INDEX
PAGES
Board of Directors
1–4
National Advisory Committee
5–6
District Councils
7 – 39
Association Committees
40 – 59
Joint Industry Committees
60 - 65
Securities Industry Advisory Council
Canadian Securities Institute
65
65 – 66
Canadian Depository for Securities
66
FundSERV Inc.
66
Canadian Investor Protection Fund
66
BOARD OF DIRECTORS
1999 – 2000
*
*
Executive Committee
CHAIR
Charles M. WINOGRAD
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
VICE-CHAIR
* L. Jacques MÉNARD
Deputy Chairman
Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill Collège, Montréal, PQ H3A 3M8
(514) 286-7209
Fax: (514) 286-7287
E-mail: jacques.menard@nesbittburns.com
*
PRESIDENT AND CHIEF EXECUTIVE OFFICER
Joseph J. OLIVER
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
*
Thomas I.A. ALLEN, Q.C.
Senior Partner
Ogilvy Renault, Suite 2100, 77 King Street West, Royal Trust Tower, Toronto-Dominion Centre,
P.O. Box 141, Toronto, ON, M5K 1H1
(416) 216-3913
Fax: (416) 863-1658
E-mail: tallen@ogilvyrenault.com
*
G.F. Kym ANTHONY
President and Chief Operating Officer
National Bank Financial Corp., Suite 3200, The Exchange Tower, 130 King Street West,
P.O. Box 21, Toronto M5X 1J9
(416) 869-8028
Fax: (416) 869-8036
E-mail: kym.anthony@nbfinancial.com
David K. BEAZLEY
President
Acadian Securities Incorporated, Suite 100, Pedway Level, Barrington Place, 1903 Barrington
Street, Halifax, NS, B3J 3L7
(902) 496-7586
Fax: (902) 496-7599
E-mail: davidb@acadiansec.com
1
Luc BERTRAND
Chair, Montréal Exchange, and Vice-President and Director
c/o Financière Banque Nationale Corp., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal,
PQ, H3B 4S9
(514) 879-2506
Fax: (514) 879-3708
E-mail:
*
Ian D. BRUCE
Vice-Chairman
Peters & Co. Limited, Suite 2500, First Canadian Centre, 350 – 7th Avenue S.W., Calgary, AB,
T2P 4N1
(403) 261-2278
Fax: (403) 237-2339
E-mail: ibruce@petersco.com
Germain CARRIÈRE
Senior Executive Vice-President and National Sales Manager
Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, PQ
H3B 4S9
(514) 879-2316
Fax: (514) 879-2209
E-mail:
*
William R.J. FULTON
Chair, Financial Administrators Section, and Executive Vice-President, Chief Financial Officer
and Chief Administrative Officer
c/o Merrill Lynch Canada Inc., 12th Floor, 22 Front Street West, Toronto, ON, M5J 2W5
(416) 681-4300
Fax: (416) 681-4316
E-mail: bill_fulton@ca.ml.com
*
Michael G. GREENWOOD
President and Chief Operating Officer
Canaccord Capital Corporation, 2200 – 609 Granville Street, Vancouver, BC, V7Y 1H2
(604) 643-7790
Fax: (604) 643-7689
E-mail: mike_greenwood@canaccord.com
Edward GRIFFITH
Chair, National Advisory Committee, and Associate Director and Branch Manager
c/o Scotia Capital Inc., Suite 501, 200 Portage Avenue, Box 105, Winnipeg, MB R3C 3X2
(204) 946-9202
Fax: (204) 946-9236
E-mail: ed_griffith@scotiacapital.com
*
Stanley H. HARTT
Chairman
Salomon Smith Barney Canada Inc., Suite 4600, BCE Place, 161 Bay Street, P.O. Box 631,
Toronto, ON, M5J 2S1
(416) 866-2305
Fax: (416) 866-7484
E-mail: stanley.h.hartt@ssmb.com
John L. HOWARD, Q.C.
2048 Penang Road, P.O. Box 1132, Sooke, BC, V0S 1N0
(250) 642-4489
Fax: (250) 642-1067
E-mail: jlh@islandnet.com
2
Eugene C. McBURNEY
Chairman
Griffiths McBurney & Partners, 11th Floor, 145 King Street West, Toronto, ON, M5H 1J8
(416) 943-6101
Fax: (416) 943-6160
E-mail: genem@gmponline.com
Gordon M. MEDLAND
Vice-Chair, Vancouver Stock Exchange, and Vice-President and Director
c/o Goepel McDermid Inc., Suite 1000, 601 West Hastings Street, P.O. Box 90, Vancouver, BC,
V6B 5E2
(604) 654-1145
Fax: (604) 654-1464
E-mail: gord.medland@goepelmcdermid.com
*
William D. PACKHAM
President and Chief Operating Officer
Merrill Lynch Canada Inc., Suite 400, BCE Place, 181 Bay Street, Toronto, ON, M5J 2V8
(416) 369-7474
Fax: (416) 369-7766
E-mail: bill_packham@ca.ml.com
G. Scott PATERSON
Chairman and Chief Executive Officer
Yorkton Securities Inc., Suite 3100, BCE Place, 181 Bay Street, P.O. Box 830, Toronto, ON,
M5J 2T3
(416) 864-3600
Fax: (416) 864-9699
E-mail: spaterson@yorkton.com
Alain RHÉAUME
Executive Vice-President, Chief Financial Officer and Treasurer
Microcell Telecommunications Inc., Bureau 400, 1250, boulevard René-Lévesque ouest, Montréal,
PQ, H3B 4W8
(514) 937-0102 ext. 7972
Fax: (514) 846-7445 E-mail: alain.rheaume@microcell.ca
William R. RIEDL
President & Chief Financial Officer
Fairvest Securities Corporation, Suite 1400, 67 Yonge Street, Toronto, ON, M5E 1J8
(416) 364-9000
Fax: (416) 364-6710
E-mail: briedl@fairvest.com
Terrance K. SALMAN
Chairman, President and Chief Executive Officer
Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC V6C 3E8
(604) 685-2450
Fax: (604) 685-2453
E-mail: tsalman@salmanpartners.com
Harry G. SCHAEFER
President
Schaefer & Associates Ltd., Suite 1400, Canterra Tower, 400 – 3rd Avenue S.W., Calgary, AB,
T2P 4H2
(403) 265-8185
Fax: (403) 269-5841
E-mail: schaefer.harry@shaw.wave.ca
3
Kenneth A. SHIELDS
Chairman and Chief Executive Officer
Goepel McDermid Inc., Suite 2200, Cathedral Place, 925 West Georgia Street, Vancouver, BC,
V6C 3L2
(604) 659-8350
Fax: (604) 659-8399
E-mail: ken.shields@goepelmcdermid.com
James G. SORENSON
Chair, The Alberta Stock Exchange, and Resident Vice-President
c/o Merrill Lynch Canada Inc., Suite 2000, Bow Valley Square IV, 250 – 6th Avenue S.W.,
Calgary, AB, T2P 3H7
(403) 231-3355
Fax: (403) 265-4041
E-mail: jim_sorenson@ca.ml.com
Daniel F. SULLIVAN
Chair, The Toronto Stock Exchange, and Deputy Chairman
c/o Scotia Capital Inc., 66th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”,
Toronto, ON, M5W 2X6
(416) 863-7453
Fax: (416) 863-7691
E-mail: dan_sullivan@scotiacapital.com
*
Donald A. WRIGHT
Chairman and Chief Executive Officer
TD Securities Inc., 8th Floor, Toronto-Dominion Bank Tower, 55 King Street West, Toronto, ON,
M5K 1A2
(416) 307-8735
Fax: (416) 944-5568
E-mail: wrighd3@tdsecurities.com
4
NATIONAL ADVISORY COMMITTEE
CHAIR
Edward GRIFFITH
MANITOBA DISTRICT
Associate Director and Branch Manager
Scotia Capital Inc., Suite 501, 200 Portage Avenue, Box 105, Winnipeg, MB, R3C 3X2
(204) 946-9202
Fax: (204) 946-9236
E-mail: ed_griffith@scotiacapital.com
VICE-CHAIR
Mary E. JACOBS
NEW BRUNSWICK DISTRICT
Vice-President and Branch Manager
Merrill Lynch Canada Inc., Suite 130, 77 Westmorland Street, Fredericton, NB, E3B 6Z3
(506) 458-8322
Fax: (506) 452-2135
E-mail: mary_jacobs@ca.ml.com
Kevin BREEN
NEWFOUNDLAND DISTRICT
Branch Manager
TD Evergreen / TD Securities Inc., 10th Floor, Toronto-Dominion Place, 140 Water Street,
St. John’s, NF, A1C 6H6
(709) 758-5291
Fax: (709) 758-5299
E-mail: breenk@tdbank.ca
Martin DAVIES
ALBERTA DISTRICT
Institutional Broker
Peters & Co. Limited, Suite 2500, 350 – 7th Avenue S.W., Calgary, AB, T2P 4N1
(403) 261-2212
Fax: (403) 266-4116
E-mail: mdavies@petersco.com
Michel DUCHESNE
QUÉBEC DISTRICT
Vice-President and Director
RBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville Marie, Montréal, PQ, H3B 4R8
(514) 878-7710
Fax: (514) 878-7715
E-mail: michel.duchesne@rbcds.com
T. Scott FOWLER
NOVA SCOTIA DISTRICT
Senior Vice-President, Financial Consultant
Merrill Lynch Canada Inc., Suite 501, 5475 Spring Garden Road, Halifax, NS, B3J 3T2
(902) 490-8611
Fax: (902) 420-0771
E-mail: scott_fowler@ca.ml.com
Brigitte GEISLER
ONTARIO DISTRICT
Vice-President and Chief Compliance Officer
The Canada Trust Company / CT Securities Inc., 35th Floor, Canada Trust Tower, BCE Place,
161 Bay Street, Toronto, ON, M5J 2T2
(416) 681-2386
Fax: (416) 361-8192
E-mail: geisler.brigitte@canadatrust.com
Andrew MacLEAN
PRINCE EDWARD ISLAND DISTRICT
Investment Advisor
Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, PE, C1A 4K8
(902) 629-2027
Fax: (902) 628-6278
E-mail: andrew.maclean@nbpcd.com
5
Ward A. McMAHON
PACIFIC DISTRICT
Vice-President, Credit and Compliance
Canaccord Capital Corporation, Suite 1900, 609 Granville Street, P.O. Box 10337, Vancouver,
BC, V7Y 1H2
(604) 643-7447
Fax: (604) 601-5934
E-mail: ward_mcmahon@canaccord.com
Frederick H. SMITH
SASKATCHEWAN DISTRICT
President and Director
Matrix Financial Corporation, Suite 320, 728 Spadina Crescent East, Saskatoon, SK, S7K 4H7
(306) 664-7409
Fax: (306) 244-1145
E-mail: fred.smith@matrix-financial.com
1999 NATIONAL DISTINCTION AWARD WINNER
Marc DALPÉ
Vice-President and Director, Investment Advisor
Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, PQ,
H3B 4S9
(514) 879-2548
Fax: (514) 879-2321
E-mail: mdalpe@sabius.com
SENIOR VICE-PRESIDENT, TRADE ASSOCIATION
Peter A. BAILEY
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 943-5844
Fax: (416) 364-0753
E-mail: pbailey@ida.ca
QUÉBEC REGIONAL DIRECTOR
Fernande LANOIX
Association canadienne des courtiers en valeurs mobilières, bureau 2802, 1, Place Ville Marie,
Montréal, PQ, H3B 4R4
(514) 878-2854, x 222 Fax: (514) 878-3860
E-mail: flanoix@ida.ca
ONTARIO & ATLANTIC REGIONAL DIRECTOR
Morag MacGOUGAN
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 943-6991
Fax: (416) 943-6754
E-mail: mmacgougan@ida.ca
PRAIRIE REGIONAL DIRECTOR
Terry W. MELLING
Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB,
T2P 0J1
(403) 260-6278
Fax: (403) 265-4603
E-mail: tmelling@ida.ca
PACIFIC REGIONAL DIRECTOR
H. James STEVENS
Investment Dealers Association of Canada, Suite 1325, 650 West Georgia Street, P.O. Box 11614,
Vancouver, BC, V6B 4N9
(604) 331-4750
Fax: (604) 683-6262
E-mail: jstevens@ida.ca
6
NEWFOUNDLAND DISTRICT COUNCIL
CHAIR
Kevin BREEN
Branch Manager
TD Evergreen / TD Securities Inc., 10th Floor, Toronto-Dominion Place, 140 Water Street,
St. John’s, A1C 6H6
(709) 758-5291
Fax: (709) 758-5299
E-mail: breenk@tdbank.ca
Ronald BEER
Investment Advisor
RBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place,
P.O. Box 1818, Station “C”, St. John’s, A1C 5P9
(709) 576-4597
Fax: (709) 576-0464
E-mail: rbeer@rbcds.com
Tom COADY
Branch Manager
RBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place,
P.O. Box 1818, Station “C”, St. John’s, A1C 5P9
(709) 576-4597
Fax: (709) 576-0464
E-mail: tcoady@rbcds.com
Frederick G. DODD
Vice-President, Financial Consultant
CIBC World Markets Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s,
A1C 6C9
(709) 576-2711
Fax: (709) 754-5469
E-mail: dodd@cibc.ca
Thomas J.P. FORAN
Branch Manager
Nesbitt Burns Inc., Suite 390, Cabot Place, 100 New Gower Street, St. John’s, A1C 6K3
(709) 738-0077
Fax: (709) 738-0831
E-mail: tom.foran@nbpcd.com
Roy J. HUSSEY
Branch Manager
Scotia Capital Inc., Suite M101, Scotia Centre, 235 Water Street, St. John’s, A1C 1B6
(709) 576-1339
Fax: (709) 754-2411
E-mail: roy_hussey@scotiacapital.com
Sandy LEGGE
Branch Administrator
Merrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1919,
St. John’s, A1C 5R4
(709) 739-4552
Fax: (709) 739-4462
E-mail: sandy_legge@ca.ml.com
7
Chris ROBINSON
Investment Advisor
Nesbitt Burns Inc., Suite 390, Cabot Place, 100 New Gower Street, St. John’s, A1C 6K3
(709) 738-0077
Fax: (709) 738-0831
E-mail: chris.robinson@nbpcd.com
Ray SMALLWOOD
Vice-President and Director
CIBC World Markets Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s,
A1C 6C9
(709) 576-2700
Fax: (709) 754-5469
E-mail: smallwoo@cibc.ca
Bruce TEMPLETON
Vice-President and Investment Advisor
RBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box
1818, Station “C”, St. John’s, A1C 5P9
(709) 576-4278
Fax: (709) 576-0464
E-mail: btemple@rbcds.com
Terence L. STACK (ex-officio)
Vice-President and Branch Manager
Merrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, St. John’s, A1C 5R4
(709) 739-4552
Fax: (709) 739-4462
E-mail: terry_stack@ca.ml.com
Morag MacGOUGAN (ex-officio)
Ontario & Atlantic Regional Director
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 943-6991
Fax: (416) 943-6754
E-mail: mmacgougan@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
8
PRINCE EDWARD ISLAND DISTRICT COUNCIL
CHAIR
Andrew MacLEAN
Investment Advisor
Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, C1A 4K8
(902) 629-2027
Fax: (902) 628-6278
E-mail: andrew.maclean@nbpcd.com
VICE-CHAIR
George W. FISHER
Branch Manager
Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, C1A 4K8
(902) 629-2025
Fax: (902) 628-6278
E-mail: george.fisher@nbpcd.com
Darren PETERS
Financial Advisor
Merrill Lynch Canada Inc., Suite 400, 119 Kent Street, Charlottetown, C1A 1N3
(902) 892-4231
Fax: (902) 368-3964
E-mail: darren_peters@ca.ml.com
David A. GAUTHIER (ex-officio)
Branch Manager
RBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, C1A 8R8
(902) 566-5544
Fax: (902) 566-1569
E-mail: david.gauthier@rbcds.com
Morag MacGOUGAN (ex-officio)
Ontario & Atlantic Regional Director
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 943-6991
Fax: (416) 943-6754
E-mail: mmacgougan@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
9
NOVA SCOTIA DISTRICT COUNCIL
CHAIR
T. Scott FOWLER
Senior Vice-President, Financial Consultant
Merrill Lynch Canada Inc., Suite 501, 5475 Spring Garden Road, Halifax, B3J 3T2
(902) 490-8611
Fax: (902) 420-0771
E-mail: scott_fowler@ca.ml.com
VICE-CHAIR
Gordon ANDERSON
Vice-President
CIBC World Markets Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6
(902) 420-6211
Fax: (902) 423-3225
E-mail: andergor@cibc.ca
David K. BEAZLEY
President
Acadian Securities Incorporated, Suite 100, Pedway Level, Barrington Place, 1903 Barrington
Street, Halifax, B3J 3L7
(902) 496-7586
Fax: (902) 496-7599
E-mail: davidb@acadiansec.com
Geoffrey A. BLACK
Branch Manager
TD Securities Inc., Suite 1300, 1701 Hollis Street, Halifax, B3J 3M8
(902) 420-3218
Fax: (902) 420-3260
Bruce B. CARROLL
President and Chief Executive Officer
Ocean Securities Inc., Suite 1711, Purdy’s Wharf, Tower II, 1969 Upper Water Street,
P.O. Box 48, Halifax, B3J 3R7
(902) 423-1131
Fax: (902) 423-1178
E-mail: crafuse@istar.ca
John CHAPPELL
Director, Atlantic Regional Manager
Scotia Capital Inc., 5th Floor, 1709 Hollis Street, P.O. Box 2022, Station “M”, Halifax, B3J 2Z1
(902) 420-2220
Fax: (902) 422-6002
E-mail: john_chappell@scotiacapital.com
Carole D. CUSHING
Vice-President and Director
Nesbitt Burns Inc., 10th Floor, Bank of Montreal Tower, 5151 George Street, Halifax, B3J 1M5
(902) 496-1158
Fax: (902) 496-1185
E-mail: ccushing@nbpcd.ca
Lee HARWOOD
Director
Scotia Capital Inc., 5th Floor, 1709 Hollis Street, P.O. Box 2022, Station “M”, Halifax, B3J 2Z1
(902) 420-8715
Fax: (902) 422-6002
E-mail: lee_harwood@scotiacapital.com
10
Eric HICKS
Branch Manager
National Bank Financial Ltd., Suite 1601, 1969 Upper Water Street, Halifax, B3J 3R7
(902) 496-7735
Fax: (902) 496-7701
Edward C. KYNOCK
Branch Manager
National Bank Financial Corp., Suite 204, Purdy’s Wharf, Tower II, 1969 Upper Water Street,
Halifax, B3J 3R7
(902) 420-1449
Fax: (902) 429-6789
E-mail: edky@navnat.net
Thomas LEE
Associate Portfolio Manager
RBC Dominion Securities Inc., Suite 100, Purdy’s Wharf, Tower I, 1959 Upper Water Street,
Halifax, B3J 3N2
(902) 421-1233
Fax: (902) 421-4149
E-mail: tlee@rbcds.com
Thomas E.G. LYNCH
President and Chief Executive Officer
Lynch Investments Limited, Suite 200, 5525 Artillery Place, P.O. Box 3422 South, Halifax,
B3J 3J1
(902) 420-1544
Fax: (902) 425-8542
Donald R. MUNROE
Director
CIBC World Markets Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6
(902) 420-6208
Fax: (902) 423-3225
E-mail: munroed@cibc.ca
Robert A. PETERS
Vice-President
National Bank Financial Ltd., Suite 1601, 1969 Upper Water Street, Halifax, B3J 3R7
(902) 496-7711
Fax: (902) 496-7701
J. Thomas F. PURVES
Vice-President and Branch Manager
RBC Dominion Securities Inc., Suite 100, Tower I, 1959 Upper Water Street, Halifax, B3J 3N2
(902) 421-0124
Fax: (902) 423-7514
E-mail: tpurves@rbcds.com
Paul J.M. SCOTT
Branch Manager
CIBC World Markets Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6
(902) 420-6222
Fax: (902) 423-3225
E-mail: scottpa@cibc.ca
Frank YOUDEN
Regional Manager, Vice-President and Director
RBC Dominion Securities Inc., Suite 1101, Purdy’s Wharf, Tower II, 1959 Upper Water Street,
Halifax, B3J 3R7
(902) 424-1088
Fax: (902) 425-0608
E-mail: frank.youden@rbcds.com
11
Lonsdale W. HOLLAND (ex-officio)
President and Secretary
Beacon Securities Limited, 1707 Grafton Street, Halifax, B3J 2C6
(902) 423-1260
Fax: (902) 425-5237
E-mail: holland@beaconsecurities.ns.ca
Morag MacGOUGAN (ex-officio)
Ontario & Atlantic Regional Director
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 943-6991
Fax: (416) 943-6754
E-mail: mmacgougan@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
12
NEW BRUNSWICK DISTRICT COUNCIL
CHAIR
Mary E. JACOBS
Vice-President and Branch Manager
Merrill Lynch Canada Inc., Suite 130, 77 Westmorland Street, Fredericton, E3B 6Z3
(506) 458-8322
Fax: (506) 452-2135
E-mail: mary_jacobs@ca.ml.com
VICE-CHAIR
Terry V. RICHARDSON
Associate Director
Scotia Capital Inc., Suite 1608, 1 Brunswick Square, P.O. Box 6277, Saint John, E2L 4R7
(506) 658-3202
Fax: (506) 636-6812
E-mail: terry_richardson@scotiacapital.com
R. Michael BARDSLEY
Branch Manager
Nesbitt Burns Inc., Suite 200, Regency Park, 65 Regent Street, P.O. Box 607, Station “A”,
Fredericton, E3B 5A6
(506) 458-8570
Fax: (506) 450-7193
E-mail: michael.bardsley@nbpcd.com
John FITZPATRICK
Investment Advisor
TD Evergreen Investments Inc., 2nd Floor, 2 King Street, Saint John, E2L 1G2
(506) 646-1120
Fax: (506) 646-1127
E-mail: fitzpj2@tdbank.ca
Dennis FLOOD
Associate Director, Branch Manager, Private Client Financial Services
Scotia Capital Inc., Suite N402, One Market Square, P.O. Box 6277, Station “A”, Saint John,
E2L 4R7
(506) 658-3329
Fax: (506) 658-3315
E-mail: dennis_flood@scotiacapital.com
Terry GAUTREAU
Investment Advisor
RBC Dominion Securities Inc., Suite 603, Blue Cross Centre, 644 Main Street, Moncton, E1C 1E2
(506) 869-5444
Fax: (506) 869-5454
E-mail: tgautre@rbcds.com
Timothy LACKIE
Senior Financial Consultant
CIBC World Markets Inc., Suite 500, 44 Chipman Hill, Saint John, E2L 2A9
(506) 634-1220
Fax: (506) 634-8214
E-mail: lackie@cibc.ca
Normand LANDRY (ex-officio)
Investment Advisor
National Bank Financial Inc., Suite 300, 735 Main Street, Moncton, E1C 1E5
(506) 859-0854
Fax: (506) 857-0531
13
Morag MacGOUGAN (ex-officio)
Ontario & Atlantic Regional Director
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 943-6991
Fax: (416) 943-6754
E-mail: mmacgougan@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
14
QUÉBEC DISTRICT COUNCIL
CHAIR
Michel DUCHESNE
Vice-President and Director
RBC Dominion valeurs mobilières inc., bureau 300, 1, Place Ville Marie, Montréal, H3B 4R8
(514) 878-7710
Fax: (514) 878-7715
E-mail: michel.duchesne@rbcds.com
VICE-CHAIR
Jacques LEMAY
Senior Vice-President and Director
Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal,
H3B 4S9
(514) 879-5336
Fax: (514) 879-5142
Thomas G. AIKEN
Treasurer and Chief Financial Officer
MacDougall, MacDougall & MacTier inc., bureau 2000, Place du Canada, 1010, de la Gauchetière
Ouest, Montréal, H3B 4J1
(514) 394-3099
Fax: (514) 871-1481
E-mail: taiken@3macs.com
Francine ALLAIRE
President and Chief Operating Officer
Valeurs mobilières Desjardins inc., 15e étage, 2, Complexe Desjardins, Tour de l’Est, Montréal,
H5B 1J2
(514) 281-7371
Fax: (514) 842-3137
E-mail: francine.allaire@vmd.desjardins.com
François BRETON
Sales Manager
RBC Dominion valeurs mobilières inc., bureau 330, 3100, boulevard Le Carrefour, Laval,
H7T 2K7
(450) 686-3434
Fax: (450) 686-3433
E-mail: fbreton@rbcds.com
Christopher BRIÈRE
Investment Advisor
Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal,
H3B 4S9
(514) 879-2458
Fax: (514) 879-5135
E-mail: cbriere@ibm.net
Lise CASGRAIN
Vice-President
Casgrain & Compagnie Limitée, bureau 1625, 500, boulevard René-Lévesque Ouest, Montréal,
H2Z 1W7
(514) 871-8080
Fax: (514) 871-1943
E-mail: casgrain@bloomberg.net
15
Marc DALPÉ
Vice-President and Director, Investment Advisor
Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal,
H3B 4S9
(514) 879-2548
Fax: (514) 879-2321
E-mail: mdalpe@sabius.com
Jacques M. GAGNON
President, Chief Executive Officer and Chief Financial Officer
Gestion Fonds des professionnels inc., bureau 3120, 2, Complexe Desjardins, Tour de l’Est,
Montréal, H5B 1C2
(514) 350-5076
Fax: (514) 350-5155
E-mail: lboucher@fpq.pc.ca
François GERVAIS
Vice-President, Administration
BLC Valeurs mobilières inc., bureau 1900, 1981, McGill College, Montréal, H3A 3K3
(514) 284-6932
Fax: (514) 350-2894
E-mail: picheb@blcmf.com
Guy L. JOLICOEUR
General Manager
Marchés mondiaux CIBC inc., bureau 3050, 600, boulevard de Maisonneuve Ouest, Montréal,
H3A 3J2
(514) 847-6388
Fax: (514) 847-6392
E-mail: jolicoeg@cibc.ca
Marc-André LACAILLE
Vice-President and Resident Manager
Nesbitt Burns ltée, bureau 110, 1, rue Holiday, Pointe-Claire, H9R 5N3
(514) 428-2910
Fax: (514) 428-2920
E-mail: marcandre.lacaille@nbpcd.com
Serge LECLAIRE
General Manager
Scotia Capital Inc., 6e étage, Tour Scotia, 1002, rue Sherbrooke Ouest, Montréal, H3A 3L6
(514) 287-3666
Fax: (514) 287-3654
E-mail: serge_leclaire@scotiacapital.com
Benoît MARCOTTE
Senior Vice-President
Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal,
H3B 4S9
(514) 879-2282
Fax: (514) 879-5321
E-mail: lbg@cam.org
Jean MORIN (ex-officio)
Sales Manager
Merrill Lynch Canada Inc., bureau 800, 2540, boulevard Daniel-Johnson, Laval, H7T 2S3
(450) 688-5714
Fax: (450) 688-1514
E-mail: jean_morin@ml.ca.com
Yvan NAUD
President and Chief Executive Officer
Compensation BNC incorporée, 16e étage, 1010, de la Gauchetière Ouest, Montréal, H3B 5J2
(514) 875-3700
Fax: (514) 875-3745
E-mail: yvan.naud@compensation-bnc.com
16
Gilles OUIMET
Vice-President and Director
Merrill Lynch Canada Inc., bureau 3100, 1250, boulevard René-Lévesque, Montréal, H3B 4W8
(514) 846-3603
Fax: (514) 846-3551
E-mail: gilles_ouimet@ca.ml.com
Gérard J. TAILLON
Vice-President, Director and Sales Manager
Nesbitt Burns ltée, bureau 3200, 1501, McGill College, Montréal, H3A 3M8
(514) 286-7215
Fax: (514) 286-7262
E-mail: gerard.taillon@nbpcd.com
Raymond TRUDEAU
Executive Vice-President
Tassé & Associés, limitée, bureau 1200, Maison Trust Royal, 630, boulevard René-Lévesque
Ouest, Montréal, H3B 1S6
(514) 879-2165
Fax: (514) 874-4090
E-mail: rtrudeau@tasse.ca
Claude MICHAUD (ex-officio)
Senior Vice-President and Director
Scotia Capitaux Inc., 8e étage, Tour Scotia, 1002, rue Sherbrooke Ouest, Montréal, H3A 3L6
(514) 287-3615
Fax: (514) 499-8454
E-mail: claude_michaud@scotiacapital.com
Fernande LANOIX (ex-officio)
Québec Regional Director
Association canadienne des courtiers en valeurs mobilières, bureau 2802, 1, Place Ville Marie,
Montréal, H3B 4R4
(514) 878-2854
Fax: (514) 878-3860
E-mail: flanoix@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, Ontario, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
17
QUÉBEC DISTRICT COMMITTEES
1999 – 2000
BONDS AND MONEY MARKETS COMMITTEE
Lise Casgrain, Chair
Éric Bernard
Pierre Boissé
Jean Comolli
Gilbert Croteau
Pierre Désy
Luc Fortin
Martin Labrecque
André Langelier
Claude Lepage
Jean-François Pelletier
Richard Quesnel
François Veillet
Michel Duchesne (ex-officio)
Casgrain & Compagnie Limitée
Gestion Fonds des professionnels inc.
Merrill Lynch Canada Inc.
Scotia Capitaux Inc.
Financière Banque Nationale Inc.
Nesbitt Burns ltée
Valeurs Mobilières TD inc.
Goldman Sachs Canada Inc.
Valeurs mobilières Desjardins inc.
BLC Valeurs mobilières inc.
RBC Dominion valeurs mobilières inc.
Tassé & Associés, limitée
Marchés mondiaux CIBC inc.
RBC Dominion valeurs mobilières inc.
INTERNAL OPERATIONS COMMITTEE
Yvan Naud, Chair
Glenn Abbott
Lynn Cartier
Denis Cyr, C.G.A.
Céline Gauthier
Sheila Hemsted
Lucy Rossi
Jésus Sanchez
Ginette Turenne
André Zanga
Michel Duchesne (ex-officio)
Compensation BNC incorporée
Nesbitt Burns ltée
MCA Valeurs Mobilières Inc.
Tassé & Associés, limitée
RBC Dominion valeurs mobilières inc.
Groome Capital.com inc.
Merrill Lynch Canada Inc.
Compensation BNC incorporée
Valeurs mobilières Desjardins inc.
Casgrain & Compagnie Limitée
RBC Dominion valeurs mobilières inc.
18
INVESTMENT ADVISORS COMMITTEE
Jean Morin, Chair
Pierre Archambault
Hugues Biron
Denis Carignan
André Ewert
Alain Gedah
Caroline Hild
Sylvie Leroux
Denise Péloquin
Marc-André Plourde
Jean-François Richard
Martin Roy
François Têtu
Fabrice Vinet
Michel Duchesne (ex-officio)
Merrill Lynch Canada Inc.
MCA Valeurs Mobilières Inc.
BLC Valeurs mobilières inc.
Tassé & Associés, limitée
Whalen, Béliveau & associés inc.
RBC Dominion valeurs mobilières inc.
Scotia Capitaux Inc.
Whalen, Béliveau & associés inc.
Scotia Capitaux Inc.
MacDougall, MacDougall & MacTier inc.
Merrill Lynch Canada Inc.
Scotia Capitaux Inc.
Valeurs mobilières Desjardins inc.
Valeurs mobilières Desjardins inc.
RBC Dominion valeurs mobilières inc.
MEMBERSHIP COMMITTEE
Serge Leclaire, Chair
Francine Allaire
François Breton
Lise Casgrain
Jacques M. Gagnon
Marc-André Lacaille
Gilles Ouimet
Bernard Piché
Michel Duchesne (ex-officio)
Scotia Capitaux Inc.
Valeurs mobilières Desjardins inc.
RBC Dominion valeurs mobilières inc.
Casgrain & Compagnie Limitée
Gestion Fonds des professionnels inc.
Nesbitt Burns ltée
Merrill Lynch Canada Inc.
BLC Valeurs mobilières inc.
RBC Dominion valeurs mobilières inc.
PUBLIC CURATOR’S ACT COMMITTEE
Guy L. Jolicoeur, Chair
Jean-François Bernier
Céline Gauthier
Me Luc LaRochelle, Counsel
Yvan Naud
Réal St-Jean
Gérard J. Taillon
Michel Duchesne (ex-officio)
Marchés mondiaux CIBC inc.
Nesbitt Burns ltée
RBC Dominion valeurs mobilières inc.
McMaster Gervais
Compensation BNC incorporée
Scotia Capitaux Inc.
Nesbitt Burns ltée
RBC Dominion valeurs mobilières inc.
19
REGULATION AND MONTRÉAL EXCHANGE AND QSC LIAISON COMMITTEE
Gérard J. Taillon, Chair
Gilles Beauregard
Frédéric Bélanger
Jean-François Bernier
Pierre Charbonneau
Pierre Demers
François Gervais
Kelly A. Jacob
Me Luc LaRochelle, Counsel
Danielle LeMay
Héloïse Tassé
Michel Duchesne (ex-officio)
Nesbitt Burns ltée
MCA Valeurs Mobilières Inc.
Gestion Fonds des professionels inc.
Nesbitt Burns ltée
Valeurs mobilières Desjardins inc.
BNP (Canada) valeurs mobilières inc.
BLC Valeurs mobilières inc.
Valeurs Mobilières TD inc.
McMaster Gervais
Financière Banque Nationale Inc.
Tassé & Associés, limitée
RBC Dominion valeurs mobilières inc.
SMALL AND MEDIUM SIZED INVESTMENT FIRMS COMMITTEE
Raymond Trudeau, Chair
Michel Cousineau
François Demers
Lise Douville
Rick Groome
Jean-Claude Paradis
John Plaskon
Pierre St-Aubin
Jean-Louis Tassé
Michel Duchesne (ex-officio)
Tassé & Associés, limitée
MCA Valeurs Mobilières Inc.
Demers Conseil inc.
Valeurs Mobilières Dubeau Ltée
Groome Capital.com inc.
Leduc & Associés valeurs mobilières Canada Ltée
Valeurs Mobilières Pro-Genesis Inc.
Maxima Capital inc.
Tassé & Associés, limitée
RBC Dominion valeurs mobilières inc.
SPECIAL EVENTS COMMITTEE
Jean Morin, Chair
Serge Leclaire
Ross McKay
Raymond Trudeau
Michel Duchesne (ex-officio)
Merrill Lynch Canada Inc.
Scotia Capitaux Inc.
Groome Capital.com inc.
Tassé & Associés, limitée
RBC Dominion valeurs mobilières inc.
TAX REVIEW COMMITTEE
Benoît Marcotte, Chair
Jean-François Bernier
André Bourret
Denis Cyr, C.G.A.
Éric Désormeaux
Claude Désy
Richard Dufresne
Michel Duchesne (ex-officio)
Financière Banque Nationale Inc.
Nesbitt Burns ltée
Scotia Capitaux Inc.
Tassé & Associés, limitée
Valeurs mobilières Desjardins inc.
BLC Valeurs mobilières inc.
Nesbitt Burns ltée
RBC Dominion valeurs mobilières inc.
20
ONTARIO DISTRICT COUNCIL
CHAIR
Brigitte GEISLER
Vice-President and Chief Compliance Officer
The Canada Trust Company / CT Securities Inc., 35th Floor, Canada Trust Tower, BCE Place,
161 Bay Street, Toronto, M5J 2T2
(416) 681-2386
Fax: (416) 361-8192
E-mail: geisler.brigitte@canadatrust.com
VICE-CHAIR
David SANTINA
Vice-President, Fixed Income Trading
Goldman Sachs Canada Inc., Suite 1201, 150 King Street West, Toronto, M5H 1J9
(416) 343-8877
Fax: (416) 343-8816
E-mail: david.santina@gs.com
James W.S. BARLTROP
Director
Scotia Capital Inc., 64th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”,
Toronto, M5W 2X6
(416) 862-3258
Fax: (416) 863-7420
E-mail: james_barltrop@scotiacapital.com
Sean CHURCH
Chief Operating Officer
Charles Schwab Canada, Co., Suite 1210, 55 Yonge Street, Toronto, M5E 1J4
(416) 359-1204
Fax: (416) 359-1901
E-mail: sean.church@schwabcanada.com
Thomas FLANAGAN
Senior Vice-President
Bank of Montreal Investor Services Limited, 20th Floor, First Canadian Place, 100 King Street
West, Toronto, M5X 1A1
(416) 594-5859
Fax: (416) 956-2394
E-mail: flanagan@passport.ca
Norman K.J. GRAHAM (ex-officio)
Representative of Financial Administrators Section, and Associate Director
Scotia Capital Inc., 24th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”,
Toronto, M5W 2X6
(416) 863-7835
Fax: (416) 863-7084
E-mail: norm.graham@scotiacapital.com
Susan LATREMOILLE
Vice-President and Investment Advisor
RBC Dominion Securities Inc., Suite 700, 181 Bay Street, Toronto, M5J 2T3
(416) 842-7270
Fax: (416) 842-7277
E-mail: slatrem@rbcds.com
21
Laura LINDSAY
Vice-President and Director, Capital Markets
TD Securities Inc., 7th Floor, Ernst & Young Tower, 222 Bay Street, Toronto M5K 1A2
(416) 982-8707
Fax: (416) 982-5548
E-mail: lindsl2@tdsecurities.com
Neil SELFE
Vice-President and Director
RBC Dominion Securities Inc., 4th Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, M5J 2W7
(416) 842-7635
Fax: (416) 842-7555
E-mail: neil.selfe@rbcds.com
Heather STEWART
Executive Director
CIBC World Markets Inc., 7th Floor, BCE Place, 161 Bay Street, Toronto, M5J 2S8
(416) 594-8228
Fax: (416) 594-8139
E-mail: stewarth@cibc.ca
Karen L. TAYLOR
Vice-President and Director of Compliance
Research Capital Corporation, Suite 1500, Ernst & Young Tower, Toronto-Dominion Centre,
222 Bay Street, Toronto, M5K 1J5
(416) 860-8630
Fax: (416) 860-1222
E-mail: karen.taylor@researchcap.com
Todd MONAGHAN (ex-officio)
Vice-President and Director
First Associates Investments Inc., Suite 5200, 66 Wellington Street West, P.O. Box 357, Toronto,
M5K 1K7
(416) 601-9135
Fax: (416) 601-9035
E-mail: tmonaghan@firstassociates.com
Morag MacGOUGAN (ex-officio)
Ontario and Atlantic Regional Director
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, M5H 3T9
(416) 943-6991
Fax: (416) 943-6754
E-mail: mmacgougan@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
22
CITY CHAIRS
Brian DUNN (ex-officio, non-voting)
Vice-President
Nesbitt Burns Inc., Suite 1900, 225 Queens Avenue, London, N6A 5R8
(519) 646-2350
Fax: (519) 679-8848
E-mail: briandunn@nbpcd.com
Ed POPOVICH (ex-officio, non-voting)
Vice President and Director
Nesbitt Burns Inc., Suite 1100, 100 Ouellette Avenue, Windsor, N9A 6T3
(519) 258-1799
Fax: (519) 256-3093
E-mail: eli.popovich@nbpcd.com
23
ONTARIO DISTRICT COMMITTEES
1999 – 2000
MEMBERSHIP SUB-COMMITTEE
Todd Monaghan, Chair
Sean Church
David Santina
First Associates Investments Inc.
Charles Schwab Canada, Co.
Goldman Sachs Canada Inc.
REGISTRATION SUB-COMMITTEE
Karen L. Taylor, Chair
James W.S. Barltrop
Thomas Flanagan
Research Capital Corporation
Scotia Capital Inc.
Bank of Montreal Investor Services Limited
24
MANITOBA DISTRICT COUNCIL
CHAIR
Edward GRIFFITH
Associate Director and Branch Manager
Scotia Capital Inc., Suite 501, 200 Portage Avenue, Box 105, Winnipeg, R3C 3X2
(204) 946-9202
Fax: (204) 946-9236
E-mail: ed_griffith@scotiacapital.com
VICE-CHAIR
Gregory T. BIEBER
President
Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, R3C 4K5
(204) 956-0297
Fax: (204) 956-0747
E-mail: gregbieber@biebersec.mb.ca
Kevin CHESTER
President and Chief Executive Officer
Benson-Quinn-GMS Inc., Suite 2180, The Commodity Exchange Tower, 360 Main Street,
Winnipeg, R3C 3Z3
(204) 982-7930
Fax: (204) 942-8077
E-mail: kevin@mb.sympatico.ca
James CRISTALL
Vice-President and Branch Manager
Merrill Lynch Canada Inc., Suite 3003, Toronto-Dominion Centre, 201 Portage Avenue,
Winnipeg, R3B 3K6
(204) 946-9826
Fax: (204) 943-2350
E-mail: james_cristall@ca.ml.com
Alan S. DUNNETT
Vice-President and Regional Manager
RBC Dominion Securities Inc., Suite 900, 360 Main Street, P.O. Box 278, Winnipeg, R3B 2G9
(204) 982-3456
Fax: (204) 982-3460
E-mail: alan.dunnett@rbcds.com
Craig HARRISON
Branch Manager
Credential Securities Inc., Suite 760, 215 Garry Street, Winnipeg, R3C 3E2
(204) 985-4936
Fax: (204) 956-7264
E-mail: harrison@pangea.ca
Nancy HERMAN
Branch Manager
TD Waterhouse Investor Services (Canada) Inc., Suite 1617, 201 Portage Avenue, P.O. Box 7700,
Winnipeg, R3C 3E7
(204) 988-2255
Fax: (204) 943-2094
E-mail: herman@tdbank.ca
Robert HUCAL (Public Member)
Monk Goodwin, #800, 444 St. Mary Avenue, Winnipeg, R3C 3T1
(204) 956-1060
Fax: (204) 957-0423
E-mail: no e-mail address
25
Duncan JESSIMAN, Jr. (Public Member)
Aikins, MacAulay & Thorvaldson, 30th Floor, Commodity Exchange Tower, 360 Main Street,
Winnipeg, R3C 4G1
(204) 957-4656
Fax: (204) 957-0840
E-mail: ddj@aikins.com
Rees JONES
Chief Financial Officer
LFG Futures Canada Inc., Suite 310, 360 Main Street, Winnipeg, R3C 3Z3
(204) 988-9716
Fax: (204) 956-7670
E-mail: rees@lfg.ca
E. Alan McLAUGHLIN
Vice-President
RBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, R3C 3A6
(204) 982-2638
Fax: (204) 947-5213
E-mail: amclaug@rbcds.com
Renée DeMeyer MESMAN
President
Investors Group Securities Inc., 2nd Floor, 447 Portage Avenue, Winnipeg, R3C 3B6
(204) 956-8134
Fax: (204) 944-8985
E-mail: mesmar1@investorsgroup.com
Debbie METCALFE
Trading Officer, Treasurer and Assistant Branch Manager
Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, R3C 4K5
(204) 946-0297
Fax: (204) 956-0747
E-mail: dmetcalfe@biebersec.mb.ca
Gregory OZECHOWSKY
Vice-President
Merrill Lynch Canada Inc., Suite 3003, Toronto-Dominion Centre, 201 Portage Avenue,
Winnipeg, R3B 3K6
(204) 946-9838
Fax: (204) 943-2350
E-mail: greg_ozechowsky@ca.ml.com
Colin RYAN
Investment Advisor
Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, R3C 3Z3
(204) 949-8034
Fax: (204) 944-0828
E-mail: colin.ryan@nbpcd.com
Harvey R.G. SCRIVENER
Vice-President
RBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, R3C 3A6
(204) 982-2610
Fax: (204) 947-5213
E-mail: hscrive@rbcds.com
Walter N. SILICZ
Branch Manager
Wellington West Capital Inc., Suite 3106, 201 Portage Avenue, Winnipeg, R3B 3K6
(204) 925-2256
Fax: (204) 942-6194
E-mail: walters@wellwest.ca
26
Robert VANDEWATER
Vice-President and Investment Advisor
CIBC World Markets Inc., Suite 2600, 360 Main Street, Winnipeg, R3C 3Z3
(204) 958-4354
Fax: (204) 958-4361
E-mail: vandewat@cibc.ca
Gordon J. WIMBLE
Vice-President and Branch Manager
CIBC World Markets Inc., Suite 2600, 360 Main Street, Winnipeg, R3C 3Z3
(204) 958-4350
Fax: (204) 958-4361
E-mail: wimble@cibc.ca
Richard L. YAFFE (Public Member)
Aikins, MacAulay & Thorvaldson, 30th Floor, Commodity Exchange Tower, 360 Main Street,
Winnipeg, R3C 4G1
(204) 957-4670
Fax: (204) 957-0840
E-mail: rly@aikins.com
Thomas D.A. WAITT (ex-officio)
Senior Vice-President and Regional Manager
Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, R3C 3Z3
(204) 949-8000
Fax: (204) 949-8788
E-mail: tom.waitt@nbpcd.com
Terry W. MELLING (ex-officio)
Prairie Regional Director
Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB,
T2P 0J1
(403) 260-6278
Fax: (403) 265-4603
E-mail: tmelling@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcs.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
27
MANITOBA DISTRICT COMMITTEES
1999 – 2000
ARBITRATION
E. Alan McLaughlin, Chair
Craig Harrison
Rees Jones
RBC Dominion Securities Inc.
Credential Securities Inc.
LFG Futures Canada Inc.
DISTINCTION
Gregory Ozechowsky, Chair
James Cristall
E. Alan McLaughlin
Merrill Lynch Canada Inc.
Merrill Lynch Canada Inc.
RBC Dominion Securities Inc.
EDUCATION
Walter N. Silicz, Chair
Renée DeMyer Mesman
Debbie Metcalfe
Colin Ryan
Wellington West Capital Inc.
Investors Group Securities Inc.
Bieber Securities Inc.
Nesbitt Burns Inc.
GOVERNMENT LIAISON
Edward Griffith, Chair
Robert Vandewater
Thomas D.A. Waitt
Scotia Capital Inc.
CIBC World Markets Inc.
Nesbitt Burns Inc.
LIAISON TO FUTURES COMMITTEE
Rees Jones
LFG Futures Canada Inc.
LIAISON TO WINNIPEG COMMODITY EXCHANGE
Kevin Chester
Benson-Quinn-GMS Inc.
LIAISON TO WINNIPEG STOCK EXCHANGE
Thomas D.A. Waitt
Nesbitt Burns Inc.
MEMBER & PUBLIC RELATIONS
Gordon J. Wimble, Chair
Kevin Chester
Nancy Herman
CIBC World Markets Inc.
Benson-Quinn-GMS Inc.
TD Waterhouse Investor Services (Canada) Inc.
28
REGISTRATION
Gregory T. Bieber, Chair
Alan S. Dunnett
Edward Griffith
Harvey R.G. Scrivener
Walter N. Silicz
Bieber Securities Inc.
RBC Dominion Securities Inc.
Scotia Capital Inc.
RBC Dominion Securities Inc.
Wellington West Capital Inc.
29
SASKATCHEWAN DISTRICT COUNCIL
CHAIR
Frederick H. SMITH
President and Director
Matrix Financial Corporation, Suite 320, 728 Spadina Crescent East, Saskatoon, S7K 4H7
(306) 664-7409
Fax: (306) 244-1145
E-mail: fred.smith@matrix-financial.com
VICE-CHAIR
Ron E.D. LUSTIG
Vice-President
CIBC World Markets Inc., Suite 420, 1801 Hamilton Street, Regina, S4P 4B4
(306) 359-1577
Fax: (306) 569-8616
E-mail: lustig@cibc.ca
Steve ALPORT
Investment Advisor
Scotia Capital Inc., Suite 700, Scotia Centre, 1783 Hamilton Street, Regina, S4P 2B6
(306) 761-6546
Fax: (306) 525-3273
E-mail: steve_alport@scotiacapital.com
Delbert BIECH
Trading Officer
Scotia Capital Inc., Suite 700, Scotia Centre, 1783 Hamilton Street, Regina, S4P 2B6
(306) 761-6500
Fax: (306) 525-3273
E-mail: del_biech@scotiacapital.com
Cheryl DOUGAN
Investment Advisor
Scotia Capital Inc., Suite 700, 410 – 22nd Street East, Saskatoon, S7K 5T6
(306) 665-5318
Fax: (306) 244-2451
E-mail: cheryl_dougan@scotiacapital.com
Brad ENS
Assistant Branch Manager
Merrill Lynch Canada Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, S7K 1M8
(306) 653-7419
Fax: (306) 664-1143
E-mail: brad_ens@ca.ml.com
Veronica GAMRACY
Investment Advisor
Merrill Lynch Canada Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, S7K 1M8
(306) 653-7415
Fax: (306) 664-1143
E-mail: veronica_gamracy@ca.ml.com
Daniel ISH, Q.C. (Public Member)
Professor of Law, University of Saskatchewan, 100 Admin. Place, Saskatoon, S7N 5A2
(306) 966-5887
Fax: (306) 966-5900
E-mail: ish@law.usask.ca
30
Susan P. MILBURN
Investment Advisor
Canadian Western Capital Limited, Suite 700, 105 – 21st Street East, Saskatoon, S7K 0B3
(306) 651-4255
Fax: (306) 651-4299
E-mail: smilburn@cwcap.com
Kelly MITCHELL
Vice-President and Branch Manager
RBC Dominion Securities Inc., 4th Floor, 2010 – 11th Avenue, P.O. Box 5005, Regina, S4P 3M3
(306) 777-0505
Fax: (306) 791-9250
E-mail: kmitche@rbcds.com
James TURNER
Investment Advisor
Merrill Lynch Canada Inc., Suite 2100, 1881 Scarth Street, Regina, S4P 4K9
(306) 525-7891
Fax: (306) 359-7221
E-mail: jim_turner@ca.ml.com
Garrett WILSON, Q.C. (Public Member)
Wilson, Rasmussen, 2237 Smith Street, Regina, S4P 2J6
(306) 352-1641
Fax: (306) 525-8884
E-mail: no e-mail address
Robert REA (ex-officio)
Investment Advisor
RBC Dominion Securities Inc., 4th Floor, 2010 – 11th Avenue, P.O. Box 5005, Regina, S4P 3M3
(306) 777-0518
Fax: (306) 757-2606
E-mail: brea@rbcs.com
Terry W. MELLING (ex-officio)
Prairie Regional Director
Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB,
T2P 0J1
(403) 260-6278
Fax: (403) 265-4603
E-mail: tmelling@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
31
SASKATCHEWAN DISTRICT COMMITTEES
1999 – 2000
ARBITRATION
Cheryl Dougan, Chair
Robert Rea
Scotia Capital Inc.
RBC Dominion Securities Inc.
DISTINCTION
Veronica Gamracy, Chair
James Turner
Merrill Lynch Canada Inc.
Merrill Lynch Canada Inc.
GOVERNMENT LIAISON
Frederick H. Smith, Chair
Ron E.D. Lustig
Robert Rea
Matrix Financial Corporation
CIBC World Markets Inc.
RBC Dominion Securities Inc.
MEMBER & PUBLIC RELATIONS
Steve Alport, Chair
Brad Ens
Scotia Capital Inc.
Merrill Lynch Canada Inc.
REGISTRATIONS
Susan P. Milburn, Chair
Delbert Biech
Ron E.D. Lustig
Kelly Mitchell
Canadian Western Capital Limited
Scotia Capital Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
32
ALBERTA DISTRICT COUNCIL
CHAIR
Martin DAVIES
Institutional Broker
Peters & Co. Limited, Suite 2500, 350 – 7th Avenue S.W., Calgary, T2P 4N1
(403) 261-2212
Fax: (403) 266-4116
E-mail: mdavies@petersco.com
VICE-CHAIR
R. David SANDERS
Director and Investment Advisor
Sanders & Beckingham Securities Limited, Suite 1450, 10130 – 101st Street, Edmonton, T5J 3N9
(780) 424-1001
Fax: (780) 425-4241
E-mail: dsanders@sbsecurities.com
Wiley D. AUCH
Chief Financial Officer
FirstEnergy Capital Corp., Suite 1600, 333 – 7th Avenue S.W., Calgary, T2P 2Z1
(403) 262-0624
Fax: (403) 262-0688
E-mail: wdauch@firstenergy.com
Frederick T. DUNN
Senior Vice-President
Merrill Lynch Canada Inc., Suite 2300, Merrill Lynch Tower, Edmonton Centre, Edmonton,
T5J 2Z2
(780) 498-5032
Fax: (780) 429-4147
E-mail: fred_dunn@ca.ml.com
Ian GRIFFIN
President
Research Capital Corporation, Suite 1330, 140 – 4th Avenue S.W., Calgary, T2P 3N3
(403) 750-1289
Fax: (403) 237-5951
E-mail: ian.griffin@researchcap.com
Philip HEIMBECKER
Sales Manager and Director
Goepel McDermid Inc., Suite 2500, 707 – 8th Avenue S.W., Calgary, T2P 1H5
(403) 221-0393
Fax: (403) 221-0350
E-mail: phil.heimbecker@goepelmcdermid.com
Kathleen B. JOST
Vice-President, Prairie Region, and Branch Manager
Bank of Montreal Investor Services Limited, 7th Floor, 350 – 7th Avenue S.W., Calgary, T2P 3N9
(403) 234-3668
Fax: (403) 233-8621
E-mail: kjost@cadvision.com
Drew MacINTYRE
Managing Director
Nesbitt Burns Inc., Suite 1400, 421 – 7th Avenue S.W., Calgary, T2P 4K9
(403) 515-1566
Fax: (403) 515-1535
E-mail: drew.macintyre@nesbittburns.com
33
Jim McDONALD
Branch Manager
HSBC Securities (Canada) Inc., Suite 2100, Toronto-Dominion Centre, Edmonton Centre,
Edmonton, T5J 2Z1
(780) 421-4455
Fax: (780) 425-8692
E-mail: james_mcdonald@hsbc.ca
Donald McPHERSON
Branch Manager
National Bank Financial Corp., Suite 4100, 855 – 2nd Avenue S.W., Calgary, T2P 4J8
(403) 290-5101
Fax: (403) 269-7099
E-mail: Don.McPherson@NBFinancial.com
Greg RILEY
Branch Manager
RBC Dominion Securities Inc., Suite 1600, 421 – 7th Avenue S.W., Calgary, T2P 4K9
(403) 266-9657
Fax: (403) 266-9686
E-mail: griley@rbcds.com
Francis ROCHE
President
Roche Securities Inc., Suite 1202, 10235 – 101st Street, Edmonton, T5J 3G1
(780) 917-7960
Fax: (780) 429-1874
E-mail: corporatefinance@rochesecurities.com
J. Victor ROGERS
President and Chief Executive Officer
Rogers & Partners Securities Inc., Suite 2300, 777 – 8th Avenue S.W., Calgary, T2P 3R5
(403) 531-6801
Fax: (403) 265-6039
E-mail: vrogers@rogers-securities.com
James G. SORENSON
Resident Vice-President
Merrill Lynch Canada Inc., Suite 2000, Bow Valley Square IV, 250 – 6th Avenue S.W., Calgary,
T2P 3H7
(403) 231-3355
Fax: (403) 265-4041
E-mail: jim_sorenson@ca.ml.com
Angus WATT
Vice-President and Director
National Bank Financial Ltd., Suite 700, 10180 – 101st Street, Edmonton, T5J 3S4
(780) 412-6644
Fax: (780) 424-5756
E-mail: awatt@lsiedm.com
Donald W. MILLIGAN (ex-officio)
Branch Manager
RBC Dominion Securities Inc., Suite 2400, 10155 - 102nd Street, Edmonton, T5J 2P4
(780) 944-8829
Fax: (780) 424-7153
E-mail: don.milligan@rbcds.com
34
Terry W. MELLING (ex-officio)
Prairie Regional Director
Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB,
T2P 0J1
(403) 260-6278
Fax: (403) 265-4603
E-mail: tmelling@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
35
ALBERTA DISTRICT COMMITTEES
1999 – 2000
ACCREDITED INVESTOR COMMITTEE
Wiley D. Auch, Chair
Philip Heimbecker
J. Victor Rogers
Michael J. Tims
FirstEnergy Capital Corp., Calgary
Goepel McDermid Inc., Calgary
Rogers & Partners Securities Inc., Calgary
Peters & Co. Limited, Calgary
ALBERTA CAPITAL MARKETS FOUNDATION
Philip Heimbecker, Chair
Terry W. Melling
Goepel McDermid Inc., Calgary
Investment Dealers Association of Canada, Calgary
ARBITRATION
Martin Davies, Chair
Jim McDonald
Peters & Co. Limited, Calgary
HSBC Securities (Canada) Inc., Edmonton
ASE LIAISON
James G. Sorenson
Merrill Lynch Canada Inc., Calgary
DISTINCTION
Angus Watt, Chair
Ian Griffin
Philip Heimbecker
National Bank Financial Ltd., Edmonton
Research Capital Corporation, Calgary
Goepel McDermid Inc., Calgary
FAS AND JICG LIAISON
Wiley D. Auch
FirstEnergy Capital Corp., Calgary
GOVERNMENT LIAISON
Martin Davies, Chair
Donald W. Milligan
R. David Sanders
Peters & Co. Limited, Calgary
RBC Dominion Securities Inc., Edmonton
Sanders & Beckingham Securities Limited, Edmonton
NATIONAL RETAIL SALES COMMITTEE LIAISON
Philip Heimbecker
Goepel McDermid Inc., Calgary
REGISTRATION
J. Victor Rogers, Chair
Kathleen B. Jost
Greg Riley
R. David Sanders
Angus Watt
Rogers & Partners Securities Inc., Calgary
Bank of Montreal Investor Services Limited, Calgary
RBC Dominion Securities Inc., Calgary
Sanders & Beckingham Securities Limited, Edmonton
National Bank Financial Ltd., Edmonton
36
PACIFIC DISTRICT COUNCIL
CHAIR
Ward A. McMAHON
Vice-President, Credit and Compliance
Canaccord Capital Corporation, Suite 1900, 609 Granville Street, P.O. Box 10337, Vancouver,
V7Y 1H2
(604) 643-7447
Fax: (604) 601-5934
E-mail: ward_mcmahon@canaccord .com
VICE-CHAIR
Richard G. ROUSSEAU
Vice-President and Branch Manager
National Bank Financial Ltd., Suite 1850, Park Place, 666 Burrard Street, Vancouver, V6C 2X8
(604) 643-2760
Fax: (604) 643-2796
Jan BECKERLEG
Western Canada Regional Manager
CIBC Investor Services Inc., Suite 250, 1380 Burrard Street, Vancouver, V6Z 2H3
(604) 665-1555
Fax: (604) 665-1584
E-mail: jan.beckerleg@cibc.com
Charlotte P. BELL (Public Member)
Catalyst Corporate Finance Lawyers, Suite 1100, 1055 West Hastings Street, Vancouver,
V6E 2E9
(604) 443-7013
Fax: (604) 443-7000
E-mail: cbell@catalyst-law.com
Pamela BENDALL
Vice-President and Branch Manager
Nesbitt Burns Inc., Suite 860, Peninsula Village, 15355 – 24th Avenue, Surrey, V4A 2H9
(604) 541-4800
Fax: (604) 541-4848
E-mail: pamela.bendall@nbpcd.com
John F. BRIGHTEN
Vice-President and Branch Manager
IPO Capital Corp., Suite 3000, Bentall Tower III, 595 Burrard Street, P.O. Box 49354, Vancouver,
V7X 1L4
(604) 683-1887
Fax: (604) 683-1560
E-mail: jbrighten@vanc.ipocapital.ca
John R. GRIFFITH
Vice-President and Branch Manager
Jones, Gable & Company Limited, Suite 400, 700 West Pender Street, Vancouver, V6C 1C1
(604) 685-1481
Fax: (604) 685-1486
Debi HEWSON
Vice-President, Compliance
Odlum Brown Limited, Suite 1800, 609 Granville Street, P.O. Box 10012, Vancouver, V7Y 1A3
(604) 844-5353
Fax: (604) 681-8310
E-mail: dhewson@odlumbrown.com
37
S. Russell ISAAC
President and Chief Executive Officer
Great Pacific Management Co. Ltd., 4th Floor, 1125 Howe Street, Vancouver, V6Z 2K8
(604) 669-1143
Fax: (604) 669-1979
E-mail: hwoodward@greatpacific.com
Jill D. LEVERSAGE
Vice-President
RBC Dominion Securities Inc., Suite 2100, Park Place, 666 Burrard Street, Vancouver, V6C 3C7
(604) 257-7105
Fax: (604) 257-7117
E-mail: jill.leversage@rbcds.com
Thomas R. MANSON (Public Member)
Partner
Russell & DuMoulin, Suite 2100, 1075 West Georgia Street, Vancouver, V6E 3G2
(604) 631-3131
Fax: (604) 631-3232
John R. MORTON
Chief Financial Officer, Vice-President and General Counsel
Credential Securities Inc., 9th Floor, 1441 Creekside Drive, Vancouver, V6J 2S7
(604) 714-3912
Fax: (604) 714-3901
E-mail: jmorton@credential.com
Wade D. NESMITH (Public Member)
Nesmith & Associates, Suite 1000, 543 Granville Street, Vancouver, V6C 1X8
(604) 893-8900
Fax: (604) 893-8908
E-mail: nesmit2@ibm.net
R. John ROGERS (Public Member)
2716 West 3rd Avenue, Vancouver, V6K 1M5
(604) 916-9771
Fax: (604) 714-1109
Daniel Y.H. SIU
Vice-President and Compliance Officer
Golden Capital Securities Ltd., Suite 200, 6760 No. 3 Road, Richmond, V6Y 2C2
(604) 821-6638
Fax: (604) 821-0300
John B. VAN KOLL (ex-officio)
Representative of Financial Administrators Section, and Vice-President, Secretary and
Chief Financial Officer
Goepel McDermid Inc., Suite 1000, 601 West Hastings Street, Vancouver, V6B 5E2
(604) 654-6572
Fax: (604) 654-6580
E-mail: john.vankoll@goepelmcdermid.com
William WELTON
Senior Vice-President
Merrill Lynch Canada Inc., 6th Floor, Cathedral Place, 925 West Georgia Street, Vancouver,
V6C 3L2
(604) 661-7772
Fax: (604) 661-7731
E-mail: wwelton@ca.ml.com
38
Brian WORTH
President and Chief Executive Officer
United Capital Securities Inc., Suite 2701, 1055 West Georgia Street, Vancouver, V6E 3R5
(604) 602-0218
Fax: (604) 602-0219
E-mail: bworth@unitedcap.com
John T. EYMANN (ex-officio)
Executive Vice-President and Corporate Secretary
Pacific International Securities Inc., Suite 1900, Park Place, 666 Burrard Street, Vancouver,
V6C 3N1
(604) 664-2907
Fax: (604) 664-2649
E-mail: jeymann@pi-securities.com
H. James STEVENS (ex-officio)
Pacific Regional Director
Investment Dealers Association of Canada, Suite 1325, 650 West Georgia Street,
P.O. Box 11614, Vancouver, V6B 4N9
(604) 331-4750
Fax: (604) 683-6262
E-mail: jstevens@ida.ca
Charles M. WINOGRAD (ex-officio)
President and Chief Operating Officer
RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street,
P.O. Box 50, Toronto, ON, M5J 2W7
(416) 842-7525
Fax: (416) 842-7510
E-mail: cwinogr@rbcds.com
Joseph J. OLIVER (ex-officio)
President and Chief Executive Officer
Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON,
M5H 3T9
(416) 865-3020
Fax: (416) 364-0753
E-mail: joliver@ida.ca
39
ASSOCIATION COMMITTEES
1999 – 2000
A.
IDA COMMITTEES
AUDIT COMMITTEE
Thomas I.A. Allen, Q.C., Chair
Charles M. Winograd
L. Jacques Ménard
William R.J. Fulton
Ogilvy Renault
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
Merrill Lynch Canada Inc.
CAPITAL MARKETS COMMITTEE
Phipps Lounsbery, Chair
Mike Bowen
Roger Casgrain
Doug DeMartin
Jamie Kiernan
Ken Knowles
John Madden
Craig McKay
Philip McKay
David Page
Donald Paterson
Andy Pringle
Ian C.W. Russell
Donald A. Wright
CIBC World Markets Inc.
Nesbitt Burns Inc.
Casgrain & Company Limitée
Merrill Lynch Canada Inc.
Goldman Sachs Canada Inc.
J.P. Morgan Securities Canada Inc.
Scotia Capital Inc.
Salomon Smith Barney Canada Inc.
Morgan Stanley Canada Limited
Deutsche Bank Securities Limited
National Bank Financial Inc.
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
TD Securities Inc.
SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE
CanPX Board
Phipps Lounsbery, President
Jamie Kiernan
H. Ross MacKinnon
Jim Magee
Peter McRae
Ian C.W. Russell
Greg Smith
Carl Straub
Donald A. Wright
CIBC World Markets Inc.
Goldman Sachs Canada Inc.
Shorcan Brokers Ltd.
Freedom International Brokerage Inc.
Investment Dealers Association of Canada
Scotia Capital Inc.
Freedom International Brokerage Inc.
TD Securities Inc.
40
SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE (continued)
Debt-Like Derivatives Sub-Committee
Donald Paterson, Chair
Peter Armenio
John Blain
Jim Buckley
Marcelo Cosma
Robert P. Hutchison
Michael MacBain
John Pearson
National Bank Financial Inc.
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
Scotia Capital Inc.
Merrill Lynch Canada Inc.
Borden & Elliot
TD Securities Inc.
CIBC World Markets Inc.
Government Debt Market Reform
Phipps Lounsbery, Chair
John Casaudoumecq
Roger Casgrain
David Page
Andy Pringle
Ian C.W. Russell
David Santina
CIBC World Markets Inc.
Salomon Smith Barney Canada Inc.
Casgrain & Compagnie Limitée
Deutsche Bank Securities Limited
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
Goldman Sachs Canada Inc.
Mortgage-backed Securities Sub-Committee
Lawrence Small, Chair
Robert Downer
Dan Fraleigh
Lawrence McKean
Jennifer Shum
Gary Smith
Sean St. John
Nestor Theodorou
Jeff Wilson
Scotia Capital Inc.
Goldman Sachs Canada Inc.
TD Securities Inc.
RBC Dominion Securities Inc.
Merrill Lynch Canada Inc.
Casgrain & Compagnie Limitée
National Bank Financial Inc.
Nesbitt Burns Inc.
CIBC World Markets Inc.
41
SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE (continued)
Securities Lending Sub-Committee
Robert Nobrega, Chair
Craig Aubrey
Dan Duggan
Jamie Grant
Hubert Levasseur
Adam MacKillop
Peter McDermid
Taylor Moore
Tesse Parigoris
David Santina
Joe Serpe
Rob Tavenor
Chris Woolcock
RBC Dominion Securities Inc.
Merrill Lynch Canada Inc.
National Bank Financial Inc.
BMO/Nesbitt Burns Inc.
Casgrain & Compagnie Limitée
Morgan Stanley Canada Limited
HSBC Securities (Canada) Inc.
Scotia Capital Markets Inc.
CIBC World Markets Inc.
Goldman Sachs Canada Inc.
TD Securities Inc.
CT Securities Inc.
Investment Dealers Association of Canada
Strip Bond Sub-Committee
Robert Short, Chair
J.F. Boucher
Keith Campbell
Bruno di Battista
Rodney Foss
Paul Gauthier
Edward Koncewicz
Jeffrey Lum
Philip McKay
Donald Paterson
Renato Resendes
Mark Wisinewski
Chris Woolcock
Dean Yacula
RBC Dominion Securities Inc.
Casgrain & Compagnie Limitée
The Canadian Depository for Securities Limited
BLC Valeurs mobilières inc.
Nesbitt Burns Inc.
Demers Conseil inc.
Scotia Capital Inc.
CIBC World Markets Inc.
Morgan Stanley Canada Limited
National Bank Financial Inc.
Merrill Lynch Canada Inc.
Goldman Sachs Canada Inc.
Investment Dealers Association of Canada
TD Securities Inc.
Transparency Working Group
Phipps Lounsbery, Chair
Jamie Kiernan
H. Ross MacKinnon
Greg Smith
Donald A. Wright
CIBC World Markets Inc.
Goldman Sachs Canada Inc.
Scotia Capital Inc.
TD Securities Inc.
42
CHAIR’S CONSULTATIVE COUNCIL
Charles M. Winograd, Chair
L. Jacques Ménard, Vice-Chair
Pierre Brunet
Anthony S. Fell
Michael St.B. Harrison
Donald K. Johnson
Robert B. Schultz
Kenneth A. Shields
Daniel F. Sullivan
Michael J. Tims
W. David Wilson
Joseph J. Oliver (ex-officio)
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
Financière Banque Nationale Inc.
RBC Dominion Securities Inc.
MacDougall, MacDougall & MacTier Inc.
Nesbitt Burns Inc.
Merrill Lynch Canada Inc.
Goepel McDermid Inc.
Scotia Capital Inc.
Peters & Co. Limited
Scotia Capital Inc.
Investment Dealers Association of Canada
COMPENSATION COMMITTEE
Charles M. Winograd, Chair
RBC Dominion Securities Inc.
L. Jacques Ménard
Nesbitt Burns Inc.
Joseph J. Oliver
Investment Dealers Association of Canada
and the proposed Vice-Chair of the IDA for 2000-2001
CORPORATE FINANCE COMMITTEE
Peter Jones, Chair
Thomas I.A. Allen
Michelle Buchignani
Roland Cardy
Gregory Fournier
Brent Fullard
Anthony Graham
Jim Hinds
Don Lindsay
Eugene C. McBurney
Tracy McVicar
Michael J. Norris
Scott Samuel
Nelson Smith
Daniel F. Sullivan
Michael J. Tims
Mark A. Weisdorf
National Bank Financial Corp.
Ogilvy Renault
CIBC World Markets Inc.
TD Securities Inc.
Merrill Lynch Canada Inc.
Nesbitt Burns Inc.
National Bank Financial Ltd.
Newcrest Capital Inc.
CIBC World Markets Inc.
Griffiths McBurney & Partners
Goepel McDermid Inc.
RBC Dominion Securities Inc.
CT Securities Inc.
Yorkton Securities Inc.
Scotia Capital Inc.
Peters & Co. Limited
HSBC Securities (Canada) Inc.
43
SUB-COMMITTEES OF THE CORPORATE FINANCE COMMITTEE
Business Valuations Sub-Committee
Terrence C.W. Reid, Chair
Peter Buzzi
Harvey Fraser
Alan Hibben
Louise Morwick
Ian C.W. Russell
CIBC World Markets Inc.
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
RBC Dominion Securities Inc.
Scotia Capital Inc.
Investment Dealers Association of Canada
Primary Dealer Money Market Committee
(formerly known as Bank of Canada Jobber Committee)
Greg Smith, Chair
Antoine Abraham
James Archer-Shee
Craig Aubrey
Ian Currie
Martine Irman
Jamie Kiernan
Phipps Lounsbery
David Nicholls
Ian C.W. Russell
Robert Webber
Scotia Capital Inc.
BLC Valeurs mobilières inc.
RBC Dominion Securities Inc.
Merrill Lynch Canada Inc.
Bank of Montreal
TD Securities Inc.
Goldman Sachs Canada Inc.
CIBC World Markets Inc.
Deutsche Bank Securities Limited
Investment Dealers Association of Canada
National Bank Financial Ltd.
DISCOUNT BROKERAGE COMMITTEE
Bruce Schwenger, Chair
Richard Austin
Mike Bastian
Paul Bates
Mark Faircloth
Peter Hickman
Geoffrey Horrocks
Donna Lalumière
Morag MacGougan
J. Douglas MacKay
Colleen Moorehead
Bank of Montreal Investor Services Limited
Scotia Discount Brokerage Inc.
Royal Bank Action Direct Inc.
Charles Schwab Canada, Co.
CT Securities Inc.
HSBC InvestDirect (Canada) Inc.
TD Greenline
Sunlife Securities Inc.
Investment Dealers Association of Canada
CIBC Investor Services Inc.
VERSUS Brokerage Services Inc.
44
EQUITY TRADING COMMITTEE
William W. Moriarty, Chair
Lawrence S. Bloomberg
Bernard Charest
Robert E. Dorrance
Nigel Etherington
Jamie Kiernan
Eric Kirzner
Kenneth G. MacPherson
John Mulvihill
Brian Porter
David E. Roberts
Ian C.W. Russell
Brian Shaw
Eric Tripp
Raymond Tucker
Joie Watts
RBC Dominion Securities Inc.
National Bank Financial Corp.
Financière Banque Nationale Inc.
Newcrest Capital Inc.
VERSUS Brokerage Services Inc.
Goldman Sachs Canada Inc.
University of Toronto
Canaccord Capital Corporation
Mulvihill Capital Management Inc.
Scotia Capital Inc.
Goepel McDermid Inc.
Investment Dealers Association of Canada
CIBC World Markets Inc.
Nesbitt Burns Inc.
TD Securities Inc.
Instinet Canada Limited
FEES COMMITTEE
William D. Packham, Chair
Thomas S. Caldwell
Richard Corner
Jeffrey D. Francoz
Michael G. Greenwood
Guy L. Jolicoeur
David A. Richards
Michael J. Tims
F. Michael Walsh
Merrill Lynch Canada Inc.
Caldwell Securities Ltd.
Investment Dealers Association of Canada
MMI Group Inc.
Canaccord Capital Corporation
CIBC World Markets Inc.
RBC Dominion Securities Inc.
Peters & Co. Limited
National Bank Financial Corp.
45
FINANCIAL ADMINISTRATORS SECTION
FAS Executive
William R.J. Fulton, Chair
Norman K.J. Graham, Vice-Chair
Gregory M. Clarke
Richard Corner
W. Jeffrey Kennedy
Thomas R. McCahon
Yvan Naud
Gerard O’Mahoney
David A. Richards
Keith Rose
Norman F. Thompson
John B.J. van Koll
Peter Virvilis
Gordon H. Weir
Merrill Lynch Canada Inc.
Scotia Capital Inc.
Investment Dealers Association of Canada
Investment Dealers Association of Canada
Sprott Securities Limited
CIBC World Markets Inc.
NBC Clearing Services Incorporated
TD Waterhouse Investor Services (Canada) Inc.
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
Union Securities Ltd.
Goepel McDermid Inc.
Canaccord Capital Corporation
Morgan Stanley Canada Limited
Primary Members of the Financial Administrators Section
Thomas G. Aiken
Robert J. Allair
Maysar Al-Samadi
Rodney M. Ancrum
Wiley D. Auch
Tim Baikie
Mary Beck
William S. Best
Larry Boyce
Myra K. Cameron
Christopher Campbell
Benoît Carignan
Gregory M. Clarke
James C. Collie
Richard Corner
Terrance M. Craig, C.A.
Scott R. Cruickshank
Denis Cyr, C.G.A.
Sesto DeLuca
Brenda G. Drisdelle
Louise M. Duchesne
Charles Dunlap
Enrique Fenig
Joanne S. Ferstman
Frank Fini
MacDougall, MacDougall & MacTier inc.
Nesbitt Burns Inc.
Investment Dealers Association of Canada
Royal Bank Action Direct Inc.
FirstEnergy Capital Corp.
The Toronto Stock Exchange
Vancouver Stock Exchange
Equion Securities Canada Limited
Investment Dealers Association of Canada
Stuart Investment Management Limited
Canadian Western Capital Limited
Fimat Derivatives Canada Inc.
Investment Dealers Association of Canada
Citibank Canada Securities Limited
Investment Dealers Association of Canada
Hampton Securities Limited
Deutsche Bank Securities Limited
Tassé & Associés, limitée
W.D. Latimer & Co. Limited
Norstar Securities International Inc.
Peters & Co. Limited
Haywood Securities Inc.
Friedberg Mercantile Group
Marleau, Lemire Securities Inc.
Thomson Kernaghan & Co. Limited
46
Primary Members of the Financial Administrators Section (continued)
Craig Fookes
William R.J. Fulton
Michael Gagne
Duncan Galloway
Douglas J. Glover
M. Ann Glover
Robert H. Goldberg
Jean Gosselin
Norman K.J. Graham
Jeffrey C. Heath
Lonsdale W. Holland
Gina M. Holliday
Robert P. Hutchison
John C. Ignagni
Edward Ing
George Karkoulas
David Kennedy
W. Jeffrey Kennedy
Kenneth Klepacki
Donna A. Lalumière
Fernande Lanoix
Barbara D. Love
Nelson C. MacDonald
Bruce Maranda
Adina Masson-Crocker
John R. Maynard
Thomas R. McCahon
Michael McKenney
J. David D. McKeown
Henry A. McKinlay
Lawrence H. McQuid
Terry W. Melling
Joanne Meyer
Les R. Moskalewicz
Robert J. O’Leary
Gaston Ostiguy
Andrée Ouellet
David Parsons
Ellen C. Paterson
Walter A. Pavan
Sylvain Payette
R. Donald Perry
David Phillips
Louis P. Piergeti
Jean C. Pope
Charles Schwab Canada, Co.
Merrill Lynch Canada Inc.
Winnipeg Commodity Exchange
Deloitte & Touche
Dundee Securities Corporation
Credifinance Securities Limited
e3m Investments Inc.
Montréal Exchange
Scotia Capital Inc.
Scotia Capital Inc.
Beacon Securities Limited
Woodstone Capital Inc.
Borden & Elliot
A.C. MacPherson & Co. Inc.
St. James Securities Inc.
CIBC Investor Services Inc.
Mirabaud Canada Inc.
Sprott Securities Limited
Instinet Canada Limited
Sunlife Securities Inc.
Association canadienne des courtiers en valeurs mobilières
Canadian Investor Protection Fund
IPO Capital Corp.
Investment Dealers Association of Canada
Griffiths McBurney & Partners
J.P. Morgan Securities Canada Inc.
CIBC World Markets Inc.
Watt Carmichael Inc.
Rogers & Partners Securities Inc.
TD Securities Inc.
Pacific International Securities Inc.
Investment Dealers Association of Canada
MacDougall, Meyer Inc.
Salomon Smith Barney Canada Inc.
Newcrest Capital Inc.
Financière Banque Nationale Inc.
BLC Valeurs mobilières inc.
Pictet (Canada) and Company Limited
Wolverton Securities Ltd.
Scotia Discount Brokerage Inc.
Association canadienne des courtiers en valeurs mobilières
Odlum Brown Limited
Investment Dealers Association of Canada
Investment Dealers Association of Canada
Golden Capital Securities Ltd.
47
Primary Members of the Financial Administrators Section (continued)
Sylvain Racine
Kenneth W. Redpath
Rozanne Reszel
Sandra Richard
David A. Richards
Gerry Romanzin
Keith Rose
Bruce S. Schwenger
Susan Scullion
Andrew C. Selbie
Robert M. Sellars
W. Paul Sinclair
Diane Sinhuber
Steven F. Somodi
Casey Spreeuw
H. James Stevens
Gail Louise Stopforth
Norman F. Thompson
Ian D. Todd
John B.J. van Koll
Susan Venn
Peter Virvilis
John Warren
Duncan D. Webb
Gordon H. Weir
Geoffrey G. Whitlam
Thomas K. Wu
André Zanga
Investment Dealers Association of Canada
Credit Suisse First Boston Securities Canada Inc.
Canadian Investor Protection Fund
Great Pacific Management Co. Ltd.
RBC Dominion Securities Inc.
The Alberta Stock Exchange
Investment Dealers Association of Canada
Bank of Montreal Investor Services Limited
The Alberta Stock Exchange
Research Capital Corporation
National Bank Financial Corp.
Bunting Warburg Dillon Read Inc.
Ernst & Young LLP
Loewen, Ondaatje, McCutcheon Limited
Vancouver Stock Exchange
Investment Dealers Association of Canada
First Delta Securities Inc.
Union Securities Ltd.
Salman Partners Inc.
Goepel McDermid Inc.
Edward D. Jones & Co.
Canaccord Capital Corporation
Borden & Elliot
CT Securities Inc.
Morgan Stanley Canada Limited
Yorkton Securities Inc.
Nomura Canada Inc.
Casgrain & Compagnie Limitée
Alternate Members of the Financial Administrators Section
Mahmood A. Ahamed
Mark Ashfield
Anne Bell
Holly Benson
Robert A. Bishop
James D. Blair
Robert Blanchard
Jeff Bouganim
Vic Bunger
David Burmudzija
Sydney Carlyle
Nancy Catton
Tony Y.C. Chan
Woodstone Capital Inc.
Fimat Derivatives Canada Inc.
CIBC Investor Services Inc.
Peters & Co. Limited
CIBC World Markets Inc.
Yorkton Securities Inc.
Haywood Securities Inc.
Salomon Smith Barney Canada Inc.
Rogers & Partners Securities Inc.
Newcrest Capital Inc.
W.D. Latimer & Co. Limited
Yorkton Securities Inc.
Golden Capital Securities Ltd.
48
Alternate Members of the Financial Administrators Section (continued)
Lucia Cheung
Sean P.B. Church
Michael B. Deeb
Peter M. Deeb
Geno A. Della Rocca
Margaret Gal
Brigitte J. Geisler
Stephen D. Gerry
J. Duncan Gibson
John A. Higginbotham
Geoffrey Horrocks
Edward E. Jablonky
Hugh Jones
Grace Kung
Martin D. Lang
Alain Legris
James Lexovsky
Hillery J. Lloyd
Robert Matthews
Ward A. McMahon
J. Kevin McQuaid
Gerald McRae
Timothy K. Miller
Christy Moir
Nancy Moore
Yvan Naud
Philip T. Nickels
Gerard O’Mahoney
Peter Pacholko
Gerald Perriard
Carlos J. Pinto Lobo
Thomas Raidl
Mohammed Salam
Chris Salapoutis
Daniel M. Sefton
F.G. Lee Simpson
David R. Smith
Jane M. Smith
Himanshu Sudan
Thomas A. White
Karen Yan
Equion Securities Canada Limited
Charles Schwab Canada, Co.
Hampton Securities Limited
Hampton Securities Limited
A.C. MacPherson & Co. Inc.
FirstEnergy Capital Corp.
The Canada Trust Company / CT Securities Inc.
Bunting Warburg Dillon Read Inc.
Friedberg Mercantile Group
RBC Dominion Securities Inc.
TD Securities Inc.
Scotia Capital Inc.
MacDougall, MacDougall & MacTier Inc.
Citibank Canada Securities Limited
Union Securities Ltd.
NBC Clearing Services Incorporated
Griffiths McBurney & Partners
Watt Carmichael Inc.
Loewen, Ondaatje, McCutcheon Limited
Canaccord Capital Corporation
Research Capital Corporation
Charles Schwab Canada, Co.
Nesbitt Burns Inc.
Equion Securities Canada Limited
Scotia Discount Brokerage Inc.
NBC Clearing Services Incorporated
Mirabaud Canada Inc.
TD Securities Inc.
Odlum Brown Limited
Mirabaud Canada Inc.
Bank of Montreal Investor Services Limited
Goepel McDermid Inc.
IPO Capital Corp.
Merrill Lynch Canada Inc.
Royal Bank Action Direct Inc.
Thomson Kernaghan & Co. Limited
Goepel McDermid Inc.
Beacon Securities Limited
CIBC Investor Services Inc.
Merrill Lynch Canada Inc.
National Bank Financial Corp.
49
SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION
Capital Formula Sub-Committee
W. Jeffrey Kennedy, Chair
Joni Alexander
Robert J. Allair
Maysar Al-Samadi
Wiley D. Auch
Gregory M. Clarke
Richard Corner
Stephen Gordon
Jeffrey C. Heath
John A. Higginbotham
Robert Lamarche
Barbara D. Love
Henry A. McKinlay
Karen O’Connor
Rob Orr
Sylvain Racine
Kenneth W. Redpath
Keith Rose
Chris Salapoutis
Robert M. Sellars
Casey Spreeuw
Gordon H. Weir
Thomas K. Wu
Sprott Securities Limited
The Toronto Stock Exchange
Nesbitt Burns Inc.
Investment Dealers Association of Canada
FirstEnergy Capital Corp.
Investment Dealers Association of Canada
Investment Dealers Association of Canada
Investment Dealers Association of Canada
Scotia Capital Inc.
RBC Dominion Securities Inc.
Montréal Exchange
Canadian Investor Protection Fund
TD Securities Inc.
The Alberta Stock Exchange
CIBC World Markets Inc.
Investment Dealers Association of Canada
Credit Suisse First Boston Securities Canada Inc.
Investment Dealers Association of Canada
Merrill Lynch Canada Inc.
National Bank Financial Corp.
Vancouver Stock Exchange
Morgan Stanley Canada Limited
Nomura Canada Inc.
Cash Account Sub-Committee
Yvan Naud, Chair
Wiley D. Auch
Mary Beck
Gregory M. Clarke
William R.J. Fulton
Jean Gosselin
Ward A. McMahon
Lawrence H. McQuid
Karen O’Connor
R. Donald Perry
Sylvain Racine
Rozanne Reszel
David A. Richards
Keith Rose
Susan Scullion
Casey Spreeuw
Norman F. Thompson
NBC Clearing Services Incorporated
FirstEnergy Capital Corp.
Vancouver Stock Exchange
Investment Dealers Association of Canada
Merrill Lynch Canada Inc.
Montréal Exchange
Canaccord Capital Corporation
Pacific International Securities Inc.
The Alberta Stock Exchange
Odlum Brown Limited
Investment Dealers Association of Canada
Canadian Investor Protection Fund
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
The Alberta Stock Exchange
Vancouver Stock Exchange
Union Securities Ltd.
50
SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)
Insurance Sub-Committee
G. Michael McKenney, Chair
Joni Alexander
Maysar Al-Samadi
Debby A. Best
Leslie J. Faryna
Stephen D. Gerry
Jean Gosselin
Barbara D. Love
Sonja McCreary
David Robart-Morgan
Keith Rose
Jeremy Sams
William J.P. Sullivan
Karen Yan
Watt Carmichael Inc.
The Toronto Stock Exchange
Investment Dealers Association of Canada
RBC Dominion Securities Inc.
Scotia Insurance
Bunting Warburg Dillon Read Inc.
Montréal Exchange
Canadian Investor Protection Fund
Investment Dealers Association of Canada
Robart-Morgan Inc.
Investment Dealers Association of Canada
Barber Stewart McVittee & Wallace
CIBC World Markets Inc.
National Bank Financial Corp.
Internal Control Sub-Committee
William J.P. Sullivan, Chair
Maysar Al-Samadi
Barbara D. Love
Clint Matthews
Bernice Pang
Marc Pasternak
Blaize Piacentini
Jeff Pierce
Louis Piergeti
Dan Rende
Barry Somerville
CIBC World Markets Inc.
Investment Dealers Association of Canada
Canadian Investor Protection Fund
Deutsche Bank Securities Limited
Morgan Stanley Canada Limited
Merrill Lynch Canada Inc.
Investment Dealers Association of Canada
Canadian Investor Protection Fund
Investment Dealers Association of Canada
RBC Dominion Securities Inc.
TD Greenline
Mutual Funds Sub-Committee
Jerry Beniuk, Chair
Douglas B. Bennett
William S. Best
Ed Bezeau
Richard Binnendyk
Harriet Borch
Peter G. Broster
Denis Cyr, C.G.A.
Peter Dunlop
Paul Ferrier
Stuart Freeman
Sarah Galley
Laurie Gillett
TD Securities Inc.
Edward D. Jones & Co.
Equion Securities Canada Limited
Dynamic Funds
CTA SystemSource Corp.
Guardian Mutual Funds
RBC Dominion Securities Inc.
Tassé & Associés, limitée
DST Canada Inc.
Scotia Capital Inc.
Guardian Mutual Funds
Peter Cundill & Associates Ltd.
The Investment Funds Institute of Canada
51
SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)
Mutual Funds Sub-Committee (continued)
Jean Gosselin
Dennis Horgan
Edward E. Jablonky
Eugene Januszewski
Zain Khan
Tom Kutti
Jackie Laser
Kerry Lutes
Sonja McCreary
Oliver Murray
Gary Norton
Peter Pacholko
Denise Pigeau
Charles F. Pound
Wayne S.M. Ralph
Michael Reilly
Rozanne Reszel
Gerry C. Rivers
Gerry Romanzin
Keith Rose
Linda Rumohr
Richard Schuetz
Yolande Small
Jane M. Smith
Casey Spreeuw
Mary Stockla
Irene Urshon
Frank Vree
Russell M. White
Bruce Wilby
Montréal Exchange
Global Strategy Investors Service Inc.
Scotia Capital Inc.
NBC Clearing Services Incorporated
Canadian Investor Protection Fund
Nesbitt Burns Inc.
Mackenzie Financial Corporation
CIBC World Markets Inc.
Investment Dealers Association of Canada
Trimark Investment Management Inc.
Templeton International
Odlum Brown Limited
The Financial Centre Securities Corporation
Merrill Lynch Canada Inc.
RBC Dominion Securities Inc.
BPI Capital Management Corporation
Canadian Investor Protection Fund
Star Data Systems Inc.
The Alberta Stock Exchange
Investment Dealers Association of Canada
Scotia Discount Brokerage Inc.
Dundee Securities Corporation
Spectrum United Mutual Funds Inc.
Beacon Securities Limited
Vancouver Stock Exchange
National Bank Financial Corp.
Toronto Dominion Bank
FundSERV Inc.
AGF Management Limited
Fidelity Investments Canada Ltd.
52
SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)
Operations Sub-Committee
Gerard O’Mahoney, Chair
Maysar Al-Samadi
Douglas B. Bennett
Gregory M. Clarke
Keith Evans
Cheryle Gent
Jean Gosselin
Norman K.J. Graham
Michael L. Holmes
Allyn Howe
Ann Jaanus
Edward E. Jablonky
Daniel Kupiec
Sonja McCreary
Marianne Miller
Timothy K. Miller
Yvan Naud
Peter Pacholko
E. Andy Pauksens
David Prestwich
Wayne S.M. Ralph
David Robart-Morgan
Keith Rose
David Tabone
Anthony P. Taggio
Peter Virvilis
J. Kenton Warren
Thomas A. White
Mike Woda
TD Waterhouse Investor Services (Canada) Inc.
Investment Dealers Association of Canada
Edward D. Jones & Co.
Investment Dealers Association of Canada
The Canadian Depository for Securities Limited
National Bank Financial Corp.
Montréal Exchange
Scotia Capital Inc.
Goepel McDermid Inc.
The Canadian Depository for Securities Limited
Correspondent Network
Scotia Capital Inc.
TD Waterhouse Investor Services (Canada) Inc.
Investment Dealers Association of Canada
Merrill Lynch Canada Inc.
Nesbitt Burns Inc.
NBC Clearing Services Incorporated
Odlum Brown Limited
CIBC World Markets Inc.
National Bank Financial Corp.
RBC Dominion Securities Inc.
Robart-Morgan Inc.
Investment Dealers Association of Canada
Freedom International Brokerage Inc.
Scotia Capital Inc.
Canaccord Capital Corporation
RBC Dominion Securities Inc.
Merrill Lynch Canada Inc.
Goldman Sachs Canada Inc.
Contingency Planning Working Group of the Operations Sub-Committee
Sheila Sangster, Chair
Elizabeth Beaver
Ed Charron
John B. Cieslak
Robert H. Goldberg
Pharid Jaffer
Sonja McCreary
Kevin Morley
Joe Pannunzio
David Plumley
Keith Rose
Claudio Sanniti
Ernie Summers
CIBC World Markets Inc.
Merrill Lynch Canada Inc.
Griffiths McBurney & Partners
National Bank Financial Corp.
e3m Investments Inc.
Canaccord Capital Corporation
Investment Dealers Association of Canada
The Toronto Stock Exchange
National Bank Financial Inc.
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
RBC Dominion Securities Inc.
TD Securities Inc.
53
SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)
Salary and Benefits Sub-Committee
Ruth G. Woods, Chair
Pierre Beaulieu
Ann Dyer
Brent Garell
Ian R. Hendry
Michelle Hewlett
Vanessa Lewerentz
Suzanne Marineau
Donna Power
Stephen Power
Jim Siddall
David R. Smith
Ilona Taylor
Susan P. Vincent
Sarah Wallis-South
Scotia Capital Inc.
Financière Banque Nationale Inc.
TD Securities Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
Toronto Dominion Bank
Nesbitt Burns Inc.
Nesbitt Burns Inc.
National Bank Financial Corp.
Scotia Capital Inc.
Investment Dealers Association of Canada
Goepel McDermid Inc.
Merrill Lynch Canada Inc.
Merrill Lynch Canada Inc.
RBC Dominion Securities Inc.
Statistics Sub-Committee
Norman F. Thompson, Chair
Kenneth Klepacki
William McGrath
Mahedi Pardhan
Geoff Peers
Sylvain Racine
Keith Rose
Casey Spreeuw
Union Securities Ltd.
Instinet Canada Limited
Nesbitt Burns Inc.
Merrill Lynch Canada Inc.
Canadian Investor Protection Fund
Investment Dealers Association of Canada
Investment Dealers Association of Canada
Vancouver Stock Exchange
Tax Sub-Committee
Elizabeth M. Cosma, Chair
Michael Callendar
Joyce Chan
Richard Corner
Simon Deschenes
Andrew Dunn
Barbara Fenn
Louis Huang
Glen MacMillan
Sandy McRae
Mahedi Pardhan
Shawn Porter
Victor Santos
Olaf Sheikh
Jonathan Spencer
Neal Stacey
Merrill Lynch Canada Inc.
Toronto Dominion Bank
Nesbitt Burns Inc.
Investment Dealers Association of Canada
Financière Banque Nationale Inc.
Deloitte & Touche
CIBC World Markets Inc.
Toronto Dominion Bank
PricewaterhouseCoopers
RBC Dominion Securities Inc.
Merrill Lynch Canada Inc.
Arthur Andersen LLP
Canadian Investor Protection Fund
Nesbitt Burns Inc.
PricewaterhouseCoopers
RBC Dominion Securities Inc.
54
SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)
Tax Sub-Committee (continued)
Mike Stewart
Wilson Sun
Joanne Susanna
Martin Tam
Ron Wilson
Cynthia Wong
KPMG
Nomura Canada Inc.
CIBC World Markets Inc.
Scotia Capital Inc.
Davies, Ward & Beck
National Bank Financial Corp.
U.S. Withholding Tax Working Group
Edward E. Jablonky, Chair
Robert A. Bishop
Joyce Chan
Elizabeth M. Cosma
Valerie Daigle
Andrew Dunn
Sandy McRae
Timothy K. Miller
Jean C. Pope
Mark Shulman
Barry Stienstra
Scotia Capital Inc.
CIBC World Markets Inc.
Nesbitt Burns Inc.
Merrill Lynch Canada Inc.
Canadian Bankers’ Association
Deloitte & Touche
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
Golden Capital Securities Ltd.
The Canadian Depository for Securities Limited
Royal Trust Global Services
FUTURES COMMITTEE
Rees Jones, Chair
Richard Strand, Vice-Chair
Steve Bloss
Benoît Carignan
Dale Cockx
Kevin Dyer
Michael Gagne
Edward Griffith
Andrew Hiscott
Terry W. Melling
William Mitchell
Guy Normandin
David Phillips
Wayne Stebbe
Linda Vincent
LFG Futures Canada Inc.
Emerging Equities Inc.
PCTS Inc.
Fimat Derivatives Canada Inc.
Refco Futures (Canada) Ltd.
Union Securities Ltd.
Winnipeg Commodity Exchange
Scotia Capital Inc.
Benson-Quinn-GMS Inc.
Investment Dealers Association of Canada
RBC Dominion Securities Inc.
Financière Banque Nationale Inc.
Investment Dealers Association of Canada
Merrill Lynch Canada Inc.
Winnipeg Commodity Exchange
55
SUB-COMMITTEES OF THE FUTURES COMMITTEE
Capital Sub-Committee
Andrew Hiscott, Chair
Benoît Carignan
Michael Gagne
Edward Griffith
Rees Jones
Benson-Quinn-GMS Inc.
Fimat Derivatives Canada Inc.
Winnipeg Commodity Exchange
Scotia Capital Inc.
LFG Futures Canada Inc.
Proficiency Sub-Committee
Richard Strand, Chair
Steve Bloss
Dale Cockx
Kevin Dyer
Guy Normandin
Wayne Stebbe
Emerging Equities Inc.
PCTS Inc.
Refco Futures (Canada) Ltd.
Union Securities Ltd.
Financière Banque National Inc.
Merrill Lynch Canada Inc.
Recognition Sub-Committee
Linda Vincent, Chair
William Mitchell
David Phillips
Wayne Stebbe
Winnipeg Commodity Exchange
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
Merrill Lynch Canada Inc.
NOMINATING COMMITTEE
Kenneth A. Shields, Chair
Charles M. Winograd
L. Jacques Ménard
Thomas I.A. Allen
Joseph J. Oliver
Goepel McDermid Inc.
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
Ogilvy Renault
Investment Dealers Association of Canada
PENSION COMMITTEE
Charles M. Winograd, Chair
L. Jacques Ménard
Joseph J. Oliver
Sandy Grant
RBC Dominion Securities Inc.
Nesbitt Burns Inc.
Investment Dealers Association of Canada
Investment Dealers Association of Canada
56
RETAIL SALES COMMITTEE
Gary D. Reamey, Chair
Edward D. Jones & Co.
Germain Carrière, Vice-Chair
Financière Banque Nationale Inc.
Randy Ambrosie
Merrill Lynch Canada Inc.
Bradley E. Doney (primary member) Merrill Lynch Canada Inc.
John T. Eymann
Pacific International Securities Inc.
Philip Heimbecker
Goepel McDermid Inc.
George Kamphorst (ex-officio)
Merrill Lynch Canada Inc.
Morag MacGougan
Investment Dealers Association of Canada
J. Douglas MacKay (Doney alternate) CIBC Investor Services Inc.
Dean Manjuris
Nesbitt Burns Inc.
Thomas S. Monahan
CIBC World Markets Inc.
Bruce S. Schwenger (ex-officio)
Bank of Montreal Investor Services Limited
S. Ross Sherwood
Odlum Brown Limited
Jane Smith
Beacon Securities Limited
Derrick Strizic
RBC Dominion Securities Inc.
Kristine Vikmanis (ex-officio)
Nesbitt Burns Inc.
Kevin Whelly
TD Evergreen Investment Services
Roberta Wilton
Canadian Securities Institute
SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE
Education and Training Sub-Committee
Kristine Vikmanis, Chair
Nesbitt Burns Inc.
Insurance Sub-Committee
George Kamphorst, Chair
Merrill Lynch Canada Inc.
YEAR 2000 COMMITTEE
Keith Rose, Chair
Maggie A. Artkin
Sal Blandizzi
Joy Bullen
Kevin Campbell
Claire A. Cartman
Ross Chalmers
Yves Chaurette
Adam Conyers
Andriss Cuksts
Keith Daly
Michael Dignam
Gordon Divitt
Investment Dealers Association of Canada
Dominick & Dominick Securities Inc.
Merrill Lynch Canada Inc.
Toronto Dominion Bank
Maple Partners Financial Products Limited
Griffiths McBurney & Partners
The Alberta Stock Exchange
Montréal Exchange
The Toronto Stock Exchange
Star Data Systems Inc.
RBC Dominion Securities Inc.
ADP Brokerage Services Inc.
FundSERV Inc.
57
YEAR 2000 COMMITTEE (continued)
Bob Ehlers
Paul Goldie
Peter Grant
Luigi Iannacci
Pharid Jaffer
Jenny Jain
Brian Keith
Arther Khan
Myles Kis
Izzy Kutnowski
Barbara D. Love
Bryan Manzer
Bill Marsh
Clint Matthews
John R. Maynard
Jeff Meyer
David Moore
Sherry Morrow
Kathy Nicholson
Andrée Ouellet
Donald Ouellette
Joe Pannunzio
John Pantidis
Sandie Parker
Bill Price
Jean Marc Provencher
Tracey Riley
Mark Shabaga
David Sharpe
Bruce Simpson
Paul Slawinski
Steve Smith
Mark Snow
Gary Stephenson
William J.P. Sullivan
Carolyn Swadron
Joan Templeton
Rob Tonnesen
Linda Vella
Keith Verity
Scott Vicars
Roger Warner
Mike Wheatley
Citibank Canada Securities Limited
The Toronto Stock Exchange
Vancouver Stock Exchange
National Bank Financial Inc.
Canaccord Capital Corporation
ADP Brokerage Services Inc.
Borden & Elliot
Bunting Warburg Dillon Read Inc.
RBC Dominion Securities Inc.
Toronto Dominion Bank
Canadian Investor Protection Fund
Royal Bank Action Direct Inc.
National Bank Financial Corp.
HSBC Securities (Canada) Inc.
J.P. Morgan Securities Canada Inc.
The Alberta Stock Exchange
CT Securities Inc.
FundSERV Inc.
Star Data Systems Inc.
BLC Valeurs mobilières inc.
Montréal Exchange
National Bank Financial Inc.
Griffiths McBurney & Partners
Nesbitt Burns Inc.
CIBC World Markets Inc.
Casgrain & Compagnie Limitée
PricewaterhouseCoopers
Merrill Lynch Canada Inc.
Edward D. Jones & Co.
CT Securities Inc.
FundSERV Inc.
Dataphile Software Limited
Star Data Systems Inc.
The Canadian Depository for Securities Limited
CIBC World Markets Inc.
Canadian Imperial Bank of Commerce
ISM
Pacific International Securities Inc.
Merrill Lynch Canada Inc.
Scotia Capital Inc.
Edward D. Jones & Co.
Canadian Derivatives Clearing Corporation
Merrill Lynch Canada Inc.
58
Year 2000 Testing Sub-Committee
Joy Bullen
John Camilleri
Yves Chaurette
Adam Conyers
Andriss Cuksts
Gordon Divitt
Chris Graham
Peter Grant
Jenny Jain
Clint Matthews
Jeff Meyer
Peter Morrisson
Donald Ouellette
John Pantidis
Keith Rose
Steve Smith
Mark Snow
Gary Stephenson
Joan Templeton
Keith Verity
Roger Warner
Toronto Dominion Bank
Merrill Lynch Canada Inc.
Montréal Exchange
The Toronto Stock Exchange
Star Data Systems Inc.
FundSERV Inc.
Canadian Derivatives Clearing Corporation
Vancouver Stock Exchange
ADP Brokerage Services Inc.
HSBC Securities (Canada) Inc.
The Alberta Stock Exchange
Scotia Capital Inc.
Montréal Exchange
Griffiths McBurney & Partners
Investment Dealers Association of Canada
Dataphile Software Limited
Star Data Systems Inc.
The Canadian Depository for Securities Limited
ISM
Scotia Capital Inc.
Canadian Derivatives Clearing Corporation
59
B.
JOINT INDUSTRY COMMITTEES
CAPITAL CO-ORDINATING COMMITTEE
David A. Richards
TBA
Gregory M. Clarke
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
JOINT INDUSTRY COMPLIANCE GROUP
JICG Executive
Bradley E. Doney, Chair
J. Douglas MacKay, Vice-Chair
Michelle Alexander
Tim Baikie
Larry Boyce
Donald J. Burwell
Geoffrey Horrocks
Ward A. McMahon
Patrick B.P. McNenly
James J. McVey
Judy E. Ofiara
Guy Roby
Keith Rose
Tim Ryan
Michael D. Sharpe
Karen L. Taylor
Merrill Lynch Canada Inc.
CIBC Investor Services Inc.
Investment Dealers Association of Canada
The Toronto Stock Exchange
Investment Dealers Association of Canada
Edward D. Jones & Co.
TD Securities Inc.
Canaccord Capital Corporation
Yorkton Securities Inc.
Nesbitt Burns Inc.
Scotia Capital Inc.
Financière Banque Nationale Inc.
Investment Dealers Association of Canada
Investment Dealers Association of Canada
RBC Dominion Securities Inc.
Research Capital Corporation
JICG Committee Members
Michelle Alexander
S. Kenneth J. Aquino
Maggie A. Artkin
Mark Ashfield
Wiley D. Auch
Kelly Baird
Mary Beck
Holly Benson
Debby A. Best
Jennifer Beverly
Robert Blanchard
Wayne Bolton
Larry Boyce
Tom Briant
Jamie Bulnes
Investment Dealers Association of Canada
The Financial Centre Securities Corporation
Dominick & Dominick Securities Inc.
Fimat Derivatives Canada Inc.
FirstEnergy Capital Corp.
Connor Clark & Company Ltd.
Vancouver Stock Exchange
Peters & Co. Limited
RBC Dominion Securities Inc.
Bank of Montreal Investor Services Limited
Haywood Securities Inc.
Scotia Capital Inc.
Investment Dealers Association of Canada
The Toronto Stock Exchange
Connor Clark & Company Ltd.
60
JOINT INDUSTRY COMPLIANCE GROUP (continued)
JICG Committee Members (continued)
Vic Bunger
David B. Burnes
Donald J. Burwell
Myra K. Cameron
Benoît Carignan
John Carson
David Chernoff
Lucia Cheung
Leo Ciccone
Nancy B.M. Clancy
Gregory M. Clarke
D. Christopher Climo
Ruth Ann Companion
Kenneth Cooper
Michel Cousineau
Scott R. Cruickshank
Raj Dewan
Michael Dignam
Chris Dimitropoulos
Deanna Dobrowsky
Todd J. Doige
Bradley E. Doney
Louise M. Duchesne
Charles Dunlap
Julie Eisenstat
Thomas A. Flanagan
Michael Gagne
Alberto Galeone
Vanessa Gardiner
Stephane Gauthier
Pierre Gloutney
Jean Gosselin
Sally H. Haba
Allan Derek Hatfield
Debi A. Hewson
Robb W. Hindson
Geoffrey Horrocks
John Howard
Marjorie J. Hull
Frank S. Hurst
Suky Ing
Nicolle Irving
Jim Johns
Rogers & Partners Securities Inc.
National Bank Financial Corp.
Edward D. Jones & Co.
Stuart Investment Management Limited
Fimat Derivatives Canada Inc.
The Toronto Stock Exchange
Global Securities Corporation
Equion Securities Canada Limited
Griffiths McBurney & Partners
Scotia Capital Inc.
Investment Dealers Association of Canada
TD Securities Inc.
Hampton Securities Limited
The Winnipeg Stock Exchange
MCA Valeurs Mobilières Inc.
Deutsche Bank Securities Limited
American Gem Corporation
ADP Brokerage Services Inc.
Investment Dealers Association of Canada
CT Securities Inc.
Griffiths McBurney & Partners
Merrill Lynch Canada Inc.
Peters & Co. Limited
Haywood Securities Inc.
Taurus Capital Markets Limited
Bank of Montreal Investor Services Limited
Winnipeg Commodity Exchange
Republic Securities Canada Inc.
Investment Dealers Association of Canada
Montréal Exchange
Refco Futures (Canada) Ltd.
Montréal Exchange
Caldwell Securities Ltd.
National Bank Financial Corp.
Odlum Brown Limited
Jones, Gable & Company Limited
TD Securities Inc.
DPM Securities Inc.
The Financial Centre Securities Corporation
Dundee Securities Corporation
Newcrest Capital Inc.
Griffiths McBurney & Partners
Jones, Gable & Company Limited
61
JOINT INDUSTRY COMPLIANCE GROUP (continued)
JICG Committee Members (continued)
Mark Johnson
Sheila Kaiser
Ron Kelterborn
William C. Kennedy
Guenther W.K. Kleberg
Charles M. Laddish
Robert Lamarche
Michel Landriault
David Lang
Martin D. Lang
Fernande Lanoix
Stephen Leacock
Francis K. Lindayen
David C. Lister
Louis Lu
Morag MacGougan
J. Douglas MacKay
Bruce Maranda
Jean Martindale
Robert Matthews
R. Gordon H. McCaslin
Michael S. McGrann
Michael McKenney
Ward A. McMahon
William McNeill
Patrick B.P. McNenly
Lawrence H. McQuid
Gerald McRae
Terry W. Melling
Judith Ménard
Patrick Metzger
Joanne Meyer
Dagmar M. Mikkila
James G. Miller
Leslie Milrod
Brent Moore
John R. Morton
Denvy Nanderam
Deborah L. Newman-Lewis
Erik Nippak
Joan Louise Noble
Karen O’Connor
Deutsche Bank Securities Limited
FirstEnergy Capital Corp.
Thomson Kernaghan & Co. Limited
Scotia Capital Inc.
CIBC World Markets Inc.
Goepel McDermid Inc.
Montréal Exchange
BNP (Canada) valeurs mobilières inc.
Nesbitt Burns Inc.
Union Securities Ltd.
Association canadienne des courtiers en valeurs mobilières
Correspondent Network
Bank of Montreal Investor Services Limited
Investment Dealers Association of Canada
Alpha Capital Inc.
Investment Dealers Association of Canada
CIBC Investor Services Inc.
Investment Dealers Association of Canada
CT Securities Inc.
Loewen, Ondaatje, McCutcheon Limited
Bunting Warburg Dillon Read Inc.
Nesbitt Burns Inc.
Watt Carmichael Inc.
Canaccord Capital Corporation
Nesbitt Burns Inc.
Yorkton Securities Inc.
Pacific International Securities Inc.
Charles Schwab Canada, Co.
Investment Dealers Association of Canada
Financière Banque Nationale Inc.
HSBC InvestDirect (Canada) Inc.
MacDougall, Meyer Inc.
Gorinsen Capital Inc.
Scotia Capital Inc.
VERSUS Brokerage Services Inc.
Royal Bank Action Direct Inc.
Credential Securities Inc.
Georgia Pacific Securities Corporation
CIBC World Markets Inc.
RBC Dominion Securities Inc.
RBC Dominion Securities Inc.
The Alberta Stock Exchange
62
JOINT INDUSTRY COMPLIANCE GROUP (continued)
JICG Committee Members (continued)
Judy E. Ofiara
Marie C. Oswald
Andrée Ouellet
Gilles Ouimet
Peter Pacholko
David Parsons
Ellen C. Paterson
Sylvain Payette
R. Donald Perry
Cindy Petlock
Carol Petrenko
Carlos J. Pinto Lobo
Francis M. Pope
Jean C. Pope
Shirley Pridham
Michael Prior
Sarah Qadeer
Rahim Rajwani
Chris E. Raven
Kenneth W. Redpath
Denis Regimbald
Rozanne Reszel
Guy Roby
Gerry Romanzin
Keith Rose
Margaret Rutledge
Victor Santos
Michael D. Sharpe
W. Paul Sinclair
Casey Spreeuw
H. James Stevens
Angela T. Stirpe
Gale Stone
Richard J. Stuchberry
Robert G. Sutherland
Karen L. Taylor
Don Thompson
Norman F. Thompson
Joseph Thurman
H. Keith Titterton
Atul Tiwari
Ian D. Todd
Scotia Capital Inc.
Merrill Lynch Canada Inc.
BLC Valeurs mobilières inc.
Merrill Lynch Canada Inc.
Odlum Brown Limited
Pictet (Canada) and Company Limited
Wolverton Securities Ltd.
Association canadienne des courtiers en valeurs mobilières
Odlum Brown Limited
CIBC World Markets Inc.
RBC Dominion Securities Inc.
Bank of Montreal Investor Services Limited
Pope & Company
Golden Capital Securities Ltd.
RBC Dominion Securities Inc.
The Toronto Stock Exchange
Nesbitt Burns Inc.
Union Securities Ltd.
Goepel McDermid Inc.
Credit Suisse First Boston Securities Canada Inc.
Valeurs Mobilières Investpro Inc.
Canadian Investor Protection Fund
Financière Banque Nationale Inc.
The Alberta Stock Exchange
Investment Dealers Association of Canada
CT Securities Inc.
Canadian Investor Protection Fund
RBC Dominion Securities Inc.
Bunting Warburg Dillon Read Inc.
Vancouver Stock Exchange
Investment Dealers Association of Canada
Caldwell Securities Ltd.
Equion Securities Canada Limited
First Associates Investments Inc.
Odlum Brown Limited
Research Capital Corporation
Investment Dealers Association of Canada
Union Securities Ltd.
National Bank Financial Corp.
Canaccord Capital Corporation
Nesbitt Burns Inc.
Salman Partners Inc.
63
JOINT INDUSTRY COMPLIANCE GROUP (continued)
JICG Committee Members (continued)
Sandy Todd
Cathy Watson
Michael Weinberg
Gerhard W. Wetzel
Erin V.C. Wiedmer
Irene Winel
Noelle Wood
Angela Wong
Colleen Wright
Thomas K. Wu
Kevin Yates
Christian Zaludek
Stefano Zuliani
Newcrest Capital Inc.
MacDougall, MacDougall & MacTier Inc.
Omni Capital Inc.
National Bank Financial Corp.
CIBC World Markets Inc.
HSBC Securities (Canada) Inc.
The Toronto Stock Exchange
HSBC InvestDirect (Canada) Inc.
Sprott Securities Limited
Nomura Canada Inc.
VERSUS Brokerage Services Inc.
Research Capital Corporation
Goldman Sachs Canada Inc.
Registration Sub-Committee
Debby A. Best, Chair
Michelle Alexander
Laura Beswick
Rick Britnell
Glen Cameron
Tammy Cardinal
Douglas B. Carnall
Lily Chan
Catherine Conroy
Wendyanne D’Silva
Sue Featherstone
Olivia Fraser
Naznin Grattan
Danielle Kovanchak
Tara Lobb
Jessica Mulvenna
Judy Nicholson
Judy E. Ofiara
Lucy Pacheco
Mike Pickett
Melanie Sampson
Janet Scott
Deborah Thai
RBC Dominion Securities Inc.
Investment Dealers Association of Canada
Equion Securities Canada Limited
Scotia Capital Inc.
CIBC World Markets Inc.
CIBC Investor Services Inc.
TD Securities Inc.
Nesbitt Burns Inc.
Scotia Capital Inc.
Investment Dealers Association of Canada
Griffiths McBurney & Partners
Research Capital Corporation
TD Securities Inc.
Merrill Lynch Canada Inc.
Royal Bank Action Direct Inc.
Dundee Securities Corporation
Edward D. Jones & Co.
Scotia Capital Inc.
Investment Dealers Association of Canada
Canadian Securities Institute
RBC Dominion Securities Inc.
CIBC World Markets Inc.
TD Securities Inc.
64
JOINT SECURITIES INDUSTRY COMMITTEE ON CROSS-BORDER ISSUES
John L. Howard, Chair
Deborah Armour
Ian Beddis
Robert C. Blanchard
Keith E. Boast
Thomas A. Cumming
Ian C.W. Russell
TBA
C.
SECURITIES INDUSTRY ADVISORY COUNCIL
Luc Bertrand
Ian S. Brown
Dennis N. Burdett
Thomas A. Cumming
Wayne C. Fox
Michael E. Johnson
Gérald A. Lacoste
Gordon M. Medland
L. Jacques Ménard
Jacques O. Nadeau
Joseph J. Oliver
James G. Sorenson
Barbara G. Stymiest
Daniel F. Sullivan
Charles M. Winograd
D.
Investment Dealers Association of Canada
Vancouver Stock Exchange
ASE / RBC Dominion Securities Inc.
VSE / Haywood Securities Inc.
The Toronto Stock Exchange
The Alberta Stock Exchange
Investment Dealers Association of Canada
TSE / TD Securities Inc.
Financière Banque Nationale Corp.
Goepel McDermid Inc.
Canaccord Capital Corporation
The Alberta Stock Exchange
CIBC World Markets Inc.
Vancouver Stock Exchange
Montréal Exchange
Goepel McDermid Inc.
Nesbitt Burns Inc.
Scotia Capital Inc.
Investment Dealers Association of Canada
Merrill Lynch Canada Inc.
The Toronto Stock Exchange
Scotia Capital Inc.
RBC Dominion Securities Inc.
CANADIAN SECURITIES INSTITUTE
Joseph J. Oliver, Chair
Luc Bertrand
Ian S. Brown
Dennis N. Burdett
Thomas A. Cumming
Wayne C. Fox
Michael E. Johnson
Gérald A. Lacoste
Gordon M. Medland
L. Jacques Ménard
Jacques O. Nadeau
James G. Sorenson
Barbara G. Stymiest
Investment Dealers Association of Canada
Financière Banque Nationale Corp.
Goepel McDermid Inc.
Canaccord Capital Corporation
The Alberta Stock Exchange
CIBC World Markets Inc.
Vancouver Stock Exchange
Montréal Exchange
Goepel McDermid Inc.
Nesbitt Burns Inc.
Scotia Capital Inc.
Merrill Lynch Canada Inc.
The Toronto Stock Exchange
65
D.
CANADIAN SECURITIES INSTITUTE (continued)
Daniel F. Sullivan
Roberta Wilton
Charles M. Winograd
E.
CANADIAN DEPOSITORY FOR SECURITIES
Peter Virvilis
F.
Canaccord Capital Corporation
FUNDSERV INC.
Norman K.J. Graham
G.
Scotia Capital Inc.
Canadian Securities Institute
RBC Dominion Securities Inc.
Scotia Capital Inc.
CANADIAN INVESTOR PROTECTION FUND
Michael J. Tims, Chairman
Luc Bertrand, Vice-Chairman
Rozanne E. Reszel, President
Barbara D. Love, Vice-President
and Secretary
Richard C. Meech, Counsel
Robert Hutchison, Counsel
Public Governors
Jean Béïque
Claude Lamoureux
Clayton Manness
H. Leslie O’Brien, Q.C.
Bobbie J. Sparrow
Industry Governors
Luc Bertrand
Gordon M. Medland
James G. Sorenson
Daniel F. Sullivan
Charles M. Winograd
Peters & Co. Limited
Financière Banque Nationale Corp.
Canadian Investor Protection Fund
Canadian Investor Protection Fund
Borden & Elliot
Borden & Elliot
CN Investments Division
Ontario Teachers’ Pension Plan Board
Man Agra Capital Inc.
Sparrow Holdings Ltd.
Financière Banque Nationale Corp.
Goepel McDermid Inc.
Merrill Lynch Canada Inc.
Scotia Capital Inc.
RBC Dominion Securities Inc.
66