jeff caretsky's cv


Jeffrey Caretsky, J.D.

Regulatory Consultant

Financial Services; Global Regulations; Bankruptcy Law; Data Management; Negotiations

Greater New York City Area

Executive Summary

Business analyst experienced in regulatory change management within complex financial systems.

Experienced legal analyst and consultant with a diverse legal background, including global regulatory, organizational, and bankruptcy law to complement strong communication skills.

Admitted to New York and New Jersey Bar.


Microsoft Office, including Excel pivot tables; v-lookup, Framesoft


Sample Projects

Resolution Recovery Plan (RRP-Living Will)

 Coordinated and helped write the Living Will for a first wave filer in response to the Federal

Reserve’s stress test. This helped determine the bank’s capital adequacy ratio and involved coordinating with various groups across several departments in the bank.

 Data verification and review of the bank’s internal systems, utilized to generate the Living


Assisted with the application of analytical testing to identify gaps in the data and implement appropropriate solutions to ensure compliance with the Federal Reserve’s required ratios.

Reviewed and updated various financial contracts including ISDAs and non-ISDAs such as


Products Development- Reference Data

Regulation A+

 Developed an informative graphic highlighting the importance of Regulation A+ and the necessary elements for investors.

 Broke the information down to discuss the elements associated with both Tier 1 and Tier 2 investments.


Developed an informative graphic to simplify and explain the necessity for MiFID II in its capacity as a European regulation

Highlighted the investor protection aspects of MiFID II as well as the differences between regulations and directives to applicable members.


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Prior Employment

John W. Hargrave & Associates ; 2013

Fall Extern

Evaluated Chapter 7 bankruptcy filings to determine viable assets in debtor’s estate.

Calculated debtor’s means to determine a presumption of abuse.

Developed educational programs about key differences between Chapter 7 and Chapter 13 bankruptcies to assist clients in bankruptcy determination.

Coordinated 341A evaluation hearings to assess feasibility of discharging debt.

Educated debtor clients on discharge procedures and debt reaffirmation under §524(d) of

U.S bankruptcy code.

The Law Offices of Sean R. Callagy ; 2013

Summer Associate

Investigated and analyzed cases and statutes regarding secured transactions, consumer fraud, workers compensation and ERISA.

Drafted memorandums, complaints, interrogatories, document requests and subpoenas.

 Prepared for and attended trial motions, arbitrations and depositions.

Ocean Monmouth Legal Services ; 2011, 2012

Summer Intern

 Arranged Section 8 housing hearings for indigent families to help secure safe and affordable housing for them.

Assisted with client intakes, briefed cases and researched relevant statutes to help provide entitlements such as Medicare/Medicaid, social security income/disability payments and emergency shelter assistance (EA).

Attended trials, arbitration and other proceedings involving estate planning for individual clients.

Commence Corporation ; 2010

Summer Intern

Wrote user documentation for new CRM features and assisted customers with product use.

Established prospect database for electronic marketing program.

Assisted sales team with proposal generation and incoming sales inquiries.


8of9 Regulatory Executive Education Program

Basel III, ISDA, Bank Secrecy Act, AML/KYC, Recovery and Resolution Plan, Treasury,

Collateral Management, Capital markets, Project Management, FATCA, GATCA, TMPG

Margining Guide (FINRA 4210).


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J.D., Rutgers School of Law (2014).

Sports Entertainment Law Society.

Business Law Association.

 Writer for

B.S., Economics, University of Wisconsin (2011).

 Sports Business Law Club

 Intramural Soccer, Basketball, and Volleyball

Study Abroad: Barcelona, Spain.

Contact Information

Address : 1115 Broadway, 12 th Floor, New York, NY 10010

Office : 917.261.3901

Personal : 908.770.2881


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