SOCIALIST REPUBLIC OF VIETNAM
PAN PACIFIC
Independence – Freedom – Happiness
----------------
CORPORATION
No: 016.15/PAN/UBCK-BC
Hanoi, 27th January 2015
RESULT OF PRIVATE PLACEMENT
Stock of Pan Pacific Corporation (PAN)
To: State Securities Commission of Viet Nam
Company name: Pan Pacific Corporation
Head office: 236/43/2 Dien Bien Phu, 17 Ward, Binh Thanh District, Ho Chi Minh City,
Vietnam
Tel: (84.8) 38406868
Fax: (84.8) 35146721
I. STOCK OF THE PRIVATE PLACEMENT
1. Name of stock: Stock of Pan Pacific Corporation
2. Stock type: Common stock
3. Par value: VND 10,000/share
4. Offering volume: 25,083,333 shares
5. Total expected mobilized capital: VND 752,500,000,000
6. Beginning date of the private placement: 19/01/2015
7. Ending date of the private placement: 26/01/2015
II. RESULT
1. Number of distributed shares: 21,500,000 shares (86% total expected offering
volume).
2. Selling price: VND 35,000/share
3. Total proceeds from the private placement: VND 752,500,000,000.
4. Total expense: VND 3,772,968,500
Note: The number above is company’s estimation until 27/01/2015, the official total
expense will be adjusted and announced in the Capital Audit Report
- Share distribution expense: none
5. Total net proceeds: VND 748,727,031,500.
III. LIST AND OWNING RATIO OF INVESTORS IN THE PRIVATE PLACEMENT
No.
Investor
1
Nguyen Thi Ly
2
Vo Thi Minh Thieu
3
Dao Nhat Mai
4
Nguyen Dinh Lap
5
ID number/ Passport/
Business Registration
Certificate/ License for
establishment of
company and contract (if
investor is an
organization)
Owning
volume
before the
private
placement
Distributed
volume
Owning volume
after the private
placement
Owning ratio
after the
private
placement
(%)
-
200,000
200,000
0.24
30,000
200,000
230,000
0.28
-
150,000
150,000
0.18
1,680
200,000
201,680
0.24
Tran Thi Bich Thuy
-
100,000
100,000
0.12
6
Pham Binh Minh
-
50,000
50,000
0.06
7
Tran Vu Hoai
253,500
90,000
243,500
0.29
8
Tran Thi Kim Ha
-
200,000
200,000
0.24
9
Vu Thi Ngan
3,000
65,000
68,000
0.08
10
Le Vo An
-
30,000
30,000
0.04
11
Ta Thi Kim Oanh
-
30,000
30,000
0.04
12
Phan Ngoc Son
-
20,000
20,000
0.02
13
Saigon Dan Linh Real Estate
Company Limited
-
1,319,910
1,319,910
1.59
14
Sunway Vietnam
45,000
510,000
555,000
0.67
15
TAEL TWO PARTNERS LTD
(acting in its capacity as the
General Partner of the Asian
Entrepreneur Legacy Two, L.P.)
12,109,500
4,519,250
16,628,750
20
16
International Finance Corporation
4,000,000
4,000,000
4.81
17
Mutual Fund Elite (Non-UCITS) –
2,100,000
8,140,500
9.79
6,040,500
No.
Investor
ID number/ Passport/
Business Registration
Certificate/ License for
establishment of
company and contract (if
investor is an
organization)
Owning
volume
before the
private
placement
Distributed
volume
Owning volume
after the private
placement
Owning ratio
after the
private
placement
(%)
managed by PYN Fund
Management Ltd
18
GIC Private Limited
2,850,000
1,312,190
4,162,190
5.01
19
Kan Chan Hong Christopher
690,000
299,000
989,000
1.19
20
Marco Breu
420,000
149,200
569,200
0.68
21
Michael Louis Rosen
1,616,250
120,250
1,736,500
2.09
22
Fiachra Mac Cana
99,000
35,200
134,200
0.16
23
SSI Asset Management
7,051,080
4,300,000
11,351,080
13.65
24
NDH
8,684,025
500,000
9,184,025
11.05
25
CSC Vietnam
3,054,285
1,000,000
4,054,285
4.88
Total
21,500,000
List of investors who do not purchase shares as registered with SSC due to
uncompromising terms of shares transaction
No.
Investor
1.
Trinh Hoang Nam
2.
Nguyen Thi Hoa Hue
3.
Nguyen Xuan Thanh
4.
Le Thi Lan
5.
Dinh Thi Hong Nga
6.
Vo Hong Linh
7.
Bui Manh Son
8.
Nguyen Vu Long
9.
Bui The Tan
10.
Le Thi Luan
11.
Tran Thi Quynh Nga
12.
Vu Thi Song Nga
13.
Tran Thi Kim Ngan
14.
Nguyen Thu Thuy
15.
Le Van Quy
16.
Bui Van Tuynh
17.
Nguyen Xuan Phu
18.
Tang Thi Trinh
List of new investors not in registered list with SSC: new investors replace investors who
do not participate
No.
Investor
1.
Pham Binh Minh
2.
Tran Vu Hoai
3.
Vu Thi Ngan
4.
Le Vo An
5.
Ta Thi Kim Oanh
6.
Phan Ngoc Son
7.
International Finance Corporation
8.
GIC Private Limited
9.
Marco Breu
10.
Michael Louis Rosen
11.
Fiachra Mac Cana
Hanoi, 27th January 2015
PAN PACIFIC CORPORATION
CHAIRMAN
NGUYEN DUY HUNG