Regulatory Consultant
Financial Services; Global Regulations; Bankruptcy Law; Data Management; Negotiations
Greater New York City Area
Business analyst experienced in regulatory change management within complex financial systems.
Experienced legal analyst and consultant with a diverse legal background, including global regulatory, organizational, and bankruptcy law to complement strong communication skills.
Admitted to New York and New Jersey Bar.
Microsoft Office, including Excel pivot tables; v-lookup, Framesoft
HTML, CSS
Resolution Recovery Plan (RRP-Living Will)
 Coordinated and helped write the Living Will for a first wave filer in response to the Federal
Reserve’s stress test. This helped determine the bank’s capital adequacy ratio and involved coordinating with various groups across several departments in the bank.
 Data verification and review of the bank’s internal systems, utilized to generate the Living
Will.
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Assisted with the application of analytical testing to identify gaps in the data and implement appropropriate solutions to ensure compliance with the Federal Reserve’s required ratios.
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Reviewed and updated various financial contracts including ISDAs and non-ISDAs such as
MSFTAs, GMSLAs, GMRAs, OSLAs, OTCs, MRAs and MSLAs.
Products Development- Reference Data
Regulation A+
 Developed an informative graphic highlighting the importance of Regulation A+ and the necessary elements for investors.
 Broke the information down to discuss the elements associated with both Tier 1 and Tier 2 investments.
MiFID II
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Developed an informative graphic to simplify and explain the necessity for MiFID II in its capacity as a European regulation
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Highlighted the investor protection aspects of MiFID II as well as the differences between regulations and directives to applicable members.
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John W. Hargrave & Associates ; 2013
Fall Extern

Evaluated Chapter 7 bankruptcy filings to determine viable assets in debtor’s estate.
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Calculated debtor’s means to determine a presumption of abuse.
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Developed educational programs about key differences between Chapter 7 and Chapter 13 bankruptcies to assist clients in bankruptcy determination.
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Coordinated 341A evaluation hearings to assess feasibility of discharging debt.
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Educated debtor clients on discharge procedures and debt reaffirmation under §524(d) of
U.S bankruptcy code.
The Law Offices of Sean R. Callagy ; 2013
Summer Associate
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Investigated and analyzed cases and statutes regarding secured transactions, consumer fraud, workers compensation and ERISA.
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Drafted memorandums, complaints, interrogatories, document requests and subpoenas.
 Prepared for and attended trial motions, arbitrations and depositions.
Ocean Monmouth Legal Services ; 2011, 2012
Summer Intern
 Arranged Section 8 housing hearings for indigent families to help secure safe and affordable housing for them.
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Assisted with client intakes, briefed cases and researched relevant statutes to help provide entitlements such as Medicare/Medicaid, social security income/disability payments and emergency shelter assistance (EA).
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Attended trials, arbitration and other proceedings involving estate planning for individual clients.
Commence Corporation ; 2010
Summer Intern
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Wrote user documentation for new CRM features and assisted customers with product use.
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Established prospect database for electronic marketing program.
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Assisted sales team with proposal generation and incoming sales inquiries.
Education
8of9 Regulatory Executive Education Program
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Basel III, ISDA, Bank Secrecy Act, AML/KYC, Recovery and Resolution Plan, Treasury,
Collateral Management, Capital markets, Project Management, FATCA, GATCA, TMPG
Margining Guide (FINRA 4210).
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J.D., Rutgers School of Law (2014).

Sports Entertainment Law Society.

Business Law Association.
 Writer for www.giantsgab.com
B.S., Economics, University of Wisconsin (2011).
 Sports Business Law Club
 Intramural Soccer, Basketball, and Volleyball
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Study Abroad: Barcelona, Spain.
Address : 1115 Broadway, 12 th Floor, New York, NY 10010
Office : 917.261.3901
Personal : 908.770.2881
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