A skin-layer parameterization for use in a turbulent kinetic energy approach to determining sea surface temperature Chia-Ying Tu and Ben-Jei Tsuang * Dept. of Environmental Engineering, Nat’l Chung-Hsing University, Taichung, Taiwan 40227 *Corresponding author: tel: +886-4-22851206, fax: +886-4-22862587, email: tsuang@nchu.edu.tw Abstract We presented a Skin-Layer Parameterization (SLP) and showed how it can be used in a Turbulence Kinetic Energy (TKE) type ocean model to determine Skin Sea Surface Temperature (SST) and to account for the warm-layer effect as well as the surface-cooling effect. Determination of temperatures at the skin layer and at an uppermost layer with 1-mm thickness is found sufficient to reproduce the cool-skin effect. A vertical resolution of 1-2 m is needed to keep track of the absorption of solar radiation in the top few meters and to reproduce the warm-layer effect. Data from research vessel Vickers taken during the TOGA COARE program are used for a case study, in which the observed cool-skin effect and the warm-layer effect are reproduced using the above discretizations. Our results show that a cool skin constantly increases atmospheric heat input to the ocean by ~ 8 W m-2, and that a warm layer decreases it by ~ 1 W m-2. Keywords: air-sea interaction, skin-layer parameterization, conduction layer, cool skin, warm layer, sea surface temperature, turbulent kinetic energy 1 Introduction Sea surface temperature (SST) plays a crucial role in determining air-sea fluxes (e.g., Ineson and Gordon, 1989; Fairall et al., 1996), air-lake fluxes (e.g., Hostetler and Bartlein, 1990; Tsuang and Dracup, 1991) and sea ice formation. For climate studies (Gates, 1992; 1 Hostetler et al., 1993; Tsuang et al., 2001), and more generally for studies focusing on ocean-atmosphere (lake-atmosphere) interactions, a better parameterization to determine SST is required. In ocean general circulation models (OGCM) there are two approaches to simulate the thermocline of a water body: a bulk mixed layer approach and an eddy turbulent kinetic energy approach (TKE) (Haidvogel and Bryan, 1992). Most bulk mixed layer approaches assume the SST to be the average temperature of a mixed layer, and conventional eddy kinetic energy approaches assume the SST to be the temperature determined in the uppermost layer. The bulk mixed layer approach (Niller, 1975; Davis et al., 1981; Garwood, 1977; Garwood, 1985a; 1985b) is simple and computationally efficient, and has been used and tuned into global ocean models (Wells, 1979; Admamec et al., 1981; Schopf and Cane, 1983; Oberhuber, 1993a; 1993b). However, few studies verify its ability to simulate the diurnal variation of SST. A TKE approach (Mellor and Yamada, 1982), although more computational intensive, determines a more realistic diurnal variation of SST (Gaspar et al., 1990; Hostetler et al., 1993; Chia and Wu, 1998). A question always arises whether SST is determined as the temperature in the uppermost numerical layer in TKE approaches (Martin, 1985; Gaspar et al., 1990; Hostetler et al., 1993). If we assume that they are equal, the so-called SST thus 2 calculated is vertical resolution dependent. Gaspar et al. (1990) tested three vertical resolutions: 0.2, 0.5 and 5 m. They found that a 0.5-m vertical resolution can capture the diurnal variation of SST, but a 5-m resolution appeared to be insufficient to resolve the strongly surface trapped response of an upper ocean and the large diurnal cycles of the SST are poorly simulated. The maximum amplitude of a 5-m resolution is reduced to a few tenths of a degree, while the observation is around one degree. As a result, a high vertical resolution by using traditional TKE approaches is needed to simulate the diurnal variation of SST. Hostetler et al. (1993) discretized the entire water column of lakes into 1-m thickness, Gaspar et al. (1990) suggested a vertical resolution of 1 m from the surface down to 30 m of ocean study sites, and Chia and Wu (1998) used a vertical resolution of 0.25 m from the surface down to 1 m. Hence, the resulting TKE approaches are much more time-and-memory consuming than bulk mixed layer approaches, although TKE approaches are more naturally embedded into primitive equation solvers (Gaspar et al., 1990). Besides, a cool-skin phenomenon complicates the problem further. It is well recognized that the temperature at the sea skin surface is typically a few tenths degree Celsius cooler than the temperature some tens of centimeters below (Saunders, 1967; Paulson and Simpson, 1981; Dalu and Purini, 1982; Wu, 1985; Coppin et al., 1991; Fairall et al., 1996; Soloviev and Schlussel, 1994; 1996; Wick et al., 1996; Donlon and Robinson, 1997; Donlon et al., 1999; 2002). Most of the temperature difference across the upper meter of ocean usually occurs in 3 the uppermost one millimeter where molecular transfer dominates. The layer is referred as a viscous layer. Together with the viscous layer, there exists a conduction layer with a somewhat smaller thickness of 0.2 - 0.6 mm (Khundzhua et al., 1977; Paulson and Simpson, 1981; Donlon et al., 2002), where heat transport is only possible by molecular conduction (Hasse, 1971; Grassl, 1976). This layer is also called the cool skin of the ocean. Fairall et al. (1996) showed that Bulk Sea Surface Temperature (BSST, temperature of the upper few meters) data must be corrected for cool-skin and diurnal warm-layer effects to obtain bulk surface flux estimates approaching the 10-W m-2 accuracy. A cool skin increases the average atmospheric heat input to the ocean by ~ 10 W m-2 and a warm layer decreases it by ~ 4 W m-2. Paulson and Simpson (1981) made a similar conclusion. A renewal theory (Paulson and Simpson, 1981; Fairall et al., 1996; Soloviev and Schlussel, 1994; Fairall et al., 1996; Wick et al., 1996; Donlon et al., 2002; Castro et al., 2003; Horrocks et al., 2003) has been applied to simulate the cool-skin effect induced by molecular diffusion. But to the author’s knowledge the theory has not been incorporated into an ocean model. Alternatively, this study presents a numerical skin-layer parameterization (SLP) to simulate the cool-skin effect and the diurnal warm-layer effect for a TKE approach. Introduction of the SLP is presented in the next section. The concept of SLP has been introduced for determining land surface skin temperature (Arakawa and Mintz, 1974; Deardorff, 1978; Tsuang and Yuan, 1994; Tsuang and Tu, 2002; Tsuang, 2003). This study 4 extends the works of Arakawa and Mintz (1974), Tsuang and Yuan (1994) and Tsuang (2003) to a more general formulation to account for the wavelength-dependent absorption of solar radiation in the upper few meters and in the conduction layer. The parameterization can be embedded into TKE approaches by solving temperatures at many levels implicitly. Field campaign data measured from the research vessel Vickers (R/V Vickers) during the Coupled Ocean-Atmosphere Response Experiment (COARE) of the Tropical Ocean Global Atmosphere (TOGA) program (Webster and Lukas, 1992) is used for a case study. 2 Skin-layer parameterization (SLP) An ideal surface is considered as shown in Figure 1. T0 is the skin temperature and T1 is the average temperature of the uppermost layer of the water column with a thickness of h1. The parameterization of the skin temperature is as follows. First, it is assumed that the heat transfer under the surface can be described by the heat diffusion equation without considering the absorption of solar radiation at this moment as: ∂T ∂ 2T =k 2 ∂t ∂z (1) and heat diffusion coefficient k is a constant. In addition, the skin temperature of the surface can be described by a cosine function with the highest temperature at time tm, which can be written as: T0 = T0 + ∆T0 cos(ω (t − t m )) (2) 5 where T0 is average skin temperature (K), ∆T0 is half the diurnal skin temperature variation (K), t is local time (s) and ω is the angular velocity of the earth with respect to the sun (=2π/86400 s-1). According to Carslaw and Jaeger (1959), the analytical solution of the temperature profile of the aforementioned ideal case is (Pielke, 1984): ( T (z , t ) = T0 + ∆T0 exp (ω / 2k )z )cos(ω (t − t m ) + (ω / 2k )z ) (3) Now let’s compare the energy budget in the region from the surface to the depth d. Integrating Eq. (1), we have ∫ −d 0 −d ∂T ∂ 2T dz = ∫ k 2 dz 0 ∂t ∂z G − G01 = 0 ρ w0 c w (4) where G0 and G01 are heat flux as shown in Figure 1 with positive downward (W m-2 ), ρ w0 and cw are reference density (kg m-3) and specific heat of water (J kg-1 K-1). Substituting Eq. (3) into the left-hand side term of the above equation, it can be rewritten as: 6 ∫ −d 0 ∂T ( z , t ) dz ∂t ⎛ ω ⎞ ⎛ −d ω ⎞⎟ z ⎟⎟ sin ⎜⎜ ω (t − t m ) + z ⎟dz = ∫ ω∆T0 exp⎜⎜ 0 k k 2 2 ⎠ ⎠ ⎝ ⎝ ⎧ ⎤⎫ ⎞ ⎡ ⎛ ⎟ ⎢ ⎜ ⎪ ⎥⎪ π⎤ k⎪ ⎡ ⎜ − d ⎟ cos ⎢ω (t − t ) − d + π ⎥ ⎪ ( ) ω = −ω∆T0 − + t t cos exp − ⎬ ⎨ m m ⎜ ω ⎪ ⎢⎣ 4 ⎦⎥ ω ⎟ ⎢ ω 4 ⎥⎪ ⎟ ⎜ ⎥⎪ ⎪⎩ 2k ⎠ ⎢⎣ 2k ⎦⎭ ⎝ ⎡ ⎞⎤ ⎛ ⎟⎥ ⎜ ⎢ π⎤ k⎢ d ⎟⎥ ⎡ ⎜ 1 − exp − cos ⎢ω (t − t m ) + ⎥ ≈ −ω∆T0 ⎟ ⎜ ω⎢ 4⎦ ω ⎥ ⎣ ⎟⎥ ⎜ ⎢ 2k ⎠ ⎦ ⎝ ⎣ = ω∆T0 ⎡ ⎞⎤ ⎛ ⎟⎥ ⎜ 3π ⎤ ⎡ ⎢ k⎢ d ⎟⎥ ⎛⎜ i ⎢⎣ω (t −tm )− 4 ⎥⎦ ⎞⎟ ⎜ 1 − exp − Re e ⎜ ⎟ ω⎢ ω ⎟⎥ ⎜⎝ ⎠ ⎟⎥ ⎜ ⎢ 2k ⎠ ⎦ ⎝ ⎣ (5) Note that, according to Eq. (2), [ ] ∂T0 ∂ = T0 + ∆T0 cos(ω (t − t m )) ∂t ∂t = −ω∆T0 sin(ω (t − t m )) (6) ⎛ i ⎡⎢ω (t − tm )+ π2 ⎤⎥ ⎞ ⎦ ⎟ = ω∆T0 Re⎜ e ⎣ ⎟ ⎜ ⎠ ⎝ Neglecting the phase change terms and combining the above two equations to eliminate ∆T0 , we get ⎡ ⎛ ⎞⎤ ⎜ ⎟⎥ ⎢ − d ∂T ( z , t ) k⎢ d ⎟⎥ ∂T0 ⎜ ∫0 ∂t dz ≈ ω ⎢1 − exp⎜ − ω ⎟⎥ ∂t ⎜ ⎟⎥ ⎢ 2k ⎠ ⎦ ⎝ ⎣ ∂T = he 0 ∂t where we define the effective heat thickness he (m) of a surface with depth d as 7 (7) ⎛ ⎛ ⎞⎞ ⎜ ⎜ ⎟⎟ k⎜ d ⎟⎟ ⎜ he ≡ 1 − exp − ⎜ ω⎜ ω ⎟⎟ ⎜⎜ ⎜ ⎟ ⎟⎟ k 2 ⎝ ⎠⎠ ⎝ Note that he is less than or equal to both (8) k / ω and d / 2 . In addition, the effective thickness he approaches infinitely thin as the heat diffusivity approaches zero. By combining Eq. (4) and (7), we have ∂T0 ∂ 2T = k 20 ∂t ∂z G − G01 ≈ 0 ρc p he (9) Now, let’s modify Eq. (1) to account for the absorption of solar radiation as (Martin, 1985; Gaspar et al., 1990): R ∂F ∂T ∂ 2T = k 2 + sn ∂t ∂z ρ w 0 c w ∂z (10) where Rsn is net solar radiation at the surface (W m-2); F(z) is fraction (dimensionless) of Rsn that penetrates to the depth z. F(z) is parameterized according to a nine-band equation by Soloviev and Schlussel (1996) as: n F ( z ) = ∑ f i exp(( z − z 0 ) / ξ i ) (11) i =1 where z 0 is the height of water surface (m), n is the number of wavelength bands (n = 9), fi are the fractions of solar energy in each band, and ξ i are the corresponding attenuation lengths. Note that Soloviev and Schlussel (1996) modified the Paulson and Simpson’s (1981) equation for clear water for various types of water defined by Jerlov (1976). 8 To account for the absorption of shortwave solar radiation absorption, according to (11) the net heat flux absorbed within the sea surface numerical layer of depth d should be modified as G0 + Rsn (F ( z0 ) − F ( z0 − d )) − G01 . Hence, Eq. (9) becomes: ∂T0 G0 + Rsn (F ( z 0 ) − F ( z 0 − d )) − G01 ≈ ∂t ρc p he G0 R (F ( z 0 ) − F ( z 0 − d )) T −T = + sn −k 0 1 ρ w0 cw he ρ w0 cw he he ( z 0 − z1 ) (12) where z0 and z1 are the heights (m) of T0 and T1, respectively. Note that G01 in the above equation is determined according to a finite difference scheme as: G01 = ρ w0 c w k T0 − T1 z 0 − z1 (13) Note that the first term on the right-hand side of (12) is a cooling term since the non-solar surface heat flux G0 is usually upward (Saunders, 1967; Dalu and Purini, 1982; Soloviev and Schlussel, 1996; Fairall et al., 1996). The second term is a heating term due to the absorption of shortwave solar radiation (Fairall et al., 1996). The surface non-solar heat flux G0 (W m-2) is given by: G0 = Rld − Rlu − H − LE (14) It is the sum of sensible heat flux (H), latent heat flux (LE), terrestrial longwave radiation (Rlu) and atmospheric longwave radiation (Rld). If he is small, the decrease in surface temperature due to the negative value of G0 becomes apparent. Eq. (12) is proposed by this study to calculate the skin temperature T0. 9 In addition, T1, the mean temperature of the upper first layer, although, can be determined by a conventional finite difference on Eq. (10) as: ⎡ ⎛ z + z ⎞⎤ Rsn ⎢ F (z0 ) − F ⎜ 1 2 ⎟⎥ ∂T1 G0 − G12 ⎝ 2 ⎠⎦ ⎣ = + ∂t ρ w0 c w h1 ρ w0 c w h1 ⎡ ⎛ z + z ⎞⎤ G0 + Rsn ⎢ F (z 0 ) − F ⎜ 1 2 ⎟⎥ T −T ⎝ 2 ⎠⎦ ⎣ = −k 1 2 ρ w 0 c w h1 h1 (z1 − z 2 ) , (15) we calculate it by combining Eq. (12) and (15) to eliminate G0 term as: Rsn ⎡ ∂T1 he ∂T0 ⎛ z + z ⎞⎤ F ( z 0 − d ) − F ⎜ 1 2 ⎟⎥ = + ⎢ ∂t h1 ∂t ρ w0 cw h1 ⎣ ⎝ 2 ⎠⎦ T −T T −T +k 0 1 −k 1 2 h1 ( z 0 − z1 ) h1 ( z1 − z 2 ) (16) The above equation can determine T1 without G0 term. This equation preserves the matrix of the temperatures as a diagonal matrix. See Eq. (A1) - Eq. (A3) in the Appendix for the matrix form. Note that since T1 represents the mean temperature of the top numerical layer, it keeps track of the energy content of the layer. In contrast, the skin layer, with skin temperature T0, is designed as a transparent medium that does not keep track of the energy content but should mimic the skin temperature as precisely as possible. In summary, Eq. (12) and Eq. (16) are proposed by this study to calculate the skin temperature and the mean temperature of the uppermost layer, respectively. 3 TKE Model This study determines the vertical profiles of temperature, momentum and salinity of a water column as (Mellor and Durbin, 1975; Martin, 1985; Gaspar et al., 1990): 10 Rsn ∂F ∂T ' w' ∂T = − ∂t ρ w0 c w ∂z ∂z (17) ∂U ∂ U ' w' = − fk × U − ∂t ∂z (18) ∂S ∂ S ' w' =− ∂t ∂z (19) where T, U, S, and w are temperature (K), horizontal velocity (m s-1), salinity (practical salinity ‰), and vertical velocity, respectively; f is Coriolis parameter (s-1); and k is the vertical unit vector. The over bar represents a time averaged value. The surface fluxes are specified as follows: T ' w'(0) = −G0 / ρ w 0 cw = (Rlu − Rld + H + LE ) / ρ w 0 cw (20) S ' w'(0 ) = −(E vap − P − R )S1 (21) U' w'(0) = −τ / ρ w0 (22) where Evap, P, and R are evaporation, precipitation rate and river inflow rates, respectively (m s-1); S1 is the average salinity of the uppermost layer; and τ is surface wind shear (N m-2). The vertical fluxes are parameterized using the classical K approach as: T ' w' = −(k h + ν h )∂T / ∂z (23) U ' w' = −(k m + ν m )∂U / ∂z (24) S' w' = −(k h + ν h )∂ S / ∂z (25) where kh is eddy diffusion coefficient (m2 s-1) for heat and salinity, km is eddy diffusion coefficient (m2 s-1) for momentum, ν h and ν m are molecular diffusion coefficients (so called “ambient diffusion coefficient” or “ambient diffusivity”) for heat and momentum, 11 respectively (m2 s-1). The eddy diffusion coefficient for heat within the conduction layer and the eddy diffusion coefficient for momentum within the viscous layer are set to zero. That is, molecular transport is the only mechanism for the vertical diffusion of heat and momentum in the conduction layer and in the viscous layer, respectively (Hasse, 1971; Grassl, 1976; Wu, 1985). These phenomena have been confirmed in the field experiment (Khundzhua et al., 1977). Setting a thickness of 0.5 mm for the conduction layer and setting a thickness of 1 mm for the viscous layer (Soloviev and Schlussel, 1996; Donlon et al., 2002) are adopted in this study. An analysis of the sensitivity of the cool-skin phenomenon to the thickness of the conduction layer will be discussed later in the paper. Below the conduction layer and the viscous layer, eddy diffusivity is determined according to a TKE-mixing length approach. Note that eddy diffusivity is a function of turbulent kinetic energy (TKE) and turbulent lengths (Mellor and Durbin, 1975; Martin, 1985; Gaspar et al., 1990). The relationship between km and kh is determined according to the Prandtl number (Mellor and Yamada, 1982; Martin, 1985; Gaspar et al., 1990; Pinazo et al., 1996; Leredde et al., 1999) as: Prt = km kh (26) where Prt is turbulent Prandtl number. A unity value for Prt is used in this study. The unity value is used in many recent numerical models (Gaspar et al., 1990; Pinazo et al., 1996; Leredde et al., 1999) and has been reported in several field data for ocean (Gregg et al., 1985; 12 Peters et al., 1988) although Mellor and Yamada (1982) and Martin (1985) used a value of 0.8. The eddy diffusivity for momentum km is simulated by an eddy kinetic energy approach based on the Prandtl-Kolmogorov hypothesis as: k m = ck l k E (27) where ck = 0.1 (Gaspar et al., 1990), lk is a mixing length, and E is turbulent kinetic energy, ( ) E = 0.5 u '2 + v '2 + w '2 . The turbulent kinetic energy is determined by a one-dimensional equation as (Mellor and Yamada, 1982): 2 3/ 2 ⎛ ∂U ⎞ ∂E ∂ ∂E g ∂ ρw E ⎟ + kh = km + k m ⎜⎜ c − ε ⎟ ∂t ∂z ∂z ρ w0 ∂z lε ⎝ ∂z ⎠ (28) where cε = 0.7 (Bougeault and Lacarrere, 1989; Gaspar et al., 1990), ρ w is water density, and lε is a dissipation length. A numerical form of the above Eq. can be found in Eq. (A4) in the Appendix. Water density is determined according to UNESCO (1981) of the standard seawater. Gaspar et al. further imposed that the TKE never falls below a minimal value E min of 1×10-6 m2 s-2 as a result of intermittent turbulent mixing and internal wave breaking in the Pynocline. Note that a minimum value E min of 1×10-6 m2 s-2 is equivalent to having a minimum value of diffusivity (nm and nh) according to Eq. (27). Nonetheless, estimates of the ambient diffusion coefficient vary over a wide range from the small molecular values for momentum, heat and salt (1×10-6, 1.4×10-7, 2×10-8 m2 s-1, respectively) to values of 1×10-4 to 2×10-4 m2 s-1 (Garrett, 1977). The values of E min , nm and nh are site dependent (Paulson and Simpson, 1981; Martin, 1985). In this study E min , nm and nh are set to 1.0×10-6 m2 s-2(Gaspar 13 et al., 1990), 1.20×10-6 m2 s-1 and 1.34×10-7 m2 s-1 (Paulson and Simpson, 1981; Chia and Wu, 1998; Mellor and Durbin, 1975), respectively. Following Gaspar et al (1990) and Pinazo et al. (1996), the mixing and dissipation lengths were functions of two length scales which represented upward and downward conversion of TKE (Bougeault and Lacarrere, 1989) as: lε = l u l d (29) l k = min(l u , l d ) (30) g ρ w0 g ρ w0 ∫ z + lu ∫ z −ld z z ρ w ( z ) − ρ w ( z ')dz ' = E ( z ) (31) ρ w ( z ) − ρ w ( z ')dz ' = E ( z ) (32) The acceptable values of z + lu and z − ld are naturally limited by the ocean surface and bottom. That is, mixing lengths l k at the surface and the bottom according to (30) approach zero. As a result, zero values of eddy diffusion coefficients at the surface and the bottom can be derived according to Eq. (27). A zero value of eddy diffusivity at the ocean surface is consistent with the assumptions made in the surface conduction layer (Grassl, 1976). 4 Case Study Because the model we used here is one-dimensional, we needed to test it in an oceanic region where advective effects are known to be weak. One-dimensional models (Anderson et al., 1996; Chia and Wu, 1998) have been successfully applied in regions around the Improved METeorological (IMET) mooring site (1.45oS, 156oE) during the TOGA experimental period 14 in the western Pacific Ocean. In addition, during the period from 1 February 1993 to 21 February 1993, a research vessel, R/V Vickers, stayed in the vicinity of 2oS and 156oE, where standard meteorological parameters as well as solar radiation, atmospheric radiation, SST and temperature near the surface were measured. SST was measured with a Heiman KT-19 radiometer, and was calibrated with a moving seawater bath as described by Schluessel et al. (1990). Temperature near the surface was measured with platinum resistance thermometers at a depth of approximately 3 m (T3m), at the cooling water intake port of the research vessel. Downward shortwave and longwave radiations were measured with a Kipp and Zonen Pyranometer and an Eppley Pyrgeometer, respectively, and the resulting data were used to derive the model. Fairall et al. (1996), Soloviev and Schlussel (1996), Wick et al. (1996), Kley et al. (1997), and Schanz and Schlussel (1997) have all used R/V Vickers’ data set for studying cool-skin effect and warm-layer effect. More detailed descriptions of the measurements from R/V Vickers can be found in Soloviev and Schlussel (1996) and in Wick et al. (1996). Terrestrial longwave radiation used in the model was calculated according to the Stefan-Boltzman law based on simulated SST with an emissivity of 0.97 (Brutsaert, 1982). Latent and sensible heat fluxes were determined according to the Businger equations (1971) using the observed surface meteorological data from R/V Vickers and the simulated SST. Surface roughness was determined according to Charnock (1955). The absorption coefficients 15 of solar radiation in Eq. (11) are set according to Fairall et al. (1996). The model was verified by simulating temperature profiles taken at the study site. This simulation used a fine vertical discretization W01T01S27 as listed in Table 1. W01T01S27 has ten 100-µm-thick layers in the top 1 mm, 27 numerical layers within the top 1-m depth and a vertical resolution of 1 m within a 1 – 9 m depth. Initial water temperature and salinity profiles, as well as precipitation data, are taken from the IMET mooring measurements. During the simulation, salinities at all depths, and temperatures at depths greater than 10 m were updated every hour according to the mooring observations. Updating temperatures at depths greater than 10 m is done to reduce uncertainty about the influence of heat sources from the water below 10 m. A time step of 900 s is used in the model. Results Figure 2 compares the simulated temperatures with the field measurements. It can be seen that the diurnal patterns and tendencies of SST, T3m and ∆T3m (=SST-T3m) were well reproduced by the model. The correlation coefficient of SST between simulations and observations is 0.79 with a root-mean-square error (RMSE) of 0.26 K (Table 2). Figure 3 illustrates the relationship of ∆T3m as a function of solar irradiance and wind speed during nighttime and daytime. It clearly shows that the cool-skin effect (negative ∆T3m) was well simulated by the model under both strong and weak solar irradiance. Nonetheless, during strong wind nights the cool-skin effect was overestimated, and during weak wind afternoons 16 the warm-layer effect (positive ∆T3m) was overestimated. As a consequence, SST were underestimated during strong wind nights, and overestimated during weak wind afternoons. Figure 4a illustrates composite diurnal temperature profiles from the surface down to 10 m in log scale. The figure shows that the coolest profile occurred at ~ 6 AM just before sunrise, and the warmest was slightly phase delayed at ~ 3 PM in the afternoon. It shows that the cool skin resided at depths within the conduction layer (0– 0.5 mm). Note that there are five numerical layers in the conduction layer. Heat loss by means of latent heat flux and net longwave radiation cooled the water surface, and caused the skin temperature to be colder than that below the conduction layer by a magnitude of 0.13 K both day and night. In the conduction layer, only molecular diffusion remains. Such a low diffusivity prohibits the mixing of the cool surface with its underneath water and forms the cool skin. Figure 5 analyzes the sensitivity of the strength of the cool skin by varying the thickness of the conduction layer. It shows that the strength of the former increases with the thickness of the latter. A thickness of 0.5 mm has the lowest bias and the lowest RMSE of ∆T3m during the nighttime periods, compared to other thicknesses. The 0.5-mm value falls within the range of 0.2– 0.6 mm measured by Khundzhua et al. (1972), and is the same as those suggested by Soloviev and Schlussel (1996) and Donlon et al. (2002). The warm layer was present from ~ 6 AM after sunrise until ~ 6 PM before sunset. Figure 4a also shows that a warm layer resided at depths between 1 mm – 1 m where most 17 solar radiation was absorbed by the water. At 3 PM, within this depth, the temperature was higher than SST by 0.28 K and higher than the 10-m temperature by 0.57 K. 5 Discussion Although applying the above “W01T01S27” discretization has successfully captured the warm-layer effect as well as the cool-skin effect, simulations involving 27 numerical layers within the top 1-m depth are computationally expensive. A more economical discretization may be done by beginning with a visual inspection of the vertical temperature profile simulated by using the W01T01S27 discretization (Figure 4a). This can give a general idea of the depths of the cool skin and the warm layer. It is clear that the cool skin resided at depths within the conduction layer (0– 0.5 mm), and that the warm layer resided at depths between 1 mm – 1 m. Hence, temperatures calculated at the surface and at the bottom of the conduction layer (0.5-mm depth) are required in order to reproduce the magnitude of the cool-skin effect, and temperatures calculated at depths between 1 mm – 1 m are required in order to reproduce the magnitude of the warm-layer effect. Seven coarser discretizations listed in Table 1 are discussed with the aim of finding alternatives to compromising between the demands of computational resources and the required accuracy. Table 2 summarizes the statistics of the simulated temperatures of each discretization. Figure 4 shows the composite diurnal temperature profiles using the discretizations W01T10S02, W05T10S02 and W01T50S02. The discretizations use name conventions such as “W$$T##S%%”. “W$$” is the 18 vertical resolution in meters in the warm layer (at depths between 1 m and 10 m); “T##” is the thickness of the top numerical layer given in units of 0.1 mm, where T01 denotes 0.1 mm and T10 denotes 1.0 mm; “S” indicates that SLP is implemented (if SLP is not implemented, “S” is replaced by ”N”), and “%%” represents the number of numerical layers within the top 1-m depth. If “T##S%%” is not specified, it indicates that no numerical layers exist within the top 1 m. Figure 6 compares the conventional discretizations W01, W02 and W05 with the suggested discretization by adding two numerical layers: one skin layer and an uppermost numerical layer with a thickness of 1 mm, and they are named as W01T10S02, W02T10S02 and W05T10S02, respectively. It can be seen that none of the conventional discretizations can capture the cool-skin phenomenon. Besides, W01 and W02 generate artificial warm-layer effects during the first half of the simulation period, and W05 is unable to reproduce the warm-layer effect. On the other hand, all the suggested discretizations (W01T10S02, W02T10S02 and W05T10S02) reproduce the cool skin behavior, while W01T10S02 and W02T10S02 both reproduce the warm-layer effect better than W01 and W02. 5.1 Cool Skin Discretization As can be seen in Figure 4d, when we used the discretization W01T50S02, where the uppermost numerical heat flux was determined at 1.25 mm, the cool-skin effect was not reproduced. This depth is below the conduction layer. Below the conduction layer, vertical 19 mixing is governed by eddy diffusion. As a result, the discretization erroneously mixed the cool water at the surface with the underneath warm water using a much larger diffusion coefficient. Hence, using this discretization, the model failed to reproduce the cool-skin effect. In contrast, the cool-skin effect was well reproduced using the discretizations W01T10S02 and W05T10S02, where the uppermost numerical heat fluxes were determined at 0.25 mm. Note that the depth of 0.25 mm is at the middle point of the conduction layer. By comparing the case of W01T10S02 with that of W01T50S02, it can be seen that failure to reproduce the cool-skin effect causes overestimates of latent heat flux, upward sensible heat flux, and terrestrial radiation by 5.5, 1.3 and 0.8 W m-2, respectively, with a sum of 7.6 W m-2. 5.2 Warm-layer Discretization As can be seen in Figure 4c, the warm-layer effect was underestimated using the discretization W05T10S02, where the warmest temperature was determined at a depth of 2.5 m at 3 PM. The depth of 2.5 m is lower than the warmest layers between the depths of 1mm and 1m as described earlier (Figure 4a). In contrast, the warm-layer phenomena were well reproduced using the discretizations W01T10S02 and W01T50S02, where the warmest temperature was determined at 0.5 m, between the depths of 1 mm and 1 m, at 3 PM. By comparing the fluxes between W01T10S02 and W05T10S02, it can be seen that failure to reproduce the warm layer causes underestimates of latent heat flux, upward sensible heat flux, and terrestrial radiation to the atmosphere by 0.5, 0.13 and 0.03 W m-2, respectively, with a 20 sum of 0.7 W m-2. 5.3 Time Lag As described in Eq. (5) and Eq. (6), the suggested skin-layer parameterization theoretically suffers a phase error between calculated and observed SST. Figure 7 compares the composite hourly means of SST using various vertical resolutions. There is a 1-h time lag for the highest SST simulated using the finest discretization W01T01S27, and a 3-h time lag using the other coarser discretizations. This suggests that an even finer discretization might ameliorate the time lag problem, but it will make the scheme even more expensive. 6 Conclusion Overall, using the TOGA data as a case study, the TKE approach plus skin-layer parameterization (SLP) developed here have demonstrated the capability of the model to reproduce SST and temperature profiles of water near the ocean surface. This shows that the cool skin and the warm layer can only be simulated by a proper discretization of a water column within the top 1-m depth. To capture the cool-skin effect, at least two temperatures simulated within the conduction layer are required. One at the surface and the other at the bottom of the conduction layer are suggested. The thickness of the conduction layer at the study site is found to be 0.5 mm. In order to capture the warm-layer effect, temperatures simulated at depths between 1 mm – 1 m are required. We have verified this concept by applying it to the data taken at the study site, using a fine vertical discretization W01T01S27, 21 which has 27 numerical layers within the top 1-m depth. The bias of ∆T3m between simulations and observations is 0.03 K, with a correlation of 0.57 and a RMSE of 0.27 K. Nonetheless, having 27 numerical layers within the top 1-m depth is computationally expensive. Alternatively, the discretizations W01T10S02 and W02T10S02 show economical ways for simulating both the cool-skin and the warm-layer phenomena with accuracy similar to W01T01S27. In W01T10S02 and W02T10S02, only 2 layers are required within the top 1-m depth. Both of them determine the fluxes at depths of 0.25 mm and 1 mm. W01T10S02 determines the temperatures at the surface, at 0.5 mm and at ~ 0.5 m, and W02T10S02 determines the temperatures at the surface, at 0.5 mm and at ~ 1 m. The SLP presented here can be organized as a tri-diagonal matrix, which can be solved implicitly without the constraints of numerical stability. Nonetheless, the SLP suggested here still suffers from a time lag of 1 - 3 h for peak skin temperature simulation, depending on the resolution chosen. Acknowledgement The author would like to acknowledge Dr. J.-M. Lefevre for kindly offering the code of Gaspar et al. (1990). Suggestions from Prof. Wu, C.-C. at Nat’l Taiwan Univ. and Dr. E. Bauerle at U. of Constance on a finer vertical resolution in the upper surface are helpful. Encouragement of the work by Dr. L. Dumenil-Gate, Dr. K. Arpe and Dr. L. Bengtsson are appreciated. Also thanks give to M. Tucker and Dr. N. Keenlyside for proofreading. This 22 work is supported by National Science Council/Taiwan and Deutscher Akademischer Austauschdienst Programmabteilung/Germany exchange program under contracts 35110F, 86-2621-P-005-019, A/98/19488, 91-2111-M-005-001 and 92-2111-M-005-001. Appendix - Numerical Method A numerical grid is chosen to discretize the water column as shown in Figure A1. That is, T, U, and S are determined at the center of the grid, and fluxes T ' w ' , U ' w ' , S ' w ' and turbulent kinetic energy E are determined at the boundaries of the grid. Eqs. (17)-(19) and (28) for all the layers except that k = 0, 1 and g. The skin layer and the first layer are parameterized according to Eq. (12) and Eq. (16), respectively. The resulting temperature matrix is: ⎡1 + βy 0 ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎢ ⎣ − βy 0 h − βx1 − e h1 1 + βx1 + βy1 − βy1 − βx k 1 + βx k + βy k − βy k − βx g ⎤ ⎡T j +1 ⎤ ⎥ ⎢ 0 j +1 ⎥ ⎥ ⎢T1 ⎥ ⎥⎢ ⎥ ⎥⎢ j +1 ⎥ ⎥ ⎢Tk −1 ⎥ ⎥ ⎢ j +1 ⎥ ⎥ ⎢Tk ⎥ = ⎥ ⎢Tk j++11 ⎥ ⎥⎢ ⎥ ⎥⎢ ⎥ ⎥ ⎢T j +1 ⎥ ⎥ ⎢ nj +1 ⎥ 1 + βx g ⎥⎦ ⎣Tg ⎦ ∆t ⋅ G0 ∆t ⋅ Rsn [F ( z 0 ) − F ( z 0 − d )] ⎡ − (1 − β ) y 0 T0 j − T1 j T0 j + + ⎢ ρ w c w he ρ w c w he ⎢ ⎛ z1 + z 2 ⎞ ⎤ ⎢ j he j ∆t ⋅ Rsn ⎡ j j j j ⎢T1 − h T0 + ρ c h ⎢ F ( z 0 − d ) − F ⎜⎝ 2 ⎟⎠⎥ + (1 − β ) x1 T0 − T1 − y1 T1 − T2 ⎦ 1 w w 1 ⎣ ⎢ ⎢ ⎢ ⎢ ⎢T j + ∆t ⋅ Rsn ⎡ F ⎛⎜ z k −1 + z k ⎞⎟ − F ⎛⎜ z k + z k +1 ⎞⎟⎤ + (1 − β ) x T j − T j − y T j − T j k k −1 k k k k +1 ⎥ ⎢ k ρ w c w hk ⎢⎣ ⎝ 2 2 ⎠ ⎝ ⎠⎦ ⎢ ⎢ ⎢ ⎢ ⎢ ∆tRsn F (z g ) ⎢ + (1 − β )x g Tnj − Tgj Tgj + ⎢ kg ⎢ ρ g cg ω ⎣⎢ ( ) [ ( ) [ ( ( ) ) 23 ( ( ⎤ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎥ ⎦⎥ )] )] (A1) where ρ g , c g are the soil density (kg m-3) and the specific heat (J kg-1 K) at the bed of the water column, respectively. For shallow water all the solar radiation reaching the waterbed is assumed to be absorbed by the waterbed without any reflection. Variables in Eq. (A1) are described as follows: y0 = ∆t k0 he z0 − z1 xk = ∆t ⎛ k k −1 ⎜ hk ⎜⎝ z k −1 − z k ⎞ ⎟⎟ for k = 1, n ⎠ (A2b) yk = ⎞ ∆t ⎛ k k ⎜⎜ ⎟ for k = 1, n hk ⎝ z k − z k +1 ⎟⎠ (A2c) xg = ∆tρ w c w ⎛⎜ k n k g ⎜⎝ z n − z g ρ g cg (A2d) (A2a) ⎞ ⎟ ⎟ ⎠ ω and he = ⎛ 0.25h1 k 0 ⎛⎜ 1 − exp⎜ − ⎜ ω ⎜⎝ 2k 0 / ω ⎝ ⎞⎞ ⎟⎟ ⎟⎟ ⎠⎠ (A3a) h1 = z 0 − 0.5( z1 + z 2 ) (A3b) hk = 0.5( z k −1 − z k +1 ) for k = 2, n (A3c) Note that β=0 for the forward scheme, β=0.5 for the Crank-Nicolson scheme, and β=1 for the backward scheme. The backward scheme is found to be desirable since it is numerical unconditionally stable, and the backward scheme is used in the case study. The matrix is a tri-diagonal matrix and can be easily and efficiently solved by the LU method (e.g. Press et al., 1992). Similar matrixes can be derived for U and S. 24 The TKE equation (28) is solved by linearizing it as: ⎛ 1/ 2 ⎞ c ⎜⎜1 + 1.5 ε Ekj ⎟⎟ Ekj +1 + β xk Ekj +1 − Ekj +1 − y k E kj +1 − E kj++11 = lε ⎝ ⎠ j Ek − (1 − β ) xk Ekj−1 − Ekj − y k E kj − Ekj+1 [ ( [ ( ) ) ( )] )] ( 2 ⎡ ⎛ U kj − U kj+1 ⎞ g ⎛ ρ kj − ρ kj+1 ⎞⎤ ⎜ ⎟⎥ ⎟⎟ + k k ∆t + β 2 ⎢k k ∆t ⎜⎜ ρ w0 ⎜⎝ z k − z k +1 ⎟⎠⎥ ⎢⎣ ⎝ z k − z k +1 ⎠ i =u ,v ⎦ (A4) 2 ⎡ ⎛ U kj +1 − U kj++11 ⎞ g ⎛ ρ kj +1 − ρ kj++11 ⎞⎤ ⎟⎥ ⎜ ⎟⎟ + k k ∆t + (1 − β 2 )⎢k k ∆t ⎜⎜ ρ w0 ⎜⎝ z k − z k +1 ⎟⎠⎥ ⎢⎣ ⎝ z k − z k +1 ⎠ i =u ,v ⎦ 3/ 2 Ej − cε k 2lε where β 2 is set to be 0.5. Reference Adamec, D., R.L. Elsberry, R.W. Garwood, and R.L. Haney, 1981: An embedded mixed-layer-ocean circulation model, Dyn. Atmos. Ocean , 6, 69-77. Arakawa, A. and Y. Mintz, 1974: The UCLA atmospheric general circulation model. Notes distributed at the workshop 25 March – 4 April 1974, Department of Meteorology, University of California, Los Angeles, California 90024. 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Mar. 36 , 13. Webster, P.J., and R. Lukas, 1992: TOGA COARE: The coupled ocean-atmosphere response experiment, Bull. Am. Meteorol. Soc. , 73 , 1377-1416. Wells, N.C., 1979: A coupled ocean-atmosphere experiment: The ocean response, Q. J. R. Meteorol. Soc., 105, 355-370. Wick, G. A., W. J. Emery, L. H. Kantha, and P. Schlussel, 1996: The behavior of the bulk-skin temperature difference under varying wind speed and heat flux. J. Phys. Oceanogr. , 26, 1969–1988. Wu, J., 1985: On the cool skin of the ocean. Bounday-Layer Meteorol. , 31 , 203-207. 29 z t = t0 t = t0 + ∂t ∂T0 x T0 G0 he = d=h1/4 h1 G01 G12 T1 T (z , t ) = T0 + ∆T0 exp k⎛ d ⎛ ⎜1 − exp ⎜ − ω ⎜⎝ 2k / ω ⎝ ⎞⎞ ⎟ ⎟⎟ ⎠⎠ ≈ he∂T0 ( (ω / 2k )z )cos(ω (t − tm ) + z / 2k / ω z ) T2 Figure 1 Schematic of effective skin layer thickness he of an ideal water surface with depth d. T0 is the skin temperature and T1 is the average temperature of the uppermost layer of the water with a thickness of h1. Note that the shaded area denotes the energy stored from the surface to depth d, which is close to he ∂T0 . 30 Rsn ( W/m 2 ) (a) 1200 600 0 (b) G0 ( W/m 2 ) 1200 600 0 (c) WS (m/s) 20 15 10 5 0 (d) SST ( oC ) 31 30 obs cal obs cal obs cal 29 28 (e) T3m ( oC ) 31 30 29 28 ∆T3m ( K ) (f) 1 0 -1 1 3 5 7 9 11 February 1993 31 13 15 17 19 21 Figure 2 Time series of (a) solar radiation (Rsn), (b) net upward non-solar flux (G0), (c) wind speed (WS), (d) skin sea surface temperature (SST), (e) temperature at a 3-m depth (T3m) and (f) ∆T3m (SST-T3m). 32 (b) daytime (c) nighttime 1.5 1.5 1.0 1.0 1.0 0.5 0.0 -0.5 ∆T3m (K) 1.5 ∆T3m (K) ∆T3m (K) (a) daytime 0.5 0.0 -0.5 -1.0 400 800 Rsn ( W/m2 ) 1200 0.5 0.0 -0.5 -1.0 0 obs cal -1.0 0 10 WS ( m/s ) 20 0 10 WS ( m/s ) 20 Figure 3 Observed (solid rhombus) and simulated (open circle) ∆T3m as a function of (a) solar irradiance during daytime, (b) wind speed during nighttime, and (c) wind speed during daytime. 33 (a) W01T01S27 0.00001 0 Depth (m) 0.0001 0.001 0.01 6 3 0 9 21 18 12 15 0.1 1 10 (b) W01T10S02 0.00001 0 Depth (m) 0.0001 0.001 6 3 9 0 21 12 15 18 0.01 0.1 1 10 (c) W05T10S02 0.00001 0 Depth (m) 0.0001 0.001 0AM 3 6 conduction layer 9 12 6 9 3 0 21 12 18 15 0.01 0.1 1 10 (d) W01T50S02 34 15 viscous layer 18 21 0AM 3 6 9 12 15 18 21 0.00001 0 Depth (m) 0.0001 0.001 6 0.01 3 9 0 21 18 12 15 0.1 1 10 28.8 29.0 29.2 29.4 o Temperature ( C) 29.6 29.8 Figure 4 Composite diurnal profiles of near surface temperature simulated using the discretizations of (a) W01T01S27, (b) W01T10S02, (c) W05T10S02 and (d) W01T50S02, where lines denote simulations, symbols denote observations. 35 Bias and RMSE (K) of ∆T 3m Bias 0.5 RMSE 0.0 -0.5 1.0E-05 1.0E-04 1.0E-03 Thickness of Conduction Layer (m) 1.0E-02 Figure 5 Bias (calculation–observation) and root-mean-square-error (RMSE) of ∆T3m during nighttime as functions of the thickness of the conduction layer. 36 (a) ∆T3m ( K ) 1 0 Obs -1 W01 W02 W05 (b) Obs ∆T3m ( K ) 1 W01T10S02 W02T10S02 W05T10S02 0 -1 1 3 5 7 9 11 13 15 17 19 21 February 1993 Figure 6 Comparisons of simulated ∆T3m between (a) conventional discretizations (W01, W02 and W05) and (b) suggested discretizations (W01T10S02, W02T10S02 and W05T10S02), which include the skin layer and the conduction layer. 37 Obs W01T01S27 W01T10S02 W02T10S02 W05T10S02 W10T10S02 29.4 o SST ( C) 29.7 29.1 28.8 0 6 12 18 Local Time Figure 7 Composite means of hourly SST of observations and simulations using various discretizations. 38 z T0,S0,U0 h1 0 x T1,S1,U1 1 zk T2,S2,U2 2 ….. k-1 hk Tk,Sk,Uk zg=-D k E k , T ' w'k , S ' w'k , U ' w'k ….. Tn,Sn,Un Tg,Sg,Ug n-1 n Figure A1 Grid structure of the model, where D is the depth of a water column (m). Note that layers from 2 to n are conventional numerical grids. In addition, a skin layer for water surface k=0 and a soil layer k=g are added. T1 represents the average temperature of the first layer (from surface to depth h1). 39 Table 1. Vertical discretizations discussed in this study Name* skin 0<x<1m 1 m ≤ x ≤ 10 m layer 100 µm, 200 µm, 300 µm, 400 µm, 500 µm, 600 µm, W01T01S27 0 µm W01 no W01T10S02 0 µm 1 mm W01T50S02 0 µm 5 mm W02 no W02T10S02 0 µm W05 no W05T10S02 0 µm 700 µm, 800 µm, 900 µm, 1 mm, 2 mm, 3 mm, 5 mm, 1 cm 2 cm 3 cm 5 cm 10 cm 20 cm 30 cm 40 cm 50 - 1 m, 2 m, 3 m, 4 m, 5 m, 6 m, 7 m, 8 m, 9 m, 10 m 2 m, 4 m, 6 m, 8 m, 10 m 1 mm 5 m, 10 m 1 mm 40 Table 2. Statistics of simulated SST (oC) and △T3m (K) by using different discretizations ation Mean Corr. △T3m (night) △T3m (all) SST (all) Discretiz RMSE Mean. Corr. RMSE Mean. Corr. △T3m (day, C.S.) RMSE Mean. Corr. △T3m (day, W.L.) RMSE Mean. Corr. RMSE 29.19 - - -0.13 - - -0.12 - - -0.21 - - 0.21 - - 29.15 0.79 0.26 -0.10 0.57 0.27 -0.10 0.51 0.27 -0.19 0.21 0.22 0.34 0.21 0.48 W01 29.39 0.72 0.37 0.19 0.39 0.47 0.06 0.08 0.40 0.26 0.28 0.52 0.57 0.28 0.58 W01T10S02 29.17 0.70 0.26 -0.08 0.42 0.26 -0.08 0.41 0.26 -0.14 0.15 0.23 0.17 0.15 0.36 W01T50S02 29.29 0.73 0.26 0.05 0.43 0.30 -0.02 0.05 0.27 0.08 0.33 0.31 0.37 0.33 0.42 W02 29.36 0.65 0.31 0.12 0.35 0.34 0.05 0.08 0.33 0.16 0.25 0.35 0.31 0.25 0.31 W02T10S02 29.17 0.64 0.26 -0.12 0.40 0.21 -0.12 0.38 0.21 -0.15 0.17 0.18 0.06 0.17 0.31 W05 29.31 0.55 0.27 0.01 0.31 0.24 0.01 0.19 0.25 0.01 0.21 0.21 0.03 0.21 0.27 W05T10S02 29.11 0.58 0.26 -0.13 0.28 0.18 -0.13 0.26 0.18 -0.14 0.17 0.13 -0.10 0.18 0.36 Observation W01T01 Here: “all” for entire period, “night” for zero solar irradiance period, “day” for non-zero solar irradiance period, “C.S.” for cool-skin prevailing (△T3m<0) period, and “W.L.” for warm-layer prevailing (△T3m>0) period. 41