Dr. Ronan Long National University of Ireland Galway The European Union and Law of the Sea Dispute Settlement Ronán Long School of Law National University of Ireland Galway. BIICL, Belfast, 22-23 November 2012 BIICL 22 November 2012 Overview 1. History of the Convention 2. Status of Convention 3. EU approach to dispute settlement 4. Court of Justice European Union BIICL 22 November 2012 History (1) 9 EEC Member States participated at UNCLOS III (Greece 1981) 6 Member States abstained in the vote Law of the sea interests of the Member States were diverse Transfer of competence to EEC source: UN Archive BIICL 22 November 2012 History (2) Arts 305-307 & Annex IX provides for participation by “International Organisations” EEC signed Convention in 1994 & lodged instrument of formal confirmation in 1998 (Declaration of Competence) Fish Stocks Agreement signed in 1995…FC in 2003 source: UN Archive BIICL 22 November 2012 Status of Convention within European Legal Order “Integral part” of EU law Ranking as a source of EU law – Below EU Treaties and above secondary legislation Informs EU law: – – multilateral and bilateral treaties concluded by the EU secondary legislation source: guardian.co.uk BIICL 22 November 2012 Dispute Settlement Part XV… application and interpretation Means of their own choice / general, bilateral or regional agreement or otherwise [Arts 280 & 282] By negotiation [s.1 of Part XV] Compulsory procedures entailing binding decision [s.2 of Part XV ] Source: www.europa.eu Choice of Procedure Article 287 International Tribunal for the Law of the Sea Annex VI International Court of Justice Compulsory Procedures Entailing Binding Decisions Arbitral Tribunal Annex VII Special Arbitral Tribunal Annex VIII BIICL 22 November 2012 Article 7 of Annex IX Some features EU has the freedom to choose the means for the settlement of disputes in accordance with the general scheme of Article 287 Allows for the application of Part XV, mutatis mutandis, to any dispute between the EU and State Parties to the Convention, [apart from State Parties that are also Member States of the EU]. In instances where the EU and one and more of its Member States are joint parties to a dispute or are parties in the same interest, the EU is deemed to have accepted the same procedures as the Member State. Following on from this, where a Member State has chosen the International Court of Justice, arbitration in accordance with Annex VII is the residual means for dispute settlement, unless the parties to the dispute agree otherwise. BIICL 22 November 2012 Choice of procedure [Art 287]: practice of the Member States (Nov 2011) 18 Member States of the EU have deposited declarations with Sec-Gen UN Some of the MS had not deposited: Ireland, Malta, Cyprus and Bulgaria ITLOS: 13 Member States first choice (or equal status to first choice) ICJ: Denmark, the Netherlands, and the UK and N. Ire Portugal has listed all four bodies without indicating any particular preference Slovenia selected Annex VII arbitration 7 Member States have made declarations on limitations and exceptions pursuant to Art 298 BIICL 22 November 2012 Ireland Declaration in 2011 under Article 36(2) of the Statute International Court of Justice accepting the compulsory jurisdiction of the International Court of Justice in relation to disputes with any other State accepting the same obligation, with the exception of any legal dispute with the United Kingdom of Great Britain and Northern Ireland in regard to Northern Ireland Procedure that entails a binding decision in accordance with Article 282 of the Convention Ireland has a dispute with any other State that has also accepted the optional clause of the ICJ, then the jurisdiction of the Court would appear to prevail pursuant to Article 282 over the other procedures set down in Art 287 BIICL 22 November 2012 EC/EU Negotiated Settlement Dispute with Canada in 1995 – Spanish vessel Estai Case concerning the Conservation and Sustainable Exploitation of Swordfish Stocks in the South-Eastern Pacific Ocean (Chile/European Community). ITLOS No 7 Source: canadaworld.ca BIICL 22 November 2012 Compulsory Settlement Mox Plant case [provisional measures] – Ireland and the United Kingdom had not accepted the same procedure for the settlement of disputes in accordance with Article 287 of the Convention and were therefore deemed to have accepted arbitration in accordance with Annex VII to the Convention Annex VII proceedings suspended to facilitate clarification of competence under EC Treaty BIICL 22 November 2012 Case C-459/03, Commission v Ireland (Mox Plant) [2006] ECR I-4635 Ireland breached duty of sincere cooperation under the European Treaties by initiating the disputesettlement procedure under the Convention on matters fallings within EC shared competence and that were regulated by EC measures to a large extent Convention provides for binding settlement under general, regional or bilateral agreements or otherwise [Art 282] Clarified exclusive jurisdiction of the Court of Justice vís-a-vís other competent courts and tribunals under the Convention BIICL 22 November 2012 Do provisions in the Convention have direct effect in EU law? Case C-213/03 Étang de Berre [2004] ECR I-9325 – Protocol for the Protection of the Mediterranean Sea against Pollution from land-based Sources Case C-308/06 The Queen on the application of Intertanko and Others v Secretary of State for Transport, [2008] ECR I-4057, – Rights under the 1982 Convention are not “conferred on the individuals linked to those ships, such as their owners, because a ship’s international legal status is dependent on the flag State and not on the fact that it belongs to certain natural or legal persons”. [para 59.] BIICL 22 November 2012 Convention informs EU law Case C-347/10 A. Salemink v Raad van bestuur 17 January 2012 – residency criterion in the Dutch social security legislation for offshore workers was contrary to the principle of freedom of movement of workers – work carried out on an offshore installation on the continental shelf is to be regarded as work carried out in the territory of that State source: nationalgeogrphic.nl BIICL 22 November 2012 Enforcement Proceedings Treaty on the Functioning of the EU 1. Commission v Member State 2. Member State v Member State 3. Failure to comply with judgment of the Court of Justice – Case C-121/07 Commission v France [2008] ECR I-9159. €20 million penalty and €56 million for every six months noncompliant with previous judgment of Court in relation to fisheries conservation measures BIICL 22 November 2012 Tentative Conclusions 1. Convention integral part of European legal order 2. Disputes between EU and third countries: – – 3. Negotiated settlement ITLOS constructive and important role under Part XV European Commission and Court of Justice have important roles to play in dispute settlement and enforcement at an internal level within the EU BIICL 22 November 2012 Thank You!