turtle Red-eared terrapin specimens) Geoemydidae Batagur affinis (I) Batagur baska (I) Southern river terrapin Batagur Batagur spp. (Except for the species included in Annex A; a zero annual export quota has been established for Batagur borneoensis and B. trivittata for specimens removed from the wild and traded for commercial purposes) Cuora spp. (II) (A zero annual export quota has been established for Cuora aurocapitata, C. flavomarginata, C. galbinifrons, C. mccordi, C. mouhotii, C. pani, C. trifasciata, C. yunnanensis and C. zhoui for specimens removed from the wild and traded for commercial purposes) Cyclemys spp. (II) Geoclemys hamiltonii (I) Geoemyda japonica (II) Geoemyda spengleri (II) Hardella thurjii (II) Heosemys annandalii (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) Heosemys depressa (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) EN 45 Asian box turtles Asian leaf turtles Black pond turtle Ryukyu black-breasted leaf turtle Black-breasted leaf turtle Crowned river turtle Yellow-headed temple turtle Arakan forest turtle EN Annex A Annex B Annex C Heosemys grandis (II) Heosemys spinosa (II) Leucocephalon yuwonoi (II) Malayemys macrocephala (II) Malayemys subtrijuga (II) Mauremys annamensis (II) (A zero Common name Giant Asian turtle Spiny turtle Sulawesi forest turtle Snail-eating turtle Ricefield turtle Annam pond turtle annual export quota has been established for specimens removed from the wild and traded for commercial purposes) Mauremys iversoni (III China) Mauremys japonica (II) Mauremys megalocephala (III China) Mauremys mutica (II) Mauremys nigricans (II) Mauremys pritchardi (III China) Mauremys reevesii (III China) Mauremys sinensis (III China) Melanochelys tricarinata (I) Melanochelys trijuga (II) Morenia ocellata (I) Morenia petersi (II) Notochelys platynota (II) Ocadia glyphistoma (III China) Ocadia philippeni (III China) Orlitia borneensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) Pangshura spp. (II) (Except for the species included in Annex A) Pangshura tecta (I) Sacalia bealei (II) Sacalia quadriocellata (II) Siebenrockiella crassicollis (II) Siebenrockiella leytensis (II) EN 46 Fujian pond turtle Japanese pond turtle Big-headed pond turtle Yellow pond turtle Red-necked pond turtle Pritchard’s pond turtle Reeves’s turtle Chinese stripe-necked turtle Three-keeled land tortoise Indian black turtle Burmese swamp turtle Indian eyed turtle Malayan flat-shelled turtle Notch-mouthed stripe-necked turtle Philippen’s stripe-necked turtle Malayan giant turtle Roofed turtles Indian roofed turtle Beal’s eyed turtle Sacalia pseudocellata (III China) Chinese false-eyed turtle Four-eyed turtle Black marsh turtle Philippine pond turtle EN Annex A Annex B Vijayachelys silvatica (II) Platysternidae Platysternidae spp. (I) Podocnemididae Erymnochelys madagascariensis (II) Peltocephalus dumerilianus (II) Podocnemis spp. (II) Testudinidae Testudinidae spp. (II) (Except for the Annex C Common name Cochin forest cane turtle Big-headed turtles Big-headed turtles Afro-American sideneck turtles Madagascar sideneck turtle Big-headed sideneck turtle Sideneck turtles Tortoises Tortoises species included in Annex A; a zero annual export quota has been established for Geochelone sulcata for specimens removed from the wild and traded for primarily commercial purposes) Astrochelys radiata (I) Astrochelys yniphora (I) Chelonoidis nigra (I) Geochelone platynota (I) Gopherus flavomarginatus (I) Malacochersus tornieri (II) Psammobates geometricus (I) Pyxis arachnoides (I) Pyxis planicauda (I) Testudo graeca (II) Testudo hermanni (II) Testudo kleinmanni (I) Testudo marginata (II) Trionychidae Amyda cartilaginea (II) Apalone spinifera atra (I) Chitra chitra (I) Chitra spp. (II) (Except for the species Radiated tortoise Angonoka Galapagos giant tortoise Burmese star tortoise Bolson tortoise Pancake tortoise Geometric tortoise Madagascar spider tortoise Madagascar flat-shelled tortoise Spur-thighed tortoise Hermann's tortoise Egyptian tortoise Marginated tortoise Softshell turtles, terrapins Southeast Asian soft-shelled turtle Cuatro Cienagas soft-shell turtle Asian narrow-headed softshell Narrow-headed softshell turtles included in Annex A) Chitra vandijki (I) Dogania subplana (II) Lissemys ceylonensis (II) Lissemys punctata (II) EN 47 Burmese narrow-headed softshell Malayan soft-shelled turtle Sri Lankan flapshell turtle Indo-Gangetic flapshell turtle EN Annex A Annex B Annex C Lissemys scutata (II) Nilssonia formosa (II) Common name Burmese flapshell turtle Burmese peacock softshell Indian soft-shell turtle Peacock soft-shell turtle Leith’s softshell turtle Black soft-shell turtle Wattle-necked softshell turtle Giant softshell turtles Hunan softshell turtle Amur softshell turtle Chinese softshell turtle Yangtze softshell turtle Amphibians Frogs and toads Cryptic forest frogs Brilliant-thighed poison frog Nilssonia gangeticus (I) Nilssonia hurum (I) Nilssonia leithii (II) Nilssonia nigricans (I) Palea steindachneri (II) Pelochelys spp. (II) Pelodiscus axenaria (II) Pelodiscus maackii (II) Pelodiscus parviformis (II) Rafetus swinhoei (II) AMPHIBIA ANURA Aromobatidae Allobates femoralis (II) Allobates hodli (II) Allobates myersi (II) Allobates rufulus (II) Allobates zaparo (II) Myers’ poison frog Chimanta poison frog Sanguine poison frog Toads Malcolm’s Ethiopian toad Cameroon toad Golden frog Golden toad African viviparous toads Nimba toads Bufonidae Altiphrynoides spp. (I) Amietophrynus superciliaris (I) Atelopus zeteki (I) Incilius periglenes (I) Nectophrynoides spp. (I) Nimbaphrynoides spp. (I) Calyptocephalellidae Calyptocephalella gayi (III Chile) Conrauidae Conraua goliath Dendrobatidae Chilean helmeted water toad Frogs Goliath frog Poison frogs Adelphobates spp. (II) EN 48 EN Annex A Annex B Annex C Ameerega spp. (II) Andinobates spp. (II) Dendrobates spp. (II) Epipedobates spp. (II) Excidobates spp. (II) Hyloxalus azureiventris (II) Minyobates spp. (II) Oophaga spp. (II) Phyllobates spp. (II) Ranitomeya spp. (II) Common name Poison-arrow frogs Poison-arrow frogs Sky-blue poison frog Demonic poison frogs Poison-arrow frogs Dicroglossidae Frogs Six-fingered frog Tiger frog Tree frogs Euphlyctis hexadactylus (II) Hoplobatrachus tigerinus (II) Hylidae Agalychnis spp. (II) (12) Mantellidae Mantella frogs Mantella frogs Tomato frogs Tomato frog Red rain frog Frogs American bullfrog Mantella spp. (II) Microhylidae Dyscophus antongilii (I) Scaphiophryne gottlebei (II) Ranidae Lithobates catesbeianus (Only live specimens) CAUDATA Ambystomatidae Ambystoma dumerilii (II) Ambystoma mexicanum (II) Cryptobranchidae Andrias spp. (I) Cryptobranchus alleganiensis (III United States of America) 12 EN Axolotls Lake Patzcuaro salamander Axolotl Giant salamanders Giant salamanders Hellbender The following species are the only ones considered to be included in Appendix II to the Convention: Agalychnis annae, Agalychnis callidryas, Agalychnis moreletii, Agalychnis saltator and Agalychnis spurrelli. 49 EN Annex A Annex B Annex C Hynobiidae Common name Asiatic salamanders Hynobius amjiensis (III China) Salamandridae Salamanders and newts Kaiser’s spotted newt Sharks and rays Neurergus kaiseri (I) ELASMOBRANCHII CARCHARHINIFORMES Carcharhinidae Requiem sharks Oceanic whitetip shark Carcharhinus longimanus (II) (This inclusion will enter into force on 14 September 2014) Sphyrnidae Sphyrna lewini (II) (This inclusion will Sphyrna lewini (III Costa Rica) enter into force on 14 September 2014) (This listing will remain in force until 13 September 2014) Hammerhead sharks Scalloped hammerhead shark Sphyrna mokarran (II) (This inclusion Great hammerhead shark will enter into force on 14 September 2014) Sphyrna zygaena (II) (This inclusion will enter into force on 14 September 2014) Smooth hammerhead shark LAMNIFORMES Cetorhinidae Cetorhinus maximus (II) Lamnidae Carcharodon carcharias (II) Lamna nasus (II) (This inclusion will enter into force on 14 September 2014) Lamna nasus (III 27 Member States) (This listing will remain in Basking sharks Basking shark White sharks Great white shark Porbeagle force until 13 September 2014) ORECTOLOBIFORMES Rhincodontidae Rhincodon typus (II) Pristidae Pristidae spp. (I) Whale sharks Whale shark Sawfishes Sawfishes RAJIFORMES Mobulidae Manta spp. (II) (This inclusion will enter Manta rays into force on 14 September 2014) EN 50 EN Annex A Annex B ACTINOPTERYGII ACIPENSERIFORMES Annex C Common name Fish ACIPENSERIFORMES spp. (II) Sturgeons and paddlefish (Except for the species included in Annex A) Acipenseridae Sturgeons Shortnose sturgeon Common sturgeon Acipenser brevirostrum (I) Acipenser sturio (I) ANGUILLIFORMES Anguillidae Anguilla anguilla (II) CYPRINIFORMES Catostomidae Chasmistes cujus (I) Cyprinidae Caecobarbus geertsi (II) Probarbus jullieni (I) Freshwater eels European eel Cui-ui Cui-ui Blind carps, plaeesok African blind barb fish Ikan temoleh OSTEOGLOSSIFORMES Arapaimidae Arapaima gigas (II) Osteoglossidae Scleropages formosus (I) (13) PERCIFORMES Labridae Totoaba macdonaldi (I) Wrasses Humphead wrasse Totoabas Totoaba Pangasianodon gigas (I) Pangasid catfish Giant catfish Cheilinus undulatus (II) Sciaenidae SILURIFORMES Pangasiidae SYNGNATHIFORMES Syngnathidae 13 EN Arapaima Arapaimas, bonytongues Asian arowana Pipefishes, seahorses This listing includes the newly described taxon Scleropages inscriptus. 51 EN Annex A Annex B Annex C Hippocampus spp. (II) Common name Seahorses Lungfishes SARCOPTERYGII CERATODONTIFORMES Ceratodontidae Australian lungfishes Australian lungfish Neoceratodus forsteri (II) COELACANTHIFORMES Latimeriidae Coelacanths Coelacanths Latimeria spp. (I) ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) HOLOTHUROIDEA ASPIDOCHIROTIDA Stichopodidae Sea cucumbers Sea cucumbers Isostichopus fuscus (III Ecuador) Brown sea cucumber ARTHROPODA (ARTHROPODS) ARACHNIDA ARANEAE Theraphosidae Spiders and scorpions Red-kneed tarantulas, tarantulas Aphonopelma albiceps (II) Aphonopelma pallidum (II) Brachypelma spp. (II) Chihuahua rose-grey tarantula Central American tarantulas SCORPIONES Scorpionidae Scorpions Pandinus dictator (II) Pandinus gambiensis (II) Pandinus imperator (II) INSECTA COLEOPTERA Lucanidae Colophon spp. (III South Africa) Scarabaeidae Dynastes satanas (II) LEPIDOPTERA Nymphalidae EN 52 Giant Senegalese scorpion Emperor scorpion Insects Beetles Stag beetles Cape stag beetles Scarab beetles Satanas beetle Butterflies EN Annex A Annex B Annex C Common name Agrias amydon boliviensis (III Bolivia) Morpho godartii lachaumei (III Bolivia) Prepona praeneste buckleyana (III Bolivia) Papilionidae Atrophaneura jophon (II) Atrophaneura palu Atrophaneura pandiyana (II) Bhutanitis spp. (II) Graphium sandawanum Graphium stresemanni Ornithoptera spp. (II) (except for the Birdwing and swallowtail butterflies Sri Lankan rose Palu swallowtail butterfly Malabar rose Swallowtail butterflies Apo swallowtail butterfly Seram swallowtail Birdwing butterflies species included in Annex A) Ornithoptera alexandrae (I) Queen Alexandra's birdwing Papilio benguetanus Papilio chikae (I) Luzon peacock swallowtail Papilio esperanza Papilio homerus (I) Papilio hospiton (II) Papilio morondavana Papilio neumoegeni Parides ascanius Parides hahneli Parnassius apollo (II) Teinopalpus spp. (II) Trogonoptera spp. (II) Troides spp. (II) EN 53 Homerus swallowtail Corsican swallowtail Madagascan emperor swallowtail Fluminense swallowtail butterfly Hahnel's amazonian swallowtail butterfly Mountain apollo Kaiser-I-Hind butterflies Birdwing butterflies Birdwing butterflies EN Annex A Annex B Annex C Common name ANNELIDA (SEGMENTED WORMS AND LEECHES) HIRUDINOIDEA ARHYNCHOBDELLIDA Hirudinidae Leeches Hirudo medicinalis (II) Hirudo verbana (II) Leeches Northern medicinal leech Southern medicinal leech MOLLUSCA (MOLLUSCS) BIVALVIA Bivalve molluscs (clams, mussels etc.) MYTILOIDA Mytilidae Lithophaga lithophaga (II) UNIONOIDA Unionidae Conradilla caelata (I) Cyprogenia aberti (II) Dromus dromas (I) Epioblasma curtisii (I) Epioblasma florentina (I) Epioblasma sampsonii (I) Epioblasma sulcata perobliqua (I) Epioblasma torulosa gubernaculum (I) Epioblasma torulosa rangiana (II) Epioblasma torulosa torulosa (I) Epioblasma turgidula (I) Epioblasma walkeri (I) Fusconaia cuneolus (I) Fusconaia edgariana (I) Lampsilis higginsii (I) Lampsilis orbiculata orbiculata (I) Lampsilis satur (I) Lampsilis virescens (I) Plethobasus cicatricosus (I) EN 54 Marine mussels European date mussel Freshwater mussels, pearly mussels Birdwing pearly mussel Western fanshell mussel Dromedary pearly mussel Curtis' pearly mussel Yellow-blossom pearly mussel Wabash riffleshell White catspaw mussel Green-blossom pearly mussel Northern riffleshell Turbercled-blossom pearly mussel Turgid-blossom pearly mussel Tan riffleshell Fine-rayed pigtoe pearly mussel Shiny pigtoe pearly mussel Higgins' eye pearly mussel Pink mucket pearly mussel Sandback pocketbook mussel Alabama lamp pearly mussel White warty-back pearly mussel EN Annex A Annex B Annex C Plethobasus cooperianus (I) Common name Orange-footed pimpleback mussel Clubshell pearly mussel Rough pigtoe pearly mussel Fat pocketbook pearly mussel Cumberland monkey-face pearly mussel Appalachian monkey-face pearly mussel Pale lilliput pearly mussel Nicklin's pearly mussel Tampico pearly mussel Cumberland bean pearly mussel Pleurobema clava (II) Pleurobema plenum (I) Potamilus capax (I) Quadrula intermedia (I) Quadrula sparsa (I) Toxolasma cylindrella (I) Unio nickliniana (I) Unio tampicoensis tecomatensis (I) Villosa trabalis (I) VENEROIDA Tridacnidae Giant clams Giant clams Slugs, snails and conches Tridacnidae spp. (II) GASTROPODA MESOGASTROPODA Strombidae Strombus gigas (II) Conches Queen conch Papustyla pulcherrima (II) Agate snails, oahu tree snails Little agate shells Green tree snail Manus green tree snail STYLOMMATOPHORA Achatinellidae Achatinella spp. (I) Camaenidae CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES) ANTHOZOA ANTIPATHARIA Corals, sea anemones ANTIPATHARIA spp. (II) Black corals GORGONACEAE Coralliidae Red and pink corals Corallium elatius (III China) Corallium japonicum (III China) Corallium konjoi (III China) Corallium secundum (III China) EN 55 EN Annex A Annex B HELIOPORACEA Helioporidae Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (14) Annex C Common name Blue coral Blue coral SCLERACTINIA SCLERACTINIA spp. (II) (14) STOLONIFERA Tubiporidae Tubiporidae spp. (II) (14) HYDROZOA MILLEPORINA Milleporidae Stony corals Organpipe corals Organpipe corals Sea ferns, fire corals, stinging medusas Milleporidae spp. (II) (14) Wello fire corals Wello fire corals Stylasteridae spp. (II) (14) Lace corals Lace corals STYLASTERINA Stylasteridae FLORA AGAVACEAE Galanthus spp. (II) #4 Sternbergia spp. (II) #4 Agaves Santa Cruz striped agave Queen Victoria agave Dehesa bear-grass Queretaro yucca Amaryllids Snowdrops Sternbergias Operculicarya decaryi (II) Jabihy Agave parviflora (I) Agave victoriae-reginae (II) #4 Nolina interrata (II) Yucca queretaroensis (II) AMARYLLIDACEAE ANACARDIACEAE 14 EN The following are not subject to the provisions of this Regulation: Fossils; Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae; Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction. 56 EN Annex A Annex B Annex C Common name Operculicarya hyphaenoides (II) Operculicarya pachypus (II) Jabihy Tabily Hoodia spp. (II) #9 Pachypodium spp. (II) (Except for the species included in Annex A) #4 Hoodia Elephant trunks Rauvolfia serpentina (II) #2 Snake-root devil-pepper Aralias Asian ginseng APOCYNACEAE Pachypodium ambongense (I) Pachypodium baronii (I) Pachypodium decaryi (I) ARALIACEAE Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3 Panax quinquefolius (II) #3 ARAUCARIACEAE Araucaria araucana (I) BERBERIDACEAE Podophyllum hexandrum (II) #2 BROMELIACEAE Tillandsia harrisii (II) #4 Tillandsia kammii (II) #4 Tillandsia mauryana (II) #4 Tillandsia xerographica (II) (15) #4 15 EN American ginseng Araucarias Monkey-puzzle tree Barberries Himalayan may-apple Air plants, bromelias Harris' tillandsia Kamm's tillandsia Maury's tillandsia Xerographic tillandsia Trade of specimens with source code A is allowed only if specimens traded possess cataphylls. 57 EN Annex A Annex B CACTACEAE CACTACEAE spp. (II) (Except for Annex C Common name Cacti Cacti the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (16) #4 Ariocarpus spp. (I) Astrophytum asterias (I) Aztekium ritteri (I) Coryphantha werdermannii (I) Discocactus spp. (I) Echinocereus ferreirianus ssp. lindsayi (I) Echinocereus schmollii (I) Escobaria minima (I) Escobaria sneedii (I) Mammillaria pectinifera (I) Mammillaria solisioides (I) Melocactus conoideus (I) Melocactus deinacanthus (I) Living rock cacti Star cactus Aztec cactus Jobali pincushion cactus Discocacti Lindsay's hedgehog cacti Lamb's-tail cactus Nelle's cactus Sneed's pincushion cactus Conchilinque Pitayita Conelike Turk's-cap cactus Wonderfully-bristled Turk's cap cactus Woolly waxy-stemmed Turk's-cap cactus Few-spined Turk's-cap cactus Artichoke cactus Grenadier's cap Brady's pincushion cactus Melocactus glaucescens (I) Melocactus paucispinus (I) Obregonia denegrii (I) Pachycereus militaris (I) Pediocactus bradyi (I) 16 EN Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation: Hatiora x graeseri Schlumbergera x buckleyi Schlumbergera russelliana x Schlumbergera truncata Schlumbergera orssichiana x Schlumbergera truncata Schlumbergera opuntioides x Schlumbergera truncata Schlumbergera truncata (cultivars) Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia 'Jusbertii', Hylocereus trigonus or Hylocereus undatus Opuntia microdasys (cultivars) 58 EN Annex A Annex B Pediocactus knowltonii (I) Pediocactus paradinei (I) Pediocactus peeblesianus (I) Pediocactus sileri (I) Pelecyphora spp. (I) Sclerocactus brevihamatus ssp. tobuschii (I) Sclerocactus erectocentrus (I) Sclerocactus glaucus (I) Sclerocactus mariposensis (I) Sclerocactus mesae-verdae (I) Sclerocactus nyensis (I) Sclerocactus papyracanthus (I) Sclerocactus pubispinus (I) Sclerocactus wrightiae (I) Strombocactus spp. (I) Turbinicarpus spp. (I) Uebelmannia spp. (I) Annex C Common name Knowlton's cactus Houserock valley cactus Peebles's Navajo cactus Siler's pincushion cactus Pine cane cactus Tobusch fishhook cactus CARYOCARACEAE Caryocar costaricense (II) #4 COMPOSITAE (ASTERACEAE) Saussurea costus (I) (also known as Needle-spined pineapple cactus Uinta Basin hookless cactus Mariposa cactus Mesa Verde cactus Tonopah fishook cactus Grama-grass cactus Great-Basin fishhook cactus Wright's fishhook cactus Peyote Turbinicarps Uebelmann cacti Ajos Ajillo Asters, daisies, costus Costus S. lappa, Aucklandia lappa or A. costus) CUCURBITACEAE Zygosicyos pubescens (II) (also Tobory known as Xerosicyos pubescens) Zygosicyos tripartitus (II) CUPRESSACEAE Fitzroya cupressoides (I) Pilgerodendron uviferum (I) CYATHEACEAE Cyathea spp. (II) #4 CYCADACEAE CYCADACEAE spp. (II) (Except for the species included in Annex A) #4 Beddome’s cycad Cycas beddomei (I) EN Betoboky Cypresses Alerce Pilgerodendron Tree ferns Tree ferns Cycads Cycads 59 EN Annex A Annex B DICKSONIACEAE Annex C Common name Tree ferns Cibotium barometz (II) #4 Dicksonia spp. (II) (Only the Tree ferns populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #4 DIDIEREACEAE DIDIEREACEAE spp. (II) #4 DIOSCOREACEAE Dioscorea deltoidea (II) #4 DROSERACEAE Dionaea muscipula (II) #4 EBENACEAE Didiereas Alluaudias, didiereas Yams Elephant's foot Sundews Venus fly-trap Ebonies Diospyros spp. (II) (Only the populations of Madagascar; no other population is included in the Annexes to this Regulation) #5 EN 60 EN Annex A Annex B EUPHORBIACEAE Euphorbia spp. (II) #4 Annex C Common name Spurges Euphorbias (Succulent species only except for: 1) Euphorbia misera; 2) artificially propagated specimens of cultivars of Euphorbia trigona; 3) artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are: - crested, or - fan-shaped, or - colour mutants; 4) artificially propagated specimens of cultivars of Euphorbia ‘Milii’ when they are: - readily recognisable as artificially propagated specimens, and - introduced into or (re-)exported from the Union in shipments of 100 or more plants; which are not subject to the provisions of this Regulation, and 5) the species included in Annex A) Euphorbia ambovombensis (I) Euphorbia capsaintemariensis (I) Euphorbia cremersii (I) (Includes the forma viridifolia and the var. rakotozafyi) Euphorbia cylindrifolia (I) (Includes the ssp. tuberifera) Euphorbia decaryi (I) (Includes the vars. ampanihyensis, robinsonii and sprirosticha) Euphorbia francoisii (I) Euphorbia handiensis (II) Euphorbia lambii (II) Euphorbia moratii (I) (Includes the vars. antsingiensis, bemarahensis and multiflora) Euphorbia parvicyathophora (I) Euphorbia quartziticola (I) EN 61 EN Annex A Annex B Annex C Common name Euphorbia stygiana (II) Euphorbia tulearensis (I) FOUQUIERIACEAE Ocotillos, boojums Boojum tree Arbol del barril Fouquieria columnaris (II) #4 Fouquieria fasciculata (I) Fouquieria purpusii (I) GNETACEAE Joint firs Gnetum montanum (III Nepal) #1 JUGLANDACEAE Walnuts, gavilan Gavilàn Oreomunnea pterocarpa (II) #4 LAURACEAE Aniba rosaeodora (II) (also known as A. duckei) #12 Brazilian rosewood LEGUMINOSAE (FABACEAE) Legumes Caesalpinia echinata (II) #10 Dalbergia cochinchinensis (II) #5 Brazil wood Thailand rosewood Dalbergia darienensis (III Panama) (population of Panama) #2 Dalbergia granadillo (II) #6 Granadillo rosewood Brazilian rosewood Black rosewood Honduras rosewood Malagasy rosewood Dalbergia nigra (I) Dalbergia retusa (II) #6 Dalbergia stevensonii (II) #6 Dalbergia spp. (II) (Only the populations of Madagascar) #5 Dipteryx panamensis (III Costa Rica / Nicaragua) Pericopsis elata (II) #5 Platymiscium pleiostachyum (II) #4 Pterocarpus santalinus (II) #7 Senna meridionalis (II) EN 62 Almendro Afrormosia Quira macawood Red sandalwood Taraby EN Annex A Annex B Annex C LILIACEAE Common name Lilies Aloes Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes to this Regulation) #4 Aloe albida (I) Aloe albiflora (I) Aloe alfredii (I) Aloe bakeri (I) Aloe bellatula (I) Aloe calcairophila (I) Aloe compressa (I) (Includes the vars. paucituberculata, rugosquamosa and schistophila) Aloe delphinensis (I) Aloe descoingsii (I) Aloe fragilis (I) Aloe haworthioides (I) (Includes the var. aurantiaca) Aloe helenae (I) Aloe laeta (I) (Includes the var. maniaensis) Aloe parallelifolia (I) Aloe parvula (I) Aloe pillansii (I) Aloe polyphylla (I) Aloe rauhii (I) Aloe suzannae (I) Aloe versicolor (I) Aloe vossii (I) MAGNOLIACEAE Magnolia liliifera var. obovata (III Nepal) #1 MELIACEAE Magnolias Safan Mahoganies, cedars Cedrela fissilis (III Bolivia) #5 Cedrela lilloi (III Bolivia) #5 EN 63 EN Annex A Annex B Annex C Cedrela odorata (III Bolivia / Brazil. In addition, the following countries have listed their national populations: Colombia, Guatemala and Peru) #5 Swietenia humilis (II) #4 Swietenia macrophylla (II) Common name Spanish cedar Honduras mahogany Big-leaf mahogany (Population of the Neotropics - includes Central and South America and the Caribbean) #6 Swietenia mahagoni (II) #5 NEPENTHACEAE Nepenthes spp. (II) (Except for the species included in Annex A) #4 Nepenthes khasiana (I) Nepenthes rajah (I) ORCHIDACEAE ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (17) #4 17 EN Caribbean mahogany Pitcher plants (old-world) Tropical pitcher plants Indian pitcher plant Giant tropical pitcher plant Orchids Orchids Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and (a) when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or (b) when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification. Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents. 64 EN Annex A Annex B Annex C Common name For all of the following Annex A orchid species, seedling or tissue cultures are not subject to the provisions of this Regulation, when: - they are obtained in vitro, in solid or liquid media, and - meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006, and - when introduced into or (re-)exported from the Union are transported in sterile containers Aerangis ellisii (I) Cephalanthera cucullata (II) Cypripedium calceolus (II) Dendrobium cruentum (I) Goodyera macrophylla (II) Laelia jongheana (I) Laelia lobata (I) Liparis loeselii (II) Ophrys argolica (II) Ophrys lunulata (II) Orchis scopulorum (II) Paphiopedilum spp. (I) Peristeria elata (I) Phragmipedium spp. (I) Renanthera imschootiana (I) Spiranthes aestivalis (II) Hooded helleborine Lady's slipper orchid Madeiran lady’s-tresses OROBANCHACEAE Cistanche deserticola (II) #4 PALMAE (ARECACEAE) Beccariophoenix madagascariensis (II) #4 Chrysalidocarpus decipiens (I) Lemurophoenix halleuxii (II) EN 65 Fen orchid Eyed bee orchid Crescent ophrys Madeiran orchid Asian slipper orchids Holy ghost orchid South American slipper orchids Red vanda Summer lady's-tresses Broomrapes Desert cistanche Palms Manarano Butterfly palm Hovitra varimena EN Annex A Annex B Annex C Lodoicea maldivica (III Seychelles) #13 Marojejya darianii (II) Neodypsis decaryi (II) #4 Ravenea louvelii (II) Ravenea rivularis (II) Satranala decussilvae (II) Voanioala gerardii (II) PAPAVERACEAE Meconopsis regia (III Nepal) #1 Common name Coco de Mer Ravimbe Triangle palm Lakamarefo Gora Satranabe Voanioala Poppies Himalayan poppy PASSIFLORACEAE Adenia firingalavensis (II) Adenia olaboensis (II) Adenia subsessilifolia (II) Bottle liana Vahisasety Katakata Pedalium family Uncarina Uncarina Pine family Guatemalan fir PEDALIACEAE Uncarina grandidieri (II) Uncarina stellulifera (II) PINACEAE Abies guatemalensis (I) Pinus koraiensis (III Russian Federation) #5 PODOCARPACEAE Podocarpus neriifolius (III Nepal) #1 Podocarpus parlatorei (I) PORTULACACEAE Anacampseros spp. (II) #4 Avonia spp. (II) #4 Lewisia serrata (II) #4 PRIMULACEAE Cyclamen spp. (II) (18) #4 18 EN Podocarps Yellow wood Parlatore's podocarp Portulacas, purslanes Purslanes Saw-toothed lewisia Primulas, cyclamens Cyclamens Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers. 66 EN Annex A Annex B RANUNCULACEAE Adonis vernalis (II) #2 Hydrastis canadensis (II) #8 ROSACEAE Prunus africana (II) #4 RUBIACEAE Balmea stormiae (I) Annex C Common name Buttercups Yellow adonis Golden seal Roses, cherries African cherry Ayugue Ayugue SANTALACEAE Osyris lanceolata (II) (Only the East African sandalwood populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the United Republic of Tanzania; no other population is included in the Annexes to this Regulation) #2 SARRACENIACEAE Sarracenia spp. (II) (Except for the species included in Annex A) #4 Sarracenia oreophila (I) Sarracenia rubra ssp. alabamensis (I) Sarracenia rubra ssp. jonesii (I) Green pitcher plant Alabama canebrake pitcher plant SCROPHULARIACEAE Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2 STANGERIACEAE Bowenia spp. (II) #4 Stangeria eriopus (I) TAXACEAE Taxus chinensis and infraspecific taxa of this species (II) #2 Taxus cuspidata and infraspecific taxa of this species (II) (19) #2 19 EN Pitcher plants (new world) Pitcher plants Mountain sweet pitcher plant Figworts Indian gentian Stangerias (cycads) Cycads Stangeria Yews Chinese yew Japanese yew Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text ‘artificially propagated’, are not subject to the provisions of this Regulation. 67 EN Annex A Annex B Annex C Common name Taxus fuana and infraspecific taxa of this species (II) #2 Taxus sumatrana and infraspecific taxa of this species (II) #2 Taxus wallichiana (II) #2 Tibetan yew Aquilaria spp. (II) #14 Gonystylus spp. (II) #4 Gyrinops spp. (II) #14 Agarwood Ramin Agarwood Tetracentrons Sumatran yew Himalayan yew Agarwood, ramin THYMELAEACEAE (AQUILARIACEAE) TROCHODENDRACEAE (TETRACENTRACEAE) Tetracentron sinense (III Nepal) #1 VALERIANACEAE Valerians Nardostachys grandiflora (II) #2 VITACEAE Cyphostemma elephantopus (II) Cyphostemma laza (II) Cyphostemma montagnacii (II) WELWITSCHIACEAE Welwitschia mirabilis (II) #4 ZAMIACEAE ZAMIACEAE spp. (II) (Except for the species included in Annex A) #4 Ceratozamia spp. (I) Chigua spp. (I) Encephalartos spp. (I) Microcycas calocoma (I) Horncones ZINGIBERACEAE Hedychium philippinense (II) #4 ZYGOPHYLLACEAE Bulnesia sarmientoi (II) #11 Guaiacum spp. (II) #2 EN Lazampasika Laza Lazambohitra Welwitschias Welwitschia Cycads Cycads 68 Bread palms Palm corcho Ginger lilies Philippine garland-flower Lignum-vitae Holy wood Lignum-vitae EN Annex D Common name FAUNA CHORDATA (CHORDATES) MAMMALIA CARNIVORA Canidae Mammals Dogs, foxes, wolves Red fox Red fox Red fox Badgers, martens, weasels etc. Mountain weasel Stoat Yellow-bellied weasel Siberian weasel Vulpes vulpes griffithi (III India) §1 Vulpes vulpes montana (III India) §1 Vulpes vulpes pusilla (III India) §1 Mustelidae Mustela altaica (III India) §1 Mustela erminea ferghanae (III India) §1 Mustela kathiah (III India) §1 Mustela sibirica (III India) §1 DIPROTODONTIA Macropodidae Kangaroos, wallabies Doria’s tree-kangaroo Goodfellow's tree-kangaroo Huon tree-kangaroo Golden-mantled tree-kangaroo Seri’s tree-kangaroo Birds Dendrolagus dorianus Dendrolagus goodfellowi Dendrolagus matschiei Dendrolagus pulcherrimus Dendrolagus stellarum AVES ANSERIFORMES Anatidae Anas melleri Ducks, geese, swans Meller's duck Columba oenops Didunculus strigirostris Ducula pickeringii Gallicolumba crinigera Ptilinopus marchei Turacoena modesta Doves, pigeons Peruvian pigeon Tooth-billed pigeon Grey imperial-pigeon Mindanao bleeding-heart Flame-breasted fruit-dove Black cuckoo-dove COLUMBIFORMES Columbidae EN 69 EN Annex D Common name GALLIFORMES Cracidae Chachalacas, currassows, guans Black curassow Horned curassow White-crested guan Megapodes, scrubfowl Moluccan scrubfowl Grouse, guineafowl, partridges, pheasants, tragopans White-necklaced partridge Bulwer's pheasant Siamese fireback Salvadori's pheasant Kalij pheasant Reeves's pheasant Crax alector Pauxi unicornis Penelope pileata Megapodiidae Eulipoa wallacei Phasianidae Arborophila gingica Lophura bulweri Lophura diardi Lophura inornata Lophura leucomelanos Syrmaticus reevesii §2 PASSERIFORMES Bombycillidae Bombycilla japonica Corvidae Cyanocorax caeruleus Cyanocorax dickeyi Cotingidae Procnias nudicollis Emberizidae Dacnis nigripes Sporophila falcirostris Sporophila frontalis Sporophila hypochroma Sporophila palustris Estrildidae Amandava amandava Cryptospiza reichenovii Erythrura coloria Erythrura viridifacies Estrilda quartinia (Frequently traded as Estrilda melanotis) Hypargos niveoguttatus EN 70 Waxwings Japanese waxwing Crows, magpies, jays Azure jay Tufted jay Cotingas Bare-throated bellbird Cardinals, seedeaters, tanagers Black-legged dacnis Temminck's seedeater Buffy-throated seedeater Grey-and-chestnut seedeater Marsh seedeater Mannikins, waxbills Red avadavat Red-faced crimson-wing Red-eared parrotfinch Green-faced parrotfinch Yellow-bellied waxbill Peters’s twinspot EN Annex D Common name Lonchura griseicapilla Lonchura punctulata Lonchura stygia Fringillidae Carduelis ambigua Carduelis atrata Kozlowia roborowskii Pyrrhula erythaca Serinus canicollis Serinus citrinelloides hypostictus (Frequently traded as Serinus Grey-headed silverbill Scaly-breasted munia Black munia Finches Black-headed greenfinch Black siskin Tibetan rosefinch Grey-headed bullfinch Cape canary East African citril citrinelloides) Icteridae Sturnella militaris Muscicapidae Cochoa azurea Cochoa purpurea Garrulax formosus Garrulax galbanus Garrulax milnei Niltava davidi Stachyris whiteheadi Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni) Turdus dissimilis Pittidae Pitta nipalensis Pitta steerii Sittidae Sitta magna Sitta yunnanensis Sturnidae Cosmopsarus regius Mino dumontii Sturnus erythropygius EN 71 New-world blackbirds Pampas meadowlark Old-world flycatchers, thrushes Javan cochoa Purple cochoa Red-winged laughingthrush Yellow-throated laughingthrush Red-tailed laughing thrush Fujian niltava Chestnut-faced babbler Swynnerton's robin Black-breasted thrush Pittas Blue-naped pitta Azure-breasted pitta Nuthatches Giant nuthatch Yunnan nuthatch Mynas, starlings Golden-breasted starling Yellow-faced myna White-headed starling EN Annex D Common name REPTILIA SAURIA Agamidae Reptiles Physignathus cocincinus Chinese water dragon Abronia graminea Arboreal alligator lizard Geckos New Caledonia bumpy gecko Guichenot's giant gecko New Caledonia giant gecko Small-scaled wonder gecko Common wonder gecko Spiny-tailed lizards Karsten's girdled lizard Four-lined girdled lizard Anguidae Gekkonidae Rhacodactylus auriculatus Rhacodactylus ciliatus Rhacodactylus leachianus Teratoscincus microlepis Teratoscincus scincus Gerrhosauridae Zonosaurus karsteni Zonosaurus quadrilineatus Iguanidae Ctenosaura quinquecarinata Club-tail iguana Skinks Crocodile skink New Guinea helmet skink Scincidae Tribolonotus gracilis Tribolonotus novaeguineae SERPENTES Colubridae Typical snakes, water snakes, whip snakes Taiwan stink snake Radiated rat snake Taiwan beauty snake Bocourt's water snake Masked water snake Northern leafnose snake Madagascar menarana snake Indochinese rat snake Redneck keelback Sea snakes Shaw's sea snake Vipers Malayan pit viper Elaphe carinata §1 Elaphe radiata §1 Elaphe taeniura §1 Enhydris bocourti §1 Homalopsis buccata §1 Langaha nasuta Leioheterodon madagascariensis Ptyas korros §1 Rhabdophis subminiatus §1 Hydrophiidae Lapemis curtus (Includes Lapemis hardwickii) §1 Viperidae Calloselasma rhodostoma §1 EN 72 EN Annex D Common name AMPHIBIA ANURA Dicroglossidae Frogs and toads Frogs Fanged River Frog or Javan Giant Frog Tree frogs Waxy monkey tree frog Neotropical frogs Red spotted burrow frog Frogs Albanian pool frog Limnonectes macrodon Hylidae Phyllomedusa sauvagii Leptodactylidae Leptodactylus laticeps Ranidae Pelophylax shqiperica CAUDATA Hynobiidae Asiatic salamanders Semirechensk salamander / Central Asian salamander / Siberian salamander Lungless salamanders Giant palm salamander Newts and salamanders Sword-tailed newt Anderson’s salamander Paddletail newt Warty newt North African fire salamander Crocodile newts Fish Ranodon sibiricus Plethodontidae Bolitoglossa dofleini Salamandridae Cynops ensicauda Echinotriton andersoni Laotriton laoensis Paramesotriton spp. Salamandra algira Tylototriton spp. ACTINOPTERYGII PERCIFORMES Apogonidae Pterapogon kauderni Banggai cardinalfish ARTHROPODA (ARTHROPODS) INSECTA LEPIDOPTERA Papilionidae Insects Butterflies Birdwing and swallow-tail butterflies Short-horned baronia Baronia brevicornis Papilio grosesmithi Papilio maraho EN Broad-tailed swallowtail 73 EN Annex D Common name MOLLUSCA (MOLLUSCS) GASTROPODA Haliotidae Haliotis midae Midas ear abalone FLORA AGAVACEAE Agaves Calibanus hookeri Dasylirion longissimum Beargrass Arums Green dragon ARACEAE Arisaema dracontium Arisaema erubescens Arisaema galeatum Arisaema nepenthoides Arisaema sikokianum Arisaema thunbergii var. urashima Arisaema tortuosum Biarum davisii ssp. marmarisense Biarum ditschianum COMPOSITAE (ASTERACEAE) Asters, daisies, costus Arnica montana §3 Othonna cacalioides Othonna clavifolia Othonna hallii Othonna herrei Othonna lepidocaulis Othonna retrorsa Mountain tobacco ERICACEAE Heathers, rhododendrons Bearberry Gentians Great yellow gentian Wakerobins Dwarf wakerobin Ill-scented wakerobin Arctostaphylos uva-ursi §3 GENTIANACEAE Gentiana lutea §3 LILIACEAE Trillium pusillum Trillium rugelii EN 74 EN Annex D Common name Trillium sessile Sessile-flowered wakerobin wood-lily Clubmosses Stagshorn clubmoss Mahoganies, cedars LYCOPODIACEAE Lycopodium clavatum §3 MELIACEAE Cedrela montana §4 Cedrela oaxacensis §4 Cedrela salvadorensis §4 Cedrela tonduzii §4 MENYANTHACEAE Bogbeans Bogbean Parmelioid lichens Icelandic moss Desert roses Desert rose Desert rose Sesame, devil’s claw Devil’s claw Portulas, purslanes Menyanthes trifoliata §3 PARMELIACEAE Cetraria islandica §3 PASSIFLORACEAE Adenia glauca Adenia pechuelli PEDALIACEAE Harpagophytum spp. §3 PORTULACACEAE Ceraria carrissoana Ceraria fruticulosa SELAGINELLACEAE Clubmosses, spikemosses Rose of Jericho Selaginella lepidophylla EN 75 EN