A COMPARATIVE ASSESSMENT OF FUTURE HEAT AND POWER SOURCES FOR THE UK DOMESTIC SECTOR Jeremy Cockroft, Nick Kelly# Energy Systems Research Unit, University of Strathclyde, Glasgow, G1 1XJ # Corresponding Author e-mail: nick@esru.strath.ac.uk tel: +44(0)141 548 2854 fax: +44(0)141 5525105 ABSTRACT In 2003 the UK government announced its aspiration for a 60% reduction in CO 2 emissions by 2050 relative to 1990 levels. To achieve this radical target action is required across all sectors of the economy to significantly reduce energy demand and to increase the supply of energy from zero or low carbon sources. Focusing on the domestic sector, where energy consumption is currently rising, technologies such as fuel cells, Stirling and internal combustion engine micro-CHP and heat pumps are often cited as the means to reduce carbon emissions. However there is much uncertainty as to the potential environmental benefits (if any) of the aforementioned technologies when set against a picture of changing energy supply and demand. The paper describes an analysis in which the performance of these four different technologies mentioned above was compared against a common datum of energy supply from condensing gas boilers and grid electricity for a number of scenarios. The aim of the analysis was to determine if significant CO2 savings could be made and the minimum thermodynamic performance criteria that these technologies must attain if they are to yield any environmental benefits. The main finding of the work is that air source heat pumps yield significantly more CO2 savings than any of the other technologies examined. KEYWORDS heat pumps, fuel cells, cogeneration, modelling, housing, emissions INTRODUCTION 2003 saw the publication of the United Kingdom’s Energy White Paper [1], the core of which was the aspiration for a 60% reduction in greenhouse gas emissions by 2050 compared to 1990 values. To achieve this goal the UK will need to implement radical changes in the means by which energy is supplied and used. Focusing on the domestic sector the large scale deployment of embedded renewable technologies such as photovoltaics (PV) and micro wind power, micro combined heat and power (μ-CHP) coupled with greatly improved energy efficiency is seen as a means of combating increasing energy demand and reducing carbon emissions. The transition towards low carbon housing is of particular interest to researchers from many disciplines in that the effective integration of renewables and micro power technologies and improving energy efficiency will require significant changes from a technical, economic and social perspective given that the provision of heat and (particularly) power from local sources will involve a radical shift away from the energy supply systems in common use today. Significant resources are being targeted in this area with several large scale research projects underway examining issues ranging redesigning dwellings for low carbon emissions [2] to the integration of micro-power within the electricity supply infrastructure [3]. Surprisingly, despite these research efforts there is currently little published literature on the likely effect of deploying new heat and power sources on UK domestic CO2 emissions. With regards to energy efficiency, the energy profile of the domestic sector is changing, driven by conflicting trends. Positive drivers for change include the development of more energy efficient and responsive environmental conditioning equipment. Additionally, new legislation is also being designed to drive down energy demands, for example, the European Energy Performance in Buildings Directive (EBPD) [4] introduces mechanisms such as energy labelling and performance benchmarking for buildings. Counteracting these positive trends are increased expectations for occupant comfort (e.g. increased internal temperatures and demand for hot water); increased demand for electronic equipment; a growing market for domestic air-conditioning; changing demographics (e.g. an ageing population, reducing family sizes, increasing numbers of single-person households); behavioural patterns and socioeconomic developments (e.g. increased working-from-home): all are acting to increase domestic energy consumption [5]. Given this complex and changing picture of domestic energy supply and demand driven by social change, legislation and many other factors it is difficult to determine exactly what impact the introduction of new heat and power technologies into the domestic sector will have. In this paper a simulation-based approach is adopted to assess the performance of new domestic energy supply systems and quantify any resulting environmental benefits. Key questions to be answered include the following. What levels of performance will be required to produce tangible environmental savings? What impact will energy efficiency have on the viability of these technologies? How do they compare to each other and conventional alternatives? This paper sets out to examine these issues within the context of changing energy supply and demand characteristics (e.g. increased production of electricity from centralised renewable sources such as wind and tidal power and improved domestic energy efficiency). NEW DOMESTIC HEAT AND POWER TECHNOLOGIES Many new technologies are emerging as potential low carbon heat and/or power sources for the domestic sector, which could be considered as a direct replacement for the domestic boiler. Some of the main examples include: air-source heat pumps; micro-CHP featuring internal combustion engines (ICE), micro-CHP featuring Stirling Engines, proton exchange membrane fuel cells (PEM) and solid oxide fuel cells (SOFC). Air Source Heat Pumps: while ground source heat pumps have traditionally had a higher coefficient of performance (COP) [6], the capital cost associated with their installation and the lack of availability of land for the evaporator coils in urban areas coupled with ready availability of other fuel sources such as coal, oil and latterly natural gas has meant that the number of ground source heat pumps (GSHPs) installed in the UK is very small [7]. The technology behind air source heat pumps (ASHPs) has been significantly improved in recent years and COPs of more than 3 have been reported in tests and field trials (e.g. [8]). ASHPs potentially have a much greater market potential than GSHPs in the UK due to the fact that they are more easily retro-fitted and could be seen as a direct replacement for the gas boilers that are the main heat source for around 80% of the UK’s homes 9]. There is currently one major field trial of ASHP’s underway in the UK1 and several others planned. Stirling Engine Micro-CHP: in the UK there is significant interest in the use of this technology to replace domestic boilers. There are currently several large scale field trials underway, however given the near-tomarket status of the technology, performance data from these trials is limited. Useful information on insitu-performance is available from studies conducted by NRCan [10], where overall device efficiencies of 1 Undertaken by West Lothian Council over 80% have been reported. Heat to power ratios are of the order of 12:1 and consequently the electrical power output from these units is low (<1kW). ICE Micro-CHP: Several internal combustion engine (ICE) combined heat and power (CHP) devices, specifically targeted at the domestic sector have recently appeared on the market. These devices are usually scaled down versions of larger units and are designed to run on natural gas and have sizes ranging in size 1-4kW of electrical output. Some limited performance data is available from the manufacturers, with heat to power ratios of around 3:1 and overall efficiencies of 85% being reported [11]. Fuel Cells: two fuel cell technologies are of interest with regards to domestic heat and power applications: the proton exchange membrane (PEM) and the solid oxide fuel cell (SOFC). SOFCs offer a higher-grade source of heat for the production of steam, high-pressure hot water or low-pressure hot water. Moreover their high operating temperature (800-1000oC) leads to high electrical efficiencies, with 45% electrical efficiency and an overall efficiency of around 85% being reported (Sulzer Hexis, 2005). The high operating temperature also means that reforming of hydrocarbon fuels (e.g. natural gas) to produce the hydrogen needed to power these units can be done internally [13]. While the previous three technologies could be described as market ready, the prospect of heat and power from domestic fuel cells is still several years away. The US DOE published cost targets for stationary fuel cells, with a target of $750/kW by 2010. At these levels the technology would be competitive with alternative technologies, however current costs are significantly greater than this at over $2000/kW [14]. ANALYSIS In this paper the environmental performance of the low carbon technologies mentioned above is analysed using computer simulation; the approach adopted is to calculate their CO2 emissions when supplying heat and power to three characteristic UK dwellings for a number of different scenarios and comparing these emissions to the conventional alternative, e.g. a boiler and grid electricity. The three characteristic UK dwellings considered in the simulations were: an apartment with a total floor area of 68m2; a terraced dwelling with a floor area of 90m2; and a ‘semi-detached’ dwelling with a floor area of 87m2 . In the simulations two different demand and supply scenarios are considered; these correspond, very roughly, to the current situation in 2005 and a more energy efficient scenario in 2020. For the 2005 demand scenario the buildings are assumed to be poorly insulated and have poor air tightness (1.5 air changes per hour): typifying the performance of many current UK dwellings. For the second more energy efficient demand scenario the buildings are insulated to current UK building regulations [15, 16], while air tightness has been significantly improved such that infiltration is restricted to 0.5 air changes per hour. In both cases the buildings are subject to intermittent occupancy, which represents occupation by a working family. In all cases the living space in each dwelling was heated to 21 oC, while the other spaces were heated to 18oC, temperatures which are typical of UK dwellings [9] The complementary supply scenarios are as shown in table 1. The first reflects the make up of the UK electricity supply at present and the other represents the envisaged supply in 2020 [17]. Table 1 Electricity Supply Make up (%) Source 2005 2020 Coal 33.0 12.0 Oil 0.6 0.4 Gas 33.9 48.2 Nuclear 24.6 5.8 Hydroa 0.9 0.6 Other RE 4.4 12.4 Importsb 2.6 20.3 CO2 ‘coefficient’ of grid 0.42 0.30 electricity kg CO2/kWh a pumped storage bFrench electricity Notice that the envisaged change in the supply make up reduces the CO 2 coefficient for grid electricity by approximately 28% by 2020. A total of 24 scenarios are analysed (2 demand/supply combinations x 3 dwellings x 4 micro generation sources); each of the low carbon technologies is in turn subjected to up to 6 variations in electrical and thermal efficiency leading to a total of 124 different analyses. Specifically, the variations made are: (1) the thermal efficiency is increased while the electrical efficiency is held constant: effectively increasing the overall efficiency and the heat to power ratio of the device; (2) the electrical efficiency of the device is increased while the thermal efficiency is held at the rated value: decreasing the heat to power ratio while increasing the overall efficiency. For the air source heat pump only the COP is varied. The calculation of each building’s annual CO2 emissions2 for each combination required the development of a customised calculation tool. The tool uses hourly time-varying electrical, space heating and hot water demand profiles, details of the prevailing electricity generation mix (shown in table 2) coupled with models of the micro-generation and conventional heat and power technologies to calculate the hourly CO 2 emissions associated with heating and powering the dwellings over the course of a year. The ESP-r building simulation tool [18] is used to calculate the time-varying space heating demands for each dwelling type. In ESP-r the geometry of the building, fabric, systems and occupant activity are described in a mathematical model. Solution of this model with real climate data and user defined control criteria yields the building’s time-varying mass, energy flows and state variables (e.g. temperature, pressure, etc.) over a simulated period. UK standard electricity profiles3 describing the daily variations of household electricity demand were modified for each dwelling: each profile was scaled according to the floor area and number of occupants. For the 2020 scenario electricity consumption patterns are assumed to follow the current trend: increasing at 2% per year [5], hence demand in 2020 is 30% greater than the 2005 case. Note that DTI projections assume that overall electricity demand will increase by 36% over the whole economy by 2020. Hot water demand profiles are calculated based on an assumption of 36 litres of hot water usage per person per day [21]; this figure is based on data from 1997. Typical profiles of hot water consumption have two distinct demand peaks; in the morning and again in the evening [22]. A combination of the 2 Note that this paper will specifically avoid addressing criteria for economic viability for a number of reasons. Firstly, many low carbon technologies are currently at the prototype and early deployment stages and so the eventual cost of these units is hard to predict. Secondly, the technologies’ economic viability is heavily dependent upon the cost of fuel (gas and electricity), which is currently in a state of flux in the UK (e.g. [19, 20]) with fuel process rising above inflation in the period 2003-5. Price increases may make technologies such as micro-power more attractive, but for micro-CHP in particular many other factors come into play: for example the electricity/gas price differential is crucial. Current UK price trends may not be advantageous if gas prices continue to rise and electricity prices remain comparatively low. Finally, unless there are demonstrable environmental benefits from new domestic energy technologies then the economic arguments become irrelevant, as there will be no environmental impetus to install these technologies in dwellings. 3 http://www.electricity.org.uk global consumption data and profile information is used to generate the demand profiles for these simulations. The profiles are scaled according to the number of occupants in the dwelling. Figures 1 and 2 show the simulated heat, electrical and hot water demands from the 2005 and 2020 scenarios from the apartment dwelling for a winter day in January. The graphs show total demand (kW) and its constituents at each hour. Note the dramatic reduction in the space heating energy requirement (and hence total demand) caused by the improvements in insulation and air tightness. Given the high-level nature of this study and the distinct lack of suitable models of micro power devices 4, some simple parameterised models of the generation components were used in this analysis. The parameters used for each model are those that dictate the basic performance in relation to supplying the calculated demands. Sensitivity analysis on these key parameters (table 2) gives an approximate indication of the minimum performance criteria needed for each low carbon technology to yield a CO2 saving compared to the provision of heat from a condensing gas boiler (efficiency 91% 5) and electricity from the grid. In each case the micro-generation device was sized to be capable of meeting the maximum thermal demand (space heating and power) from the building being analysed. Control of the each device was assumed to be on/off. Hence if the hourly load is less than the device capacity, the device will cycle between zero and full output, operating on full load for a fraction of the hour f. Table 2 Technology Performance Variables Technology Variables Air Source Heat Pump COP Fuel Cell, Stirling and electrical efficiency, thermal ICE Micro-CHP efficiency, overall efficiency, H:P ratio In the analysis an assumption made was that any surplus electrical output from the fuel cell, Stirling engine or ICE engine is exported back to the grid. Note however that exported power is not included in the CO2 saving calculation: exporting power from a large number of micro-generators could eventually 4 The lack of models for micro-power devices, specifically for building simulation tools is being addressed within the International Energy Agency’s (IEA) Energy Conservation in Building and Community Systems (ECBCS) Annex 42 [23]. http://www.cogen-sim.net 5 www.sedbuk.com lead to a larger generator ceasing operation, operating at part load or could displace renewable electricity, hence it is difficult to determine if a CO2 saving (or penalty) results from power export. For cogeneration devices, the CO2 saving, S (kg CO2/annum) at each hour of the year is calculated by subtracting the emissions associated with provision of heat and power the cogeneration device and any impoted electricity from the emissioms associated with suppying a heat from a condensing boiler and all electricity from grid. For the Stirling, ICE and SOFC units, the saving is calculated using the following equation: Q S TH G Ei E B QTH EOM G EiM E M (1) Equation 1 can be re-arranged to give QTH EOM Q S TH M B Ei EiM E G (2) Where EiM Ei EOM EiM Ei E OM E i (3) E OM E i Equation 1 can therefore be expressed as: QTH EOM Q S TH M B EOM E EO Ei G (4) M In the case of the air source heat pump, the CO2 savings for each hour of the year are calculated by subtracting the emissions associated with the electricity used by the heat pump from the emissions associated with supplying heat from a boiler: S QTH G E B COP (5) Balance of plant and distribution system losses are assumed to contribute to the heating of the dwelling and so the efficiencies of these subsystems are not included in the calculations. RESULTS Figure 3 shows the predicted CO2 savings from all of the simulations conducted for the 2005 demand scenario. Figure 4 shows the results for the simulations conducted for the 2020 scenario. Importantly the figures show that in certain cases micro-generation and heat pump devices show a negative carbon saving. For both the 2005 and 2020 scenarios the air source heat pump (ASHP) shows the greatest potential CO2 savings. The savings are greatest with the 2005 electricity supply mix and demand level; the reason for this is that the high heat demands for the 2005 scenario afford the air source heat pump (ASHP) the greatest potential to offset CO2 emissions: the greater the amount of heat produced by the ASHP the greater the CO2 saving compared to a conventional boiler. For the ASHP each kWh of heat produced saves s (kg/CO2): s G E B COP (6) Inspection of equation 5 indicates that for the air source heat pump (ASHP), the potential CO 2 savings per kWh of heat supplied actually increase as the carbon dioxide emissions factor of electricity (E) reduces. Examining the curves displayed in figures 7 and 8 it can be deduced that with the 2005 fuel mix a minimum COP of around 2.0 is required to achieve CO 2 savings, while with the 2020 fuel mix this is reduced to 1.4; these values can also be determined from equation 5 by setting s to 0 and rearranging for the COP. Figures 4 and 5 show that for the ASHP and the Stirling engine units, the magnitude of potential CO2 savings decreases from 2005-2020 due to the fact that the amount of heat supplied to each of the dwellings decreases significantly (50-60%); this reduction in heating energy requirement does not affect the SOFC and ICE micro-CHP devices as dramatically as electricity consumption increases significantly, hence the CO2 saving potential of these two technologies deceases only slightly with the 2020 demand scenario and fuel mix. Figure 5 shows the CO2 savings from the SOFC, ICE and Stirling engine micro generation units plotted against overall efficiency for the 2005 scenario. Shaded areas have been added to indicate the envelope of operation examined in the simulations. These areas indicate the rough efficiencies required of these technologies to enable them to make positive CO2 savings: for all three technologies an overall efficiency of more than 85% is required. Figure 6 shows the same technologies for the 2020 scenario. Again shaded areas have been added indicating that for the SOFC and ICE units an overall efficiency of over 80% would be required to make CO2 savings, while for Stirling engines over 85% would be required. Interestingly Figures 5 and 6 show that Stirling engine units become less environmentally viable with the more energy efficient 2020 scenario, while the viability of ICE and SOFC units improve; notice the shaded areas for the ICE and SOFC units move upwards in the 2020 graph while the shaded area for the Stirling engine moved downward. There are several reasons for this change in viability. Firstly, the little electricity displaced by the Stirling engine has a lower carbon content in the 2020 scenario, reducing the potential for savings. Secondly the total amount of electricity which can be displaced is reduced as the reduction in space heating demands reduces the engine’s potential running time. Finally the change in heating and electricity demand characteristics with the reduction in heat demands and increase in electrical power loads alters the three buildings’ heat to power ratios (5:1 → 3:1), moving the ratios further away from that of the Stirling engine (12:1). Conversely, this heat to power ratio now closely matches those of the SOFC and the ICE CHP units (3:1); this results in almost all of the electricity produced by these two units being used internally, displacing grid electricity. For the 2005 scenario, much of the electricity being produced by the SOFC and ICE CHP devices was exported, resulting in fuel use for no tangible CO2 saving. Figure 7 shows that for an ASHP COP of around 3, a COP which is already being achieved [8], savings of between 500-800kg per annum or, approximately, a 20% reduction in CO2 emissions are achieved. The Stirling engine, SOFC and ICE micro-CHP cannot achieve this magnitude of emissions saving. CONCLUSIONS The main findings from this exploratory simulation-based analysis are: Of the four micro heat and power technologies examined, air source heat pumps (ASHP) offer the greatest potential for significant CO2 emissions reductions compared to a condensing boiler and grid electricity. Unless run at very high efficiencies (for the 2005 scenario) all the micro generation and heat pump devices analysed might operate with negative carbon savings: the SOFC, ICE and Stirling engine units need to operate with overall efficiencies of more than 85% to make tangible carbon savings, while the ASHP needs to operate with a COP of more than 2. The SOFC, ICE micro-CHP and Stirling engine devices cannot attain the same magnitudes of carbon savings as the ASHP. A reduction in the CO2 emissions coefficient of grid electricity increases the potential for CO 2 savings from the ASHP; however reduced heat demands due to improved fabric and air tightness reduce the overall magnitude of potential savings. The current UK trend towards greater electricity consumption and improved insulation in buildings significantly alters heat and power demand characteristics, reducing the heat to power ratio and improving the environmental viability of solid oxide fuel cells and internal combustion engine based micro-CHP, but reducing the potential for CO2 savings from Stirling engine based micro-CHP. FURTHER WORK While this study provides useful insight into the basic viability of each of the four technologies analysed, more detailed work is required in the following areas prior to drawing final conclusions: Assessment of the impact of the balance of plant (BOP) including energy storage, more complex control strategies, coupled with time-varying device efficiencies and possibly sub-hourly time steps will require the development of detailed micro generation technology models for use in building simulation tools. Work in the area of profiles and development of building simulation models of micro-generation is currently being undertaken within an International Energy Agency project sponsored within its implementing agreement in Energy Conservation in Building and Community Systems.[21] A fixed CO2 emissions coefficient was assumed in this paper, however in reality this will vary over time as different central power sources come on and off line during the day. So the timing of power displacement/export from micro-cogeneration in relation to the variation in the electricity supply mix and its impact on CO2 savings requires investigation. The accuracy of using hourly profiles in estimating CO2 savings, particularly in the analysis of micro-CHP has been called into question recently [24]. Work is therefore required in gathering characteristic sub-hourly profiles of both hot water and especially power consumption for different user types. ACKNOWLEDGEMENTS The authors gratefully acknowledge the help of John Lightfoot of Marstair Ltd. for the provision of air source heat pump performance data. 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NOMENCLATURE Thermal demand (kWh) QTH G E Ei Eo Natural gas CO2 emissions coefficient (kg CO2/kWh) Grid electricity emissions coefficient (kg CO2/kWh) Electricity import (kW) Electricity export (kW) Efficiency Subscripts B Boiler E Electricity G Gas M Micro-generation Electricity and Heating Loads 2005 6 5 4 kW Electricity 3 Water Space Heat 2 1 23 21 19 17 15 13 11 9 7 5 3 1 0 Time (hrs) Figure 1 Total Demand January Day 2005 Scenario. Electrical and Heating Loads 2020 6 5 4 Water Space Heat 2 1 23 21 19 17 15 13 11 9 7 5 3 0 1 kW Electricity 3 Time (hours) Figure 2 Total Demand January Day 2020 Scenario. Figure 3 CO2 Savings from 2005 Simulations. Figure 4 CO2 savings from 2020 Simulations. Figure 5 Efficiency vs CO2 savings 2005. Figure 6 Efficiency vs CO2 Savings 2020. Figure 7 ASHP COP vs CO2 Savings 2005. Figure 8 ASHP COP vs CO2 Savings 2020.