Lecture 33: Spanish Colonial Policy Toward the Indians Introduction The Spanish conquest of the Indian did not end with the battles, the ravages of disease, or the end of the gold or fur supply. The invaders stayed, and some of them, such as the Spanish, were not content to let the Indians remain on their own land following their traditional ways. The Spaniards expected to be rewarded for their part in the conquest, and they abhorred manual labor in the tradition of the Spanish hidalgo. Nevertheless, a conflict existed between the Spaniards’ desire for Indian slaves and the riches they could bring and their responsibility to bring Christianity to the Indians, resulting in the creation of the Requirement, a statement that was to be read to Indians requiring them to accept the pope and the Spanish crown or face death or slavery. Since most of the Indians did not hear or understand the Requirement, even the opposition of Queen Isabella and Bartolome de Las Casas, an influential Dominican friar, did not prevent widespread slave raiding. Indians who were not forced into slavery during “just wars” were made part of the encomienda system. Although they were technically “free,” they were required to pay tribute to the crown in the form of labor or goods. Conquistadores were sometimes granted thousands of encomienda Indians to use as laborers, but abuse of the system led to the repartimiento system, a method of distribution that assigned the now limited number of Indian laborers to ranches, farms, and mines for a designated period of time. The crown’s dislike for the repartimiento and the desire of Indians to escape repartimiento by signing a contract brought about a “free” labor or privately arranged system that replaced repartimiento. When the number of Indian laborers dwindled even further, Spaniards began to seize Indian lands, a new source of wealth, forming the highly romanticized Spanish haciendas. Without property the Indians fell into debt to their employers, becoming tied as peons on the expanding haciendas. I. The Spanish Debate over the Nature and Treatment of the Indian A. In their attempts to subjugate the Indians, Spaniards faced a basic conflict between their Christian ideology and the harsh reality of the conquest. 1. Most, if not all, Spaniards came to the Americas seeking personal wealth or prestige. At first exploitation of the Indians was the most obvious means of obtaining such wealth. At the same time Christianity and legal formalities were integral parts of Spanish life. Therefore, many Spaniards, the crown in particular, felt compelled to insure that the conquest followed legal forms and Christian precepts of justice. 2. Spain’s title to the Indies was based upon the donation of Pope Alexander VI, which required Spain to undertake the conversion of the Indians. A conflict arose between those who saw Indian conversion as secondary to developing New World resources and those who saw it as primary with development secondary. B. Most Spaniards grappled with the question of the nature of the Indians, specifically with their capacity to live like Spaniards and receive the Christian faith. The Christian doctrine of one creation implied the basic equality of all men, but many Spaniards sought to prove that some men, such as the Indians, were inferior and destined to serve their superiors. C. In 1513 Spain introduced the Requiremento as a first attempt to resolve the question of how to wage war and conquer the Indians while seeking their conversion to Christianity (Gibson, Spain in America, pp. 38-39). 1. The Requiremento, usually read in Spanish and at a distance where the Indians could not hear, called upon the Indians to accept the authority of the pope and crown and to allow the preaching of Christianity. 2. The Spaniards used the Requirement to absolve them of guilt and place responsibility for the consequent war of conquest on the Indians who had, without understanding or hearing the reading, rejected the faith. D. Bartolome de Las Casas, a Dominican friar, became the most outspoken critic of Spanish policies in America. In spite of the reforms that resulted from his work, Europeans later cited his writings to point out the savagery of the Spanish conquests and colonial governments (Gibson, Spain in America, pp. 40-43; Hanke, pp. 39-105). 1. In the first half of the sixteenth century, Las Casas became a powerful voice in favor of the peaceful conversion of the Indians. He consistently argued for their humanity and equality and against the use of compulsion and violence to obtain Indian labor or compliance. Although he never obtained the full agreement of the crown, he and others were a powerful force in moderating Spanish policy. 2. At the prompting of Las Casas and his companions in the crusade for justice, Spain tried four experiments to determine that Indians’ capacity to live peacefully like Spaniards under Spanish institutions of government and religion. The Spaniards, including Las Casas, failed to recognize that imposing a Spanish lifestyle on the Indians was as damaging as violence. a. The first experiments were conducted in Hispaniola and Cuba between 1517 and 1535. “Free” villages of Indians were established outside the encomienda system to test the Indians’ ability to live like Christian Spaniards. The villages eventually failed, largely because of rapacious officials and absurd restrictions on the Indians’ “freedom.” b. Las Casas’s second experiment involved establishing Spanish farming colonies that were not dependent on Indian support in order to provide the Indians with examples of a lifestyle they could peacefully share. Las Casas’s attempt to found such a colony in Venezuela in 1520 failed due to the opposition and greed of his colonists, the actions of Spanish slave raiders, and attacks from Indians. c. In 1537 Las Casas undertook his most successful experiment, the peaceful conversion of the Indians in Verapaz (“Land of Peace”) in Guatemala. The Indians’ massacre of the friars twenty years later only partially undermined the impact of the experiment ‘s considerable success. The final experiment involved the crown’s attempt to abolish the encomienda system with the New Laws of 1542. Las Casas’s influence was evident in these laws, but protests from the colonists led to the revocation of the strongest provisions. In 1550 and 1551 Las Casas engaged in a famous debate with Juan Gines de Sepulveda over the nature of the Indians and whether further wars and conquests should be stopped. a. Sepulveda based his argument on the Aristotelian theory that some men were by nature inferior and therefore could be compelled to serve their superiors and accept their authority. b. Las Casas argued that the papal donation only gave Spain the right to bring Christianity to the Indians, not the right to use violence or coercion. The crown paid heed to Lascasian theories by ordering moderation and restricting the use of force in further Spanish occupation of Indian lands. In the seventeenth and eighteenth centuries, other Europeans used Las Casas’s writings as propaganda in their disputes with Spain. Conveniently ignoring their own countries’ abuses of the Indians and the fact that no other European country engaged in as extensive a debate over the treatment of the Indians as Spain, these Europeans created an image of Spain and Spaniards as unusually violent and cruel. The result was the Black Legend. d. 3. 4. 5. II. Labor and Tribute in the Sixteenth Century A. The Introduction of Slavery and Encomienda (Gibson, Spain in America, pp. 4852) 1. From first contact Spaniards sought to exploit native labor. Only a few invaders came at first, and most of these abhorred manual labor in the Spanish hidalgo tradition. The settlers, following the precedent of slavers in Africa, turned to the Indians to satisfy the labor shortage. 2. Despite the efforts of Columbus and others to enslave the natives, Queen Isabella took the position that the Indians were “free” subjects of the crown. Her position, however, did not prevent the taking of Indian slaves in the Indies. a. Slavery was countenanced as punishment for “crimes.” Such crimes included cannibalism, the refusal to accept Spanish and papal authority, and rebellion. Thus, any Indians who resisted the invasion could be subject to a “just war” and to enslavement. b. In practice, the labor systems introduced as alternatives to slavery made few distinctions between Indians, slave or free. Free Indians were frequently subjected to the same abuses and demands as slaves. 3. The main alternative to slavery was the encomienda, first introduced by Columbus and formalized by the crown during the early conquest of the West Indies. a. Although the Indians were technically free, the crown held that, as subjects, they owed tribute. b. 4. B. Encomenderos (those who received an encomienda grant) were entrusted with a certain number of Indians, usually a town or a number of towns. The encomenderos had the right to exact tribute in labor or commodities in return for Christianizing the Indians and providing military service to the crown. c. Although encomienda Indians could not be bought and sold, they were subject to encomendero force. Resistance or escape could lead to outright slavery. The encomienda came into greatest use after the conquest of Mexico. It provided a means of controlling the large sedentary populations of Mexico, Guatemala, and Peru. a. Cortes alone received a grant of some 100,000 Indians, while others in Mexico and elsewhere were also rewarded with sizable encomiendas, depending upon their role in the conquest. The size of the encomiendas was later limited. b. In effect, the Indian masses of these areas transferred their submission and tribute from their native rulers to other slightly more exploitative rulers. Royal Regulation of the Encomienda: From the earliest years of the conquest, some Indians labored for and paid tribute directly to the crown. During the sixteenth century, the crown gradually reduced the power and privileges of encomenderos, centralizing authority and tribute in the hands of the throne (Gibson, Spain in America, pp. 53-67). 1. The Laws of Burgos, 1512-1513, were the first attempt to regulate encomienda abuses. They declared that Indians should not be mistreated, that encomenderos should Christianize the Indians, that encomienda Indians could not be enslaved, and that encomiendas should be limited in size. They had little impact on the encomenderos. 2. In 1520 Charles I ordered the end of encomiendas, but pressures from newly conquered Mexico forced him to rescind the order. 3. In 1542 the crown reacted to the growing power of the colonial aristocracy and to pressure from Las Casas and others by promulgating the New Laws. Opposition from the encomenderos forced the repeal of the laws in 15451546. a. The New Laws forbade the granting of new encomiendas, the holding of encomlendas by ecclesiastics and royal officers, and the inheritance of encomiendas. b. A storm of protest and rebellion in America forced the crown to repeal the provision against inheritance and to temper the other regulations. 4. Following the failure of the New Laws, the monarchy gradually increased its regulation of the encomienda. a. In 1549 the crown separated control of Indian labor from control over Indian tribute. By the end of the sixteenth century, encomiendas in the heavily populated areas included tribute only. b. C. III. More gradually the crown limited the inheritance of encomiendas. Most Indians were eventually freed although some encotniendas lasted for generations. Repartimiento: After 1550 SpanIards sought more efficient methods of exploiting Indian labor. The general end of encomienda labor and the reduction in the labor supply due to epidemics led to government rationing of labor (Gibson, Spain in America, pp. 143-47). 1. The term repartimiento means distribution or allotment. Technically it meant the distribution of labor without the element of “entrusting” included in the encomienda. After 1550 the government distributed labor upon request to Spaniards. 2. Under repartimiento ,ranchers, farmers, miners, and other colonists made application to local political officials for a certain number of Indians for specific tasks and a designated period time. Wages were specified, and laborers were selected in rotation from the able-bodied Indian males of each community. The term mita was used in Peru. 3. The bribery of officials and coercion of or extralegal arrangements with Indian laborers caused widespread abuse of repartimiento. The mining repartimiento was considered particularly burdensome; Indians discovered a number of ways of escaping it and other distributions. 4. In 1632 the viceroy of New Spain ordered an end to repartimiento in all areas except mining. The colonial elite did not resist this order since other arrangements with the declining number of Indian laborers had largely made the repartimiento obsolete. However, some labor requirements, frequently stated in more specific terms, remained in force. Indian Labor and Land in the Seventeenth and Eighteenth Centuries A. The Shift to “Free” Labor (Gibson, Spain in America, pp. 144-47) 1. During the last years of the sixteenth century and the first years of the seventeenth century, Indian population decline was evident everywhere. For Spanish employers this meant a shrunken labor pool and increased competition with each other for the remaining Indian workers. 2. The crown had long hoped for the eventual end of repartimiento, regarding it as the last vestige of enforced Indian labor. During the late sixteenth century, the crown increased restrictions on the repartimiento and encouraged free contract labor for humanitarian reasons. 3. By the early seventeenth century, Indians had found ways to escape the repartimiento system and its mining work. A number of Indians remained outside repartimiento and were sometimes available for contract labor. a. In Mexico the servile mayeque class of the Aztecs continued to serve the Indian upper class until close to 1600, thereby remaining outside the encomienda and repartitniento systems. b. In Peru the yana were attached as serfs to particular properties where they remained until the eighteenth century. c. Contract labor began in Mexico in the obrajes (“woolen cloth workshops”), which were primarily staffed by convict labor but 4. B. C. also employed Indians who made private contract arrangements. The Indians underwent the same incarceration as convicts. The typical Spanish employer of the early seventeenth century was making private arrangements for technically free Indian labor. Loss of Indian Land: By the early seventeenth century, Indian lands had gradually been transferred to Spaniards, producing the great haciendas that characterized Spanish life throughout the colonial period (Gibson, Spain in America, pp. 15157). 1. At first Spaniards relied on Indian labor to produce wealth, avoiding the almost impossible task of removing large populations from their land. 2. The catastrophic depopulation of the sixteenth century both undermined the profits of encomienda and freed large areas from Indian occupation. Spaniards turned increasingly to land as a symbol of wealth and prestige. 3. A variety of legal and illegal methods were used in the seventeenth century to obtain those lands still in Indian hands. Superseding and legalizing all of these methods were the receipt of a royal land grant. Crown officials were subject to bribes, and defective hacienda titles could be legalized through payment of fees. a. Land might be purchased from the weakened Indians who were readily liable to fraud or coercion. b. Indian land could be simply usurped. This was particularly frequent where land had been originally rented from Indian communities or where encomienda or political privileges facilitated Spanish control. c. Forced concentration and resettlement of Indians in new communities known as congregaciones freed large areas from Indian control. d. Indians were frequently required to show proper title to land lest it be condemned and seized. e. Spanish cattle and sheep gradually replaced Indians on depopulated lands, causing erosion that destroyed Indians’ agricultural lands, further reducing Indian populations. 4. By the mid-seventeenth century, hacendados (owners of haciendas) were the wealthiest and most powerful persons in Spanish America. The Indians, losing their last vestige of independence, had become laborers in the Spanish power structure. Peonage: The primary successor to repartimiento was debt labor or peonage on the hacienda (Gibson, Spain in America, pp. 155-58). 1. Through peonage the Spanish employer used indebtedness as his primary method of controlling Indian labor. a. Spaniards advanced needy or impoverished Indians small sums that could only be repaid through work. b. New wages were advanced before the original loans could be repaid; the accumulation of debt tied the Indian and his family to never-ending labor on the hacienda. 2. 3. 4. As haciendas expanded they incorporated and absorbed entire Indian communities, creating a large body of laborers completely subject to the will and authority of the hacendado. The Spanish crown made many unsuccessful attempts to control peonage by limiting the terms and degrees of indebtedness of Indian workers and by declaring their freedom from attachment to a particular estate. This legislation had little impact; peonage and the hacienda are the characteristic institutions of Spanish-Indian relations. In many ways hacienda exploitation of the Indian was preferable to the encomienda or repartimiento. It provided more security and stability for individual and community life than the earlier Spanish institutions, but, at the same time, it kept Indians in a servile and frequently brutalized state. Bibliography Chevalier, Francois. Mexico: The Land and Society in Colonial Great Hacienda. Translated by Alvin Eustis. Berkeley and Los Angeles: University of California Press, 1963. Gibson, Charles. The Aztecs under Spanish Rule: A History of the Indians of the Valley of Mexico, 1519-1810. Stanford: Stanford University Press, 1964. Commager and Richard B. Morris. Spain in America. The New American Nation Series, edited by Henry Steele. New York: Harper and Row, University Library, Harper Torchbooks, Chapters 3, 7. 1966. -. Hanke, Lewis. The Spanish Struggle for Justice in the Conquest of America. Boston: Little, Brown and Co., 1965. Haring, C. H. The Spanish Empire in America. New York: Harcourt, Brace and World, 1947. Herring, Hubert. A History of Latin America From the Beginnings to the Present. Second edition, revised. New York: Alfred A. Knopf, 1967. Simpson, Lesley Byrd. The Encomienda in New Spain: of Spanish Mexico. Revised edition. Berkeley University of California Prese, 1966. Wolf, Eric R. The Beginning Sons of the Shaking Earth. Chicago and Los Angeles: University of Chicago Press, 1959.