An Extensive Bibliography of Data Envelopment Analysis Volume III: Supplement 1 Compiled by Ali Emrouznejad and Emmanuel Thanassoulis Business School University of Warwick Coventry, CV4 7AL England http://www.warwick.ac.uk/~bsrlu/ April 1997 Bibliography Agrell, P. J. and J. Wikner. 1996. "A Coherent Methodology for Productivity Analysis Employing Integrated Partial Efficiency." International Journal Of Production Economics 46401-11. Allen, R, Athanassopoulos A., Dyson R. G., and E. Thanassoulis. 1997 (Due to appear). "Weights Restrictions and Value Judgements in Data Envelopment Analysis: Evolution, Development and Future Directions." Annals of Operations Research . Allen R. and Thanassoulis E. 1996. "Increasing Envelopment in Data Envelopment Analysis." Working Paper No. 210, Warwick Business School, Warwick University, Coventry CV4 7AL, UK. Allison J. , Charnes A, Cooper W W, and Sueyoshi T. 1994. "How Do the Construction and/or Interpretation of Models Affect Our Decisions?: Part 1 Uses of Modelling in Science and Society." Ethics in Modelling Edited by W. A. Wallance, Oxford: Pergamon Press, Chapter 2. 11-36. Amini, M. M. and B. Pease. 1996. "Data Envelopment Analysis: Assessing Operating Efficiency of the USPS Facilities Department." . Anderson, Timothy R. 1995. "Modelling Considerations in Data Envelopment Analysis (Decision Making Units, Classification)." PhD, Georgia Institute Of Technology (0078). Anderson, Urton L., William M. Cooper, and David E. Lockhart. Fall 1994. "DEA Evaluations of Performance Audits." Internal Auditing [IAD] 10(2):13-22. 1 Anonymous. 1995. "PhD Scholarships Well Spread." Chartered Accountants Journal of New Zealand [ANZ] 74(8):22-23. Arnold, V. L., I. R. Bardhan, W. W. Cooper, and S. C. Kumbhakar. 1996. "New Uses of DEA and Statistical Regressions for Efficiency Evaluation and Estimation-With an Illustrative Application to Public Secondary Schools in Texas." Annals of Operations Research 66255-77. Athanassopoulos, A. 1997 (forthcoming). "Embodying Service Quality into Operating Efficiency for Assessing the Effort Effectiveness in the Provision of Financial Services." European Journal of Operational Research . ———. 1997, (forthcoming). "Target Based Resource Allocation in Multi-Unit and Multi-Level Organisations." Management Science . ———. (forthcoming). "Antecedents of Customer Satisfaction & Customer Differentials: Evidence From the Greek Banking Industry." Journal of Business Research . ———. (forthcoming). "Multivariate and Frontier Analysis for Assessing the Market and Cost Efficiency of Large Scale Bank Branch Networks." Journal of Money and Credit Banking . Athanassopoulos, A and Giokas D. 1997(In press). "On-Going Use of Data Envelopment Analysis in Banking Institutions: Evidence From the Commercial Bank of Greece." Interfaces (USA) . Athanassopoulos A. and D Giokas. 1997. "Assessing Technical Efficiency and Returns to Scale in State Owned Enterprises: the Hellenic Telecommunications Organisation." Journal of Operational Research . Athanassopoulos, A. and J. Karkazis. 1997. "The Efficiency of Social and Economic Image Projection in Spatial Configurations." Journal Of Regional Science 37(1):75-97. Athanassopoulos A. and Mylonopoulos N. 1997. "Marketing Information Systems for Sustained Competitive Advantage in Retailing Organisations." EMAC 97 Published Proceedings . Athanassopoulos A. and Podinovski V. 1997. "Dominance and Potential Optimality in Multiple Criteria Decision Analysis With Imprecise Information." Journal of the Operational Research Society 48:142-50. Athanassopoulos, A and Victor V. Podinovski. 1995. "A DEA Model With Weight Restrictions ." Warwick Business School, Working Paper 181 . 2 Athanassopoulos A. and Shalle E. 1997. "An Investigation on the Cost and Value Added Efficiencies of Higher Education Institutions in the UK Using Data Envelopment Analysis." Education Economics Journal 5(2). Athanassopoulos, A, E Thanassoulis, O B. Olesen, and N C. Petersen. 1995. "Assessing Marginal Impacts of Investments on the Performance of Organisational Units; Comment on Assessing Marginal Impact of Investment on the Performance of Organisational Units; Reply." International Journal of Production Economics [EPE] 39(1,2):149-64. Bailey, Marshall H. I. 1993. "Public Administration Efficiency Through Total Quality Management (Quality Management)." PhD, George Mason University (0883). Baker, R. C. and S. Talluri. 1997. "A Closer Look at the Use of Data Envelopment Analysis for Technology Selection." Computers & Industrial Engineering 32(1):101-8. Banker, R D., I Bardhan, and W W. Cooper. 8, 1996. "A Note on Returns to Scale in DEA." European Journal of Operational Research [EJO] 88(3):583-85. Banker, R. D., Hsihui Chang, and W. W. Cooper. 1996. "Simulation Studies of Efficiency, Returns to Scale and Misspecification With Non-linear Functions in DEA." Annals of Operations Research (66):233-53. Banker, R. D. and R. C. Morey. 1996. "Estimating Production Frontier Shifts: an Application of DEA to Technology Assessment." Annals of Operations Research Vol: 66 P. 181-96 66181-96. Banker, Rajiv D., Hsihui Chang, and William W. Cooper. Mar 22, 1996. "Equivalence and Implementation of Alternative Methods for Determining Returns to Scale in Data Envelopment Analysis." European Journal of Operational Research [EJO] 89(3):473-81. Banker, Rajiv D., Hsihui Chang, and Chris F. Kemerer. May 1994. "Evidence on Economies of Scale in Software Development." Information & Software Technology [DTP] 36(5):275-82. Bardhan, I., W. F. Bowlin, W. W. Cooper, and T. Sueyoshi. "Models and Measures for Efficiency Dominance in DEA. I. Additive Models and MED Measures." Journal of the Operations Research Society of Japan 39(3):322-32. Bardhan, Indranil R. 1995. "Data Envelopment Analysis and Frontier Regression Approaches for Evaluating the Efficiency of Public Sector Activities: Applications to Public School Education in Texas." PhD, The University Of Texas At Austin (0227). 3 Barr, Richard S. and Thomas F. Siems. 1994. "Predicting Bank Failure Using DEA to Quantify Management Quality." Federal Reserve Bank of Dallas Financial Industry Studies [FIS] 11-31. Bergquist, Robert K. Fall 1996. "Audit Risk Analysis: An Experiment Using Data Envelopment Analysis." Internal Auditing [IAD] 12(2):3-12. Bates, J. M. 1997. "Measuring Predetermined Socio-economic 'Inputs' When Assessing the Efficiency of Educational Outputs." Applied Economics 29(1):85-93. Bates, J. M., D. Baines, and D. K. Whynes. 1996. "Measuring the Efficiency of Prescribing by General Practitioners." Journal Of The Operational Research Society 47(12):1443-51. Bernard, J., U. Cantner, and G. Westermann. 1996. "Technological Leadership and Variety: a Data Envelopment Analysis for the French Machinery Industry." Annals Of Operations Research 68361-77. Blank, Robert R. 1987. "Genesis of Silica and Calcite Cemented Soils in Idaho (Duripan)." PhD, University Of Idaho (0089). Bogetoft, P. 1994. "DEA-Based Yardstick Competition: The Optimality of Best Practice Regulation." W.P. Copenhagen Business School. 1-23. ———. 1996. "DEA on Relaxed Convexity Assumptions." Management Science 42(3):457-65. Bogetoft, P. and D. Wang. 1996. "Gains From Merging DMUs." Working Paper, Institute of Economics, Royal Agricultural University, Denmark. 1-25. Boles, James S., Naveen Donthu, and Ritu Lohtia. 1995. "Salesperson Evaluation Using Relative Peformance Efficiency: The Application of Data Envelopment Analysis." Journal of Personal Selling & Sales Management [JPN] 15(3):31-49. Boljuncic V. 1994. "Data Envelopment Analysis." M. Sc. Thesis, Department of Mathematics, University of Zagreb (In Croatian). Bradley, J. S. and G. A. Soulodre. 1995. "The Influence of Late Arriving Energy on Spatial Impression." Journal of the Acoustical Society of America 97 (4):226371. Brockett, Patrick L. and Boaz Golany. Mar 1996. "Using Rank Statistics for Determining Programmatic Efficiency Differences in Data Envelopment Analysis." Management Science [MCI] 42(3):466-72. Burton, M P. and E Phimister. Mar 1995. "Core Journals: A Reappraisal of the Diamond List." Economic Journal: The Journal of the Royal Economic Society [ECJ] 105(429):361-73. 4 Busby, J. S. 1995. "Measuring the Performance of Engineering: the Data Fusion Problem." Engineering Management Journal 5(3):117-20. Cabezas Vega, Luis A. 1994. "Factor Substitution, Capacity Utilisation, and Total Factor Productivity Growth in the Peruvian Manufacturing Industry." Ekondr, Goteborgs Universitet (Sweden) (0904). Campbell, David G. 1993. "Production Frontiers, Technical Efficiency, and Productivity Measurement in a Panel of United States Manufacturing Plants." PhD, University Of Maryland College Park (0117). Chambers R. G., Chung Y., and Fare R. 1996, March. "Profit, Directional Distance Functions, and Nerlovian Efficiency." Discussion Paper No. 96-05, Department of Economics, Southern Illinois University,, Carbondale, IL 62901 . Chang, Hsi-Hui. 1994. "Linearity and Separability Assumptions in Cost Accounting." PhD, University Of Minnesota (0130). Chang, Kuo-Ping and Yeah-Yuh Guh. 1995. "Piecewise Loglinear Frontier and Log Efficiency Measures." Computers & Operations Research [CRO] 22(10):103137. Chang, Ray-E. 1994. "A Constrained Game Theoretic Approach for Evaluating the Performance of Health Maintenance Organisations." PhD, The University Of Texas At Arlington (2502). Chang, Yih-Long, Toshiyuki Sueyoshi, and Robert S. Sullivan. 1996. "Ranking Dispatching Rules by Data Envelopment Analysis in a Job Shop Environment." IIE Transactions [AIE] 28(8):631-42. Charnes, A., Cooper W. W., and T. Sueyoshi. 1986. "Least Square/Ridge Regression and Goal Programming/Constrained Regression Alternatives." European Journal of Operational Research 27(2):146-57. Charnes, A., W. W. Cooper, and T. Sueyoshi. 1988. "A Goal Programming/Constrained Regression Review of the Bell System Break-up." Management Science 34(1):126. Charnes, A. and L. Neralic. "Sensitivity Analysis in Data Envelopment Analysis for the Case of Non-Discretionary Inputs and Outputs." Glasnik Matematicki, Serija III 30(2):359-71. Charnes, Abraham, Armando Gallegos, and Hongyu Li. 8, 1996. "Robustly Efficient Parametric Frontiers Via Multiplicative DEA for Domestic and International Operations of the Latin America Airline Industry." European Journal of Operational Research [EJO] 88(3):525-36. 5 Chattopadhyay, Sajal and Dennis Heffley. Spring 1994. "Are for-Profit Nursing Homes More Efficient? Data Envelopment Analysis With a Case-Mix Constraint." Eastern Economic Journal [EEJ] 20(2):171-86. Chen, Guoqing. 1995. "The Assessment of Technical Efficiency of Public Family Planning Program in North Carolina." PhD, The University Of North Carolina At Chapel Hill (0153). Chilingerian, J. A. and H. D. Sherman. 1996. "Benchmarking Physician Practice Patterns With DEA: a Multi-Stage Approach for Cost Containment." Annals of Operations Research 6783-116. Cook, Wade D., John Doyle, Rodney Green, and Moshe Kress. 1996. "Ranking Players in Multiple Tournaments." Computers & Operations Research [CRO] 23(9):86980. Cooper, W. W., K. K. Sinha, and R. S. Sullivan. 1996. "Evaluating the Information Content of a Measure of Plant Output: an Application to High-Technology Manufacturing." Annals Of Operations Research 68329-60. Cooper, W. W., R. G. Thompson, and R. M. Thrall. 1996. "Introduction: Extensions and New Developments in DEA." Annals of Operations Research 663-45. Cooper W W, Tone K., Takamori H., and Sueyoshi T. 1994. "Data Envelopment Analysis: Survey and Interpretations-PART I (in Japanese)." Operations Research: Communication of the Operations Research Society of Japan 39(8):419-25. ———. 1994. "Data Envelopment Analysis: Survey and Interpretations-PART II (in Japanese)." Operations Research: Communication of the Operations Research Society of Japan 39(9):480-485. ———. 1994. "Data Envelopment Analysis: Survey and Interpretations-PART III (in Japanese)." Operations Research: Communication of the Operations Research Society of Japan 39(10):547-55. Cooper, W. W., Zhimin Huang, and S. X. Li. 1996. "Satisficing DEA Models Under Chance Constraints." Annals of Operations Research Vol: 66 P. 279-95. Courtney, Leland M. 1993. "An Empirical Study of the Relationship Between Information Technology Investment and Corporate Productivity (Data Envelopment)." PhD, The University Of Texas At Arlington (2502). Cowie, Jonathan and Geoff Riddington. 1996. "Measuring the Efficiency of European Railways." Applied Economics [APE] 28(8):1027-35. Criswell, D. R. and R. G. Thompson. "Data Envelopment Analysis of Space and Terrestrially-Based Large Scale Commercial Power Systems for Earth: a 6 Prototype Analysis of Their Relative Economic Advantages." Solar Energy 56(1):119-31. De Borger, Bruno and Kristiaan Kerstens. 1996. "Cost Efficiency of Belgian Local Governments: A Comparative Analysis of FDH, DEA, and Econometric Approaches." Regional Science & Urban Economics [RSU] 26(2):145-70. Dean, David L. 1993. "Organisational Effectiveness in U.S. And Spanish Electricity Distribution: the Impact of Contextual Variables (United States)." PhD, University Of Houston (0087). DePree, Chauncey M. J., Rebecca K. Jude, and Leslie D. Turner. 1995. "A Tool to Help Insurance Company Management Assess Attorney Efficiency and Productivity." CPCU Journal [CPC] 48(3):155-62. Dharmapala, Parakramaweera S. 1992. "Sensitivity of Data Envelopment Analysis (DEA) Efficiency Measures to Several Primary Data Sets." PhD, University Of Houston (0087). Dor, Avi. 1994. "Non-Minimum Cost Functions and the Stochastic Frontier: On Applications to Health Care Providers." Journal of Health Economics [JHE] 13(3):329-34. Dula, J. H. and R. V. Helgason. 1996. "A New Procedure for Identifying the Frame of the Convex Hull of a Finite Collection of Points in Multidimensional Space." European Journal of Operational Research 92(2):352-67. El-Mahgary, Sami and Risto Lahdelma. 22, 1995. "Data Envelopment Analysis: Visualizing the Results." European Journal of Operational Research [EJO] 83(3):700-710. Emrouznejad, A. 1995-1996. "Ali Emrouznejad's DEA (Data Envelopment Analysis) HomePage." Http://www.csv.warwick.ac.uk/~bsrlu. Warwick Business School, Warwick University, Coventry, CV4 7AL. Emrouznejad A. and E. Thanassoulis. 1996. "An Extensive Bibliography of Data Envelopment Analysis (DEA) Volume I: Working Papers." Working Paper No. 244, Warwick Business School . ———. 1996. "An Extensive Bibliography of Data Envelopment Analysis (DEA) Volume II: Journals Papers." Working Papers Working Paper No. 245, Warwick Business School . Engert, Frank. Summer 1996. "The Reporting of School District Efficiency: The Adequacy of Ratio Measures." Public Budgeting & Financial Management [PBFM] 8(2):247-71. 7 Engert, Frank M. 1995. "A Study of School District Efficiency in New York State Using Data Envelopment Analysis." PhD, State University Of New York At Buffalo (0656). Fadel, Huda. 1993. "Production Efficiency in Outpatient Substance Abuse Treatment Organisations." PhD, The University Of Michigan (0127). Fare R. and Groskopf S. 1996, October. "Efficiency and Productivity in Rich and Poor Countries." Discussion Paper, Department of Economics, Southern Illinois University,, Carbondale, IL 62901 . Fare, R, S Grosskopf, P Roos, and Subhash C. Ray. 1995. "Productivity and Quality Changes in Swedish Pharmacies; Comments on Productivity and Quality Changes in Swedish Pharmacies; Reply." International Journal of Production Economics [EPE] 39(1,2):137-47. Fare R and Grosskopf Shawna. 1996. "Network Models and Data Envelopment Analysis." Discussion Paper, Department of Economics, Southern Illinois University,, Carbondale, IL 62901 :1-19. Fare R., Grosskopf Shawna, and Weber W. 1997, February. "The Effect of Risk-Based Capital Requirments on Profit Efficiency in Banking." Discussion Paper No. 9712, Department of Economics, Southern Illinois University,, Carbondale, IL 62901 . Faucett, Allen and Brian H. Kleiner. 1994. "New Developments in Performance Measures of Public Programmes." International Journal of Public Sector Management [PSM] 7(3):63-70. Fernengel, Karen J. 1994. "Data Envelopment Analysis of Efficiency and Effectiveness of Time and Personnel Use by Families Providing Complex Health Care at Home (Home Health Care)." PhD, University Of Kansas (0099). Fitzsimmons, J. A., M. Jain, and J. A. M. Duffy. "Analysis of Nursing Home Care Using DEA." . Forker, L. B. and D. Mendez. "Evaluating the Relationship Between Total Quality Management and Quality Performance." . Gaisford, John W. 1993. "Priorities in Health Care, a Resource Allocation Method and Empirical Investigation (Prioritised Health Care)." PhD, University Of Oregon (0171). Gang Yu, Quanling Wei, and P. Brockett. 1996. "A Generalised Data Envelopment Analysis Model: a Unification and Extension of Existing Methods for Efficiency Analysis of Decision Making Units." Annals of Operations Research Vol: 66 P. 47-89 6647-89. 8 Gannaway, Jerry N. 1996. "Analysis of the Benchmarking Process As a Potential Tool to Enhance Organisational Competitiveness." De, Southern Methodist University (0210). Gerberman, James H. 1992. "On Some Problems of Market Planning Evaluation and Analysis in the Presence of Competitive and Stochastic Effects (Competition)." PhD, The University Of Texas At Austin (0227). Giokas, D. 1997. "The Use of Goal Programming and Data Envelopment Analysis for Estimating Efficient Marginal Costs of Outputs." Journal Of The Operational Research Society 48(3):319-23. Girod, Olivier A. 1996. "Measuring Technical Efficiency in a Fuzzy Environment (Data Envelopment, Parametric Programming, Free Disposal Hull)." PhD, Virginia Polytechnic Institute And State University (0247). Gonzalez-Lima, M. D., R. A. Tapia, and R. M. Thrall. 1996. "On the Construction of Strong Complementarity Slackness Solutions for DEA Linear Programming Problems Using a Primal-Dual Interior-Point Method." Annals of Operations Research 66139-62. Gonzalez-Lima, Maria D. 1995. "Effective Computation of the Analytic Centre of the Solution Set in Linear Programming Using Primal-Dual Interior-Point Methods (Data Envelopment Analysis)." PhD, Rice University (0187). Green, R H. 1996. "DIY DEA: Implementing Data Envelopment Analysis in the Mathematical Programming Language AMPL." Omega [POMG] 24(4):489-94. Green, Rodney H., J. R. Doyle, and Wade D. Cook. Mar 22, 1996. "Efficiency Bounds in Data Envelopment Analysis." European Journal of Operational Research [EJO] 89(3):482-90. ———. May 10, 1996. "Preference Voting and Project Ranking Using DEA and CrossEvaluation." European Journal of Operational Research [EJO] 90(3):461-72. Green, R. H. and J. R. Doyle. 1997. "Implementing Data Envelopment Analysis: Primal or Dual?" INFOR 35(1):66-75. Green, Rodney and J. R. Doyle. 1996. "Improving Discernment in DEA Using Profiling: A Comment." Omega [POMG] 24(3):365-66. Gregory, G. "A Multiple-Criteria Decision Model With Ranked Inputs." IMA Journal of Mathematics Applied in Business and Industry 6(2):249-57. Grogan, Thomas J. 1993. "A Data Envelopment Analysis of Eighth Grade Mathematics Instruction With a Comparison of Catholic and Public Schools." EDD, University Of Cincinnati (0045). 9 Guangfu Zeng. 1996. "Evaluating the Efficiency of Vehicle Manufacturing With Different Products." Annals of Operations Research 66299-310. Haag, Stephen E. and Patrick V. Jaska. 1995. "Interpreting Inefficiency Ratings: An Application of Bank Branch Operating Efficiencies." Managerial & Decision Economics [MEN] 16(1):7-14. Hardy, Donald E. 1988. "The Semantics of Creek Morphosyntax (Muskogean)." PhD, Rice University (0187). Hartman, T. E. and J. E. Storbeck. 1996. "Input Congestion in Loan Operations." International Journal Of Production Economics 46413-21. Hashimoto, A. 1996. "A DEA Selection System for Selective Examinations." Journal Of The Operations Research Society Of Japan 39(4):475-85. Hayes, Kevin J. 1993. "The Relative Efficiency of Hospital-Based and Free-standing Home Health Agencies in Texas (Medicare, Reimbursement)." PhD, The University Of North Carolina At Chapel Hill (0153). Hebie, Ditalamane. 1994. "Cost Analysis and Measurement of Efficiency in Peanut Production: a Non-Parametric Approach." PhD, University Of Georgia (0077). Heimerman, Kathryn T. 1993. "Efficient Set Relations Among Data Envelopment Analysis Models and Resource Use Efficiency in Manufacturing." PhD, University Of Massachusetts (0118). Hollingsworth, Keith B. 1995. "A Warehouse Benchmarking Model Utilising Frontier Production Functions (Data Envelopment Analysis)." PhD, Georgia Institute Of Technology (0078). Horsky, D. and P. Nelson. 1996. "Evaluation of Salesforce Size and Productivity Through Efficient Frontier Benchmarking." Marketing Science 15(4):301-20. Howard-Miller, Joyce R. 1993. "Principal Political Behaviour in Effective, Efficient and Ineffective, Inefficient High Socio-economic Status High Schools (Effective Schools)." PhD, The University Of Texas At Austin (0227). Johnson, Steven L. 1995. "Organisational Structure and the Performance of Contract Training Operations in American Community Colleges." PhD, The University Of Texas At Austin (0227). Juras, Paul E., Joan Kaspin, and Dale R. Martin. 1994. "An Analysis of Gainsharing in a Health Care Setting." Health Care Supervisor [HCS] 13(2):44-50. Kamakura, W. A., T. Lenartowicz, and B. T. Ratchford. 1996. "Productivity Assessment of Multiple Retail Outlets." Journal Of Retailing 72(4):333-56. 10 Kao, Chiang, Liang-Hsuan Chen, Tai-Yue Wang, Shyanjaw Kuo, and Shi-Dai Horng. 1995. "Productivity Improvement: Efficiency Approach Vs Effectiveness Approach." Omega [POMG] 23(2):197-204. Karkazis J and Thanassoulis E. (forthcoming). "Assessing the Effectiveness of Investment Incentives in Northern Greece Using Data Envelopment Analysis." Socio -Economic Planning Sciences . Kemerer, Chris F. 1987. "Measurement of Software Development Productivity (Function Points, Data Envelopment Analysis)." PhD, Carnegie-Mellon University (0041). Kerstens, K. "Technical Efficiency Measurement and Explanation of French Urban Transit Companies." 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