Proposal to Extend 1 Running head: KITTENS EXPERIMENT Proposal to Extend the Classic Hubel and Wiesel Kittens Experiment Nathan Sommer Creighton University Proposal to Extend 2 Abstract This paper proposes an extension for the Nobel Prize (1981) winning work of Hubel and Wiesel. Mimicking the classic experiment, kittens will be deprived of visual sensory stimulation from birth until the end of the critical period of brain development. Neural precursor cells will then be injected into the C-4 Layer of the visual cortex to restore a totally functioning visual processing center. The procedure for the experiment is outlined and expected results are discussed in light of relevant scientific studies. Proposal to Extend 3 Proposal to Extend the Classic Hubel and Wiesel Kittens Experiment In a famous Nobel Prize winning experiment which was recognized in 1981, Hubel and Weisel took kittens at birth and deprived them of visual sensory stimulation during the critical period of brain development. After the critical period had passed, the kittens were allowed to fully experience visual sensory stimulation. However the brains of those kittens were unable to process visual information and the kittens were in effect, blind (Purves et al., 2001). Decades after that experiment, I am proposing that there be an extension of Hubel and Wiesel’s work. My proposal is aimed at investigating the establishment of a new critical period of brain development with respect to the visual system. Specifically I will examine whether injecting neural precursor cells into the 4-C layer of the visual cortex of kittens raised in the manner done by Hubel and Wiesel, can enable normal development of the ocular dominance columns of 4-C and visual sensory neural pathways outside of the critical period of brain development. The therapeutic ramifications and the knowledge that can be gained by such an experiment are vast. Consider Mike May. Blind most of his life, he is now a married adult with children. Recently doctors were able to repair his dysfunctional photoreceptors using stem cells. His eyes have been repaired to such a degree that there is no physical reason as to why his eyes do not allow him to recognize his wife or kids (Abrams, 2002). The real problem lies within the fact that his brain developed as a young child without receiving visual sensory stimulation from the eyes which would enable the proper formation of synaptic connections within the visual cortex. Even though Mike’s eyes are now capable of relaying visual sensory information to his brain, the brain is incapable of interpreting this information and he remains blind. A similar scenario can be seen in individuals with severe hearing loss or deafness who do not receive hearing aids or cochlear implants until later on in life. These individuals have been Proposal to Extend 4 given the ability to send the brain audio sensory information through technology. However the brain remains incapable of completely interpreting the sensory information it is receiving even after months of adjustment and intense language therapy (Hensh et al., 1998, p. 1504). Hensh summarizes this reality by stating “sensory experiences in early life shapes the mammalian brain. The process of growth is one of activity dependant refinement of functional connections within the cerebral cortex” (Hensh et al., 1998, p. 1504). Therefore the key to recuperation in individuals suffering from the early onset of hearing loss or blindness lies within extending or reestablishing the critical period of development of the sensory neural pathways or creating a new period of development altogether. I seek to do the latter. The initial stages of the proposed experiment will mimic that of Hubel and Wiesel’s classic experiment. Immediately after birth, the eyes of a dozen kittens will be sewn shut to prevent visual stimulation. After the critical period of brain development has passed, which is twelve weeks after birth in kittens (Ferster, 2004), the stitches will be removed. The kittens will then have neural precursor cells injected into the visual cortex in hopes of establishing new visual sensory pathways. The injections will be followed by a lengthy period of two years of normal exposure to day/night cycles and light intensities. Whenever possible, the environment will be held constant among test subjects. This includes but is not limited to, light exposure, diet, and exercise. During and after that period, the development of neural activity will be closely monitored. The neural precursor cells must be injected into layer 4-C of the visual cortex. All neural layers pertinent to the study up to layer 4-C of the visual cortex form independently of 4-C and do not require sensory stimulation to form synaptic connections. However layer 4-C requires sensory stimulation for neurons to survive and form healthy synaptic connections in accordance Proposal to Extend 5 with the Hebbian rules (Dr. Shibata, personal communication, Spring 2004). The Hebbian rules follow the use it or lose it principle and simply state that neurons that fire together, wire together. Synaptic connections are formed between neurons that fire together and these neurons grow stronger at the expense of weaker ones because neurotrophic factors are released by target cells which keep active neurons alive (Dr. Shibata, personal communication, Spring 2004). The release of neurotrophic factors is stimulated by active pre-synaptic neurons (Dr. Shibata, personal communication, Spring 2004). Essentially survival and growth of neurons depends on an exchange between pre-synaptic neurons and target neurons in which activation is exchanged for neurotrophic factors. As noted before, the layers up to 4-C will have developed with a good degree of normalcy. However the synaptic connections between these layers and 4-C will not have developed. Thus the ocular dominance columns will not be formed (Dr. Shibata, personal communication, Spring 2004). The axons immediately preceding layer 4-C are the genicoulo cortical axons (Dr. Shibata, personal communication, Spring 2004). To increase neural activity in the targeted region and thus facilitate integration of the newly developing 4-C layer, NMDA will be added to increase activity among the genicoulo cortical axons (Dr. Shibata, personal communication, Spring 2004). The NMDA will stimulate growth by mimicking the effects of the neurotrophic factors known as glutamate which are normally released by endogenous cells (Dr. Shibata, personal communication, Spring 2004). Thus the NMDA will increase the rate of maturation of cortical neurons (Dr. Shibata, personal communication, Spring 2004). Park et al. (2003) found that “transplantation of fetal dopaminergic neurons in patients suffering from Parkinson’s disease, yielded dramatic relief from symptoms” (Park et al., 2003, p. 91). From these results it is expected that the integration of cloned neural precursor cells should Proposal to Extend 6 go smoothly and begin to assume normal neural connections and the functions with which such connections are associated. However, to provide a sufficient quantity of cells to be transplanted as well as avoiding rejection by the immune system, it will be necessary to culture a large population of clone cells. For those reasons and to eliminate genetic variation as a variable in the experiment, I recommend using only cloned kittens if possible. Obviously though, this will entail a significant financial cost. The use of cloned stem cells is a necessity, however much can still be learned through a study of non-cloned kittens. In one pertinent experiment, students with normal vision were taught to read Braille while their eyes were closed (Dr. Snipp, personal communication, Spring 2004). After many weeks of study they developed the ability to read Braille. However, when the students were allowed to see while attempting to read Braille, they were unable to do so (Dr. Snipp, personal communication, Spring 2004). The Braille experiment goes to show that the brain is capable of reorganizing how it processes sensory information. Those findings were confirmed in a University of California-Berkley study. DeAngelis, Anzai, Ohzaawa, and Freeman (1995) report that “sensory areas of the adult cerebral cortex can reorganize in response to long-term alterations in patterns of afferent signals” (DeAngelis, Anzai, Ohzaawa, & Freeman, 1995, p. 9682). In fact, “topographic reorganization is likely based on plasticity at the cortical level” (Calford et al., 2000, p. 587). The sum of the Braille and Berkley experiments suggests that a brain which has undergone some degree of development, even if certain sensory areas of the cerebral cortex do not develop, is still capable of reorganizing to such a degree that there should be successful implementation of neural sensory pathways which did not exist during the normal course of development during the critical period. Proposal to Extend 7 At the University of Michigan, it was shown that “primitive neural cells respond to brain injuries by migrating to the injured area and attempting to form new neurons” (Pobojewski, 2002, p. 1). The primitive cells used were neuroblasts, “cells midway between a stem cell and a fully developed neuron” (Pobojewski, 2002, p. 1). Once neuroblasts migrated to the injured area, they began to multiply and form neural connections (Pobojewski, 2002). The knowledge obtained by the University of Michigan study is useful in the proposed experiment in several ways. First, it reveals that neural precursor cells injected into the 4-C layer of the primary visual cortex, by the occipital lobe, may not stay in one place. Rather, they will migrate to different areas where the precursor cells have the ability to develop into fully functioning neurons, potentially capable of restoring a totally functioning visual processing center in kittens initially deprived of developing such a center. This migration phenomena is beneficial to the experiment in that the experimenters will hopefully not have to rely on hit or miss trials to find where neural precursor cells need to be injected to achieve the desired results. Instead, the injections can occur sporadically throughout the 4-C layer of the cerebral cortex and the body’s natural migration effect will take over in directing the cells to the necessary locations. If in the initial trials the cells are labeled with some type of radioactive dye and tracked to their final destinations, subsequent trial injections can be made with greater accuracy. The recommended tracking method would be to infect the cloned neural precursor cells with a virus genetically modified not to kill the cell and to produce a green fluorescent protein (Dr. Shibata, personal communication, Spring 2004). The results of such monitoring would likely be an increased understanding in how the primitive sensory processing centers develop as well as increased knowledge of the location of various neurons in the brain and their function. The Proposal to Extend 8 fluorescent marker would also enable researchers to differentiate between injected and endogenous cells. The University of Michigan study also provides some information about the maturity stage required of the injected neural precursor cells required to develop a functioning visual system in the kittens. It is very likely that the most effective precursor cells in this experiment will not be the embryonic stem cells with the most plasticity, but rather the stem cells which have achieved some level of maturation towards the adult neuron stage. Determining what degree of maturation is optimal will enable the scientific community to develop a better understanding of neural differentiation, patterns of migration and plasticity and how it relates to plasticity in the brain. If the genetic component is analyzed in great detail, it will also provide information pertaining to how various genetic sequences are turned on and off in the process of neural development. If such knowledge is obtained, it may soon be possible to artificially induce that state by undoing some of the on and off switching which has occurred in the genome of neurons. Rolling back the clock of development of neural synaptic connections of neurons may enable the nervous system to repair itself. That ability would have tremendous therapeutic possibilities. Even if such repair in the visual system is not possible, the knowledge will be useful in finding new potential therapies. Finally, the University of Michigan study seems to suggest that in rats with injured brains, the body seemed to recognize what should exist but does not. Evidence for such a statement lies in the fact that the migration of neural precursor cells in rats was specifically towards the injured area. If such an outlook is true, then it can be expected that the precursor cells injected into the 4-C layer of the visually deprived kittens will somehow know where they need to migrate to. That knowledge may be a recognition that visual sensory neural pathways do Proposal to Extend 9 not exist where they should, or on a more basic level, the individual survival drive of the precursor cells may drive them to migrate and develop connections in areas in which they have the greatest potential to survive. The Hebbian rules mentioned previously, seem to support the latter theory in that the rules recognize that neurons are competing for resources. Those that are able to gain access to the survival resources grow stronger at the expense of the other neurons, which grow weaker (Dr. Shibata, personal communication, Spring 2004). The Michigan study proposed a similar theory in stating that there seems to be some “growth factors or neurotrophic factors that stimulate the proliferation and migration of precursor cells” (Pobojewski, 2002, p. 1). It can be hoped that the proposed experiment may offer some insight into what such factors those may be. Further evidence of growth and neurotrophic factors can be seen in the loss of responsiveness to an eye initiated by enhancing GABA levels (Fagionlini et al., 2004). GABA is an inhibitory neurotransmitter which down regulates electrical messages between neurons. The presence of GABA hyper polarizes neurons and thus decreases the likelihood of a neuron reaching its threshold and firing an action potential (Dr. Shibata, personal communication, Spring 2004). It was shown that disrupting production of GABA on the genetic level “delayed the onset of the critical period indefinitely” (Fagionlini et al., 2004, p. 1681). Thus it will likely be important to monitor and limit GABA levels in the visual cortex while it is being attempted to restore visual sensory pathways. Also of great relevance to the experiment is the issue of premature visual stimulation. In mammals there is usually a great deal of development in the brain prior to exposure to sources of sensory stimulation such as visual stimulation. Therefore one might question as to what the effects will be of early exposure to visual stimulation by immature neurons and visual neural Proposal to Extend 10 pathways. An experiment done by Bourgeois, Pawel, Jasterboff, and Rakic (1989) suggests that there will be no effect. In their experiment rhesus monkeys were delivered by caesarean section three weeks prior to term. They were then exposed to normal light through day and night cycles. Their results state that they “found that premature visual stimulation does not affect the rate of synaptic accretion and overproduction” (Bourgeois, Pawel, Jasterboff, & Rakic, 1989, p. 4297). Thus, it should be expected that the unusual time in the visual cortex’s development, due to the injection of immature neural precursor cells and immediate exposure to light versus a several month incubation period, in which the kittens will be exposed to visual stimulation should not result in abnormal effects that would hinder normal neural development. At the end of the experiment observations of the synaptic connections and formation of ocular columns will provide insight into the plasticity of the visual sensory pathways with respect to the rest of the nervous system. Specifically, the experiment will give insight into the possibility of developing or repairing sensory pathways apart from the normal development of the brain. If the experiment succeeds and it is possible to impart normal visual function outside of the critical period of development, it will mark the beginnings of a path towards therapeutic possibilities of restoring other normal human functions lost in individuals due to the limited time frame of the critical period in brain development. A short list of possibilities includes restoring language, hearing, and vision capabilities in those who were not able to develop those functions in the normal course of early development. Therapeutic benefits may also exist for those suffering from strokes, neurodegenerative diseases, spinal cord injuries, or other severe brain injuries. The likely method of testing which synaptic connections and columns were formed would involve radioactive dyes, fluorescent markers, or strategic placement of electrodes in the Proposal to Extend 11 brain to trace electrical activity in the kittens and compare to a standard. These tests would be of known pathways including, but not limited to, color, motion, and horizontal and vertical light (Dr. Shibata, personal communication, Spring 2004). Alternative or follow up research possibilities should include other forms of sensory deprivation and restoration such as hearing. The basic experimental procedure would remain in tact. It would follow the course of blocking of sensory stimulation with ear plugs. After the critical period has passed, neural precursor cells would be injected into targeted cerebral cortex layers of the desired region in the brain. In the case of hearing, the region would be in the parietal lobes. Sensory stimulation would then assume normal levels. An extended period of development would be allowed during which there would be frequent monitoring of neural activity in the same manner as described in how to trace electrical activity along the visual sensory pathways in kittens. It is expected that the results would be similar for the vast majority of sensory pathways in mammals. I do not wish to make light of animal treatment concerns and recognize the necessity of addressing such concerns. During the course of the experiment every effort will be made to minimize the pain felt by the kittens and ensure their overall health through the use of anesthetics and proper animal care techniques. I believe the potential benefits for millions of people in America and worldwide outweigh the unusual course of development that the kittens will experience. Furthermore it is not possible for this experiment to be done on humans until, and if it can be refined to a therapeutic stage. The pertinence of this proposed experiment to genetics and behavior is far reaching. The use of cloned stem cells is deeply intertwined with the frontiers of genetics. It has been recognized here and elsewhere that genetic and environmental variation can influence behavior Proposal to Extend 12 and thus the experiment seeks to minimize the variation in both. Furthermore, the classic work by Hubel and Wiesel is deeply imbedded in psychology and neurobiology, demonstrating that the environment affects behavior. It is my hope that an extension of their work will yield new information in the fields and lead to innovative therapeutic options for individuals in need. Proposal to Extend 13 References Abrams, M. 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