COVER SHEET
P W 1 0 5
S.E.C. Registration Number
P H I L T R U S T
B A N K
P H I L I P P I N E
T R U S T
C OMP A N Y
(Company's Full Name)
1 0 0 0
S A N
U N I T E D
N A T I ON S
MA R C E L I N O
C O R
A V E N UE
S T R E E T
MA N I L A
(Business Address: No. Street City / Town / Province)
MARTIN B. ISIDRO
524-9061
Contact Person
Company Telephone Number
1 2
Month
3 1
Day
G I S
0 4
FORM TYPE
Month
Fiscal Year
2 8
Day
Annual Meeting
Secondary License Type, If Applicable
CG F D
Dept. Requiring this Doc.
Amended Articles Number/Section
Total Amount of Borrowings
Total No. of Stockholders
Domestic
To be accomplished by SEC Personnel concerned
File Number
LCU
Document I. D.
Cashier
STAMPS
Foreign
GENERAL INFORMATION SHEET (GIS)
FOR THE YEAR
2015
STOCK CORPORATION
GENERAL INSTRUCTIONS:
1. FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL
2.
3.
4.
5.
6.
7.
STOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE
CORPORATION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER
THAN THAT STATED IN THE BY-LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE ACTUAL DATE OF
THE ANNUAL STOCKHOLDERS' MEETING.
IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER,
SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.
THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.
THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES
RESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT ONLY THE AFFECTED
PAGE OF THE GIS THAT RELATES TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETARY
OF THE CORPORATION. THE PAGE OF THE GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE
OCCURRED OR BECAME EFFECTIVE.
SUBMIT FOUR (4) COPIES OF THE GIS TO THE CENTRAL RECEIVING SECTION, GROUND FLOOR, SEC BLDG., EDSA, MANDALUYONG CITY. ALL
COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER WITH A STANDARD COVER PAGE. THE PAGES OF ALL COPIES SHALL USE
ONLY ONE SIDE. CORPORATIONS SUBMITTING A COPY OF THEIR GIS ONLINE OR VIA INTERNET SHALL SUBMIT ONE (1) HARD COPY OF THE
GIS, TOGETHER WITH A CERTIFICATION UNDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED ONLINE CONTAINS THE
EXACT DATA IN THE HARD COPY.
ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.
THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF
EXISTING LAWS, RULES AND REGULATIONS
================================
PLEASE PRINT LEGIBLY =====================================
CORPORATE NAME:
DATE REGISTERED:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
10/21/1916*
BUSINESS/TRADE NAME:
FISCAL YEAR END:
December 31
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
SEC REGISTRATION NUMBER:
PW-105
CORPORATE TAX IDENTIFICATION
NUMBER (TIN)
DATE OF ANNUAL MEETING PER BY-LAWS:
Last Tuesday of April
340-000-541-102
ACTUAL DATE OF ANNUAL MEETING:
WEBSITE/URL ADDRESS:
April 28, 2015
www.philtrustbank.com
E-MAIL ADDRESS:
ptc@philtrustbank.com
FAX NUMBER:
521-7309
COMPLETE BUSINESS ADDRESS:
Philtrust Bank Bldg., 1000 United Nations Avenue corner San Marcelino Street, Manila**
SEC ACCREDITATION NUMBER (if
applicable):
NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER:
2014: Maceda Valencia & Co (formerly Maceda, Farnacio & Co)
Jose T. Valencia (Signing Partner)
PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN:
TELEPHONE NUMBER(S):
0196-F
INDUSTRY CLASSIFICATION:
524-9061
GEOGRAPHICAL CODE:
Banking
Universal Banking
1007
================================ INTERCOMPANY AFFILIATIONS =======================================
PARENT COMPANY
SEC REGISTRATION NO.
ADDRESS
SEC REGISTRATION NO.
ADDRESS
N/A
AFFILIATE/SUBSIDIARY***
NOTE: USE ADDITIONAL SHEET IF NECESSARY
*Article FOURTH of the Bank's Articles of Incorporation was amended to read:
FOURTH. - That the term for which said corporation is to exist is fifty years from and after October 21, 2016. (As amended by the
Board of Directors and Stockholders in their separate meetings held on February 25, 2014 and April 29, 2014, respectively.)
**Article THIRD was likewise amended to read:
THIRD. - That the place where the principal office of the corporation is at Philtrust Bank Building, 1000 United Nations Avenue corner
San Marcelino Street, Manila. (As amended by the Board of Directors and the stockholders in their separate meetings held on March 31, 2014
and April 29, 2014, respectively.)
***As approved by the Board of Directors in its meeting held on April 28, 2015, the Bank has divested of its entire holdings at Muralla Grande Inc.
GIS_STOCK(v.2013)
Page 1
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
Corporate Name:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
A. Is the Corporation a covered person under the Anti Money Laundering
Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)
Please check the appropriate box:
1.
a.
b.
c.
d.
e.
f.
g.
h.
i.
j.
k.
Banks
Offshore Banking Units
Quasi-Banks
Trust Entities
Non-Stock Savings and Loan Associations
Pawnshops
Foreign Exchage Dealers
Money Changers
Remittance Agents
Electronic Money Issuers
Financial Institutions which Under Special Laws are subject to
Bangko Sentral ng Pilipinas' (BSP) supervision and/or
regulation, including their subsidiaries and affiliates.
4.
Jewelry dealers in precious metals, who, as a
business, trade in precious metals
5.
Jewelry dealers in precious stones, who, as a
business, trade in precious stone
Company service providers which, as a business,
provide any of the following services to third
parties:
6.
2.
a.
b.
c.
d.
e.
f.
g.
h.
i.
j.
Insurance Companies
Insurance Agents
Insurance Brokers
Professional Reinsurers
Reinsurance Brokers
Holding Companies
Holding Company Systems
Pre-need Companies
Mutual Benefit Association
All Other Persons and entities supervised and/or regulated by
the Insurance Commission (IC)
a. acting as a formation agent of juridical persons
b. acting as (or arranging for another person to act as)
a director or corporate secretary of a company, a
partner of a partnership, or a similar position in
relation to other juridical persons
c. providing a registered office, business address or
accommodation, correspondence or administrative
address for a company, a partnership or any other
legal person or arrangement
3.
a. Securities Dealers
b. Securities Brokers
c. Securities Salesman
d.
e.
f.
g.
h.
i.
j.
k.
l.
d. acting as (or arranging for another person to act as)
a nominee shareholder for another person
Persons who provide any of the following services:
7.
Investment Houses
Investment Agents and Consultants
Trading Advisors
Other entities managing Securities or rendering similar services
Mutual Funds or Open-end Investment Companies
Close-end Investment Companies
Common Trust Funds or Issuers and other similar entities
Transfer Companies and other similar entities
Other entities administering or otherwise dealing in currency,
commodities or financial derivatives based there on
m. Entities administering of otherwise dealing in valuable objects
n. Entities administering or otherwise dealing in cash Substitutes
and other similar monetary instruments or property supervised
and/or regulated by the Securities and Exchange Commission
(SEC)
a. managing of client money, securities or other
assets
b. management of bank, savings or securities
accounts
c. organization of contributions for the creation,
operation or management of companies
d. creation, operation or management of juridical
persons or arrangements, and buying and selling
business entities
8.
Describe
nature of
business:
None of the above
BUSINESS TO HANDLE SOFTWARE
INSTALLATION AND HARDWARE
MAINTENANCE
B. Has the Corporation complied with the requirements on Customer Due
Diligence (CDD) or Know Your Customer (KYC), record-keeping, and
submission of reports under the AMLA, as amended, since the last filing of its
GIS_STOCK(v.2013)
1-A
Page 2
GENERAL INFORMATION SHEET
====================================
CORPORATE NAME:
STOCK CORPORATION
PLEASE PRINT LEGIBLY ==================================
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
CAPITAL STRUCTURE
AUTHORIZED CAPITAL STOCK
TYPE OF SHARES *
NUMBER OF
SHARES
PAR/STATED VALUE
AMOUNT (PhP)
(No. of shares X Par/Stated Value)
Common
2,200,000,000
10
22,000,000,000.00
TOTAL
2,200,000,000
TOTAL
P
22,000,000,000.00
SUBSCRIBED CAPITAL
FILIPINO
NO. OF
STOCKHOLDERS
TYPE OF SHARES *
NUMBER OF
SHARES
70
common
999,773,157
TOTAL
999,773,157
FOREIGN
(INDICATE BY
NATIONALITY)
NO. OF
STOCKHOLDERS
TYPE OF SHARES *
NUMBER OF
SHARES
American
2
common
226,843
Percentage of Foreign Equity : 0.0227%
TOTAL
226,843
NUMBER OF
SHARES IN THE
HANDS OF THE
PUBLIC **
TOTAL
138,870,395
10.00
138,870,395
TOTAL
NUMBER OF
SHARES IN THE
HANDS OF THE
PUBLIC **
226,843
TOTAL
PAR/STATED
VALUE
9,997,731,570.00
P
PAR/STATED
VALUE
10.00
226,843 TOTAL
TOTAL SUBSCRIBED
AMOUNT (PhP)
P
P
% OF
OWNERSHIP
99.9773
9,997,731,570.00
AMOUNT (PhP)
% OF
OWNERSHIP
2,268,430.00
0.0227
2,268,430.00
10,000,000,000.00
100.00
PAID-UP CAPITAL
FILIPINO
NO. OF
STOCKHOLDERS
TYPE OF SHARES *
NUMBER OF
SHARES
PAR/STATED VALUE
70
common
999,773,157
10
TOTAL
9,997,731,570.00
999,773,157
TOTAL
FOREIGN
(INDICATE BY
NATIONALITY)
NO. OF
STOCKHOLDERS
TYPE OF SHARES *
NUMBER OF
SHARES
PAR/STATED VALUE
American
2
common
226,843
10
TOTAL
226,843
TOTAL PAID-UP
AMOUNT (PhP)
TOTAL
P
P
99.9773
9,997,731,570.00
AMOUNT (PhP)
P
P
% OF
OWNERSHIP
% OF
OWNERSHIP
2,268,430.00
0.0227
2,268,430.00
10,000,000,000.00
100.00
NOTE: USE ADDITIONAL SHEET IF NECESSARY
* Common, Preferred or other classification
** Other than Directors, Officers, Shareholders owning 10% of outstanding shares.
GIS_STOCK (v.2013)
Page 3
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
CORPORATE NAME:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
DIRECTORS / OFFICERS
NAME, NATIONALITY AND
CURRENT RESIDENTIAL ADDRESS
TAX IDENTIFICATION NO.
EXEC.
(TIN) FOR FILIPINOS AND
COMM.*
FOREIGNERS
INC'R
BOARD
SEX
STOCK
HOLDER
OFFICER
N
C
M
Y
President
n/a
103-175-586
N
M
M
Y
Corp. Counsel
C/C
146-587-509
N
M
M
Y
n/a
n/a
132-309-833
N
M
M
Y
n/a
C/M
151-261-897
N
M
M
Y
n/a
A/C
C/M
100-581-717
N
M
M
Y
n/a
A/M
124-134-842
N
M
M
Y
n/a
n/a
135-900-348
N
M
M
Y
n/a
109-213-332
N
M
F
Y
SVP
n/a
109-214-253
N
M
M
Y
n/a
A/M
151-261-901
N
M
M
Y
n/a
n/a
110-621-180
N
M
Y
n/a
105-548-472
N
F
Y
n/a
109-214-340
n/a
109-213-971
n/a
208-611-728
1. Dr. Jaime C. Laya
2.
3.
4.
5.
6.
7.
8.
9.
Chairman of the Board and President
Filipino, 11 Panay Avenue, Quezon City
Sr. Justice Josue N. Bellosillo (Ret.)
Vice Chairman, Filipino, 13 Doña Ines
Alabang Hills Village, Muntinlupa City
Basilio C. Yap
Vice Chairman
Filipino, 1000 United Nations Avenue, Manila
Dr. Emilio C. Yap III
Vice Chairman
Filipino, 1020 United Nations Avenue, Manila
Ernesto O. Chan
Independent Director
Filipino, 60 Dapitan Street, Quezon City
Tomas V. Apacible
Independent Director
Filipino, 20 Lily St., Valle Verde 2, Pasig City
Chief Justice Hilario G. Davide,Jr.(Ret)
Independent Director
Filipino, 2 H.C. Moncado St., BF Homes
Quezon City
Jose M. Fernandez
Filipino, 36 Leo St. Veraville Homes I
Almanza, Las Piñas City
Miriam C. Cu
Filipino, 36 Fourth Street, Quezon City
10. Dr. Johnny C. Yap
Filipino, 1020 United Nations Avenue, Manila
EVP/
Chief Risk Officer
11. Atty. Francis Y. Gaw
Filipino, Royal Bay Terraces
475 United Nations Ave., Ermita, Manila
Atty. Martin B. Isidro
Filipino, 1513 Velasquez, Tondo, Manila
Atty. Agnes B. Urbano
Filipino, Unit 1125 Vito Cruz Tower 2
720 Pablo Ocampo Ave., Malate, Manila
Benito D. Chua
Filipino, Unit 327 Olivarez Condominium
Juanita de Leon St., Brgy, San Dionisio
Parañaque City
Atty. Jacquelin S. Tugonon
Filipino, 34 Havana Street, BF Homes
Phase III, Parañaque City
SVP/Corp. Sec/
Asst. Corp. Counsel
FVP/
Asst. Corp. Sec./
Asst. Corp. Counsel
N
M
Y
N
F
N
VP/Treasurer
VP/
Compliance Officer
INSTRUCTION:
FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.
FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,
SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.
FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION
AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
*The Compensation and Nomination and Election Committees have been merged.
GIS_STOCK (v.2013)
Page 4
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
CORPORATE NAME:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
DIRECTORS / OFFICERS
NAME, NATIONALITY AND
CURRENT RESIDENTIAL ADDRESS
Virginia S. Choa-Shi
Filipino, 89-E Circumferential Road,
Araneta Village, Malabon City
Chai Sen D. Uy
Filipino, 4 Acacia St., Camputhaw
Cebu City
Corazon L. Ho
Filipino, 3134 V. Mapa Street
Sta Mesa, Manila
Luisa A. Lucin
Filipino, 7 Valencia St, Intercity Homes
Alabang, Muntinlupa City
Victoria C. Lu
Filipino, 28-B K-1st St., Kamuning
Quezon City
Eliseo G. Hidalgo, Jr.
Filipino, 12 Champaca Street
El Rosario Village, Parang
Marikina City
Adriano A. Tacata
Filipino, B74 L6 M.C. Alberto St.,
BF Resort Village, Las Piñas City
Dorothy T. Uy
Filipino, 12-B School Street
Grace Village, Quezon City
Lucia T. Ang
Filipino, Rm 803 Regina Garden I
500 Juan Luna St., Binondo, Manila
Amelita G. Cua
Filipino, 1989- C Leon Guinto
Malate, Manila
George P. Castro
Filipino, 16 Tanguile St., West Molave
Molave Park, Merville, Parañaque City
Renato V. Chan
Filipino, 52 Maria Clara Street
Rizal Village, Alabang, Muntinlupa City
Cesar M. Esponilla
Filipino, 68 Starlite Street
Rancho Estate III, Marikina City
Josephine Y. Ang
Filipino, 214 E. Rodriguez
Additional Hills, San Juan City
Cherry M. Lim
Filipino, 66 Kapilingan Street
Brgy. Dona Imelda, Quezon City
SEX
STOCK
HOLDER
OFFICER
EXEC.
COMM.*
TAX IDENTIFICATION NO.
(TIN) FOR FILIPINOS AND
FOREIGNERS
N
F
Y
EVP
n/a
109-211-436
N
M
N
SVP
n/a
129-785-966
N
F
Y
SVP
n/a
104-113-148
N
F
Y
SVP/Chief
Acctg. Officer
n/a
109-213-381
N
F
Y
SVP
n/a
109-213-989
N
M
Y
SVP
n/a
100-172-705
N
M
N
SVP/Trust
Officer
n/a
143-457-701
N
F
N
SVP/
Manager
n/a
109-213-316
N
F
N
SVP/
Manager
n/a
109-212-228
N
F
Y
VP/Auditor
n/a
100-172-861
N
M
Y
VP
n/a
109-213-662
N
M
N
VP
n/a
121-246-918
N
M
N
VP
n/a
109-213-742
N
F
N
VP
n/a
109-213-906
N
F
N
VP
n/a
109-214-517
INC'R
BOARD
INSTRUCTION:
FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.
FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,
SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.
FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION
AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
*The Compensation and Nomination and Election Committees have been merged.
GIS_STOCK (v.2013)
Page 5
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
CORPORATE NAME:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
DIRECTORS / OFFICERS
NAME, NATIONALITY AND
CURRENT RESIDENTIAL ADDRESS
Romana G. Lambengco
Filipino, 39-D Data St., Galas
Quezon City
BGen. Ramiro G. Busalanan (Ret.)
Filipino, 3P Guevarra Street
Phase III Proper, BF Homes Resort
Las Piñas City
Hiedy C. Chua
Filipino, 807-E A. Mabini Street
Mandaluyong City
Sylvia C. Luces
Filipino, 309 Rizal Ave. Extension
Grace Park, Caloocan City
Atty. Jane L. Suarez
Filipino, D-517 Citihomes 5
130 San Francisco Street
Mandaluyong City
Atty. Nemesio M. Domingo
Filipino, 6 Ilang-ilang Street
Doña Manuela Subd. Phase I
Pamplona III, Las Piñas City
Conchita O. Ko
Filipino, 50-A Mariano Cuenco Street
SMH, Quezon City
Epifania P. Fregillana
Filipino, 15 Stardust St., Rim View Park
Concepcion, Marikina City
Fely C. Tan
Filipino, 428 Lockheed Street
Concorde Subd., NAIA Road, Tambo
Parañaque City
Jennifer U. Sy
Filipino, 76 Chicago Tech.,
University Hills Subd., Malabon City
Editha G. Go
Filipino, Unit 403
1312 G. Masangkay Street, Manila
Betty T. Lu
Filipino, 1146 Oroquieta Street
Sta Cruz, Manila
Amelia S. Cua
Filipino, 102-C Mo. Ignacia Avenue
So. Triangle, Diliman, Quezon City
Suzana A. Pe
Filipino, 50 Lancaster St., Pasay City
INC'R
BOARD
SEX
STOCK
OFFICER
HOLDER
EXEC.
COMM.*
TAX IDENTIFICATION
NO. (TIN) FOR FILIPINOS
AND FOREIGNERS
N
F
Y
VP
n/a
109-214-078
N
M
N
VP
n/a
127-307-607
N
F
N
VP
n/a
109-214-446
N
F
N
VP
n/a
109-214-534
N
F
N
VP
n/a
201-047-346
N
M
Y
VP
n/a
109-213-922
N
F
N
VP
n/a
115-795-731
N
F
N
VP/
Manager
n/a
109-210-899
N
F
N
n/a
109-211-242
N
F
N
VP/
Manager
n/a
109-211-389
N
F
N
VP
n/a
109-212-460
N
F
N
VP
n/a
115-796-059
N
F
N
VP
n/a
537-185-910
N
F
N
VP/
Manager
n/a
109-212-508
VP/
Manager
INSTRUCTION:
FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.
FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,
SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.
FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION
AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
*The Compensation and Nomination and Election Committees have been merged.
GIS_STOCK (v.2013)
Page 6
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
CORPORATE NAME:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
DIRECTORS / OFFICERS
NAME, NATIONALITY AND
CURRENT RESIDENTIAL ADDRESS
Carmen P. Enrile
Filipino, B3 L7 Mabunga Street
Masagana Village, Angono, Rizal
Edith M. Ortiz
Filipino, 174 Evangelista
BF Homes, Parañaque City
Isabel S. So
Filipino, 51 T. Arguelles Street
Quezon City
Angelie O. Yeung
Filipino, 2144 Angeles St., Fortune I
Karuhatan, Valenzuela City
Elisa T. Uy Kai
Filipino, 70 Lapu-Lapu Avenue
Magallanes Village, Makati City
Linda C. Ko
Filipino, 288 Jaboneros Street
Binondo, Manila
Corazon C. Cong
Filipino, 88 9th Street
Rolling Hills Subd., New Manila
Quezon City
Grace T. Lim
Filipino, 678 Raja Matanda Street
Tondo, Manila
Maximo S. Muñoz, Jr.
Filipino, 41 A. Soriano Street
BF Homes Phase I, Parañaque City
Teresita M. Nebrida
Filipino, 35 A Maalindog Street
UP Village, Diliman, Quezon City
Carmen U. Muñoz
Filipino, 41 A. Soriano Street
BF Homes Phase I, Parañaque City
Aida H. Te Seng
Filipino, 5 Bicol River Street
Rivera Village, Davao City
Grace C. Ti Kieng
Filipino, B3 L17 Gemini Street
Capitol Hills Subd., Bacolod City
INC'R
BOARD
SEX
STOCK
OFFICER
HOLDER
EXEC.
COMM.*
TAX IDENTIFICATION
NO. (TIN) FOR FILIPINOS
AND FOREIGNERS
N
F
N
VP/
Manager
n/a
109-209-852
N
F
N
VP/BDO
n/a
123-371-102
N
F
N
VP
n/a
108-213-085
N
F
N
VP
n/a
109-213-199
N
F
N
VP
n/a
115-797-694
N
F
N
VP
n/a
122-821-692
N
F
N
VP
n/a
115-794-747
N
F
N
VP
n/a
100-846-980
N
M
N
VP
n/a
133-054-020
N
F
N
VP/BDO
n/a
122-822-693
N
F
N
VP
n/a
115-796-410
N
F
N
Manager
n/a
109-215-061
N
F
N
VP
n/a
107-203-557
VP/
INSTRUCTION:
FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.
FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,
SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.
FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION
AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
*The Compensation and Nomination and Election Committees have been merged.
GIS_STOCK (v.2013)
Page 7
GENERAL INFORMATION SHEET
STOCK CORPORATION
================================
PLEASE PRINT LEGIBLY ================================
CORPORATE NAME: PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
TOTAL NUMBER OF STOCKHOLDERS:
72
NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 68
TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: P126,286,730,000.00
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
NAME, NATIONALITY AND
CURRENT RESIDENTIAL ADDRESS
1. Philtrust Realty Corporation
Filipino
U.N. Avenue cor. San Marcelino St., Manila
2. U.S. Automotive Co., Inc.
Filipino
U.N. Avenue cor. San Marcelino St., Manila
3. Seabreeze Enterprises, Inc.
Filipino
U.N. Avenue cor. San Marcelino St., Manila
4. Orient Enterprises, Inc.
Filipino
U.N. Avenue cor. San Marcelino St., Manila
5. Pioneer Insurance & Surety Corp.
Filipino
Pioneer Bldg., 108 Paseo de Roxas
Makati City
6. Marketsource Corporation
Filipino
Gen. Mariano Bldg., Gen. Solano St.
San Miguel, Manila
7. PCD Nominee Corporation
Filipino
37th Floor Tower I, The Enterprises Center
6766 Ayala Ave., cor. Paseo de Roxas
Makati City
8. Pioneer Life, Inc.
Filipino
Pioneer Bldg., 108 Paseo de Roxas
Makati City
9. Rosalinda Y. Gaw
Filipino
475 United Nations Avenue
Manila
10. Teodora D. Tan
Filipino
Gapan, Nueva Ecija
% OF
OWNERSHIP
AMOUNT PAID
(PhP)
TAX IDENTIFICATION NO.
(TIN) FOR FILIPINOS AND
FOREIGNERS
TYPE
NUMBER
AMOUNT
(PhP)
Common
269,000,014
2,690,000,140.00
26.9000%
2,690,000,140.00
000-805-343
Common
209,873,774
2,098,737,740.00
20.9874%
2,098,737,740.00
000-828-885
Common
194,746,709
1,947,467,090.00
19.4747%
1,947,467,090.00
000-816-436
Common
184,783,230
1,847,832,300.00
18.4783%
1,847,832,300.00
000-887-743
Common
70,950,694
709,506,940.00
7.0951%
709,506,940.00
000-489-606
Common
20,077,690
200,776,900.00
2.0078%
200,776,900.00
001-251-638
Common
19,019,161
190,191,610.00
1.9019%
190,191,610.00
004-774-849
Common
8,031,881
80,318,810.00
0.8032%
80,318,810.00
005-299-198
Common
6,946,221
69,462,210.00
0.6946%
69,462,210.00
116-759-327
Common
4,321,814
43,218,140.00
0.4322%
43,218,140.00
101-818-935
TOTAL AMOUNT OF SUBSCRIBED CAPITAL
TOTAL AMOUNT OF PAID-UP CAPITAL
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities.
Attach separate sheet, if necessary.
GIS_STOCK (v.2013)
Page 8
GENERAL INFORMATION SHEET
STOCK CORPORATION
====================================
CORPORATE NAME:
PLEASE PRINT LEGIBLY ==================================
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
TOTAL NUMBER OF STOCKHOLDERS:
72
NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 68
TOTAL ASSETS BASED ON LATEST AUDITED FS: P126,286,730,000.00
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
NAME, NATIONALITY AND
CURRENT RESIDENTIAL ADDRESS
11. Pioneer Intercontinental Ins. Corp.
TYPE
NUMBER
AMOUNT
(PhP)
% OF
OWNERSHIP
AMOUNT PAID
(PhP)
TAX IDENTIFICATION NO.
(TIN) FOR FILIPINOS AND
FOREIGNERS
Common
2,697,384
26,973,840.00
0.2697%
26,973,840.00
000-597-946
Common
1,411,116
14,111,160.00
0.1411%
14,111,160.00
001-700-829
Common
1,369,722
13,697,220.00
0.1370%
13,697,220.00
132-309-833
Common
683,352
6,833,520.00
0.0683%
6,833,520.00
109-214-710
Common
683,352
6,833,520.00
0.0683%
6,833,520.00
153-649-182
Common
683,352
6,833,520.00
0.0683%
6,833,520.00
111-545-623
Common
683,352
6,833,520.00
0.0683%
6,833,520.00
153-649-362
Common
548,881
5,488,810.00
0.0549%
5,488,810.00
109-214-253
Common
536,920
5,369,200.00
0.0537%
5,369,200.00
Filipino
Pionneer Bldg. 108 Paseo de Roxas
Makati City
12. Pioneer Ins. Co. Retirement Plan
Filipino
Pioneer Bldg. 108 Paseo de Roxas
Makati City
13. Basilio C. Yap
Filipino
1000 United Nations Avenue, Manila
14. Carlos S. Go
Filipino
415 San Fernando St., Binondo, Manila
15. Enrique S. Go
Filipino
415 San Fernando St., Binondo, Manila
16. Eusebio S. Go
Filipino
415 San Fernando St., Binondo, Manila
17. Victoriano S. Go
Filipino
415 San Fernando St., Binondo, Manila
18. Miriam C. Cu
Filipino
36 4th Street, Quezon City
19. Arturo S. Go
Filipino
153-649-117
415 San Fernando St., Binondo, Manila
20. Dominador S. Go
Common
536,920
5,369,200.00
0.0537%
5,369,200.00
Filipino
153-649-140
415 San Fernando St., Binondo, Manila
21. OTHERS (Indicate the number of the remaining Common
stockholders)
52
2,414,461
TOTAL AMOUNT OF SUBSCRIBED CAPITAL
24,144,610.00
10,000,000,000.00
0.2414%
32,663,290.00
100%
TOTAL AMOUNT OF PAID-UP CAPITAL
10,000,000,000.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities.
Attach separate sheet, if necessary.
GIS_STOCK (v.2013)
Page 9
GENERAL INFORMATION SHEET
STOCK CORPORATION
PLEASE PRINT LEGIBLY
CORPORATE NAME:
PHILTRUST BANK (PHILIPPINE TRUST COMPANY)
1. INVESTMENT OF CORPORATE
FUNDS IN ANOTHER CORPORATION
1.1 STOCKS
AMOUNT (PhP)
DATE OF BOARD RESOLUTION
564,047,929.18
various
5,280,214,800.00
various
n.a.
n.a.
1.4 GOVERNMENT TREASURY BILLS
n.a.
n.a.
1.5 OTHERS
n.a.
n.a.
1.2 BONDS/COMMERCIAL PAPER
(Issued by Private Corporations)
1.3 LOANS/ CREDITS/ ADVANCES
2. INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS
SECONDARY PURPOSES (PLEASE SPECIFY:)
FCDU: Held-to-maturity investments
-
3. TREASURY SHARES
DATE OF BOARD
RESOLUTION
P5,147,778,301.91
various
Last Tuesday of April
n.a.
NO. OF SHARES
4. UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR
5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR: n.a.
TYPE OF DIVIDEND
CASH
n.a.
5.2
STOCK
n.a.
5.3
PROPERTY
n.a.
TOTAL
P
6. ADDITIONAL SHARES ISSUED DURING THE PERIOD:
P7,728,849,000.00
DATE DECLARED
n.a.
AMOUNT
NO. OF SHARES
SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:
SEC
BSP
NAME OF AGENCY:
TYPE OF
TRANSFERT AGENT
FCDU
LICENSE/REGN.
DATE ISSUED:
May 30, 2014 (renewal)
March 21, 1980
DATE STARTED
OPERATIONS:
% AS TO THE TOTAL
NO. OF SHARES
ISSUED
AMOUNT (PhP)
5.1
DATE
DATE OF
STOCKHOLDERS
RATIFICATION
November 14, 2003
IC
N/A
March 21, 1980
TOTAL ANNUAL COMPENSATION OF
DIRECTORS DURING THE PRECEDING
FISCAL YEAR (in PhP)
TOTAL NO. OF OFFICERS
(As of Dec. 31, 2014)
TOTAL NO. OF RANK &
FILE EMPLOYEES
(As of Dec. 31, 2014)
TOTAL MANPOWER
COMPLEMENT
(As of Dec. 31, 2014)
P28,623,907.76
396
349
745
NOTE: USE ADDITIONAL SHEET IF NECESSARY
GIS_STOCK (v.2013)
Page 10