India’s Leading Equity Broking Houses 2008 M HEM Securities Limited D&B D-U-N-S®: 72-481-6322 Corp Address : 203/204, Jaipur Tower, M.I. Road, Jaipur - 300001. Rajasthan Phone: 91-141-4051000 Email : hem@hemonline.com, info@hemonline.com Fax : 91-141-5101757 Website: www.hemonline.com Registration Number - NSE: INB 231110033, INF 231110033; BSE: INB 011069953, INF 011069953 NCDEX: NCDEX/TCM/CORP/0570; MCX: MCX/TCM/CORP/0586 Introduction HEM Securities Ltd (HEM Securities) is a full service financial firm established in 1995. It is a part of the diversified Hem Group, promoted and led by H C Jain. The group serves about 125,000 retail investors through its corporate offices located in Mumbai and Jaipur with numerous business associates spread across several cities. R e d b a a Number of TERMINALS total 700 In 65 c e MAJOR CITIES Mumbai Milestones The group started its journey in 1981 as H C Jain & Co when it became a member of the Jaipur Stock Exchange (JSE). Later on in 1995, HEM Securities was established and its membership in BSE was acquired. In the same year, HEM Share Brokers Ltd acquired membership of the OTC Exchange of India. In 2000, HEM Finlease Pvt Ltd acquired membership of the NSE in its cash segment which was later upgraded by acquiring membership in the F&O segment of the NSE. In 2004, the company entered the commodity segment when its associate company HEM Multi Commodities Pvt Ltd became a registered member of the NCDEX and MCX. Delhi 2 Kolkata - Chennai 8 Ahmedabad 8 Network The company serves many investors through its corporate offices in Mumbai and Jaipur along with numerous business associates spread over many cities through out the country. The company’s reach and penetration is highlighted through its 125,000 investors and 250 branches. Jaipur 145 Others 413 Major Offerings HEM Securities offers a range of diversified products and services catering to all classes of the investing community. Its major offerings include: Equities and Derivatives HEM Securities and HEM Finlease are the two group entities involved in the execution of trading requirements of its investors through its cash and derivative memberships in the BSE and NSE respectively. The company’s manpower has acquired domain knowledge through its hi-tech infrastructure. Commodities HEM Multi Commodities Pvt Ltd is a trading and clearing member of the NCDEX and MCX and offers these services to its clients. It mainly trades in commodities like bullion, oil and oil seeds, spices, metals, fiber, pulses, cereals and other commodities such as rubber, cashew etc. Online Trading HEM offers two customised online trading platforms, HemWeb Trader and Hem Super Trader. Both the portals possess the following features: • • • • • • • Single screen trading allowed in all market segments Daily multiple research call flashes on trading screen during trading hours Online back office for accounts Online depository back office Auto pay-in of shares Banking gateway Discounted brokerage for e-broking client OTHER CITIES & States Bikaner 39 Kota 20 MEMBERSHIP Cash Market :NSE, BSE Derivatives : NSE Commodities :NCDEX, MCX REACH & ACCESS No. of Employees : No. of Offices : No. of Sub-brokers : Terminals with Sub-brokers: o a to P g g a a c F fo it in 425 250 137 500 MANAGEMENT CEO and Director H C Jain Director A Bhandari, A Kothari, G Jain PRODUCTS & SERVICES IPOs Depository Services Technical Analysis Fundamental Analysis Mutual Funds Investment Advisory Company Research Online Trading Depository HEM Securities is a CDSL approved depository participant. It caters to more than 60,000 investors by offering depository services for shares. The company is also acknowledged as one of the top broking DP in Rajasthan. T 48 Equity Broking Houses- Profiles - 1_cc.indd 48 4/8/2008 12:23:44 PM 2 India’s Leading Equity Broking Houses 2008 Mutual Funds & IPO HEM Finlease, a HEM Group entity, is engaged in the sale and distribution of several schemes of major fund houses and IPOs. It is a registered AMFI approved distributor of mutual funds and is also ranked as one amongst the top IPO collection houses. Research and Advisory Services HEM Securities has a dedicated and professional team of research staff, equity analysts and exclusive relationship managers who have acquired sound domain knowledge of financial markets in India. The team offers timely research based advice on equity, commodities, IPOs and mutual funds. The company also publishes a fortnightly magazine EQUITORIUM which focuses on almost all classes of financial assets. Investor Services HEM Securities regularly conducts investor meets and seminars across the country, which helps them seek continuous dialogue to evaluate, improve and expand there services. Performance During the first 10 months of 2007, HEM Securities reported a substantial growth across all its businesses. Its e-broking business registered a strong growth, adding 976 e-broking accounts to its business portfolio. It further added 30,000 domestic clients and eight foreign accounts. HEM Securities also showed a growth in two of its major segments namely, derivatives and commodity. Future Plans HEM Securities is planning to expand and diversify aggressively in the forthcoming year. Some of the major thrust areas would include expanding its institutional clients and increase FII clients along with renewed focus on increasing online trading participation. H C Jain - CEO CEO Speak The astounding growth in the Indian stock market since the last couple of years will continue with increased participation from institutional and retail investors. Promoting education and awareness will lead to large and fast participation from the retail community. Strong corporate earnings will continue to attract FII investments. The opportunity to distribute a variety of financial products will emerge as the top flavor for broking houses as competition will intensify to emerge as one stop financial services provider. With the easing of restrictions from RBI on offshore investing, partnerships and associations among global financial conglomerates will increase at a rapid pace to make overseas investing avenues available for Indian investors. The sustainability of all of the above will require supreme infrastructure capabilities and intellectual human resource. Brokerage industry with distribution of a variety of financial products is emerging as a highly capital intensive business. With the upsurge in the private equity investments particularly in broking houses, the entire industry is brimming with new found enthusiasm. However the future will see a battle of survival of the fittest as major global and domestic firms with deep pockets backed by technological expertise will look to acquire the relatively smaller broking houses. Finally size, speed and stature backed by customer centric technology and service will rule the roost. - H C Jain, CEO The HEM Group’s office, Jaipur 49 Equity Broking Houses- Profiles - 1_cc.indd 49 4/8/2008 12:23:45 PM