Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes Abstract: Tom’s of Maine approached the University of Michigan’s Center for Sustainable Systems to examine their choice of aluminum toothpaste containers over the industry-standard laminate tubes. As a company that relies on its environmentally-friendly image for product differentiation, Tom’s of Maine was interested in determining whether their choice of material was preferable from a sustainability standpoint. In order to answer this question, life cycle analyses (LCA) were done on both a laminate and an aluminum tube, with two versions of the aluminum tube modeled (100% virgin aluminum and 50% recycled content). The results for the LCA are presented in terms of life-cycle energy, greenhouse gas emissions, acidification potential, carcinogen production, eutrophication, solid waste, and air and water emissions (see Appendices A and B for results). Across all impact categories, the laminate tube had better environmental performance than either of the aluminum tubes, with the 100% virgin aluminum tube having the poorest environmental performance. In general, the aluminum tubes had two to three times higher environment impacts than the laminate tube. The primary driver for the high impact of the aluminum tubes came during the raw material extraction and material production stages. From a life-cycle cost perspective, the two packaging options are equivalent. Because of the large variety and relatively small number of tubes that Tom’s of Maine purchases, the cost per tube is the same for both options. Any price savings that may exist for the laminate option will be captured and not passed on to either Tom’s of Maine or their customers. Finally, while it may be technically feasible to recycle the aluminum tubes at their end-of-life, our discussions with recycling centers and aluminum recyclers around the country lead us to believe that this is not currently taking place to any extant. Given the higher environmental impacts of the aluminum tube and their low recycling rate, we recommend that Tom’s of Maine considers switching to a laminate tube design for its toothpaste line. Introduction: Founded in 1970, Tom’s of Maine is a socially and environmentally responsible producer of personal care products. As a pioneer and industry leader in the area of Natural Care, Tom’s of Maine’s business strategy includes a stated concern for the environment, its customers, and the community at-large. The company’s product line includes toothpaste, mouthwash, liquid and bar soap, deodorant, and many other personal care products, all produced without the use of artificial colors, flavors, or preservatives. These products are sold in over 50,000 locations world-wide, with the vast majority of its goods still produced at its facility in Sanford, Maine. Tom’s of Maine approached the University of Michigan’s Center for Sustainable Systems to examine their choice of aluminum toothpaste containers over the industry-standard laminate tubes. While Tom’s of Maine produces a variety of products, it is best known for its toothpaste. Along with using only natural ingredients, the company’s toothpaste is also distinct because of Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 1 Winter 2007 its use of aluminum tubes. Given the company’s strong interest in sustainability issues, this study compares the environmental impact of Tom’s of Maine’s aluminum tubes to the industrystandard laminate tube through a life-cycle analysis (LCA). It compares the material extraction, material production, product manufacturing, and disposal stages for 6-ounce aluminum and laminate tubes. We used information gathered from Tom’s current tube supplier to model the aluminum tube. We assume that the laminate tubes will also be produced by the current tube manufacturer but we base our analysis on an equivalent tube produced by Colgate due to data availability (Tom’s of Maine was bought by Colgate in 2006). The material compositions for both tube systems shown in Tables 1 and 2 come from direct measurements of tube samples. Our objective is to help inform Tom’s of Maine decision on whether their choice of aluminum toothpaste tubes is preferable from a sustainability standpoint to the industry-standard laminate tube. Description of Process Flow Diagrams: To start, we examined the life cycle inventory of one aluminum toothpaste tube. We were informed that the aluminum slug used to produce the tubes is composed of 60% virgin material, and 40% scrap. However, we were unable to determine whether the scrap was virgin scrap from in-house processing or purchased recycled aluminum. We therefore modeled the energy requirements for 100% virgin, and 50% recycled aluminum. Because the computer program used for the impact analysis, SimaPro, was unable to model the 60:40 ratio, we used a 50:50 ratio instead. The aluminum process begins with the extraction of bauxite, a clay-like mineral used to produce aluminum. Slugs of aluminum weighing 11.12 g per tube are shipped by truck a distance of 22 miles. When the slug arrives at the manufacturer, it is formed into the toothpaste tube and coated with epoxy resin as a protective barrier. The tube is painted with polyester enamel and alkyde inks before the polypropylene (PPE) outsert and polyethylene (PE) cap are fastened to the orifice. For a comprehensive list of the materials found in the final tube, see Appendix A - Table 1. The tubes are then shipped by truck to Tom’s of Maine in Sanford, ME, a distance of 648 miles. The energy used and emissions generated from transporting both the laminate and aluminum tubes can be found in Appendix A – Tables 3, 4, and 5. A number of processes were assumed to be constant across both functional units. It was assumed that the composition of the toothpaste itself would not change, as well as the packaging material for both shipments to the Tom’s factory, as well as their distributors. We also assumed that the use phase would be the same for both tubes, although the cost analysis did take into account the small difference in the amount of toothpaste left in the container prior to disposal. Contacts at Toms of Maine have informed us that the company would most likely continue to use their current tube supplier should they decide to switch to the laminate tube, though the location of the manufacturing center would be different. However, we were not able to collect sufficient information from the current tube manufacturer to complete the analysis, and so information on laminate tube processing was solicited from representative at Colgate. Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 2 Winter 2007 Laminate tubes are made of aluminum foil surrounded by layers of acrylic resin and polypropylene (PPE) on both sides. The laminate mesh is cut into sheets before they are folded into the shape of the tube and heat sealed at the bottom. The high-density polyethylene (HDPE) shoulder and polypropylene (PPE) cap are then affixed to the opening and the finished tubes are boxed and shipped 404 miles to the Tom’s filling facility. All of the shipments post filling and packaging are done by truck. We assume for the analysis that of the 1 million tubes Tom’s produces per month, half are shipped to San Francisco, CA (3,178 miles) and the other half to Boston, MA (89 miles). In order to cover their major distribution centers, while also simplifying the analysis, we assume a weighted average in terms of the distance that each tube is shipped that is between these two distances. It was assumed that disposal options would be the same for both tubes. Although discussions with recyclers across the country indicated that in some cases it could be possible for the tubes to make it through the sorting processes, it was generally thought to be unlikely. We therefore decided to model the tubes as though they were both disposed directly into a landfill. The complete process flow diagrams are contained in Appendix B – Figures 2 and 3. Inventory and Impact Assessment Results: The lifecycle inventory and impact assessment was conducting using SimaPro software version 6.0. In addition, we collected process specific data through interviews with personnel at Tom’s of Maine, the current tube manufacturer, and Colgate. We translated electricity requirements into fuel usage and emissions using regional specific fuel mixes from Kim and Dale (2005). Finally, plastics molding and processing data was obtained through an Association of Platics Manufacturers in Europe (APME) report (1997). The results for the three tubes are shown in Tables 3, 4, and 5 of Appendix A. The laminate tube had lower environmental impact in all categories than either of the aluminum tube scenarios, with the 100% virgin aluminum tube having the most impact in almost all categories. For all three tubes, the primary impacts came during the natural resource extraction and raw material production phases (shown as “Mat Prod/Processing” in all figures). The laminate tube used approximately 37% less lifecycle energy than the 50% recycled aluminum tube and 60% less energy than the 100% virgin aluminum tube (see Figure 4). For greenhouse gas emissions, the difference is even larger with the laminate tube emitting 60% less than the recycled-content tube and 76% less than the virgin aluminum tube (see Figure 8). The smaller difference in the energy comparison is due to the fact that the laminate system is predominately plastics-based and the embodied energy of the laminate feedstock materials is counted toward the lifecycle energy total. Our analysis shows that the laminate tube had lower air and water emissions for a suite of pollutants than either aluminum tube (Figures 5 and 6), and produced less solid waste during its lifecycle (Figure 7). In addition, the laminate tube had a lower acidification and eutrophication potential and produced fewer carcinogens than the aluminum tubes (Figures 9, 10, and 11). For the most part, the 50% recycled aluminum tube had lower environmental impacts than the Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 3 Winter 2007 100% virgin aluminum tube. However, for two categories, the 100% virgin aluminum tube actually had lower environmental impacts. As Figures 5 and 7 show, the 50% recycled tube actually emitted more Carbon Monoxide (CO) into the air and produced more solid waste than the 100% virgin aluminum tube. Given that these differences are entirely driven by the Material Production and Processing stage, it seems that the process of recycling aluminum has a relatively high-impact in these areas compared to virgin aluminum production. Lifecycle Costs: The lifecycle cost analysis included identifying the costs of tubes for Tom’s of Maine and the cost to consumers of using and disposing of laminate versus aluminum tubes. Based on discussions with our contacts, we find that the aluminum and laminate tubes would be sold to Tom’s of Maine at the same cost per tube. Anecdotal evidence and direct measurement show that the aluminum tubes are more difficult to squeeze than the laminate tubes, resulting in slightly more toothpaste remaining in the tube at end-of-life. We estimate that approximately 6% of the product is wasted in the aluminum tube versus 3.5% for laminate tubes. The consumer cost of additional product waste was accounted in calculating consumer costs. Through phone interviews with recycling centers around the country, it appears that the aluminum tubes are not recycled but are simply sent to a landfill. We used the city of Ann Arbor’s costs for garbage disposal to calculate the difference in disposal costs of each tube to the community. In all cases laminate tubes stood out as a better alternative since the packaging weighs less and results in less wasted toothpaste (Table 6). Recommendations & Suggestions for Improvement: Tom’s of Maine should consider switching to laminate tubes as they outperformed aluminum tubes in all categories. Tom’s can further improve packaging by eliminating the paper inserts that come with each tube and instead printing their message on the cardboard box. Opportunities to completely eliminate the card board box should also be considered through the use of reusable in-store tube holders similar to lipstick holders or egg crates (see Figure 15). Based on conversations with our contacts at Tom’s of Maine, it appears that the company’s marketing department may be reluctant to move away from aluminum tubes due to brand differentiation strategies. The company will have to balance this consideration against using a less-efficient packaging option when an alternative exists. Should Tom’s of Maine chooses to continue using aluminum, we recommend reducing the thickness of aluminum tubes and using more post-consumer recycled content if at all possible. Innovations in bio-plastic manufacturing should also be monitored as a potential avenue for Tom’s of Maine to reduce the environmental footprint of its product system. Recycling and Contacts: In our discussions with recycling centers around the country, we have concluded that Tom’s of Maine’s aluminum tubes are not currently being recycled. While it may be technically feasible to recycle the tubes, it is highly unlikely that any of the aluminum actually re-enters the material Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 4 Winter 2007 cycle. There are several hurdles that the tubes must pass before entering the recycling stream. First, Tom’s of Maine’s consumers must place the tubes in their recycling bins at the end of their use-phase instead of disposing of the tubes. Second, curb-side collectors must recognize that the tubes are aluminum and bring them to the collection center instead of leaving them at the curb as unwanted materials. Finally, the tubes must pass through the mechanical and manual sorting processes at the collection centers and remain with the other aluminum products (i.e. cans and foil) to be sent along to recycled aluminum consumers. Even if the tubes made it through the first two hurdles, it is unlikely that they would pass the final stage. Representatives at the various collection centers felt that it was highly unlikely that the various sorting techniques (fans, sifting screens, eddy-current separators, etc.) would recognize the used tubes as aluminum. Instead, the tubes would be separated with the plastics and glass before being discarded as waste. One recycling center was specifically told by the aluminum collectors that they did not want used toothpaste tubes. It seems that the low aluminum content, high contamination level, and slow product turnover rate for toothpaste tubes made them a low-priority aluminum source for recyclers. Contacts at the various aluminum recycling centers listed below were consulted in preparing this review. Aluminum Recycling Contacts: Ann Arbor, MI Madison, WI Seattle, WA MRF of South Carolina Recycle America of Milwaukee, WI Recycle America New York ALCOA Anheuser-Busch Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 5 Winter 2007 References – On file Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 6 Winter 2007 Appendix A - Tables Table 1 - Material Composition of Aluminum Tube Mass (g) Entire Product 185.6 Material composition Toothpaste 172.33 Chalk Water Glycerin Other Tube total Tube body Outsert 13.27 11.55 Aluminum (93%) Epoxy resin (7%) 0.4 PPE (100%) Cap 1.3 PE (100%) Table 2 - Material Composition of Laminate Tube Mass (g) Material composition Entire Product 183.04 Toothpaste 172.33 Chalk Water Glycerin Other Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes Tube total Tube body 10.71 6.17 PE (70%) Resins (16%) Aluminum Foil (14%) 7 Shoulder 3.14 HDPE (100%) Cap 1.4 PPE (100%) Winter 2007 Table 3 - Lifecycle Impact Assessment - 100% Virgin Aluminum Tube Impact category greenhouse ozone layer acidification eutrophication heavy metals carcinogens winter smog summer smog pesticides energy solid waste Unit Total kg CO2 kg CFC11 kg SO2 kg PO4 kg Pb kg B(a)P kg SPM kg C2H4 kg act.subst MJ LHV g 2.25E-01 1.07E-07 1.67E-03 8.91E-05 1.66E-06 2.73E-07 1.45E-03 2.26E-04 x 3.58E+00 1.19E+01 Mat Prod/ Processing 1.40E-01 1.03E-07 8.80E-04 3.80E-05 1.35E-06 2.72E-07 8.94E-04 1.92E-04 x 2.52E+00 5.12E-02 Manufacturing I (Al) 5.57E-02 1.33E-09 4.96E-04 2.66E-05 1.46E-07 1.27E-10 3.58E-04 3.99E-06 x 6.81E-01 1.03E+01 Manufacturing II 1.75E-02 1.87E-09 1.75E-04 6.92E-06 1.53E-07 2.07E-10 1.40E-04 1.05E-05 x 2.34E-01 1.52E+00 Tran (IntrapTom's) 2.89E-03 2.34E-12 3.26E-05 4.75E-06 1.36E-09 1.30E-12 1.49E-05 5.25E-06 x 3.99E-02 1.52E-02 Tran (Tom'sDistribution) 7.29E-03 5.89E-12 8.22E-05 1.20E-05 3.44E-09 3.27E-12 3.76E-05 1.32E-05 x 1.01E-01 3.82E-02 Tube disposal (Al) 1.10E-03 1.03E-09 6.05E-06 9.03E-07 4.73E-09 1.91E-11 1.69E-06 1.41E-06 x 9.91E-03 x Tran (Tom'sDistribution) 7.29E-03 5.89E-12 8.22E-05 1.20E-05 3.44E-09 3.27E-12 3.76E-05 1.32E-05 x 1.01E-01 3.82E-02 Tube disposal (Al) 1.10E-03 1.03E-09 6.05E-06 9.03E-07 4.73E-09 1.91E-11 1.69E-06 1.41E-06 x 9.91E-03 x Table 4 - Lifecycle Impact Assessment - 50% Recycled Aluminum Tube Impact category greenhouse ozone layer acidification eutrophication heavy metals carcinogens winter smog summer smog pesticides energy solid waste Unit kg CO2 kg CFC11 kg SO2 kg PO4 kg Pb kg B(a)P kg SPM kg C2H4 kg act.sbst MJ LHV g Total 1.45E-01 3.72E-08 1.23E-03 6.94E-05 7.99E-07 1.09E-07 8.99E-04 2.00E-04 x 2.27E+00 1.95E+01 Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes Mat Prod/ Processing 6.01E-02 3.30E-08 4.37E-04 1.83E-05 4.90E-07 1.09E-07 3.47E-04 1.65E-04 x 1.20E+00 7.68E+00 Manufacturing I (Al) 5.57E-02 1.33E-09 4.96E-04 2.66E-05 1.46E-07 1.27E-10 3.58E-04 3.99E-06 x 6.81E-01 1.03E+01 8 Manufacturing II 1.75E-02 1.87E-09 1.75E-04 6.92E-06 1.53E-07 2.07E-10 1.40E-04 1.05E-05 x 2.34E-01 1.52E+00 Tran (IntrapTom's) 2.89E-03 2.34E-12 3.26E-05 4.75E-06 1.36E-09 1.30E-12 1.49E-05 5.25E-06 x 3.99E-02 1.52E-02 Winter 2007 Table 5 - Lifecycle Impact Assessment - Laminate Tube Impact category greenhouse ozone layer acidification eutrophication heavy metals carcinogens winter smog summer smog pesticides energy solid waste Unit kg CO2 kg CFC11 kg SO2 kg PO4 kg Pb kg B(a)P kg SPM kg C2H4 kg act.sbst MJ LHV g Total 5.79E-02 6.70E-09 5.68E-04 4.23E-05 2.51E-07 1.69E-08 3.95E-04 1.10E-04 x 1.42E+00 4.35E+00 Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes Mat. Prod/ Processing 2.11E-02 4.29E-09 2.19E-04 1.74E-05 6.15E-08 1.66E-08 1.55E-04 8.10E-05 x 9.60E-01 1.43E+00 Manufacturing I (Lami) 8.25E-03 3.26E-10 7.60E-05 3.81E-06 3.13E-08 3.37E-11 5.62E-05 1.55E-06 x 1.03E-01 1.36E+00 9 Manufacturing II 1.75E-02 1.87E-09 1.75E-04 6.92E-06 1.53E-07 2.07E-10 1.40E-04 1.05E-05 x 2.34E-01 1.52E+00 Tran (IntrapTom's) 2.33E-03 1.89E-12 2.63E-05 3.83E-06 1.10E-09 1.05E-12 1.21E-05 4.24E-06 x 3.22E-02 1.22E-02 Tran (Tom'sDistribution) 5.88E-03 4.76E-12 6.64E-05 9.66E-06 2.77E-09 2.64E-12 3.04E-05 1.07E-05 x 8.12E-02 3.08E-02 Tube disposal 2.78E-03 2.15E-10 3.91E-06 6.50E-07 1.35E-09 2.24E-12 1.45E-06 1.60E-06 x 5.21E-03 8.85E-04 Winter 2007 Table 6 - Lifecycle Costs – Aluminum versus Laminate Tube Cost of per 172.33 g of toothpaste Cost per g of toothpaste AA Land filling Costs (per Ton) AA Landfilling Cost (per g) $3.99 $0.02 $67.50 $0.000066 Aluminum Weight of clean 13.27 tube (g) Amt of Toothpaste 10.3398 wasted (g) Total weight to be 23.6098 sent to garbage disposal facility (g) Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes Laminate 10.71 6.03155 16.74155 10 Winter 2007 Appendix B - Figures Figure 1 - Schematic Lifecycle of Tube Figure 2 - Process Flow (Aluminum Tube) Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 11 Winter 2007 Figure 3 - Process Flow (Laminate Tube) Figure 4 – Inventory Analysis – Lifecycle Energy Resource Energy 4 Aluminum tube 100% 3.5 Aluminum tube 50% Laminated tube MJ LHV 3 2.5 2 1.5 1 0.5 0 Total Mat Prod/ Processing Manufacturing Manufacturing I II Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 12 Tran (IntrapacTom's) Tran (Tom's- Tube disposal Distribution) Winter 2007 Figure 5 - Inventory Analysis - Air Emissions Aluminum tube 100 % Aluminum tube 50% Laminated tube Air Emission 1400 1190 1200 1000 856 800 646 600 495 519 400 200 346 313 193 211 188 151 120 120 20.3 3.06 0 CO (mg) Nox (mg) PM (mg) Sox (mg) Lead (µg) Figure 6 - Inventory Analysis - Water Emissions Aluminum tube 100% Water Emission Aluminum tube 50% Laminated tube 942 1000 900 800 700 600 500 574 468 468 419 400 300 200 77.1 100 1.64 30.3 44.7 44.7 4.68 12.4 0 BOD (mg) DOC (µg) Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes Suspended solids (mg) 13 Nitrogen (µg) Winter 2007 Figure 7 – Inventory Analysis - Solid Waste Solid Waste 25.0 Aluminum tube 100% Aluminum tube 50% Laminated tube 20.0 gram 15.0 10.0 5.0 0.0 Total Mat Prod/ Processing Manufacturing Manufacturing Tran (Intrapac- Tran (Tom'sI II Tom's) Distribution) Tube disposal Figure 8 - Lifecycle Impact Assessment – Greenhouse Gas Greenhouse 0.25 Aluminum tube 100% Alumiinum tube 50% kg CO2 0.2 Laminated tube 0.15 0.1 0.05 0 Total Mat Prod/ Processing Manufacturing Manufacturing Tran (Intrapac- Tran (Tom's- Tube disposal I II Tom's) Distribution) Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 14 Winter 2007 Figure 9 - Lifecycle Impact Assessment - Acidification Acidification 0.0018 Aluminum tube 100% 0.0016 Aluminum tube 50% 0.0014 Laminated tube kg SO2 0.0012 0.001 0.0008 0.0006 0.0004 0.0002 0 Total Mat Prod/ Processing Manufacturing Manufacturing I II Tran (IntrapacTom's) Tran (Tom's- Tube disposal Distribution) Figure 10 - Lifecycle Impact Assessment - Carcinogens Carcinogens 3.0E-07 Aluminum tube 100% Aluminum tube 50% 2.5E-07 Laminated tube Kg B(a)P 2.0E-07 1.5E-07 1.0E-07 5.0E-08 0.0E+00 Total Mat Prod/ Processing Manufacturing Manufacturing I II Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 15 Tran (IntrapacTom's) Tran (Tom's- Tube disposal Distribution) Winter 2007 Figure 11 - Lifecycle Impact Assessment - Eutrophication Eutrophication 1.0E-04 Aluminum tube 100% 9.0E-05 Aluminum tube 50% Laminated tube 8.0E-05 kg PO4 7.0E-05 6.0E-05 5.0E-05 4.0E-05 3.0E-05 2.0E-05 1.0E-05 0.0E+00 Total Mat Prod/ Processing Manuf acturing Manuf acturing Tran (IntrapacI II Tom's) Tran (Tom'sDistribution) Tube disposal Figure 12 - Lifecycle Impact Assessment - 100% Virgin Al. Tube Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 16 Winter 2007 Figure 13 - Lifecycle Impact Assessment - 50% Recycled Al. Tube Figure 14 - Lifecycle Impact Assessment - Laminate Tube Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 17 Winter 2007 Figure 15 – Alternative Packaging Option for Laminate Tubes Tom’s of Maine Toothpaste Packaging: Aluminum vs. Laminate Tubes 18 Winter 2007