1. Ronald Peter SMIT – Curriculum Vitae 1. Proposed Position: To be determined 2. Name of Firm: Ron Smit Consulting 3. Name of Staff: Ronald Peter Smit 4. Date of Birth: 8th Dec 1956 5. Education: * Heriot-Watt University (Edinburgh Business School), Edinburgh, UK. MBA, 2003 * University of the Witwatersrand, Johannesburg, South Africa. M.Sc.(Eng.)(Mining), 1992 * University of South Africa, Pretoria, South Africa. Diploma in Datametrics, 1986 * Rand Afrikaans University (now: University of Johannesburg), Johannesburg, South Africa. B.Sc.(Hons)(Geology), 1979; B.Sc.(Earth Sciences), 1978. 6. Membership in Professional Societies: * Royal Dutch Institute of Engineers (KIVI-NIRIA) Nationality: Dutch and South African * Royal Geological and Mining Society of the Netherlands (KNGMG) * Society for Geology Applied to Mineral Deposits (SGA) * Geological Society of South Africa (GSSA) * South African Institute of Mining and Metallurgy (SAIMM) * Registered as a Professional Natural Scientist (Pr.Sci.Nat.) in South Africa 7. Other training: - 8. Countries of work experience: Benin, Burkina Faso, Colombia, Ethiopia, Ghana, Iraq (desktop, home-based work only), Kenya, Madagascar, Mali, Mongolia, Netherlands, South Africa, Togo, Uganda, Zambia, Zimbabwe 9. Languages: Speaking Reading Writing English Excellent Excellent Excellent Afrikaans Excellent Excellent Excellent Dutch Excellent Excellent Excellent German Basic Fair Poor French Basic Fair Poor 1 10. Employment Record: From: 1 Jul 08 To: Employer: Ron Smit Consulting Position held: Owner; Independent Consultant in the fields of geosciences and mining institutional support, including projects in the areas of mining sector governance, environmental assessment, mining cadastre design, institutional restructuring and mining sector reform. From: 1 Jul 05 Employer: Swedish Geological / HifabGruppen AB Position held: Project Manager; Team Leader of an EU-funded Project within the Mining Sector Support Programme, Ghana From: 2003 Employer: Independent Consultant Position held: Independent Consultant in the field of geoscience (mineral exploration) From: 1995 Employer: Western Areas Limited (Previously called JCI Limited) Position held: Manager: Exploration (West Africa) From: 1991 Employer: Johannesburg Consolidated Investment Co. Ltd (JCI) Position held: Ore Evaluation Manager Exploration Manager (Africa) From: 1987 Employer: Johannesburg Consolidated Investment Co. Ltd. Position held: Senior Geologist – Evaluation Divisional Geologist – Evaluation From: 1984 Employer: GENCOR (Previously known as General Mining Union Corporation Ltd) Position held: Senior Geologist From: 1982 Employer: General Mining Union Corporation Ltd. Position held: Geologist To: To: To: To: To: To: To: Present 30 Jun 08 2005 2001 1994 1991 1987 1984 2 11. Detailed tasks assigned: Depending on the project design, to be finalised. 12. Work undertaken that best illustrates capability to handle the tasks assigned (in chronological order): Name of assignment / project: Mineral Production Monitoring Support to the Zambian Ministry of Mines, Energy and Water Development (MMEWD) Year: January 2015, ongoing Location: Zambia Client: Adam Smith International, for the European Union Main project features: Review of mining-related legislation Capacity building within the MMEWD to improve mineral production monitoring, to help facilitate improved royalty calculations Development of data collection procedures and software Support to policy, planning, budgeting and organisational development within MMEWD Positions held: Team Leader Activities performed: Assessment of mineral production in Zambia Assessment of the MMEWD’s capacity to monitor production Procurement of equipment Development of training plans and conduct of formal and on-the-job training Review of proposed new mining bill and proposal of changes Name of assignment / project: Strategic Study of Sustainability of the Gold Supply Chain Year: January 2015 – June 2015 Location: The Netherlands Client: Profundo BV, for the Ministry of Foreign Affairs Main project features: Description of sustainability issues related to gold mining, processing, trading and recycling Development of potential policy and project options for the Dutch government, in order to help improve sustainability 3 Informing an international round table conference organised to discuss policy options for the Dutch government Positions held: Consultant Activities performed: Literature study of gold mining, processing trading and recycling, with special reference to sustainability-related issues Conduct of a number of interviews with a wide range of participants, stakeholders and commentators in the gold supply chain Regular interaction with officials of the Ministry of Foreign Affairs, to discuss preliminary results and potential ideas for policy proposals and other interventions Production of a Draft Report to help inform a roundtable conference Production of a Final Report, incorporating decisions and proposals from the round table conference, outlining the proposed policies and activities Name of assignment / project: Kenya Extractive Industries Development Programme (KEIDP) Year: January 2014, ongoing Location: Kenya, The Netherlands Client: Adam Smith International, for DfID Main project features: Extractives (including mining) policy drafting advisory and support to the Ministry of Mining (MoM) Investor promotion activities at Indaba and PDAC, broader communications strategy, branding, etc. Organisational review and strengthening of the MoM Mineral rights licensing and geodata review Development of a regional strategy Airborne survey advisory and support Fiscal training, with specific reference to transfer pricing Pricing mechanisms advisory and support Business organisations capacity building Civil society advisory and support Positions held: Mining Adviser Activities performed during Inception Phase: Discussions with the Ministry of Mining officials, including the Cabinet Secretary (minister) Review of proposed new mining bill and proposal of changes Contribution to the Inception Report and project plan 4 Review of the existing mineral rights cadastre system and the relevant organisational structure Review of the proposed cadastre upgrade ito suitability and value-for-money Consultations concerning mining regulations and sector governance (monitoring, inspection, enforcement, etc.) Name of assignment / project: Strategic Assessment of the Mining Sector in Ethiopia Year: May 2013 – January 2014 Location: Ethiopia; The Netherlands Client: Swedish Geological AB, for the World Bank Main project features: Analysis of the mineral sector value chain in Ethiopia Assessment of the existing regulatory and institutional framework to ensure appropriate governance of the sector Study of the potential benefits and costs of the mining industry, for Ethiopia Assessment of exploration potential for various minerals Positions held: Team Leader Activities performed: Name of assignment / project: Discussions with the Ministry of Mining, its different departments, as well as various other public institutions in Ethiopia Map the exploration and mineral investment potential in respect of various types of mineral deposits in different parts of the country Discussion of mining- and exploration-related policy matters, especially with respect to mineral rights licensing Assess the governance landscape, with reference to the various issues (legal, technical, financial, environmental, etc.) as well as the federal, regional and local aspects Discussions with other donor agencies (CIDA, AusAID and others) to ensure coordination and avoid overlaps Formulation of recommendations to identify opportunities and to avoid risks, so as to ensure that mining industry has a maximum beneficial impact on the country. Policy Advice to the Ministry of Mining on a Functional Review of Institutions engaged in the Management and Regulation of the Mining Sector in Mongolia 5 Year: May – September 2013 Location: Mongolia; The Netherlands Client: Ministry of Mining, Mongolia, under WB-funded MSISTAP Main project features: Conduct a review of mining policy and legislation in Mongolia Conduct a functional review of the mining-related public institutions in Mongolia, with reference to their ability to ensure (a) appropriate governance over the mining sector and (b) maximisation of the sector’s long-term contribution to country’s wider economy Positions held: Consultant Activities performed: Wide and in-depth consultation with the Ministry of Mining and other relevant Ministries, Implementing Agencies, mining companies, local government agencies and special interest groups, on the topics of mining policy and institutional structure to facilitate implementation Review of various draft mining policies, and provision of comments and suggested changes in the text Conduct of workshops to discuss mining policy, mining sector governance, monitoring and inspection regimes and institutional mandates Formulation of recommendations to the Ministry of Mining, proposing improved institutional structures and mandates, to work towards better sharing of information within the sector Discussions with other donor agencies (CIDA, AusAID, Swiss Development Agency) to ensure coordination and avoid overlaps Participation in the World Economic Forum’s meeting of the Responsible Minerals Development Platform Name of assignment / project: Project design to plan AusAID assistance for improved mining governance in Zambia Year: November 2012 Location: Zambia Client: Adam Smith International, for AAPF/Cardno Main project features: Identification of focus areas for intervention to improve mining sector governance and to increase the beneficial impact of mining on the economy of Zambia Assessment of potential intervention areas, including geological mapping requirements, management of the mining cadastre system, mining-related regulation design and enforcement, verification of mine production and mining sector technical training 6 requirements Planning of project activities Positions held: Consultant Activities performed: Discussions with the Ministry of Mining, Energy and Water Development, (Permanent Secretary, Mines Development Department, Mineral Economics Unit, and Geological Survey Department) Diagnosis of the regulatory and organisational situation w.r.t. mining cadastre management in Zambia Discussions with Zambian Revenue Authority (Large Taxpayer Department) Discussions with other donor agencies (World Bank, EU, Norwegian Embassy) to ensure coordination and avoid overlaps Formulation of recommendations for AusAID Name of assignment / project: Scoping study in Ghana to help determine potential future AusAID-supported projects Year: July-August 2012 Location: Ghana Client: Adam Smith International, for AAPF/Cardno Main project features: Determination of areas where AusAID could potentially assist in mining sector development and governance Wide consultation with mining sector stakeholders Positions held: Consultant Activities performed: Discussions with sector stakeholders, including the Minerals Commission, Environmental Protection Agency, Chamber of Mines, individual mining and contracting companies, civil society organisations and think-tanks Internal discussions Name of assignment / project: Consultation with the Colombian Contraloría General de la Republica (CGR, the Comptroller General’s Office) in connection with Mining Environmental Impacts Year: November 2011 – April 2012 Location: Colombia Client: IKV Pax Christi Main project features: Consultation on general environmental and social effects of mining and exploration (November 2011) Training of CGR staff members on EIA and general 7 environmental governance issues (March 2012) Positions held: Consultant Activities performed: Discussion of closure planning, decommissioning and Environmental Financial Assurance mechanisms Presentations to a national forum hosted by the CGR Interactions with Colombian NGO’s and advocacy groups Training sessions with Contraloría staff on mining sector EIA and mining sector regulations and appropriate governance Name of assignment / project: Non-oil Minerals Sector component of the UNIDO Private Sector Development Project (Upstream Output Consolidation) for Iraq Year: December 2011 – June 2012 Location: Home-based desktop study work Client: D’Appollonia, through TAS Europrojects Main project features: Determination of priorities for private sector development and investment in the minerals sector Proposals for the investment road-map Proposals for institutional and legislative reform Positions held: Consultant Activities performed: Description of the existing mineral resources and industry in Iraq, comparisons with other countries Development of proposals for different minerals, including strategic investment and specific action plans Development of proposals related to restructuring of legislation and mining sector related institutions Interactions with Iraqi and international institutions and experts Name of assignment / project: Design of a Mining Cadastre and Registry Project, part of the Sustainable Management of Mineral Resources Project (SMMRP) Year: June 2009 – May 2010 Location: Uganda Client: Department of Geological Survey and Mining (DGSM), Ministry of Energy and Mineral Development (MEMD), Uganda, funded by the Nordic Development Fund Main project features: Review of legislative framework and institutional organisation related to the mining cadastre Assessment of institutional mandates and capacity within the DGSM 8 Diagnosis of cadastral procedures within the DGSM Evaluation of the geodetic and topographic network in Uganda Development of a geodetic transformation algorithm to translate between cartographic datasets in different projections/datums Translation of Mining Act and regulations into work flows Registration of current mining and exploration licenses and applications, into one common coordinate system with one common datum Design of a modern mining cadastre system, to be used for the management of all types of mineral rights Training, including “on-the-job” training, short courses, national workshops and (international and regional) study tours Positions held: Team Leader Activities performed: Leadership over a small group of Ugandan and international experts Institutional liaison Capacity building, including the design of training programmes for staff employed by the DGSM Extensive collaboration with DGSM staff and officials from other institutions involved in the mining industry in Uganda Name of assignment / project: Mining Sector Support Programme (Integration of DAP Servers into the IMS and Incorporation of Geophysical and Geological Data Project) Year: October 2009 – June 2010 Location: Ghana Client: Minerals Commission of Ghana, funded by the European Union Main project features: Selection of DAP server hardware and software to host geophysical and geological data in the Minerals Commission Procurement and installation of servers at the Minerals Commission Integration of datasets from the various MSSP projects onto the DAP servers Training of Minerals Commission officials to enable full access to the datasets Proposal of a project extension to replicate the hardware, software and datasets at the Geological Survey Department 9 Positions held: Team Leader Activities performed: Leadership over a small group of national and international experts Management and coordination of the various experts from partner organisations Spatial Dimension (South Africa) and Sambus (Ghana) Institutional liaison, with the Minerals Commission and with the EC Delegation Name of assignment / project: Assessment of mineral investment potential in Ghana Year: 2009 Location: Ghana, The Netherlands Employer: Swedish Geological AB, for International Gold Exploration IGE AB Main project features: Positions held: Description of the geological setting of gold deposits in Ghana Description of Ghana as a mining country, and an introduction to the various mining-related institutions Descriptions of the major mining operations in the country Identification of a limited number of advanced exploration projects that could potentially be fast-tracked to development and production Consultant Activities performed: Assessment and description of background information, including the geology of Ghana, and the existing gold mining operations Description of the mining industry, including the service companies that were present Identification of a limited number of investment opportunities in advanced projects Name of assignment / project: Mining Sector Support Programme (National Environmental Impact Assessment and Strategic Environmental Assessment Project) Year: July 2005 – June 2008 Location: Ghana Client: Swedish Geological (then part of HifabGruppen AB); for the Minerals Commission of Ghana, funded by the European Union Main project features: Country-wide assessment of the environmental impact of all types and scales of mining operations Visits to 61 mine and exploration sites, including a number of different types of ASM operations, 10 sampling aspects of the bio-physical environment (water, soil, air, plants) as well as the human environment (health and safety, socio-economic) Assessment of the overall impacts of small- and large-scale mining within river basins and within selected districts in Ghana Consultation with numerous institutions, including the Minerals Commission, the Inspectorate Division, the Environmental Protection Agency, the Geological Survey Department, the Chamber of Mines, NGO’s and individual small- and large-scale mining companies, as part of a participative approach to Strategic Environmental Assessment (SEA) Organisation and execution of various workshops involving the abovementioned institutions and stakeholders, as part of the SEA Recommendation of adjustments to policies, legislation, guidelines and to institutional structures and procedures, including the cadastral and environmental permitting regulations and procedures Positions held: Team Leader; Consultant Activities performed: Leadership over a large and diverse group of national and international experts (57 and 191 manmonths respectively) as well as 5 long-term experts Coordination of the various experts to conduct investigations and trainings, deliver a cohesive set of reports and recommendations, as well as a computerised, GIS-based sampling database Institutional liaison Capacity building, including the design of training programmes for staff seconded from the Minerals Commission, Inspectorate Division and the Environmental Protection Agency. Liaison with World Bank consultants in connection with Natural Resources and Environmental Governance Programme, and EITI Name of assignment / project: Mineral (gold) exploration and new mining business investigation Year: 1991-2001 Location: Based in Ghana, also active in other West and southern African countries. Employer: Johannesburg Consolidated Investment Co. Ltd., succeeded by JCI Limited and Western Areas Limited Main project features: Exploration for economic gold deposits and investigation into potential mineral investment opportunities in a number of African countries Assessment of the legislative environment and 11 Positions held: Activities performed: institutional capacity in African countries Initiation and negotiation of Joint Venture opportunities with mining and exploration companies Negotiation and liaison with government agencies in connection with the divestiture of Ghana State Gold Mining Corporation properties Director of exploration companies, subsidiary to JCI Limited Manager – Exploration (West Africa) Exploration Manager – Africa Overall technical and financial leadership over the team in Ghana Exploration management of a number of gold exploration projects, including preparation of annual budgets Assessment of exploration and investment opportunities in Ghana and other countries: Benin, Burkina Faso, Côte d’Ivoire, Ethiopia, Madagascar, Mali, Togo Participation in small multidisciplinary teams to assess specific mining operations Reporting to JCI senior management and Board on investment opportunities Name of assignment / project: Mineral evaluation Year: 1987-1991 Location: Randfontein, South Africa Employer: Johannesburg Consolidated Investment Co. Ltd. Main project features: Evaluation of ore reserves in gold and platinum mines, as well as new mining projects being developed Positions held: Ore Evaluation Manager Divisional Geologist Senior Geologist Activities performed: Ore reserve evaluation Development of evaluation software Training of mine staff in the use of software Name of assignment / project: Mineral exploration Year: 1982-1987 Location: Various locations in South Africa Employer: Gencor 12 Main project features: Exploration for economic mineral deposits Positions held: Senior Geologist Geologist Activities performed: Geological mapping Geochemical sampling Management of drilling campaigns 13 13. Certification: I, the undersigned, certify that to the best of my knowledge and belief, this CV correctly describes myself, my qualifications, and my experience. I understand that and wilful misstatement described herein may lead to my disqualification or dismissal, if engaged. Date 6th June, 2015 14