CERTIFIED IN HOMELAND SECURITY, CHS® CANDIDATE HANDBOOK EFFECTIVE August 2015 The American Board for Certification in Homeland Security, CHS® Code of Conduct The certificant/candidate must observe the precepts of truthfulness, honesty, and integrity. The certificant/candidate must be faithful, competent, and diligent in discharging their professional duties. The certificant/candidate must safeguard confidential and privileged information and exercise due care to prevent its improper disclosure. The certificant/candidate must not maliciously injure the professional reputation or practice of ABCHS, colleagues, clients, or employees. The certificant/candidate must not have any record of disciplinary action or currently be under investigation from any state, province, territory, or certification board. Certificants/candidates will immediately notify ABCHS of all changes in status of all such actions keeping the Association’s knowledge current. The certificant/candidate must not misrepresent or overstate their credentials, education, training, or experience. The certificant/candidate must be forever cognizant of the importance of their role and conduct themselves only in the most ethical and professional manner at all times. The certificant/candidate will be aware of, and comply with, all ABCHS policies and procedures including rules concerning the appropriate use of ABCHS certification marks and the proper representation of ABCHS credentials. Lack of awareness or misunderstanding of an ABCHS policy or procedure does not excuse inappropriate or unethical behavior. The ABCHS certificant/candidate will not knowingly participate in, or assist in, any acts that are contrary to ABCHS policies and procedures. The certificant/candidate must provide accurate and truthful information to ABCHS concerning all certification related eligibility information, and must submit valid application materials for fulfillment of current certification and recertification requirements. The certificant/candidate must maintain the security, and prevent the disclosure, of ABCHS certification examination information and materials. The certificant/candidate must report possible violations of the ABCHS Code of Conduct to the appropriate ABCHS representative(s) pursuant to the ABCHS Ethics Case Procedures. The certificant/candidate must cooperate fully with ABCHS concerning the review of possible ethics violations and the collection of related information. The certificant/candidate must agree to uphold the ABCHS Code of Conduct. Disciplinary action can be taken, up to and including revocation of ABCHS certification pursuant to the ABCHS Ethics Case Procedures, for failure to comply with the ABCHS Code of Conduct. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 2 About the American Board for Certification in Homeland Security, CHS® Following September 11, 2001, the nation felt the need for an increase in homeland security. The President issued a “call to action” to which the American College of Forensic Examiners Institute responded by developing its groundbreaking certifications in homeland security. Immediately, an advisory board was assembled, and their work on developing certifications commenced. Since its inception in January 2003, The American Board for Certification in Homeland Security, CHS® (ABCHS), a professional membership association, has earned a reputation as the premier certification and continuing education source for professionals in homeland security. However, ABCHS membership is not required for certificants and candidates. ABCHS became incorporated independently in May 2009. With a diverse collection of highly qualified professionals—including active and retired military, law enforcement and security experts, firefighters and other first responders, physicians, nurses, paramedics, emergency medical technicians, psychiatrists, information technology, engineers and others—ABCHS has in its membership some of the nation’s leading professionals who have significant experience in homeland security. ABCHS continues making significant contributions to addressing the most pressing issues facing our nation. The association is committed to our country’s safety. We provide an extraordinary knowledge base and an in-place organizational structure that delivers the highest quality certification and continuing education opportunities in homeland security. The ultimate goal of ABCHS is to facilitate collaborative partnerships and strong working relationships between homeland security professionals from the private sector and the U.S. Government/Military recognizing that each has unique talents and abilities to contribute to the security of our nation. ABCHS Certification Vision/Mission Statement Certification Vision Statement Our vision is to bridge the gap between government and non-government organizations (NGOs) in facilitation of common standards of knowledge in coordinating various scale responses to homeland security and national disaster events. Certification Mission Statement Our mission is to provide homeland security professionals from government and nongovernment organizations (NGOs) with certification to assess their knowledge of the current prescribed response frameworks. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 3 G.I. Bill Certified in Homeland Security Level I (CHS-I) Certified in Homeland Security Level II (CHSII) Certified in Homeland Security Level III (CHS-III) Certified in Homeland Security Level IV (CHS-IV) Certified in Homeland Security Level V (CHS-V) Certified in Disaster Preparedness, CDP-I Certified Homeland Security Emergency Medical Responder (CHSEMR) Sensitive Security Information, Certified (SSI) Intelligence Analyst Certified, IAC Certified in Information Assurance, CIA Certified in Cyber Warfare, CW TTP’s1 Certified Aviation Security Professional, CASP Certified National Threat Analyst, CNTA Certified in Dignitary and Executive Protection, CDEP Certified Master Chaplin, CMC Other Certifications Available (All certification materials are written and distributed in English only.) Crisis Response Coordinator, CRC Anti-Sabotage Certified, ASC Contact Information The American Board for Certification in Homeland Security, CHS® 2750 East Sunshine Street Springfield, MO 65804 Phone: (877) 219-2519 or (417) 823-2519 Fax: (417) 881-1865 Email: info@abchs.com Website: http://www.abchs.com/ All advertising material and publicly viewed material is reviewed and approved by appropriate ABCHS employees as to the accuracy of the statements contain there in. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 4 ABCHS Examination Policy(Adopted06/2011) A. Purpose Certification examinations developed by The American Board for Certification in Homeland Security (ABCHS) assess candidates' knowledge in specific areas of Homeland Security as defined by current Job Task Analysis studies. The development of these exams is a complex process involving many subject matter experts (SMEs). This policy articulates guidelines for ABCHS’s examination development activities. All ABCHS committee members, employees, volunteers, and contractors are required to agree to, and abide by, the terms of this Policy and are required to sign an agreement document to that effect. B. Development 1. Certification Scope Policy. All ABCHS certifications are based on the daily work of professionals in the homeland security field. All modifications to the scope will depend on evolving DHS programmatic issues and will be validated by Job Task Analysis studies conducted every 5 years. 2. Certification Scope Expansion and Reduction Procedure. a. ABCHS monitors the field of Homeland Security through contact with the ABCHS Advisory Board and the Certification Development Board. b. The scopes of ABCHS certifications will expand or reduce as DHS programmatic issues change influencing the field. c . The relevance of each ABCHS certification scope to the field of Homeland Security will be reviewed at least annually. Any expansion or reduction to the scope of an ABCHS certification, therefore, will be based on evolving programmatic issues. ABCHS conducts Job Task Analysis studies regularly (see policy below) as a means to verify alignment between its certifications and the field of Homeland Security. 3. Job Task Analysis. The content of ABCHS certification exams is based on results from appropriate Job Task Analysis studies. The relationship and linkage between each exam and the relevant Job Task Analysis study will be documented, and such documentation will be available for review by candidates and certificants. Upon request, a candidate or certificant will be provided with a summary of a complete Job Task Analysis study. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 5 ABCHS will conduct a new Job Task Analysis study for each certification exam every five (5) years in order to ensure the continued relationship between the examinations and the real-world role of professionals in homeland security. Surveys conducted by ABCHS staff under the supervision of a in house psychometrician and approved by the ABCHS Advisory Board yield the data determining final knowledge domain weightings for exams from the results of Job Task Analysis surveys. Final versions of ABCHS Job Task Analysis studies (including the final domain weightings) are subject to approval from the Advisory Board. 4. Test Content Outline. All test content outlines for all ABCHS certification exams are derived from appropriate Job Task Analysis studies and must be approved by the ABCHS Advisory Board. 5. Test Item Construction. Test items are prepared by in house psychometrician as well as Subject Matter Experts. Each test item is edited and validated by SMEs for clarity and content. All test items satisfy the exam specifications of the relevant Job Task Analysis study. Questions are developed to assess the candidate's knowledge on subject matter from appropriate domains. Each question is also subjected to editing for grammar and technical adequacy by ABCHS editorial staff. 6. Cut Score. The cut score (passing point) used for all ABCHS certification exams is established with the Modified Angoff Technique. The ABCHS Examination Development Committee uses the Modified Angoff Technique under the direct supervision of an in house psychometrician, with feedback provided on inter-rater reliability. Committee members’ pooled judgment is used to establish final cut scores. A new cutscore study is completed each time new test specifications are developed based on a new job analysis, to ensure that the cutscore remains relevant in the evolving field. 7. Item analysis and reliability. ABCHS performs a psychometric item and test analysis annually to document the psychometric quality of the examinations. These reports also serve to improve the quality of the test over time by indentifying possible issues such as poorly performing items. 8. Form Construction. Under direction of a psychometrician, each new ABCHS certification exam form is equated to the initial or anchor version of that exam to ensure that candidates are not rewarded or penalized for taking different versions of the exam. Forms overlap by at least 20%, allowing for application of a non- equivalent groups anchor test (NEAT) equating design. 9. Examination Development Meetings. The American Board for Certification in Homeland Security (ABCHS) conducts examination development meetings with the ABCHS Examination Development Committee (volunteer subject matter experts) and a facilitator from a professional examination development company, in order to: revise, validate, and approve newly submitted test items; review item analyses, identify poorly Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 6 performing items, and select test items to include on new examination forms; conduct cut score studies when needed; draft new examination forms equated to appropriate base forms; and/or ensure that the content of the examinations is still tied, and properly related, to the relevant content outlines established by the most recent Job Task Analysis study. This practice is intended to validate ABCHS certification examinations. C. Administration. 1. Administration Sources. Tests are delivered via computer under secure proctored conditions at testing centers with standardized conditions to ensure fairness. Interested individuals from the private sector sit for their exams with a contracted testing source. ABCHS will deliver exams through the Pearson Vue testing centers testing, which is a network of testing centers with professional proctors located throughout the world. ABCHS may also deliver the exams via a live proctoring setting where the proctor has agreed to abide by the live proctoring agreement. 2. Experimental Items. For exam development purposes, ABCHS reserves the right to include additional unscored (experimental or pretest) items at its discretion. Decisions relating to experimental items will be made in consultation with a psychometrician. Candidates will not know which questions are experimental. This process allows data to be collected for items before they are included as scored items; the data is analyzed to screen item quality. 3. Application Requirement. Eligibility requirements to sit for ABCHS certification exams are established by the ABCHS Advisory Board. All eligibility requirements for a particular ABCHS certification exam must be met by candidates prior to sitting for the exam. ABCHS certification applications align with appropriate eligibility requirements and are used to verify candidates’ eligibility to sit for ABCHS certification exams. The ABCHS Director must approve all candidates’ appropriate, completed applications prior to their sitting for an ABCHS certification exam. D. Results 1. Scoring the CHS Examinations. Only the candidate will be informed of the examination results as a pass or fail, but will not be allowed to see the actual test due to security reasons. Scores are not provided to the applicants, but score reports provide feedback for candidates who did not pass, enabling them to better direct efforts to study for another attempt. The pass/fail result is maintained permanently in iMIS, ABCHS’s database. 2. ABCHS Examination Results. Candidates receive a Pass/Fail result following their attempt at ABCHS certification exams. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 7 3. Aggregate Assessment Data Reports. ABCHS will report on its certification exams at least annually. The report will summarize performance data aggregated across individuals in such a way that the identity of individuals is not disclosed. This report will be published by ABCHS. E. Confidentiality The Pass/Fail results of an ABCHS certification exam are confidential and will only be disclosed for provisions pursuant to the ABCHS Confidentiality and NonDisclosure Policy. F. Opportunities for Evaluation of ABCHS Exams Immediately following ABCHS certification exam offerings, participants can complete an evaluation form to assist in further development and improvements to the exam they sat for. This form gives examinees the opportunity to evaluate the examination environment, the proctor, and the examination. For security reasons, exam material is not available for review. Candidates who have comments about specific questions on ABCHS certification exams should submit their clearly articulated comments in writing to: The American Board for Certification in Homeland Security, Attn: ABCHS Director, 2750 E. Sunshine St., Springfield MO 65804. The ABCHS Certification Development Board will have exam evaluations and comments provided by candidates available to them when it meets to revise the exam. G. Appeals (Requests for Review) Appeals will only be considered if they meet grounds pursuant to the ABCHS Appeal Process. Candidates who wish to appeal a certification decision or action should reference the ABCHS Appeal Process and take action accordingly. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 8 Application Procedure A. General Eligibility Requirements. The following general eligibility requirements must be met by all ABCHS applicants: At least 18 years of age No felony convictions No dishonorable discharge from the. military Neither a record of disciplinary action from any state, province or territory, or licensing or certification board within the past 10 years nor subject under any such investigation Agreement to uphold the ABCHS Code of Conduct B. Application Submission. An individual’s certification process begins with the submission of a completed application accompanied by supporting information including a resume, a professional license (if applicable), degree(s) or transcript(s) (if applicable), military record(s) (if applicable), a copy of appropriate certifications or designations, and/or a copy of no more than 10 certificates from any completed homeland security related course(s) (including those from FEMA). In addition, all U.S. Veterans must provide their DD-214 attesting no dishonorable discharge. Applicants can submit the documentation by mail, fax, or email. Personal contact information, such as name, designation(s), mailing address, telephone number(s), date of birth, and email address, is also included on the application. C. Application Processing. Certification applications are first received by the accounting department via mail, fax, telephone or the website. Accounting staff processes all applicable fees. Upon receipt of an initial application, accounting creates a new database record. ABCHS’s iMIS software generates a unique identifier code for each applicant. If accounting staff members receive an application from an already-existing applicant or candidate/certificant, they update the individual’s iMIS record accordingly. Accounting staff then attaches a processing cover sheet to the application and submits it to the certification department for further processing. D. Application Review. ABCHS staff reviews the application for complete documentation. Staff contacts the applicant if any required documentation is lacking. Staff members verify any professional license(s) and all other requirements. E. Application Approval. The application is then given to the ABCHS Director for review and approval. F. Examination Access. Once the application has been approved by the ABCHS Executive Director, ABCHS staff gives the applicant instructions for completing the examination(s). Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 9 Certified in Homeland Security, CHS® Levels One (CHS-I) Eligibility Requirements Candidates must meet the following requirements to be eligible to sit for the CHS-I exam: Recommended 1 year of experience combined with general training, knowledge, skill, and education in a homeland security-related area Agreement to uphold the ABCHS Code of Conduct At least 18 years of age No felony convictions No dishonorable discharge from the military Neither a record of disciplinary action from any state, province or territory, or licensing or certification board within the past 10 years, nor subject under any such investigation Credential Upon successful completion of the examination, candidates achieve certificant status. At that time, they may list the designation CHS-I behind their names. Target Audience: This level is intended for professionals in homeland security, law enforcement, and related fields, who are involved in security, law enforcement, fire service, military, emergency management, cyber security, public health, hazardous materials, medical, or other related areas. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 10 Certified in Homeland Security, CHS® Level Two (CHS-II) Eligibility Requirements Candidates must meet the following requirements to be eligible to sit for the CHS-II exam. Hold the CHS-I credential; or have 2 years of relevant homeland security experience relevant to the topics covered in CHS I and CHS II Agreement to uphold the ABCHS Code of Conduct At least 18 years of age No felony convictions No dishonorable discharge from the military Neither a record of disciplinary action from any state, province or territory, or licensing or certification board within the past 10 years, nor subject under any such investigation Credential Upon successful completion of the examination, candidates achieve certificant status. At that time, they may list the designation CHS-II behind their names. Target Audience: This level is intended for professionals in homeland security, law enforcement, and related fields, who are involved in security, law enforcement, fire service, military, emergency management, cyber security, public health, hazardous materials, medical, or other related areas. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 11 Certified in Homeland Security, CHS® Level Three (CHS-III) Eligibility Requirements Candidates must meet the following requirements to be eligible to sit for the CHS-III exam: Hold the CHS-II credential; or have 3 years of relevant homeland security experience related to the topics covered in CHS- I, CHS-II, and CHS-III. Agreement to uphold the ABCHS Code of Conduct At least 18 years of age No felony convictions No dishonorable discharge from the military Neither a record of disciplinary action from any state, province or territory, or licensing or certification board within the past 10 years, nor subject under any such investigation Credential Upon successful completion of the examination, candidates achieve certificant status. At that time, they may list the designation CHS-III behind their names. Target Audience: This level is intended for professionals in homeland security, law enforcement, and related fields, who are involved in security, law enforcement, fire service, military, emergency management, cyber security, public health, hazardous materials, medical, or other related areas. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 12 Certified in Homeland Security, CHS® Level Four (CHS-IV) Eligibility Requirements Candidates must meet the following requirements to be eligible to sit for the CHS-V exam: Hold the CHS-III credential; or have four (4) years of experience combined with general training, knowledge, skill, and education in a homeland security-related area connected to the topics examined n CHS-I, CHS-II, CHS-III, and CHS-IV. Agreement to uphold the ABCHS Code of Conduct At least 18 years of age No felony convictions No dishonorable discharge from the military Neither a record of disciplinary action from any state, province or territory, or licensing or certification board within the past 10 years, nor subject under any such investigation Credential Upon successful completion of the examination, candidates achieve certificant status. At that time, they may list the designation CHS-IV behind their names. Target Audience This level is intended for professionals in homeland security, law enforcement, and related fields, who are involved in security, law enforcement, fire service, military, emergency management, cyber security, public health, hazardous materials, medical, or other related areas. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 13 Certified in Homeland Security, CHS® Level Five (CHS-V) Eligibility Requirements Candidates must meet the following requirements to be eligible to sit for the CHS exam: Hold the CHS-IV credential; or five (5) years of experience combined with general training, knowledge, skill, and education in a homeland security-related area connected to the topics examined n CHS-I, CHS-II, CHS-III, CHS-IV, and CHS-V Agreement to uphold the ABCHS Code of Conduct At least 18 years of age No felony convictions No dishonorable discharge from the military Neither a record of disciplinary action from any state, province or territory, or licensing or certification board within the past 10 years, nor subject under any such investigation Credential Upon successful completion of the examination, candidates achieve certificant status. At that time, they may list the CHS-V designation behind their names. Target Audience This level is intended for professionals in homeland security, law enforcement, and related fields, who are involved in security, law enforcement, fire service, military, emergency management, cyber security, public health, hazardous materials, medical, or other related areas. * Please see CHS Alternate Pathway Policy Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 14 ABCHS Alternate Pathway Policy The Alternate Pathway provision allows candidate to qualify to sit for the ABCHS exams through a unique combination of education/training and experience subject to approval of the ABCHS Certification Commission. Candidates must make application for alternate pathway eligibility as the ABCHS certifications are high stakes exams and our certification entities are one component in determining eligibility for credentialing of individuals. These exams require a high level of security and confidentiality, and determining eligibility to take the ABCHS exams is one method of assuring this security. Subject to the terms and requirements of this policy, The American Board for Certification in Homeland Security, CHS® (ABCHS) shall grant ability to sit for its Certified in Homeland Security exams to applicants who have sufficiently demonstrated current, corresponding knowledge and skills by completing qualified education/training and experience. The ABCHS Certification Commission, which establishes standards for ABCHS certifications, is charged as the only body which can develop qualification criteria and determine whether given education/training/experience qualifies under this alternate pathway policy. Applicants who satisfy the applicable requirements set forth shall be eligible to sit for an ABCHS certification exam through the alternate pathway. No candidates will be granted an ABCHS certification without having satisfied the standard ABCHS certification requirements. 1. Qualification Criteria. To qualify as an alternate pathway under this policy, an applicant’s combination of education/training and experience must meet the knowledge skills and abilities measured in the CHS exam the candidate is applying to sit for. 2. Eligibility Requirements for the Alternate Pathway. To be eligible for the Alternate Pathway, an applicant must: 1.) Meet all general eligibility requirements for ABCHS certifications, 2.) Hold a qualifying degree, or equivalent education/training, 3.) Provide an official transcript for the qualifying degree (equivalent education/training), which identifies the applicant as having received same, 4.) Demonstrate equivalent experience combined with general training, knowledge, skill, and education within their respective homeland securityrelated area, and 5.) Satisfy all requirements and procedures applicable to this policy. 3. ABCHS Code of Conduct and Policy Compliance. Applicants for the Alternate Pathway must comply with the Code of Conduct, and other applicable ABCHS policies. 4. Alternate Pathway Application Procedures. In order to qualify to sit for the CHS exams through the Alternate Pathway, the applicant must submit the following: 1.) The ABCHS Alternate Pathway Form, completed by the applicant, 2.) A current résumé/curriculum vitae, 3.) An official transcript for the qualifying degree, or equivalent education/training, which identifies the applicant as having received the degree, or equivalent education/training, 4.) A military record stating current status or DD-214 (if applicable), 5.) Copies of relevant training certificates (maximum of 10), and 6.) Payment of required certification fees. The ABCHS Alternate Pathway Form must be submitted to the ABCHS Director. The ABCHS Director will be responsible for reviewing all Forms for completion and accuracy. The ABCHS Certification Commission will determine whether the education/training and experience qualifies as an Alternate Pathway under this policy. All decisions will be communicated to applicants under this policy in writing. Applicants can appeal any decisions made pursuant to this policy using the ABCHS Certification Appeal Procedures. All applicable ABCHS policies will be observed in the application of this Alternate Pathway Policy. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 15 Rights Reserved. ABCHS reserves the sole and exclusive right to: (a) determine whether the combination of education/training and experience qualifies as an Alternate Pathway under this policy, based on an independent evaluation of the evidence presented under ABCHS certification standards; (b) determine whether the documents submitted by an applicant for the Alternate Pathway satisfy the documentation requirements set forth in this policy; and, (c) verify the accuracy of the information contained in all submitted documentation. In order to verify information provided by a certificant, ABCHS may contact any appropriate information source, including individuals or organizations referred to in the documentation. Recertification Policy A. Introduction The American Board for Certification in Homeland Security (ABCHS) sponsors and administers examination-based certifications, which require the ABCHS Recertification Program. Individuals who are granted an ABCHS credential must demonstrate an ongoing professional commitment to the field of Homeland Security by satisfying the requirements of this Program. This policy explains the requirements that must be satisfied to maintain ABCHS certification, and provides related information, including the standards, guidelines, and procedures of the Program. Each certificant must review, accept, and agree to the terms of this policy to maintain ABCHS certification. Inquiries or questions concerning this policy should be directed to the ABCHS Director of Education. This policy explains the requirements that must be satisfied to maintain ABCHS certification, and provides related information, including the standards, guidelines, and procedures of the Program. Each certificant must review, accept, and agree to the terms of this policy to maintain ABCHS certification. Inquiries or questions concerning this policy should be directed to the ABCHS Chief Executive Officer. B. Statement of Purposes The ABCHS Recertification Program supports the ongoing professional development of ABCHS certificants and the maintenance of ABCHS certification by: • requiring reasonable and appropriate continuing educational and professional activities; • enhancing the ongoing professional development of certificants; • encouraging and recognizing individualized learning opportunities; • providing a standardized, objective, and straightforward process for attaining and recording continuing educational and professional activities. C. Recertification Cycle Each certificant is subject to a three-year recertification interval. The reporting period begins with the first January after awarding the credential. For example, if the credential is awarded on July 1, 2010; the 3 year reporting period begins on Jan. 1, 2011 to be due on December 31, 2013. This cycle ensures that certificants demonstrate currency in knowledge, skills, and abilities within an appropriate period. The three-year recertification cycle will follow the calendar year. Upon completing the ABCHS Recertification Program, certificants will be given a certificate with an updated expiration date. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 16 The rationale for the recertification interval is listed below: a. Homeland Security is a dynamic field shaped by programmatic issues of the U.S. Department of Homeland Security (DHS). Fields related to homeland security are affected by various best practices and laws that change regularly. The ABCHS Advisory Board adopted a three year recertification period to ensure certificants constant vigilance of new information in their field. b. The interval has to be long enough to allow the certified professionals to earn the appropriate credits but short enough to keep the certified professionals motivated to engage in education and professional development. This three-year period also prevents certificants’ inactivity in their profession by requiring routine continued education/professional involvement as part of certified status. The period also ensures the relevancy of certificants’ certification since they cannot receive recertification more than twice in a single Job Task Analysis cycle (which is five years) D. Recertification Requirements Consistent with the terms of this policy, ABCHS certificants must satisfy the following requirements to maintain certification: 1. Continuing Education Unit (CEU Requirements.) Certificants must accrue thirty (30) CEUs during each recertification interval, which is a three-year period. 2. ABCHS Code of Conduct and Policy Compliance. Certificants must comply with the Code of Conduct, and other ABCHS policies, in order to maintain certification status. 3. Maintenance Fee Requirements. Certificants must be current with all maintenance, related to the ABCHS Recertification Program to maintain certification. Certificants will be contacted prior to their certification’s expiration date and will be reminded of recertification requirements. E. Qualifying Activities/Approved Methods for Earning Continuing Education Units (CEU) Credits Unless specifically otherwise permitted by this policy, all CEU activities accepted and approved by the ABCHS Recertification Program must be relevant to the field of Homeland Security and satisfy the requirements stated in this policy. 1. Requirements for CEU Activities. ABCHS reserves the sole and exclusive right to determine whether a CEU activity is relevant to the field of Homeland Security under the terms in this policy. 2. Evaluation of CEU Activities. In order to determine whether a CEU activity may qualify for CEU, ABCHS will consider three aspects: the subject matter of the activity; the objectives of the activity; and the credentials of the sponsor, presenter, or author of the activity. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 17 a. Examples of Qualifying CEU Activities. While ABCHS does not expressly limit the types of activities that may qualify for CEU, the following are examples of activities that typically qualify: 1) Attending college- or university-sponsored continuing education courses; 2) Attending seminars, workshops, conferences or other educational programs; 3) Authoring publications in books or scholarly journals; 4) Acting as a speaker or presenter during professional presentation activities directly related to the field of Homeland Security; 5) Developing new and original learning programs, seminars, or workshops; 6) Leadership and community service activities; and, 7) Independent study of professional or educational publications. 3. Documentation Required for Proof of CEU Earned. The ABCHS Recertification Program requires certificants to complete the Recertification Evaluation Form at a minimum every3 years. It is certificants’ responsibility to ensure that recertification credits claimed conform to the Requirements for CEU Activities established by the ABCHS. However, it is not necessary to submit the supporting documentation(i.e. true copies of all certificates, continuing education reports, or similar documents issued by the activity sponsor or a national certifying body, which indicates the number of credit hours the sponsor designates for the activity; true copies of activity programs or agendas published by a sponsor that indicates the times during which the activity was conducted; letters prepared and signed by a sponsor, presenter or other authorized representative of activities that indicates the number of recommended CEU related to participation in the activity; documentation sufficient to provide proof of attendance or completion of activities requiring independent study; etc.). Certificants are strongly encouraged, however, to retain such documentation for a minimum of three years after the date of filing in the event of a verification audit by ABCHS. The Recertification Evaluation Form is used for certificants to document and submit CEU accrued each recertification cycle. All reporting forms are retained in certificants’ files. 4. Evaluation and Verification of Submitted Documentation. ABCHS reserves the sole and exclusive right to: a. determine whether the Recertification Evaluation Form submitted by the certificant satisfies the documentation requirements set forth in this policy; and b. verify the accuracy of the information contained in such documentation. To verify information provided by a certificant, ABCHS may conduct a verification audit by contacting any appropriate information source, including individuals or organizations referred to in the documentation submission. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 18 In the event that the required documentation is unavailable for a specific activity, the certificant can submit a description of the content and subject matter of the activity, including a statement explaining how that activity satisfies the applicable activity requirements, as set forth in this policy. F. General CEU Guidelines 1. Recertification Evaluation Form. Certificants are responsible for reporting CEU activities to ABCHS using the Recertification Evaluation Form. The CEU submission must include the following information and documentation: (a) the name of the program sponsor, author or presenter of the activity; (b) the date(s) on which the activity was conducted; and (c) the name of the course, program, or seminar; and Recertification Evaluation Forms may be submitted by e-mail, mail, or fax. Certificants may submit Recertification forms only at the end of their Recertification Cycle. 2. Granting CEU Credit. All activities submitted for consideration as CEU are subject to review and approval by ABCHS. CEU for each CEU activity will be granted on a one-time basis only. In all cases, credit is granted only after the CEU activity has been completed. Credit is not granted for time spent at social functions or breaks. 3. CEU Credit Denial. ABCHS reserves the sole and exclusive rights to evaluate all CEU activities on an individual basis, and to grant or deny credits for those activities according to this policy and other ABCHS requirements, at its discretion. As part of such evaluation, ABCHS may consider the number of credits indicated for an activity. However, ABCHS reserves the sole and exclusive right to make all final determinations concerning the number of CEU granted for each activity. The ABCHS certificant will be notified when CEU are reduced or denied, including a statement indicating the basis for such action. ABCHS reserves the right to request additional information or clarification concerning a specific activity prior to final acceptance and granting of CEU, or at a future time. 4. Maintenance of Personal CEU Records. Consistent with the terms of this policy, ABCHS certificants should maintain records and documentation related to each reported CEU activity for at least three (3) years after the applicable CEU cycle has ended. Such records should be stored in a safe and secure manner. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 19 Credential Suspension and Revocation A. Process for suspension Once a violation has been confirmed the appropriate ABCHS staff will implement the following suspension and revocation policy. Code of Ethics suspensions and revocations will be made by the ABCHS board following the procedures laid out in the Suspending/Withdrawing Certification section of the ABCHS handbook and are subject to the ABCHS appeals procedure as noted in the ABCHS handbook. 1. Suspension. An ABCHS certificant misrepresenting their credentials, refusing to provide documentation at a later time if asked, not following the recertification requirements or otherwise violating the ABCHS Ethical Code of Conduct could be placed on immediate suspension status for up to (3) years, or until such time as the suspended certificant rectifies the violation. Requirements during Suspension Term. Suspension constitutes the temporary loss of active certification status. A suspended certificant must: immediately stop, and refrain from, any representations or statements which indicate that he or she is certified by ABCHS during the suspension period. 2. Reinstatement from Suspension to Active Certification Status: In order to obtain reinstatement from suspension status, the certificant must submit: (1) documentation demonstrating that all past-due CMU have been earned, pursuant to the terms of this policy; (2) payment of applicable fees that are currently due as of the date(s) that the certificant submits the information and payments required for reinstatement; (3) payment of an administrative fee of one hundred ($100) dollars for processing the reinstatement; and, (4) payment of all appropriate past-due fees. Upon reinstatement, ABCHS will issue an active certification certificate to the certificant B. Process for Revocation 1.Any ABCHS certificant continually misrepresenting their credentials, refusing to provide documentation at a later time if asked, not following the recertification requirements or otherwise violating the ABCHS Ethical Code of Conduct requirements for (3) years (i.e. by the end of the three (3) year suspension period) will be placed on immediate revocation status. 2 .Consequences of Revocation/Reapplication Required. Revocation constitutes the loss of certification. To return to active certified status, a revoked certificant must reapply for certification and rectify the cause for revocation. Upon revocation the certificant must: (1) Destroy all original or copied credential materials to ABCHS, including all past ABCHS certificates (2) immediately stop, and refrain from, making any representations or statements that he or she is certified by ABCHS. 3. Publication and Notification of Suspended or Revoked Status. All certificants who are suspended or revoked may have such status published by ABCHS. Certificants will be notified by mail any and all suspensions or revocations. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 20 C. Reapplication Requirements Applicants required to reapply for certification pursuant to this policy must purchase, retake, and successfully pass all certification examinations applicable to the certification for which reapplication is sought, and provide payment of all corresponding application and examination fees. Certification Appeal Procedures After a Certified Person has received a written notice of violations and applicable sanctions from ABCHS the candidate is required to file a written request for appeal, along with a statement describing the grounds for the appeal, why the appeal should be granted and all supporting evidence within thirty (30) calendar days of receipt of the notice of violations and applicable sanctions from ABCHS. A candidate's appeal will not be considered after such thirty (30) calendar day period has expired. If ABCHS determines that a written request for appeal is filed in a timely manner the information submitted by the candidate will be submitted for binding arbitration to the ABCHS Advisory Board, which consists of voluntary industry peers. As directed by the ABCHS Advisory Board, three (3) disinterested members of the Board will be assigned to each case, and will have full authority to convene, preside over, continue, decide, and conclude an ethics appeal. Following receipt of a complete and proper written appeal, the ABCHS Advisory Board will schedule a date on which to conduct an Appeal Hearing, and the Respondent will be notified in writing at least 30 days in advance of the scheduled date. The ABCHS Advisory Board will review the any appeal submissions presented by the Respondent and other relevant information, and thereafter will determine and resolve the appeal by majority vote in a closed session. The respondent may contact ABCHS at any point during the appeals process to inquire about the status of the appeal. Following the conclusion of an Appeal Hearing, an appeal decision will be sent to the Respondent, in writing, within 30 days. The appeals decision will state the outcome and resolution of the appeal including any final disciplinary action or sanction issued. Voluntary Relinquishment of ABCHS Certifications PRO/CT/004 If not otherwise prohibited, a certificant may voluntarily relinquish his or her certification by submitting a written request to ABCHS, indicating acceptance of, and agreement to, the following terms. a. Prohibited Use of the Credential. A certificant who voluntarily relinquishes his or her certification may not represent themselves as an active ABCHS certificant or certified by ABCHS. Such certificants may not use the ABCHS credential or certification mark until such time that he or she has his or her active certification reinstated. Upon relinquishment of certification, the former certificant must immediately return all original or copied credential materials to ABCHS, including all past ABCHS certificates and pins. b. Reinstatement to Active Certification Status. If reinstatement to active status is requested prior to the time the active certification would have expired (i.e. within the ABCHS certification date that was in effect at the time the certification was relinquished), the former certificant may request that active certificant status be reinstated by paying all applicable fees at the time of reinstatement. A former ABCHS certificant who wishes to reactivate ABCHS certification within one (1) year beyond the expiration date of active ABCHS certification must: submit to ABCHS a request and an amnesty fee of $25. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 21 Important Policies ADA Statement All programs comply with the Americans with Disabilities Act (ADA). If you require assistance, please contact Association Headquarters toll-free at (877) 219-2519, by email to registrar@abchs.com, or by fax to (417) 881-1865. Non-Discrimination Statement All programs are non-discriminatory. Eligibility for certification and recertification is denied only when an individual does not meet the eligibility requirements, when an individual has violated the Association’s standards, or when an applicant has committed an act that would reflect negatively on the Association or the certification program. Impartiality It is the policy of the American Board for Certification in Homeland Security to be fair and unbiased in the certification process and follow the same policies, procedures, and requirements for all applicants. Discipline All candidates and certificants are expected to be aware of and comply with all certification and recertification requirement. ABCHS reserves the right to issue disciplinary actions to candidates or certificants who: fail to meet certification or recertification requirements including, but not limited to: compliance with the ABCHS Code of Conduct, submission of required forms for recertification, and submission of required fees. ABCHS certificants are required to notify ABCHS of any change in their status that would come in violation of the ABCHS code of ethics or ABCHS certification requirements. Complaint Policy ABCHS will review all complaints submitted in accordance with the ABCHS Complaint Procedure as listed in the ABCHS Policies and Procedures manual . ABCHS will use the Complaint Procedure in the handling of all such complaints One can direct questions, comments, and information requests to the ABCHS by telephone to (877) 2192519 or email: info@abchs.com. Refunds No refunds are issued once the application has been approved. Appeal Procedures Applicants who are denied certification/recertification may make an appeal using the ABCHS Certification Appeal Procedures. For more information on the Appeal Procedures, see the ABCHS policy and procedures handbook located on the ABCHS homepage. ABCHS.com Exam Upon receipt of application and payment, examinations must be completed within 1 year. Extensions will be considered for special circumstances if written notification is provided to ABCHS. Exam Retake If the examinee does not pass an ABCHS exam on the first attempt, one retake is available for a $60 retake fee to cover the cost of the proctoring of the exam. If after the 2nd attempt the examinee fails, they must wait 1 year from the date of the previous attempt and must reapply at that time. Recertification Extensions Requests for extensions on meeting recertification requirements will be considered. Each request will be reviewed on a case-by-case basis. Extensions will be approved if the cause can be documented because of military duty, effects of major disaster, or other special circumstances. Confidentiality All material submitted to ABCHS will be confidential. Disclosure of material submitted to ABCHS is permitted only when specifically authorized by the ABCHS Confidentiality and Non-Disclosure Policy. Among other information, ABCHS will not consider the following materials and documents to be confidential: a. Published certification and eligibility criteria; b. Records and materials disclosed as the result of a legal requirement; c. Upon the written request of a candidate, or certificant, any certification information concerning certification status or application materials which the candidate or certificant would like made available to other credentialing agencies, professional organizations, or similar bodies; and, d. All decisions and orders of any authorized representative of ABCHS. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 22 The American Board for Certification in Homeland Security, CHS® PROCTORED EXAMINATION REQUEST The following is a REQUEST for a proctored Certified in Homeland Security examination and is pending approval of The American Board for Certification in Homeland Security, CHS®. The Applicant and Proctor/Testing Center will be notified upon approval or denial of this request. Applicant Information Applicant’s Name: ID# Note to Applicant: Please retain a copy of this request for your records. You will be notified upon approval or denial of your request. If your request is approved, you will receive a Proctored Examination Confirmation form. You will be responsible for the Proctor’s compensation, if required by the Proctor (usually an hourly fee). I, the Applicant, understand and accept these terms. (Applicant’s signature) Requested Proctor/Testing Center Information Company: Address: City, State, Zip: Date of Examination (Proctor and Applicant must initial): Examination Time: / / Proctor/Testing Center Phone: ( ) _- Return: Upon completion, please return a completed copy of this form to The American Board for Certification in Homeland Security, CHS®: By email to ceo@abchs.com By fax to ATTN: Director of ABCHS to (417) 881-1865 Or by mail to ATTN: Director of ABCHS, The American Board for Certification in Homeland Security, 2750 E. Sunshine, Springfield, MO 65804. You will be contacted regarding the approval or denial of this request. If the request is denied, you will likely be notified of an alternative proctoring time. If the request is approved, you will be notified of the proctoring date, time, fee, and method of payment. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 23 The American Board for Certification in Homeland Security, CHS® 2750 East Sunshine Street Springfield, Missouri 65804 Phone: 1.877.219.2519 Local: 417.823.2519 Fax: 417.881.1865 Email: ceo@abchs.com Website: www.abchs.com ABCHS Alternate Pathway Form Requirements To be eligible for CHS-II, CHS-III, CHS-IV, or CHS-V under this alternate pathway, applicants must show the required number of years of relevant in homeland security experience related to the topics covered in CHS- I, CHS-II, CHSIII and CHS-IV, and CHS-V as referenced in the CHS candidate handbook. Personal Information Last Name First Name (mm/dd/yyyy) Social Security Apt Number: Telephone ( Middle Initial City ) Date of Birth Gender: Home Address State Zip E-mail Cell Phone ( ) How did you hear about ABCHS? ❏ Please check here if you hold a security clearance. Workplace Company Name Supervisor Suite Number Telephone ( City Street Address State ) Zip Preferred Mailing E-mail Address? □ Home □ Work Education Years Experience Date Completed Supervisor Content Area Experience City/State_ Please note: In order to be considered for CHS-IV through this alternate pathway, you MUST submit an official transcript of the qualifying experience. Copyright © 2015 American Board for Certification in Homeland Security, CHS®. All Rights Reserved. 24