The Use of Multiple-Input and Multiple-Output Technology As Well As OFDM in Cognitive Radio Network Systems to Maximize Systems Availability Allen L. Green. Jr. TSYS Department of Computer Science Columbus State University Columbus, Georgia, USA e-mail:green_allen@colstate.edu Abstract: Cognitive radio (CR) is an emerging technology that promises a vast increase in the amount of available consumer bandwidth by opening areas of the radio frequency spectrum that were previously reserved for specific functions by the FCC. This paper provides an overview of processes within CR networks and proposes use of CR networks to help reduce the likelihood of overlapping signals by diverting a portion of radio transmissions to frequencies that would otherwise be unused. The use of a multiple input – multiple output or MIMO system along with orthogonal frequency division multiplexing will allow the cognitive network to maintain continuity of operations while performing a spectrum vacation or handover occurs. Keywords: Spectrum access discovery; Spectrum selection; Spectrum handover; Cognitive radio; CR; Cognitive radio mobility management architecture; CRMMA; Multiple input – multiple output; MIMO; Orthogonal Frequency Division Multiplexing; ODFM I. INTRODUCTION At the current time, a vast majority of the usable radio frequency range goes unused in many regions, due to restrictions set by the Federal Communications Commission in the United States or other authorities in various countries. This system of assigning a dedicated range of frequencies to set purposes is known as Fixed Spectrum Allocation (FSA). The FSA system is static in nature and leaves a majority of the available frequency spectrum unused. Cognitive Radio(CR) [1] is seen as a possible solution for the inefficient management of the frequency spectrum currently set by FSA. CR is a new technology that combines Software Defined Radio (SDR) and artificial intelligence to maximize the amount of the frequency spectrum used without affecting the areas of the frequency spectrum used by legacy users. Legacy users are also known as primary users, while CR users are also known as secondary users since the primary users always have first priority when found within range of CR nodes. This is done by setting an interference temperature limit. An interference temperature limit is the amount of interference generated by CR users that can be tolerated by legacy users in order to operate satisfactorily[2,3]. In order for a CR system to operate, it must first discover the unused portion of the frequency spectrum. This is known as Spectrum Sensing. Spectrum Access Discovery follows spectrum sensing by finding any radio access points within the spectrum. The purpose behind Spectrum Selection is to find the best possible frequency spectrum according to quality of service (QoS) requirements and customer needs. Spectrum Cohabitation is the ability to share the frequency spectrum with other CR users sans conflict with the other users or interfering with legacy users.[4] If a legacy user is found on the used portion of the frequency spectrum, or if signal quality degrades, then Spectrum Vacation will occur. Spectrum Handover is intended to occur when the signal quality is degraded. The purpose is to establish a new connection with minimal disruption of service.[4] Frequency-division multiplexing is the process of dividing a set frequency spectrum into smaller non-overlapping frequency ranges for different signals or users on a medium.[5] Multiple-Input and Multiple-Output is the use of multiple antennas at both the transmitter and receiver to improve communication performance. [6] II. RELATED WORK The concept of cognitive radio was introduced in 1998 by Joseph Mitola. In 1999, he co-wrote “Cognitive Radio: Making Software Radios More Personal” with Gerald Maguire. His work was obviously very early efforts and mostly just set a baseline for further research. This work does not address areas of MIMO or other means to ensure the ability of the user to maintain connection with the CN. [7] FCC Notice of proposed rulemaking and order in ET docket no. 03-322, December 2003 established a standard for available frequency usage for cognitive radio networks. This sets a formal definition of a CN and states the allowed frequency ranges for CN systems. This does not address possible technologies used.[1] Zoran Damljanovic wrote “Mobility Management Strategies in Heterogeneous Cognitive Radio Networks” in 2009. This paper summarizes the various facets of cognitive radio network topologies. While being a good overview of current research in CR networks, as well as defining how CR network systems will implement a layered model similar to the OSI model. Specific radio technology is not addressed. [4] In 2001, Helmut Bolcskei, David Gesbert and Arogyaswami J. Paulraj wrote the article “On the Capacity of OFDM-Based Spatial Multiplexing Systems” which explained the benefits of combining multiple-input and multiple-output with orthogonal frequency division multiplexing (OFDM). This work does not address the CR aspect of the proposed system. [8] III. PROBLEM STATEMENT As current radio technologies begin to saturate their respective networks, and as newer technologies become more bandwidth intensive, new technologies will be required to satisfy the needs of users. The typical user will desire a system that requires as little user intervention as possible, while still maintaining near continuous operation. CR network technology will be able to answer the needs of users a majority of the time, but if a legacy user operating in the same frequency range enters the operational radius of the CR network, the network may have to immediately stop traffic and perform a spectrum vacation. Spectrum vacation and spectrum handover both require a certain amount of time for the CR system to overcome and find a new operating frequency. By combining CR network technology with other technology, the problem of total loss of services due to a change in frequency will be much less likely to occur. IV. Note in figure 1 how the spectrum is separated and how the CR users (highlighted in yellow) are spread out. If a primary user was to begin using the 2409 MHz channel, the CR device would immediately perform a spectrum vacation on that channel, and User 1 would be able to communicate with the CR system to gain access to a new usable frequency. Since User 1 is still able to transmit via the 2400MHz frequency channel, the user will not experience a loss of service and will not likely even realize that a change has occurred. If a similar loss of service had occurred in a Single Input and Single Output (SISO) CR network system, the user would have to wait for a new frequency band to be offered by the CR system before the user would be able to communicate. PROPOSED SOLUTION My proposal is for a system that uses CR network technology to perform spectrum sensing to determine the available frequencies in a given area. After the system is aware of the available spectrum, it will use OFDM in combination with MIMO in as broad a spectrum as possible to minimize the likelihood that a primary user will enter the area of the spectrum used by secondary users and interrupt more than a single access channel used by any individual customer. In addition to CR programming, the SDR must be able to recognize when a single transmit or receive channel has been given up. Once the frequency band is relinquished by the secondary user, traffic transmitted on that channel must cease, and if it is a receive channel for a user, the SDR must route the traffic that would have been transmitted on that channel to the other receive channel to avoid a loss of service. V. CONCLUSION Combining the technologies of MIMO, OFDM, and CR networks, as well as additional management software programming in addition to SDR will create a CR system that shall be able to ensure greater system reliability by performing intelligent spectrum handover or spectrum vacation when necessary on one frequency band while maintaining network connectivity on separate bands. This will help to maximize the use of CR network systems while minimizing the downtime of the customer due to conflict with possible primary users within the operational frequency range of the CR network or due to a reduction in signal quality in one of the CR channels. REFERENCES [1] [2] [3] [4] [5] [6] [7] [8] F.C.C (FCC) “Notice of proposed rulemaking and order” in ET docket no. 03-322, December 2003 Mitola, J., “The software radio architecture” in IEEE Communication Magazine, 33(5), 1995, pp. 26-38 Haykin, S., “Cognitive radio: brain empowered wireless communications” in IEEE Journal on Selected Areas in Communications, 23(2), 2005, pp. 201-220 Damljanovic, Z., “Mobility management strategies in heterogeneous cognitive radio networks” in Journal of Network and Systems Management, Vol. 18 No. 1., 2010, pp. 4-22 White, C. “Data communications and computer networks” Thomson Course Technology, 2007, pp. 140-143 Shuguang, C. “Energy-efficiency of MIMO and cooperative MIMO techniques in sensor networks” in Journal on Selected Areas in Communications, IEEE, 2004 Mitola, J., Maguire, G., “Cognitive radio: making software radios more personal” in Personal Communications, IEEE, 1999, pp. 13-18 Bolcskei, H., Gesbert, D., Paulraj, A. J., “On the capacity of OFDMbased spatial multiplexing systems” in Transactions on Communications, IEEE, 2001 Fig. 1.: Possible frequency allocation using a combination of cognitive radio, MIMO, and OFDM. 2400 MHz 2401 MHz 2402 MHz 2403 MHz 2404 MHz 2405 MHz 2406 MHz 2407 MHz 2408 MHz 2409 MHz User 1 TX 1 User 2 TX 1 User 3 TX 1 Primary User Primary User User 1 RX 1 User 2 RX 1 Primary User User 3 RX 1 User 1 TX 2 2410 MHz User 2 TX 2 2411 MHz User 3 TX 2 2412 MHz 2413 MHz 2414 MHz User 1 RX 2 User 2 RX 2 User 3 RX 3