Educ 618 Leadership in Education Leadership of Educational Institutions – Educ. 618 Spring 2009 [Thursdays, 4:30 – 6:45], Room 400 James H. Lytle, Practice Professor GSE, 3700 Walnut, Room 401 215-573-3549; jhlytle@gse.upenn.edu In this course class members will simultaneously engage in an academic study of educational leadership focusing on Pre-K–12 schools and school districts, and in a continuing leadership development laboratory experience designed to increase one’s personal efficacy as leader. A basic assumption for the course is that leadership is a central component of schooling; teaching is considered as foremost a leadership activity, whether with five year olds or high school seniors, and successful schools and districts are assumed to have capable leaders. The course will give particular attention to the recent shift in role expectations for school leaders - from competent manager to accountable instructional leader - and what this shift means in relation to the day-to-day work of educational leaders. We will also draw on the large leadership literature from the corporate, government and not-for-profit sector (and perhaps the Humanities). Each class meeting will include attention to the topics listed on the syllabus and a variety of leadership development activities which draw on the research on leadership development. As the professor for this course, I bring several perspectives. For thirty-six years I was an urban public school administrator: an elementary, middle and high school principal, head of a large research and planning office, regional and assistant superintendent, and superintendent. I have also taught organizational theory for twenty years, read broadly in the leadership and change literature, and had the good fortune to work closely with a number of outstanding consultants in the areas of leadership and organizational improvement. Finally, I have been deeply involved in the work of the Wallace Foundation’s Leadership Counts initiative, the largest and most significant educational leadership research and development project undertaken in the United States. The syllabus represents my sense of what it means to provide leadership for schools and districts, whether public or private, in the current climate of accountability and market-based reform. The texts for the course are available at the Penn Bookstore (36th & Walnut) and include: Jim Collins. Good to Great and the Social Sectors: A Monograph to Accompany Good to Great. Boulder, CO: Jim Collins, 2005. Ronald A. Heifetz and Marty Linsky. Leadership on the Line: Staying Alive through the Dangers of Leading. Cambridge, MA: Harvard Business School, 2002. Robert Kegan and Lisa Lahey. How the Way We Talk Can Change the Way We Work. San Francisco: Wiley, 2001. Robert J. Marzano, Timothy Waters and Brian A. McNulty. School Leadership that Works: from Research to Results. Alexandria, VA and Aurora, CO: ASCD & McREL, 2005. A bulkpack for the course is also required and is available at Campus Copy Center at 39Th and Walnut. Preliminary outline: Jan. 15 Introduction; Bulkpack: Sparks - What It Means to be an Outside-the- Box Leader Senge – The Leader’s New World: Building Learning Organizations Hargreaves & Fink – Chapter 1 from Sustainable Leadership Jan. 22 Leadership Autobiographies (to be posted and/or booked) Bulkpack: Bennis – Why Leaders Can’t Lead Gardner – from Leading Minds Guber, P. - Four truths of the storyteller. Harvard Business Review. Jan. 29 Teaching Point of View; the corporate CEO; translating to the social sector Texts: Jim Collins. Good to Great and the Social Sectors: A Monograph to Accompany Good to Great. Boulder, CO: Jim Collins, 2005. Bulkpack: Excerpts from Noel M. Tichy with Nancy Cardwell. The Cycle of Leadership: How Great Leaders Teach Their Companies to Win. Gabor: Leadership Principles for Public School Principals Feb. 5 Personal Dimensions of Leadership: Bulkpack: Bryk and Schneider – Relational Trust Goleman – Leadership that Gets Results Collins – Level 5 Leadership The Economist – Mao and the art of management Feb. 12 Personal Dimensions of Leadership – continued Texts: Ronald A. Heifetz and Marty Linsky. Leadership on the line: Staying alive through the dangers of leading. Cambridge, MA: Harvard Business School, 2002. Bulkpack: Murphy - Embracing the Enemy: Moving Beyond the Pain of Leadership Jentz, B.C. and Murphy, J.T. (Jan. 2005). Embracing confusion: What leaders do when they don’t know what to do. Phi Delta Kappan (86:5). (pp. 358 – 366). Feb. 19 Instructional Leadership – Defining (educational) leadership; the educational leadership standards - ISLLC, SLA, Praxis, UCEA, Learning to Lead – a framework, and the talent shortage. Text: Robert J. Marzano, Timothy Waters and Brian A. McNulty. School Leadership that Works: from Research to Results. Alexandria, VA and Aurora, CO: ASCD & McREL, 2005. Bulkpack: Levin, H.M. (Nov., 2006). Can research improve educational leadership? Educational Researcher (pp. 38 – 43). Council of Chief State School Officers. (1996). Interstate School Licensure Leaders Licensure Consortium: Standards for school leaders. [revision forthcoming] Feb. 26 Wallace Foundation: Leaders Count; Leadership for Learning; Leadership Issues Groups [Spring Break NOT observed] Bulkpack: Knapp, M.S. et al. (April, 2006). Building coherent leadership systems in education: Roles, resources, information, and authority to act. (paper presented at AERA Annual Meeting). Black, S. (Sept. 2000). Finding time to lead. American School Board Journal. (pp. 4648). Wallace Foundation. (2006). Leadership for learning: Making the connections among state, district and school policies and practices. Mar. 5 Teacher Leadership/Distributed Leadership Bulkpack: excerpts from Educational Leadership, September 2007 entire issue (65:1) – Teachers as Leaders [below] Donaldson, Jr., G.A. (Sept. (2007). What do teachers bring to leadership? Educational Leadership (66:1). (pp. 26 – 29). Johnson, S.M. and Donaldson, M.L. (Sept. 2007). Overcoming the obstacles to leadership. Educational Leadership (66:1). (pp. 8 -13). [see also – Spillane, J.P. Distributed Leadership. San Francisco: Jossey-Bass, 2006] Mar. 12 SPRING BREAK (No Class) Mar. 19 Federal/State/Local/District Policies on School and District Leadership: School Boards(trustees), Superintendents, Principals, other administrators. (qualifications; duties and responsibilities; development) [AERA/NYC] Mar. 26 Re-inventing Leadership Development: The National College for School Leadership, NYC Leadership Academy, New Leaders for New Schools, KIPP, NISL, UVA Turnaround Specialist program, GSE Mid-Career doctorate; GSE Higher Education Executive Doctorate, & etc. Bulkpack: Rand Corporation. (2005). Research brief: New approaches to developing the Air Force’s senior leader workforce. Apr. 2 Leading Change Texts: Robert Kegan and Lisa Lahey. How the Way We Talk Can Change the Way We Work. San Francisco: Wiley, 2001. Bulkpack: Lytle, J.H. (June, 1996). The inquiring manager: Developing new leadership structures to support reform,” Phi Delta Kappan (Volume 77). Copland, M.A. (2003). Leadership of inquiry: Building and sustaining capacity for school improvement. Educational Evaluation and Policy Analysis (25:4). (pp. 375 – 295) Apr. 9 (?) Educational Entrepreneurship – implications for leading Bulkpack: Smith, K. and Petersen, J.L. (2006). What is educational entrepreneurship? in F.M. Hess (ed.) Educational entrepreneurship: Realities, challenges, possibilities. Cambridge, MA: Harvard Education. The Economist. (Dec. 24, 2005). Jesus, CEO. Apr. 16 School and District Leaders: Case studies Apr. 23 Leadership Transition: Bulkpack: Jentz, B.C. and Murphy, J.T. (June, 2005). Starting confused: How leaders start when they don’t know where to start. Phi Delta Kappan (86:10). (pp. 736 744). [see also] Gilmore, T.N. Making a leadership change: How organizations and leaders can handle leadership transitions successfully. San Francisco: Jossey-Bass, 1988. Hart, A.W. (1993). Principal succession: Establishing leadership in schools. Albany, NY: SUNY. Apr. 30 Case(s) from the group, or the literature, or the ms. Assignments: Autobiographies: 1 page due Monday, Feb. 4, 8:00 AM Teaching Point of View – 1-2 pages, due Monday, Feb. 11 Study Group Reports due Weekly participation on the 618 Discussion board [Blackboard] Final paper: Implications/Where does this take you? 8-10 pages (due April 30) And as may be determined: “Case-in-Point” presentations Small papers related to the week’s topic Applying for a leadership position ? “Small” research assignments for class use (e.g. principal certification requirements in various states) Leading class discussions Case study – profile and analysis of a principal, head, or superintendent Syllabus for a leadership course you plan to teach Grades for the course will be based on performance on the various assignments and class participation (60%) and the final paper (40%). Depending on the interests and experience of those in the course, the syllabus will be modified to address the groups’ needs. Illustrative Bibliography: (still being developed) Warren Bennis. Why Leaders Can’t Lead: The Unconscious Conspiracy Continues. San Francisco: Jossey-Bass, 1989. Black, S. (Sept. 2000). Finding time to lead. American School Board Journal. (pp. 4648). Anthony S. Bryk and Barbara Schneider. Trust in Schools: A Core Resource for Improvement. New York: Sage, 2002. Nelda Cambron-McCabe, Luvern Cunningham, James Harvey and Robert Koff. The Superintendent’s Fieldbook: A Guide for Leaders of Learning. Thousand Oaks, CA: Corwin, 2005. Jim Collins. Good to Great. New York: HarperCollins, 2001. Jim Collins. Good to Great and the Social Sectors: A Monograph to Accompany Good to Great. Boulder, CO: Jim Collins, 2005. Max DePree. Leadership is an Art. New York: Dell, 1989. Gordon A. Donaldson. Cultivating Leadership in Schools: Connecting People, Purpose, and Practice. New York: Teachers College, 2001. Educational Leadership. May 2002 entire issue (59:8) – Beyond Instructional Leadership September 2007 entire issue (65:1) - Teachers as Leaders Robert Evans. The Human Side of School Change: Reform, Resistance, and the RealLife Problems of Innovation. San Francisco, Jossey-Bass, 1996. Michael Fullan. Change Forces: Probing the Depths of Educational Reform. London: Falmer, 1993. Michael Fullan. Leading in a Culture of Change. San Francisco: Jossey-Bass, 2001. Howard Gardner. Leading Minds: An Anatomy of Leadership. New York: Basic Books, 1995. Atul Gawande. Better: A Surgeon’s Notes on Performance. New York: Metropolitan, 2007. Carl D. Glickman. Leadership for Learning: How to Help Teachers Succeed. Alexandria, VA: ASCD, 2002. Daniel Goleman. Emotional Intelligence: Why It Can matter More Than IQ. New York: Bantam Books, 1997. Andy Hargreaves and Dean Fink. Sustainable Leadership. San Francisco: JosseyBass, 2006. Ann Weaver Hart. Principal Succession: Establishing Leadership in Schools. Albany, NY: SUNY, 1993. Ronald A. Heifetz. Leadership without Easy Answers. Cambridge, MA: Belknap Harvard, 1994. Ronald A. Heifetz and Marty Linsky. Leadership on the Line: Staying Alive through the Dangers of Leading. Cambridge, MA: Harvard Business School, 2002. Frederick Hess. Education Entrepreneurship: Realities, Challenges, Possibilities. Cambridge, MA: Harvard, 2006. Paul D. Houston, Alan M. Blankstein, and Robert W. Cole (ed.). Out of the Box Leadership. Thousand Oaks, CA: Corwin, 2007. Jentz, B. (2006). “Making our own minds the object of our learning: Three reasons to seek self-knowledge.” in Keller, P. and Van der Bogert, R. (Ed.) (2006). Voices for democracy: Struggles and celebrations of transformational leaders. Malden, MA: NSSE. pp. 230-238. Jentz, B. (2007). Talk sense: Communicating to lead and learn. Acton, MA: Research for Better Teaching Jentz, B. with Wofford, J. (2008). The EntryPlan approach: How to begin a leadership position successfully. (Education Edition). Available from Leadership and Learning, Inc. www.entrybook.com Susan Moore Johnson. Leading to Change: The Challenge of the New Superintendency. San Francisco: Jossey-Bass, 1996. Robert Kegan and Lisa Laskow Lahey. How the Way We Talk Can Change the Way We Work: Seven Languages for Transformation. San Francisco: Jossey-Bass, 2001. Keller, P. and Van der Bogert, R. (Ed.) (2006). Voices for democracy: Struggles and celebrations of transformational leaders. Malden, MA: NSSE. Kenneth Leithwood, Doris Jantzi and Rosanne Steinbach. Changing Leadership for Changing Times. Philadelphia: Open University Press, 1999. Robert J. Marzano, Timothy Waters and Brian A. McNulty. School Leadership that Works: from Research to Results. Alexandria, VA and Aurora, CO: ASCD & McREL, 2005. Van Cleve Morris et al. Principals in Action: The Reality of Managing Schools. Columbus, OH: Merrill, 1984. [out of print?] Joseph Murphy (Ed.). The Educational Leadership Challenge: Redefining Leadership for the 21st Century. Chicago: NSSE University of Chicago, 2002. Joseph Murphy. Connecting Teacher Leadership and School Improvement. Thousand Oaks, CA: Corwin, 2005. Joseph Murphy and Karen Seashore Lewis. Handbook of Research on Educational Administration: A Project of the American Educational Research Association. 2nd ed. San Francisco: Jossey-Bass, 1999. Joseph Murphy and Amanda Datnow (Ed.). Leadership Lessons from Comprehensive School Reform. Thousand Oaks, CA: Corwin, 2003. Sharon Daloz Parks. Leadership Can Be Taught. Boston: Harvard Business School, 2005. Mike Schmoker. Results Now: How We Can Achieve Unprecedented Improvements in Teaching and Learning. Alexandria, VA: 2006. Peter M. Senge. The Fifth Discipline: The Art & Practice of The Learning Organization. New York: Doubleday, 1990. Dennis Sparks. Leading for Results: Transforming Teaching, Learning, and Relationships in Schools. Thousand Oaks, CA: Corwin, 2005. Jon A. Supovitz. The Case for District-Based Reform: Leading, Building, and Sustaining School Improvement. Cambridge: Harvard Education, 2006. Noel M. Tichy with Nancy Cardwell. The Cycle of Leadership: How Great Leaders Teach Their Companies to Win. New York: HarperCollins, 2004. Tony Wagner, Robert Kegan et al. Change Leadership: A Practical Guide to Transforming Our Schools. San Francisco: Jossey-Bass, 2006. Karl E. Weick & Kathleen M. Sutcliffe. Managing the Unexpected: Assuring High Performance in an Age of Complexity. San Francisco: Jossey-Bass, 2001. Useful web sites: State and district sites (easily found on Google) Wallace Foundation (www.wallacefoundation.org/leadership) Center for Creative Leadership (ccl.org) Center for Public Leadership, Kennedy School of Government, Harvard (ksg.harvard.edu/leadership) Center for Reinventing Public Education – University of Washington Center for the Study of Teaching and Policy – University of Washington Schools of Education and related centers at Harvard, Vanderbilt, Stanford and Virginia University Council for Educational Administration (ucea.org) Journals deserving of regular perusal: Education Week Phi Delta Kappan Educational Leadership (ASCD) Educational Administration Quarterly Educational Evaluation and Policy Analysis (AERA) Harvard Business Review (in particular the special issues on leadership – Dec. 2001, Jan. 2004, Jan. 2007, and Jan. 2008) American School Board Journal School Administrator (for a sense of what superintendents are thinking) NASSP and NAEP Bulletins (for a sense of what principals are thinking) Independent School (published by NAIS, for the private school perspective) The Chronicle of Higher Education