NSW DEPARTMENT OF COMMUNITY SERVICES PROPOSAL FOR A REGULATORY SCHEME FOR CHILD MINDING SERVICES IN RETAIL SHOPPING CENTRES 1. INTRODUCTION The purpose of this paper is to provide information and seek comment on a proposal to introduce a regulation that would allow for the provision of short term child minding services in retail shopping centres. The regulation would aim to ensure the health, safety and wellbeing of children at those services, but without requiring those services to meet the full range of standards applicable to traditional licensed children’s service types such as long day care, preschool and occasional care. Casual, short term child minding in retail shopping centres is an emerging type of service for parents. Typically, children are left with carers for short periods while parents remain nearby and contactable, while they are shopping, or involved in some other activity provided by the shopping centre. Demand for this type of service is expected to come from some parents and from potential commercial providers who seek to meet this need in a retail shopping centre context. The regulatory framework for children’s services in NSW has the primary objectives of: ensuring the safety, welfare and well-being of children, promoting standards for those services, and ensuring, as far as practical, that people working in children’s services are suitable for such work. The current regulation requires licensing of traditional children’s service types, such as long day care and preschools and recognises that children may spend extended periods in care. Licensing obligations deal with requirements relating to the service’s capacity to provide care, education, protection and high quality programs that promote children’s overall development (eg physical environment, staffing ratios and qualifications). However, from time to time new forms of care emerge and the issue to be addressed in these cases is whether a traditional licensing system or some other form of regulation is most efficient and effective. This question has arisen in relation to less formal “drop-in” child care facilities that enable parents to leave their children in a safe environment for short periods while they undertake activities nearby such as shopping or business appointments. Licensing for these services would be expensive to administer and impose substantial costs on the service providers. The proposal in this paper involves introduction of an alternative to licensing a performance based regulation scheme that would require registration of these types of services, requirements to comply with a fixed set of standards that are protective of children using the service, and a compliance regime. The intention is to establish and enforce minimum conditions and standards which ensure that operators are suitable for providing the service and that D:\106759433.doc 1 they meet basic health and safety needs of children so that children’s health, safety and wellbeing is assured. 2. THE DETAILS OF THE PROPOSAL It is proposed to enable the provision of casual, short term child minding services in retail shopping centres without requiring operators to be licensed under the Children and Young Persons (Care and Protection) Act 1998 and the Children’s Services Regulation 2004, but such services would need to be registered with the Department of Community Services and would be required to maintain minimum standards for the provision of those services. The proposal would require amendments to the Children’s Services Regulation to include a new schedule of standards to apply to those services that meet a definition of child minding service in a retail shopping centre. Objectives of the proposal A primary aim of the proposal is to enable the development of safe and healthy child care services in which parents can place their children for short periods so that they can they participate in shopping and associated recreational or business services within a shopping centre. The proposed scheme is designed so that: Service providers can set up services with certainty about the rules and obligations to keep children safe and well but without the administrative burden and cost of licensing, The Department of Community Services can focus its effort on inspections and enforcement of these services to ensure that they are meeting the standards rather than administrative tasks associated with processing and renewing licences, and The regulation manages the risks in an effective way. The scheme clearly differentiates between child minding in shopping centre services and licensed occasional child care services. While both service types provide short term child care, the differences will be: Child minding in shopping centres will be constrained by standards which strictly limit service provision to up to three hours only and will require parents to remain in the vicinity of the service. Licensed occasional care services will continue to be able to offer longer hours and on a regular basis. For example, occasional care services may be used to provide regular care, say one day per week for a specified period while a child’s special needs are assessed or to supplement an existing child care arrangement. This will not be possible in a child minding service in a shopping centre. According to current guidelines issued by the Commonwealth Department of Family and Community Services, a child minding in shopping centre service would not meet the criteria for approved child care for the purpose of access to Child Care Benefit subsidies. D:\106759433.doc 2 Scope of the proposed regulation The service type will be defined as “a child minding service in a retail shopping centre for the purpose of minding for short periods and on an irregular basis the children of persons who are shoppers or users of other facilities in the centre.” A retail shopping centre is defined in the Retail Tenancies Act 1994 as a cluster of premises that has all of the following attributes: (a) at least 5 of the premises are used wholly or predominantly for the carrying on of one or more of the businesses specified in Schedule 1 (the Schedule lists a variety of shopping services including supermarkets, discount shops, newsagents), (b) the premises are all owned by the same person, or have (or would if leased have) the same lessor or the same head lessor, or comprise lots within a single strata plan under the Strata Schemes (Freehold Development) Act 1973 or the Strata Schemes (Leasehold Development) Act 1986, (c) the premises are located in the one building or in 2 or more buildings that are either adjoining or separated only by common areas or other areas owned by the owner of the retail shops, (d) the cluster of premises is promoted as, or generally regarded as constituting, a shopping centre, shopping mall, shopping court or shopping arcade. Key features of the regulatory scheme The elements of the processes and obligations that would apply under the proposed scheme are as follows: Any person seeking to register a short-term child minding service in a retail shopping centre must apply to DoCS for permission to do so, and a fee will apply. DoCS will require certain information about the management and proposed staff of the service, and undertakings from the proponent that the service will comply with the minimum Standards that will be set out in the Children’s Services Regulation (see below). Service proponents and staff would be subject to existing requirements for criminal record checking and other child protection related safeguards, such as mandatory reporting, that exist outside the children’s services framework. DoCS would provide written permission to the proponent (a Certificate of Registration) setting out the conditions of registration and required standards, to be displayed at the service. DoCS will maintain a register of approved short term child minding services in retail shopping centres. The registration will not be time-limited, but it will be personal to the proponent and not transferable. The operator of the service will be required to certify compliance with the Standards on an annual basis. This may take the form of a renewal of registration. D:\106759433.doc 3 The operator of the service will be required to advise DoCS of any changes to the personnel, premises or operating parameters of the service or if they are intending to dispose of the business. DoCS will monitor compliance with the standards from time to time. Compliance audits will be conducted and breaches of the standards will be prosecuted. Penalties for non-compliance will be established. DoCS will maintain a system whereby complaints about services can be tracked and responded to. Authorised officers of DoCS may enter the service at any time and view the operations and records of the service. It will be the responsibility of the operator to demonstrate that standards are being met (including for example through records and policies available for inspection). Minimum Service Standards A list of draft standards is attached to this proposal. They include standards relating to the staff and management; operational matters such as time limits and policies; and facilities and equipment. TO PROVIDE COMMENT The Department invites comments and feedback on all aspects of the draft standards as well as the broader proposal. Please contact: D:\106759433.doc John Mason Child Protection & Early Intervention Directorate NSW Department of Community Services Locked Bag 28 ASHFIELD NSW 1800 E-Mail: john.mason@community.nsw.gov.au Ph: 02 9716 2137 Fax: 02 9716 2134 4 CHILD MINDING SERVICES IN RETAIL SHOPPING CENTRES DRAFT STANDARDS 1. STAFF AND MANAGEMENT 1.1 Background Checks 1.2 The proponent will conduct all required Working With Children Checks under Part 7 of the Commission for Children and Young People Act 1998. No person may be involved in the provision or management of the service who has been successfully prosecuted by DoCS for a child care related offence within the previous five years. Staff Skills At least one staff member present at any time to hold a Child Care Certificate or Diploma as set out in Clause 52(2)(c) of the Children’s Services Regulation 2004 and the majority of the remaining staff to have had child care training or experience caring for children in a formal child care setting. The proponent will be required to ensure staff are aware of their obligations as mandatory reporters under the Act. All staff must have First Aid qualifications. Staff members are to be familiar with the evacuation procedures and policies of the service, and the shopping complex. Evacuation procedures to be regularly tested so that staff members are aware of emergency procedures and prepared for emergencies, and a record of the times and dates this occurs is to be recorded and available for inspection by DoCS. 1.3 Staff Numbers Adequate staff numbers are to be maintained at all times to ensure the safety and proper supervision of all children in care. A minimum of two staff must be in the service at all times when there are children in care The service must ensure that an appropriate level of adult assistance is available to guarantee the safe and speedy removal of children in an emergency. 2.0 OPERATIONS The service may operate for the hours the retail shopping centre is open. The maximum stay of any child is 3 hours on any one day and not on a regular basis. The service must require the parent/carer who drops off the child not to leave the retail shopping centre while the child is in care. The service must ensure that the parent/carer sign each child in and out of the service. Only the person who drops the child off may pick up the child. Enrolment forms are to be completed (or varied if previously registered) for each child on each visit, detailing the child’s name, address, date of birth, parent and other emergency contact details, and any relevant medical details (eg allergies, medical conditions, immunisation). The service must ensure child and parent/carer details are kept confidential and secure. Each child to have identification (eg armband, name tag) affixed on entry, including parent contact details. Policies to be displayed in relation to conditions and policies of the service, including: time limits, D:\106759433.doc 5 3 3.1 parents/carers not to leave the retail shopping centre and be contactable at all times health, safety and infectious diseases complaints (including how to complain to DoCS) procedures in the event of an emergency and/or evacuation A summary of policies to be handed to each parent/carer when they leave a child at the centre. Service to ensure appropriate arrangements (eg pagers, mobile phones) to be able to recall parents for emergencies/incidents or as a reminder that a child’s time in care is nearly over. FACILITIES AND EQUIPMENT TO MINIMISE RISK TO CHILDREN ATTENDING CHILD MINDING SERVICES Child safety in relation to security, and to reduce the risk of injury Entry and exit points at the service must be secured. Child safety gates that open outwards, to be installed at the service’s entry and exit points to ensure that children cannot enter or exit the service unaccompanied and so that children are not crushed by gates when opened. Equipment and activities to be organised to meet the physical and developmental capacity of each age group to minimise risk of disruptive and potentially harmful behaviour. Physical barriers to be established to separate different age groups of children at the service to ensure that younger children are not injured through the actions of older children. For this purpose, children are to be divided into infants, pre-school and school-aged children. Play equipment (eg climbing frames) and surfacing to meet the Australian Standards, and be maintained in a safe condition. All poisons including medication to be stored in a cabinet that is to be kept locked at all times so that children do not have unauthorised access to medication. 3.2 Fire and emergency equipment and procedures in relation to emergency events and evacuations Fire extinguishers, smoke detectors and fire blankets should be available and maintained as per AS 1851.1 (Australian Standard, 1995, Maintenance of fire protection equipment, Part 1: Portable fire extinguishers and fire blankets). Evacuation procedures should be prominently displayed in child minding services so that they are an easy reference for staff members and parents. Staff members need to be prepared for emergencies as children will not be familiar with these procedures due to the irregular nature of this type of care. Equipment such as baby pouches should be kept in an accessible place at all times and should be used during evacuation drills to ensure that infants are evacuated in a timely manner in the event of an emergency. 3.3 Child health in relation to health, hygiene, and to minimise the risk of disease A minimum of 3.25m² metres of unencumbered floor space per child to ensure that children have adequate personal space and to ensure adequate health, hygiene and to minimise the transmission of disease. Toilets and sanitary facilities to be provided to meet the requirements of Clause F2.3 as stated in the Building Code of Australia. Access to staff toilets to be sufficient to ensure that adequate supervision can be maintained at all times. If the service offers care for infants wearing nappies, at least 1 stable nappy change facility including adult hand washing facility must be available to reduce D:\106759433.doc 6 risk of injury to children or staff during nappy change; to maintain hygiene and to reduce the risk of cross infection. Nappies should also be disposed in a way that minimises the spread of infectious diseases. Bathing facility to clean/bath children in the event of soiling/vomiting accidents to maintain hygiene and prevent the spread of infectious diseases. Safe sleeping arrangements to be available for children who need to sleep and are too old for prams/strollers. Drinking water to be available and supplied to all children on request to ensure children are adequately hydrated during play. Facilities to be provided for hygienic storage and service of food to prevent spoilage so that parents may supply snacks or baby bottles for children. All facilities and equipment to be maintained in a clean and hygienic condition to minimise the overall health risks to children. D:\106759433.doc 7