John S. DeJoy, Ph.D., CPA Union Graduate College Schenectady, NY 12308 DeJoyJ@UnionGraduateCollege.edu EXECUTIVE SUMMARY Nine Intellectual Contributions (Four Papers) within the past three years Research interests in Auditing, PCAOB, and Environmental Assurance Award for excellence in teaching; significant service efforts Extensive Curriculum Development experience CPA with “Big Four” Audit experience PRESENT POSITIONS Associate Professor of Accounting, Union Graduate College 2012 – Present Courses: MBA 613 Advanced Auditing and Research MBA 610 Contemporary Topics in Financial Reporting MBA 510 Financial Accounting MBA 512 Managerial Accounting CPA Exam Review Instructor, Becker Review Albany, NY, 2012 – Present HONORS Best Paper, Academy of Business Research Conference, March 2012 Star Award for Teaching Excellence, College of Westchester, 2009 Interviewed for Chronicle of Higher Education article, November 2010 PUBLICATIONS "Corporate Social and Financial Performance: The Role of Size, Industry, Risk, R&D and Advertising Expenses as Control Variables." Business and Society Review, no.116.2, Summer, 2011. (with M. Anderson) “Improving Audit Quality by Strengthening the PCAOB: Why the Dodd-Frank Act Won’t Prevent the next Madoff-style Fraud.” CPA Journal, The, October, 2010. (with D. Furman) "Ethics and the Independent Tax Preparer." International Journal of Global Business and Economics, Vol. 3, No. 2, 2010. (with D. Furman) DeJoy, Page 2 "Before and After Bernie: Ponzi Regulation or Lack Thereof?" International Review of Business Research Papers, Vol. 5, No. 6, November 2009, p. 63-71. (with D. Furman) Under Review: “The PCAOB Inspection Plan for Auditors of Broker Dealers: Criteria for the frequency of PCAOB inspections.” Status: Revised and Resubmitted to The CPA Journal. Working Paper: Auditor Due Diligence: Toward the prevention and detection of fraud committed by broker-dealers. REFERRED PROCEEDINGS “Auditor Due Diligence: Toward the prevention and detection of fraud committed by broker-dealers.” Presented at the Academy of Business Research Conference. New Orleans, March 2012. (with D. Furman). Winner of BEST PAPER award. “Does the Dodd Frank Wall Street Reform Act go far enough to protect investors from fraud? Toward a recommendation of criteria for the frequency of PCAOB inspections of auditors of non public broker dealers.” Presented at the Second Annual American Accounting Association Forensic and Investigative Accounting Section Research Conference. New Orleans, March 2011. (with D. Furman). “Improving Audit Quality by Detecting Rogue Auditors: Strengthening the PCAOB to Prevent the next Madoff-style Fraud” Presented at the American Accounting Association Northeast Regional Meeting, Burlington, Vermont, October 2010. (with D. Furman.) "Ethics and the Independent Tax Preparer." Presented at the Global Business Development Institute Twelfth International Conference, Las Vegas, Nevada: March 22, 2010. (with D.J. Furman) "Before and After Bernie: Ponzi Regulation or Lack Thereof?" Presented at the Annual American Business Research Conference. New York, September 28, 2009. (with D.J. Furman) “Are accounting-simulations effective instructional tools? A study examining the effectiveness of using an accounting-simulation to teach basic accounting concepts and financial performance measures” Proceedings of the 2004 Northeast Regional American Accounting Association Meeting, Albany, NY, April 2004. REVIEWER/DISCUSSANT Served as a reviewer in the Auditing section of the American Accounting Association Meeting Northeast Regional, Burlington, VT, October 2010. Served as a discussant in the Accounting History section of the American Accounting Association Meeting Northeast Regional, Albany, NY, April 2004. Joan Hollister, Moderator DeJoy, Page 3 Quoted in: Glenn, D. (2010, November 18). Accreditor Re-Ignites Debate Over Business-School Faculty Credentials. Chronicle of Higher Education (Interviewed and quoted about AQ v. PQ, and AACSB Bridge programs.) AACSB ACADEMICALLY QUALIFIED Achieved definitive AQ status by completing the AACSB Post-Doctoral Bridge EDUCATION Post-Doc Ph.D./M.S. M.B.A. C.P.A. B.B.A. Accounting and Finance, University of Florida, 2010 (AACSB Bridge) Adult Education/Educational Administration, University of Idaho, 1998/‘94 Marist College, 2005 State of New York, 1989; State of Idaho, 1990 Public Accounting, Pace University, 1987 EXPERIENCE Assistant Professor of Accounting, Siena College, 2010 – 2012 o Taught: ACCT 430 Auditing; ACCT 462 Fraud and Forensic Accounting; ACCT 300 Intermediate Accounting I; ACCT 200 Financial; ACCT 205 Managerial o Taught 270 students and 5 discrete courses in 4 semesters o Served on the Learning Assurance Committee, Co-authored successful proposal to make the Fraud course into a Franciscan Concern course. Associate Professor of Accounting, College of Westchester, 2009 – 2010 o Received award for Teaching Excellence o Authored successful Middle States proposal for the BBA in Accounting degree Associate Professor/Dean, Marist College; 2000 – 2008 o Held faculty rank; taught part-time while serving as dean of graduate enrollment o Created highly successful adult bachelors degree-completion program; MBA certificate programs, restructured all adult and graduate enrollment efforts o Served as interim Dean of School of Graduate and Continuing Education and Assistant VPAA, 2002-2004 o Member of: President’s Cabinet, Dean’s Council, Executive Vice President’s Internal Operating Group, Graduate Council (Chairperson), Strategic Plan Steering Committee, Middle States Re-Accreditation Self Study committee Assistant Professor/Director, Graduate Program, George Fox University 1996 - 2000 o Created and directed new master’s degree, taught in master’s and in adult degree completion programs Assistant Professor of Accounting, Northwest Nazarene University, 1992 -- 1996 Senior Auditor/CPA, Deloitte & Touche, LLP, 1987 -- 1991 STUDENT RESEARCH AND COLLABORATION Supervised more than 100 student research projects. Each project was prepared by a graduating senior as a thesis during a year-long period. Created and administered a graduate-level service-learning program working with refugees and members of underrepresented groups DeJoy, Page 4 Supervised a service-learning project with the Internal Revenue Service's Volunteer Income Tax Assistance (VITA) program, preparing tax returns for a diverse group of lowincome and non-English speaking people. Assisted some 350 migrant farm laborers, a 250% one year increase; supervised 50 student volunteers and language interpreters, a 500% one year increase; developed community partnerships with eight organizations, a 400% one year increase. Received the IRS “Spirit of America” award. Served as faculty advisor to the International and Multicultural Students Club PROFESSIONAL MEMBERSHIPS Member, American Accounting Association Member, American Institute of Certified Public Accountants SERVICE TO COMMUNITY Emergency Medical Technician (EMT-B) in State of New York, 2011 to present Volunteer during 2012: Tour De Cure, America Diabetes Association; Hike for Hope Cody’s Climb, American Foundation for Suicide Prevention. Audit Committee/Board of Directors, Anderson Center for Autism, 2009 to 2010 Volunteer, Bardavon Theatre and Ulster Performing Arts Center 2009 to 2010 Board of Directors, Dutchess County Regional Chamber of Commerce, 2002 to 2008 Board of Trustees, Mid-Hudson Library System, 2004 to 2006 Tour Guide and Volunteer, Senate House State Historic Site, 2005 Ulster Leadership Development Institute (Chamber of Commerce), 2002 Marist representative to the Ulster County Legislature’s Economic Development Subcommittee and Regional Council on Education, 2002 to 2004 Committee Member, Mid-Hudson Technology Council, 2002 to 2007