Against Compassion: Understanding Institutional Perfidy as Evil Wendy Austin Abstract If compassion is central to social life, it must be particularly necessary to the institutions designed to care for the sick, the injured, and the disabled. Yet in our interdisciplinary study of the compassion fatigue of healthcare professionals, we learned from anecdotes of Canadian physicians, nurses, occupational therapists, social workers, and psychologists that many of the institutions in which they practice not only do not support compassionate response to patients, but actively undermine it. In our attempts to understand the reasons that this would be so, we recognized that the increasing domination of corporate, commercial values and a drive to simulate the marketplace within a tax-based, publically-funded system was literally demoralizing healthcare professionals. It is as if those responsible for shaping the institutional response to individual suffering are focused elsewhere: on creating an efficient machine. It was difficult to resist comparisons of such re-engineering of health care with Hannah Arendt‟s claim that “Evil comes from a failure to think,” and her analysis of Eichmann as a shallow-minded bureaucrat. The principal investigator‟s previous research on ethical practice in forensic psychiatric settings revealed that health professionals are uneasy about and divided on the notion of evil. Some did not believe that evil existed, while others found evil to be frighteningly ordinary. While no participant in the compassion fatigue study used the word evil, the numbing of moral response that occurred when efforts to respond to suffering were continually thwarted may be considered a form of maleficence. This paper explores the claim that acting against compassion is evil. Key Words: Compassion, compassion fatigue. ***** The evil in the world comes almost always from ignorance, and goodwill can cause as much damage as ill-will if it is not enlightened. Albert Camus1 2 Against Compassion ______________________________________________________________ Compassion - recognition of the suffering of another, coupled with the desire to alleviate it - is “a basic social emotion.”2 Schopenhauer would have it that compassion is the ground of all moral action. 3 It is not far-fetched to consider the institution of health care as compassion at the societal level, the offering of comfort and care to those who suffer due to sickness, injury, or disability. This claim seems particularly reasonable in terms of publicallyfunded systems, such as that of my country, Canada. As a Canadian nurse, my patient care is to be, according to our Code of Ethics, “safe, competent, compassionate and ethical.”4 The Code stipulates, “Nurses need to recognize that they are moral agents in providing care …” and that we are to work with others “to create the moral communities that enable ethical care.”5 The vision of health care as grounded in a fiduciary relationship with the public is shared across healthcare disciplines. When health care is re-engineered, therefore, away from its compassionate origins in such a way that morality is suppressed or manipulated into irrelevance, 6 something is very amiss. Such a change, it seems to me, constitutes a breach of faith with those served. Consequences of the rationalized re-engineering of health care and its reformulation as a simulated marketplace can be found in healthcare professionals‟ experiences of compassion fatigue. Literally de-moralized, they, like canaries in a mineshaft, are collapsing from a toxic environment. Compassion fatigue may be a societal “ethical canary,” 7 warning that something in our society‟s unfolding is seriously wrong. The move away from moral foundations of caregiving is so profoundly thoughtless that it brings directly to mind Hannah Arendt‟s notion of the banality of evil and its origins in “an inability to think,” particularly from the standpoint of others. 8 In this paper I will consider whether or not organizational constraints on compassion in health care can be deemed evil. As Petruschka Schaafsma notes in Reconsidering Evil, the word is increasingly used when we struggle to make sense of negative phenomena that are “fundamentally scandalous.”9 Such struggle is the raison d‟être of this paper. I will begin with a brief description of the rationalization of health care, informed by Bauman‟s assessment of modernity, and then connect this to healthcare professionals‟ compassion fatigue as uncovered in our research. Finally, I will consider whether it is meaningful to characterize an organizational culture as evil. 1. Modernity and the Road to Perdition In Modernity and the Holocaust, Bauman argues that rather than understand the Holocaust as a singular historical event of madness, we need to assimilate its lessons regarding modernity and society. 10 He points to the social nature of evil: it was disciplined, rule-following persons who enacted the horrors of the death camps, people who “whenever they took their uniforms off, were in no way evil.”11 The insight that is most frightening, Bauman believes, is not that such evil could happen to us, but that we could do it. He concludes that “inhumanity is a matter of social relationships.”12 Wendy Austin 3 ______________________________________________________________ Bauman accepts Levinas‟ notion that a human being‟s primary existential attribute is unconditional responsibility to another, and he describes the silencing of such responsibility when proximity is eroded. If the social order produces distance between persons, moral indifference arises. He argues that as we rationalize and technically augment social relationships the capacity and efficiency of the social production of inhumanity grows. Bauman describes modern civilization‟s “pursuit of artificial, rationally designed order” as being accompanied by “the ability to act at a distance” and “the neutralization of moral constraints.”13 And in systems where rationality and ethics lie in different directions, humanity loses.14 George Ritzer shows the way that rationality and its enactment as bureaucracy increasingly dominate our contemporary world: he calls it the McDonaldization of society and shows how the desire for efficiency, calculability, predictability, and control drive our organizations. 15 Variation in the system is anathema: 16 actions and tasks are prescribed, outcomes measured, and what cannot be controlled is excluded. Quantity, not quality, is equated to success. Ritzer confirms that Weber‟s fears at the onset of the 20th century were legitimate: all aspects of society are experiencing the dehumanizing consequences of rationality. 17 2. The Rationalization of Health Care Although, as Stanley Reiser argues in The Ethical Life of Health Care Organizations, health care has a compassionate purpose - to help humanity preserve health and survive illness - that purpose is subverted as experts in management and business assume institutional leadership. Rationalized healthcare organizations commodify care and focus their oversight on calculability (to count, actions must be countable), predictability (care is standardized, routinized, deprofessionalized), and control (power is centralized, top-down). As the hospital metamorphoses to McDonald‟s 18 the administrative aim is for every patient/burger to be processed in the same prescribed way. This includes engagement between patient and caregiver, with communication being scripted by the organization (Would you like empathy with that?), as if, as some nurses have decried, staff are “like some audio animatronics characters in a Disneyworld display.”19 In the creation of an artificial, manipulated world where emotional response is calculated and managed, health professionals become morally neutral performers. Meštrović uses Ritzer‟s notion of the McDonaldization of society to elaborate upon what he terms the “postemotional society.”20 Rationality, he argues, is extended to emotional life and thus synthetic, manufactured quasiemotions (happy meals of emotions) push away the possibility of authenticity and become the basis for manipulation of individuals and society. Emotional dis-order is forestalled as emotional exchange is routinized. The resistant nurses, noted previously, realize the consequences of diminishing connection between nurse and patient. Bertrand Vergely in his palliative care work, La 4 Against Compassion ______________________________________________________________ souffrance, reveals what will be lost: “When the bond between the subject and life is disrupted in suffering, it is through the nurse that it is renewed; he or she helps the one who suffers become a being again in coincidence with his or her life in one way or another.” 21 To help in this way requires compassion; it requires moral imagination to see the suffering of the person before you and the ability and resources to respond. Hospitals are unlike other organizations, Daniel Chambliss declares in his study of them: “as a normal part of the routine, people suffer and die.”22 Healthcare professionals stand close to life‟s profundities: birth, death, pain, joy, suffering. In their everyday world, they are to be with and for other humans in need of their caring expertise. Within an institution that controls, scripts, and diminishes such expertise, compassionate caring becomes constrained and then seditious. Rationalized healthcare organizations understand ethics predominately as compliance, as conformation to institutional rules and regulations. 23 Ethical action is loyalty to the organization and being moral is procedural; good and evil are irrelevant. Responsibility for becomes responsibility to and there is, according to Bauman, ethical tranquilization and moral deskilling.24 He resurrects the medieval term, adiaphoric, to name the way moral significance is excluded when “targets” of organizational operations become actors rather than human beings with moral significance. 25 Compassion is not at issue; it simply does not enter into the organizational mindset. This was poignantly illustrated recently in one of Canada‟s national newspapers. A columnist writes of her experience with our healthcare system, decrying its “awful disarray” and the domination of depersonalized medicine. She describes her search for the nurse who was to bring analgesic for her dying mother‟s excruciating pain. Once found, the nurse tells her, “It‟s the end of my shift, and I have to do my charts.” Compassion is not outlawed; it is simply that bureaucratic demands distance patients‟ suffering. 26 3. Compassion Fatigue Compassion fatigue is the term used by healthcare professionals to name a phenomenon that comprises weariness, emotional disengagement, and loss of compassion toward others. In our pilot study of nurses‟ compassion fatigue, nurses described it as “running on empty,” impotency, and hopelessness.27 They began to shield and distance themselves from the suffering of patients and their families. One nurse explains: I started feeling like I couldn‟t give or open myself up to interact with the patients and their families. It was like I had to kind of shield myself because I was getting involved Wendy Austin 5 ______________________________________________________________ with them and I just didn‟t feel like I could give them anything.28 In our interdisciplinary study of compassion fatigue among Canadian health professionals, it was described as feeling totally drained, spent, shut down, an empty shell. I feel like I‟m just a bit of a zombie, no energy for anything. It is not a physical tiredness, it is a mental tiredness but it is also an emotional one. I feel just numb. While it is argued by some that compassion fatigue is traumatisation by exposure to a patient‟s suffering, 29 our research suggests that this is an incomplete picture. For some, at least, the danger resides less in exposure to suffering than in an inability to meaningfully respond to it. The shutting down of compassionate response to pain and suffering, as demanded by a rationalized, postemotional organizational culture, shuts down the caring professional. A palliative care physician participant reveals what practice is like in such a culture. He describes the way he is expected to engage with a new patient, a person who has been recently informed that she or he is dying. He says: You should see the stack of question forms and the numerical scales of each of them.... I am walking into a room where a patient is near the end of their life and their suffering and I arrive with a pack of forms ... everything has a number. They [the patients] are symptoms. He explains the way that the dying person, in this initial assessment, is required to rate a set of 13 symptoms on a scale of 1-10, as well as complete a “huge questionnaire” and undergo a full mental status examination. So that‟s my job. I would lose my job if I didn‟t do that. But how much compassion does this show to the patient who we are putting through this? How can this physician empathically reach out to his dying patient with his arms full of paperwork? His actions in overseeing the patient‟s correct completion of these forms are to be kind, but the act itself belies real kindness. How does he help his patient in the passage toward death when his prescribed behaviour profanes its significance? In these organizational demands lie evidence for Meštrović‟s argument that death, too, has been 6 Against Compassion ______________________________________________________________ rationalized; in postemotional society death is to be ordinary, pedestrian, and devoid of mystery. 30 Compassion fatigue overcomes this physician as he finds that his actions, rather than being comforting, increase suffering. He is made weary by his failing attempts to be the physician that he expects himself to be. In the re-engineering of health care, both patient and professional become faceless. Compassion fatigue is the result when caregivers become too weary and too numb to carry on in a system in which they are diminished as moral agents, a system that cannot function as a moral community. 4. Naming Institutional Perfidy as Evil Perfidy has its roots in the Latin perfidus, meaning “to break faith.” 31 Naming the rationalization of health care as perfidious seems justified. It undermines healthcare professionals‟ promise of a fiduciary relationship with those whom they serve and precludes an authentic compassionate response to patient suffering. Can, this perfidy, however, be called evil? My previous experience of the question of evil within health care was framed in terms of the individual. In research on ethical forensic psychiatric care, my colleagues and I asked forensic professionals if they believed that they had encountered evil in their practice. Some were clear that “evil” does not exist, others, that evil was frighteningly human, ordinary, and a possibility for us all. A few said that they had “met the devil.” Their divergent perspectives on evil are echoed in the academic literature where, at best, the question of evil remains unresolved. Where there is a primary area of agreement among professionals and academics, it is that the definitive element to evil is a deliberate intent to cause suffering. To judge the rationalization of health care as evil requires, it seems, not only a move to the politics of evil,32 but the rejection of intent as necessary to it. Hannah Arendt‟s body of work opens this possibility in the modern understanding of evil. 33 She argues, based on her assessment of Adolf Eichmann, that perpetrators of institutional evil can be thoughtless persons who mechanically and without question apply policies the consequences of which, so long as policy goals are met, do not influence their actions. There is no evil intent on their part: their moral life is held separate from their institutional role. 34 “This new type of criminal,” “terrifyingly normal,” 35 cannot understand that he or she is doing wrong. In this, Arendt says, is revealed the banality of evil.36 Ronald Berger used social construction analysis to explore Arendt‟s idea further, and found that Nazi bureaucracy relied upon authorization (i.e., roles could be fulfilled without a sense of personal responsibility); routinization (i.e., decision-making gets minimized); and dehumanization (i.e., the identity of the person acted upon is diminished).37 In Evil: A Primer, William Hart describes similar strategies underpinning contemporary Wendy Austin 7 ______________________________________________________________ societies as hierarchy, standardization of procedure, and obedience are increasingly deemed essential with little space allowed for individual moral deliberation.38 According to Arendt‟s position, and to Bauman‟s work which supports it, when such bureaucratic demands cause suffering, it can be called evil. The question remains, however, whether the re-engineering of health care against compassion should be called evil. Is there not a danger of naming evil too readily and thus diminishing its meaning? The suffering which Arendt and Bauman address is the Holocaust. Should we not reserve “evil” for acts that cause truly immense harm? It is Bauman, however, who argues that “bureaucracy is intrinsically capable of genocidal action.” 39 It may be that any hope for the diminishment of social evil lies in making it and the social values that perpetuate it - visible before vast harm is caused.40 If the movement against compassion and toward moral indifference in health care is a sign (a dead canary?) that our society is in serious trouble, this needs to be widely understood. Susan Neiman writes in Evil in Modern Thought that “Surrendering the word evil to those who perceive only its simplest forms leaves us fewer resources with which to approach the complex ones.”41 The sabotaging of compassion at a societal level is indeed complex, not only in its indifference to suffering but in its creation of it. It seems necessary to speak of it, for now, as evil. There is hope, however, that if evil is our word for harmful, unintelligible phenomena, 42 the day may come that such institutional perfidy no longer merits it. Made intelligible, it will be called a crime. Notes 1 A Camus, The Plague, R Buss (trans), 2001, Penguin, London, p. 100. M Nussbaum, “Compassion: The Basic Social Emotion,” Social Philosophy and Policy, vol. 13, 1996, p. 27. 3 A Schopenhauer, The World as Will and Representation, E. F. J. Payne (trans.), Dover, New York, 1969. 4 Canadian Nurses Association, Code of Ethics for Registered Nurses, 2008, viewed on 15 November 2010, <http://www.cna-aiic.ca/CNA/practice/ ethics/code/default_e.aspx>. 5 ibid. 6 Z Bauman, Modernity and the Holocaust, Cornell University Press, Ithaca, New York, 1989, p. 214. 7 Margaret Somerville, a Canadian ethicist, notes that some societal issues are “ethical canaries” and we need to be particularly attentive to them. See M Somerville, The Ethical Canary: Science, Society and the Human Spirit, 2000, Viking/Penguin Canada, Toronto. 2 8 Against Compassion ______________________________________________________________ 8 H Arendt, Eichmann in Jerusalem: A Report on the Banality of Evil, 1963, Penguin, New York, p. 49, original italics. 9 P Schaafsma, Reconsidering Evil: Confronting Reflections with Confessions, 2006, Peeters, Leuven, Belgium, p. 5. 10 Bauman, op. cit., p. viii. 11 ibid., p. 151. 12 ibid., p. 154, original italics. 13 Z Bauman, Life in Fragments: Essays in Postmodern Morality, 1995, Blackwell, Oxford, p. 195. 14 ibid., p. 206. 15 G Ritzer, The McDonaldization of Society, 6th ed., Pine Forge Press, Los Angeles, 2011. 16 V Shannon & S French, „The impact of the re-engineered world of healthcare in Canada on nursing and patient outcomes,‟ Nursing Inquiry, vol. 12, no. 3, 2005, pp. 231-239. 17 M Weber, Essays in Sociology, H. H. Gerth & C. Wright Mills (eds), Routledge, Oxford, 1991. 18 Ritzer, op. cit. 19 “Newton-Wellesley RNs oppose Wal-Martization of nursing practice,” Massachusetts Nurse: The Newsletter of the Massachusetts Nurses Association, vol. 77, no. 3, 2006, p. 13. The Disney corporation is actually hired by some health authorities to help create patient-staff scripts. 20 S Meštrović, The Postemotional Society, 1997, Sage, London. 21 B Vergely, La souffrance, quoted in Phenomenological Approaches to Moral Philosophy: A Handbook, J. Drummond, & L. E. Embree (eds), Kluwer Academic Publishers, Dordrecht, The Netherlands, 2002, p. 529. 22 D Chambliss, Beyond Caring: Hospitals, Nurses, and the Social Organization of Ethics, University of Chicago Press, Chicago, 1996, p. 16. 23 L Weber, Business Ethics in Healthcare: Beyond Compliance, Indiana University Press, Bloomington, Indiana, 2001. 24 Z Bauman, Liquid Fear, Polity Press, Cambridge, UK, 2006, pp. 87-89. 25 Bauman, 1995, op. cit., pp. 196-197, original italics. 26 M Wente, „Three days in a hospital,‟ The Global and Mail, 26 February 2011, p. F9. 27 W Austin, E Goble, B Leier & P Byrne, „Compassion Fatigue: The Experience of Nurses,‟ Ethics and Social Welfare, vol. 3, no. 2, 2009, pp. 195-214. 28 ibid., p. 204. Wendy Austin 9 ______________________________________________________________ 29 C.Figley, Compassion Fatigue: Coping with Secondary Traumatic Stress Disorder in Those Who Treat the Traumatized, Brunner-Routledge, London, 1995. 30 Meštrović, op. cit., p. 128. 31 Oxford English Dictionary, 3rd ed, “perfidy,” n., online version November 2010, viewed on 15 November 2010, <http://www.oed.com:80/Entry/117882>. 32 B Lang, „Hannah Arendt and the Politics of Evil,‟ Judaism, vol. 37, no. 3, 1988, pp. 264-275. 33 ibid., p. 271. 34 Arendt, 1963, op. cit. 35 ibid., p. 276. 36 ibid., p. 252, original italics. 37 R Berger, „The “Banality of Evil” Reframed: The Social Construction of the “Final Solution” to the “Jewish Problem,”‟ The Sociological Quarterly, vol. 34, no. 4, 1993, pp. 597-618. 38 W Hart, Evil: A Primer, St Martin‟s Press, New York, 2004, p. 95. 39 Bauman, 1989, op. cit., p. 106, original italics. 40 L Cosner, „The Visibility of Evil,‟ Journal of Social Issues, vol. 25, no. 1, 1969, 101-109. 41 S Neiman, Evil in Modern Thought, Princeton University Press, Princeton, New Jersey, 2002, p. 286. 42 Bauman, 2006, op. cit., p. 54. Bibliography Arendt, H., Eichmann in Jerusalem: A Report on the Banality of Evil. Penguin, New York, 1963. Austin, W., E. Goble, B. Leier, & P. Byrne, „Compassion Fatigue: The Experience of Nurses.‟ Ethics and Social Welfare, vol. 3, no. 2, 2009, pp. 195-214. Bauman, Z., Modernity and the Holocaust. Cornell University Press, Ithaca, New York, 1989. —, Life in Fragments: Essays in Postmodern Morality. Blackwell, Oxford, 1995. —, Liquid Fear. Polity Press, Cambridge, United Kingdom, 2006. 10 Against Compassion ______________________________________________________________ Berger, R., „The “Banality of Evil” Reframed: The Social Construction of the “Final Solution” to the “Jewish Problem.”‟ The Sociological Quarterly, vol. 34, no. 4, 1993, pp. 597-618. Camus, A., The Plague. R. Buss (trans.), Penguin, London, 2001. Canadian Nurses Association, Code of Ethics for Registered Nurses, 2008. Viewed on 15 November 2010, <http://www.cna-aiic.ca/CNA/practice/ ethics/code/default_e.aspx>. Chambliss, D., Beyond Caring: Hospitals, Nurses, and the Social Organization of Ethics. University of Chicago Press, Chicago, 1996. Cosner, L., „The Visibility of Evil.‟ Journal of Social Issues, vol. 25, no. 1, 1969, 101-109. Figley, C., Compassion Fatigue: Coping with Secondary Traumatic Stress Disorder in Those Who Treat the Traumatized. Brunner-Routledge, London, 1995. Hart, W., Evil: A Primer. St Martin‟s Press, New York, 2004. Lang, B., „Hannah Arendt and the Politics of Evil.‟ Judaism, vol. 37, no. 3, 1988, 264-275. Neiman, S., Evil in Modern Thought. Princeton University Press, Princeton, New Jersey, 2002. “Newton-Wellesley RNs oppose Wal-Martization of nursing practice.” Massachusetts Nurse: The Newsletter of the Massachusetts Nurses Association, vol. 77, no. 3, 2006, p. 13. Nussbaum, M., “Compassion: The Basic Social Emotion.” Social Philosophy and Policy, vol. 13, 1996, p. 27. Oxford English Dictionary, 3rd ed., „perfidy, n.‟ Online version November 2010, viewed on 15 November 2010, <http://www.oed.com:80/Entry/117882>. Wendy Austin 11 ______________________________________________________________ Ritzer, G., The McDonaldization of Society, 6th ed. Pine Forge Press, Los Angeles, 2011. Shannon, V, & S French, „The impact of the re-engineered world of healthcare in Canada on nursing and patient outcomes.‟ Nursing Inquiry, vol. 12, no. 3, 2005, pp. 231-239. Schaafsma, P., Reconsidering Evil: Confronting Reflections with Confessions. Peeters, Leuven, Belgium, 2006. Schopenhauer, A., The World as Will and Representation. E. F. J. Payne (trans), Dover, New York, 1969. Somerville, M., The Ethical Canary: Science, Society and the Human Spirit. Viking/Penguin Canada, Toronto, 2000. Vergely, B., (1997) La souffrance. Quoted in Phenomenological Approaches to Moral Philosophy: A Handbook, J. Drummond, & L. E. Embree (eds), Kluwer Academic Publishers, Dordrecht, The Netherlands, 2002, p. 529. Weber, L., Business Ethics in Healthcare: Beyond Compliance. Indiana University Press, Bloomington, Indiana, 2001. Weber, M., Essays in Sociology. H. H. Gerth & C. Wright Mills (eds), Routledge, Oxford, 1991. Wente, M., „Three Days in a Hospital.‟ The Global and Mail, 26 February 2011, p. F9. Wendy Austin is a Professor of Nursing at the University of Alberta and the John Dossetor Health Ethics Centre in Edmonton, Alberta, and holds the Canada Research Chair in Relational Ethics.