JSC Teleconference 13th December, 2010 Teleconference decisions in blue 1 Internationalisation 1.1.1 Omission of Initial Articles Title of the Work Current RDA number: 6.2.1.7 instruction AACR2 rule: 25.2C From 5JSC/RDA/Sections 2–4, 9/ALA response: 5.5.4. Here and elsewhere, ALA believes that the instruction to omit the initial article is a simplistic solution that conceals the point of the instruction. If the objective is to support sorting on the element following the article, then the instruction should be to encode the title so that the initial article is not used in sorting. Omitting the article as instructed is only one way to accomplish this, and it supports the desired sorting at the expense of other functionality, such as display of the title as found From 5JSC/RDA/Sections 2–4, 9/CILIP response: CILIP again notes that the omission of initial articles can sometimes cause grammatical nonsense in inflected languages (e.g., E.T.A. Hoffman’s Der goldne Topf: if “Der” were omitted, the phrase should grammatically read Goldner Topf). Comments from DNB on RDA6/Sec/1 “We think that initial articles should be recorded in any case. For the sorting in an OPAC or a bibliography the initial article can be skipped. The omission of initial articles can often cause grammatical nonsense in inflected languages. For example, in the German language the adjective changes if one omits the article. Example: “Der seidene Faden” would be “Seidener Faden” without the article. The omission of initial articles can also imply a compound where it is not. MARC 21 and other formats provide non sorting characters to handle display and sorting of the data different.” 1/8 Initial articles in phrases used as the names of persons Current RDA instruction 9.2.2.25; 9.2.2.26 numbers: AACR2 rule: 22.11D From the cover letter for 5JSC/RDA/Sections 2–4, 9: RDA 9.2.21.2, 9.2.22.2. Initial articles in phrases used as the names of persons. The JSC will further discuss whether these instructions can be revised to allow the retention of initial articles. From 5JSC/RDA/Sections 2–4, 9/BL response: 9.2.21.2 9.2.22.2 Omission of the initial article may create a nonsensical access point for phrases in reflexive languages. Retention of the initial article will inhibit browsing under the first significant word. Changing the current instructions will necessitate backfield clean up. The principles on which RDA is based argue strongly in favour of retaining the initial article. There are significant practical obstacles to be overcome. The BL view is that the RDA instruction should be to retain the initial article, but an alternative instruction should sanction its deletion. This gives a clear signal of the direction in which RDA is travelling. Initial articles [in names of corporate bodies] Current RDA number: 11.2.2.8 instruction AACR2 rule: 24.5A1 From the cover letter for 5JSC/RDA/Sections 2–4, 9: RDA 11.2.0.6 Initial articles used in the names of corporate bodies. The JSC will further discuss whether these instructions can be revised to allow the retention of initial articles. Note: discussed at October 2007 meeting (5JSC/M/185.7.1) DNB also commented in response to RDA6/Sec/1 “We recommend abandoning this rule (See also German comments on RDA Full draft). See similar aspect in chapter 6.” 2/8 1.1.1.1 For discussion by JSC: None of the constituencies has indicated that they are willing to make a proposal. Questions 1. Should JSC invite another rule making body to propose a new instruction to replace the existing instruction at 6.2.1.7 and for the existing instruction to remain as an alternative instruction? 2. Should the same approach be taken with regard to 9.2.2.25-9.2.2.26 and 11.2.2.8? Summary of discussion and actions BL suggested that the omission of initial articles from the title of the work, name of person and name of corporate body were basically three aspects of the same issue. BL asked whether the rest of JSC thought it would be appropriate to invite DNB to raise a proposal. ACOC said that it would and added that if the DNB were seeking to influence the development of RDA going forward then it would be best if they started with a relatively straightforward issue. ALA commented that they were not sure this issue would prove so straightforward in practise but that having a proposal from DNB before looking at some of the more complex ramifications would be a good idea. LAC commented that, whatever the DNB proposed, an alternative instruction would have to be included allowing the omission of the article if so desired. BL agreed that there would have to be an option to carry on omitting initial articles for the time being. ACOC queried whether, if DNB were being invited to raise a proposal, JSC should broaden the invitation to raise proposals so that it encompassed other communities. ALA commented that such a precedent should not be set yet. The proposal from DNB should be treated as a follow up issue raised by a national body. JSC agreed that although the proposal would come from DNB, it would be treated as a chair proposal and would therefore be part of the chair document group. A limitation on the DNB proposal would be that the omission of initial articles would still be permissible as an option in RDA. BL queried whether personal names and corporate bodies should be dealt with in the same way as title of the work in relation to the omission of initial articles. 3/8 JSC agreed that personal names and corporate bodies should be dealt with in the same way as title of the work and that this would not conflict with any other planned changes relating to personal names and corporate bodies. N.B. It was suggested that DNB may also be interested in making a proposal on 11.2.2.10. ACTION : Chair to contact DNB. 1.1.2 Appendix B Abbreviations 1.1.2.1 Background Language scope Expand language scope beyond those covered now in B.7-B.10. JSC reference: Proposed by the LC representative February 2009 B.11 Names of Certain Countries, States, Provinces, Territories, etc. Consider removal of abbreviations for certain countries, states, provinces, territories, etc. (April 2008 meeting 5JSC/M/258.5.10) M258,5,10 “Judy Kuhagen noted that the JSC had agreed to remove abbreviations for months. She asked whether the JSC wanted to retain the abbreviations for certain countries, states, provinces, territories, etc. The JSC agreed that they would be retained for the first release of RDA. Adam Schiff commented that “Yukon Territory” was now “Yukon”. The JSC agreed that this meant it did not need to be included in the table. Action=Appendices Working Group; Secretary (List of issues for consideration after the first release of RDA)” 1.1.3 For discussion by JSC Is this related to LC’s proposal for 16.2.2.9? Does JSC wish to revisit the use of abbreviations in the name of certain countries? 4/8 Summary of discussion and actions LC commented that the Appendices Working Group had realised that B.7-B.10 were not comprehensive in their coverage and that Appendix B could be expanded to include abbreviations for additional languages. LC added that their proposed amendment of B.11 was unrelated to the instruction at 16.2.2.9 which they wanted to discuss separately in the future. ALA commented that in terms of B.7-B.10 there is a present need to limit the number of abbreviations being used as a means of limiting the effect on authority files. BL agreed that this was not a good time to make changes which would have a dramatic effect on authority data. ACOC commented that if the reason to leave Appendix B as it is for now was because of its impact on authority files then it would be a good idea to have this recorded as a pragmatic decision in order to offset any criticism. JSC opinion was strongly against either extending the language coverage of Appendix B, or of making any changes to the use of abbreviations as instructed by 11.3.1.3. It was agreed that this decision and that the other decisions on deferred items should be published on the JSC Website. Chair to issue as a follow up to 6JSC/Sec/1. ACTION : Chair 1.1.4 Appendix C Initial Articles 1.1.4.1 Background Additions At the October 2006 meeting the JSC agreed to call for additions to the appendix on initial articles after the first release of RDA (5JSC/M/111.6). Dialects From the CILIP representative (email 8 November 2007): App C covers situations in which dialects use the same article(s) as their "parent" language. But with the solitary exception of Shetland I don't think we've ever attempted to deal with dialects which have articles that are different from those of their parent languages. The UK alone can muster a number of such beasts, and I doubt we're alone. But the first question would be how far we might want to go in this area (if at all - but then Shetland would be a curious exception) 5/8 DNB Comment “See also German comments on RDA Full draft: The German National Library would appreciate as a key rule that names (including titles) shall not be modified in spelling, punctuation, spacing, completeness (including initial articles), or its natural order, but that the name shall be recorded in the form as given in the respective source of information. Modified forms may be recorded additionally as variant forms of the name, if needed.” 1.1.4.2 Issues for discussion There are three separate issues: 1. Should JSC invite suggestions to develop the list? 2. What is the scope of Appendix C? Is it limited to languages or should dialects be included? This is a difficult and contentious distinction to make. As CILIP notes, one dialect is already included. As dialects may use initial articles and as titles may begin with initial articles there seems no justification not to permit dialect forms. 3. If the German argument is accepted, there is no need for a list of initial articles. However there is a major implementation issue at stake. It may be acceptable to offer alternative instructions, but it would not be acceptable in the short to medium term to remove the option of omitting the article. Summary of discussion and actions LC commented that the Appendices Working Group had queried whether it was necessary for RDA to include sections listing initial articles in different languages. If users of RDA do not know what language they are dealing with in the first place, then the content of Appendix C may be of little use to them. Also, the lists of articles for different languages are not comprehensive at C.2 and C.3. C.1 already contains the instruction : “For languages not included in the lists in C.2 and C.3 , consult reference sources to determine if the language uses definite and/or indefinite articles.” This being the case, it may be more consistent for RDA to recommend that users consult reference sources for all information relating to initial articles. BL commented that the purpose of Appendix C was to collocate as much information on articles as possible in one place. However, if parts of the appendix were not considered to add value then they should be removed. ACOC commented that users could be encouraged to consult and add terms to a socially networked list of articles. There could be a link from the Toolkit to this as a related resource. ALA commented that 6/8 this scenario would be better than one in which JSC had to work through the sets of terms itself. BL commented that this avenue may be worth exploring, although such a link would not be accessible via the print version of RDA. As regards the German requirement recorded in the form as given in information”, BL commented that this C.1. However, an option would still omission of initial articles if so desired. that “the name shall be the respective source of could be accommodated at be required to allow the JSC agreed in principle that there was no obligation on JSC to maintain the list of initial articles in Appendix C. The list could be made available on a public space for maintenance by the community. A link could be provided to the external list from the Toolkit resources tab. ACTION = Chair. 2 Data about data The following questions have arisen with regard to data about data: 1. Should “data about data” attributes be defined: a. generically, that is as “free-floating” attributes that can be used with any relevant element? b. Explicitly, that is for each element to which they may apply? 2. How many RDA elements require “data about data”? Summary of discussion and actions Different approaches to support “time” and “language” were explored. The validity of “free-floating” elements within the context of an entity relationship model was questioned. Attributes have to be associated with an entity. Although in RDF it would be possible to express the relationship as a triple, RDF should not drive development of the RDA model. Handling the attributes outside the model, through schemas, as is currently done in MARC 21, would strand important bibliographic information about resources outside RDA. BL suggested that the case for considering “Time” as an entity in its own right was stronger than for “language”. ACOC suggested that JSC start by looking at the Element Analysis table in terms of time, to try to identify which elements had a temporal aspect. LC 7/8 commented that before this took place they would need to look at the finalized list of elements. ALA commented that the final list of elements was on the JSC website and this was aligned with the version on the Toolkit. There was also a discussion concerning the Registry. BL reminded the rest of JSC that there are two elements sets being registered: a generalised set and a FRBR compliant set. The generalised set is important to RDF users who do not want to be constrained by FRBR. ACTION : Chair to send LC details of the latest element set and paper from Tom Delsey. Any other business BL reported that the first week in August was looking favourable for the next JSC meeting. This would be most convenient for CoP. LC queried whether CoP would have to be present. BL responded that if CoP did not have to attend then an earlier date for the meeting might be possible. However, an earlier meeting would mean tighter deadlines for the submission of proposals. Neither ALA nor BL was sure of submitting their proposals by May. ACOC commented that it would be helpful to have the meeting after LC had made a decision on RDA implementation. BL agreed that this would be desirable, whether or not CoP is involved. JSC agreed to hold their next meeting after ALA. JSC was in favour of LC’s suggestion for a social event (at the delegates’ expense) after the meeting. BL reported that Katharine Gryspeerdt would shortly be sending out Doodle polls to establish dates for teleconferences in 2011. 8/8