Request for Proposals NCIT The National Center for Intermodal Transportation A Partnership between the University of Denver and Mississippi State University I. Background The theme of NCIT is to promote the development of a safe and efficient national intermodal transportation system. NCIT is focused on improving the efficiency and safety of the national transportation system by identifying ways to better utilize the strengths of the individual modes of transportation. From single modal perspectives (air, rail, water, road), the United States has developed one of the best transportation systems in the world. However, because each mode of transportation evolved independently of other modes, they are not well connected. The intermodal point of view involves looking at how individual modes can be connected, governed, and managed as a seamless transportation system for the movement of both passengers and freight. That is, the fundamental objective of intermodalism is not to optimize a single mode of transportation but to integrate the modes into an optimal, sustainable, and ethical system. NCIT and its studies involve two universities, the University of Denver (DU) and Mississippi State University (MSU), and multiple disciplines within each university, including business, law, engineering, and science. Other disciplines will become involved as studies warrant. A major activity of NCIT is the recruitment and education of tomorrow’s transportation professionals with an emphasis on attracting women and minorities. As such, academic programs focusing on intermodal transportation systems are being developed; and scholarships, fellowships, and graduate assistantships are being provided. Each year NCIT will operate a research program, reflecting the broad range of intermodal transportation research needs of the nation. This Request for Proposals (RFP) is a call for research statements and proposals for studies. II. Research Focus The theme of NCIT is “intermodal transportation.” This theme is multidisciplinary and includes any topic that focuses on the improvement of the intermodal performance of the nation’s passenger and freight transportation systems. III. Eligibility Individuals are eligible to apply as principal investigators for NCIT research projects by submitting Problem Statements. Formal Proposals will be solicited upon approval of the Problem Statement. IV. Total Quality Focus All Problem Statements and Formal Proposals must identify the users or customers of the findings and how these individuals or agencies will participate in the research. V. Application Procedures The application process for NCIT funding consists of two phases. First, a Problem Statement is submitted so that the project can be pre-qualified (see section VII for details). Projects that appear to be consistent with the theme and the goals of NCIT will then be invited to submit a Formal Proposal (see section IX for details). An invitation to submit a Formal Proposal in no way obligates NCIT to fund the project and should not be interpreted as project approval or preapproval. All Problem Statements and Formal Proposals should be submitted to both NCIT co-directors (electronic submissions are encouraged): Patrick Sherry, Ph.D. Co-Director, NCIT University of Denver 2450 South Vine Street Denver CO 80208 psherry@du.edu Burak Eksioglu, Ph.D. Co- Director, NCIT Mississippi State University PO Box 9542 Mississippi State MS 39762 beksioglu@ise.msstate.edu VI. Areas of Research NCIT is funded to promote research in the development, planning, design, improvement, and assessment of a safe, secure, and efficient intermodal transportation system for passengers and freight. Priority will be given to problem statements that fall under the following research areas: Impact of Intermodal Transportation on Distribution System Design Intermodal Safety and Security Intermodal Policy Intermodal Economic Impact and Development Intermodal Workforce Development Intermodal Transportation Systems Role in Crisis Conditions VII. The Problem Statement The Problem Statement is intended to pre-qualify proposed projects before the submittal of a Formal Proposal. Thus, only those projects determined to be most consistent with the theme and goals of NCIT will be requested to devote the time and effort to formal proposal preparation. The following items must be addressed in the one-page Problem Statement. (1) Project Title (2) Project Area: relationship of the project to intermodal transportation, including modes of transportation affected passengers and/or freight planning, design, improvement, assessment (3) Problem Description (4) Project Objectives: What will the investigator(s) accomplish if the project is funded? 2 (5) Application of Research describe the contribution of the project to the existing body of knowledge; discuss how this research will affect or enhance other research or projects; describe how the results would be used to benefit industry, society, and/or academia; discuss who the customers or users of the findings would be; and describe how they would be involved in the research. (6) Total Estimated Cost: This estimate will be used to determine whether or not the project’s cost is reasonable compared to the possible benefit of the project. (7) Matching Funds: Matching funds are not required but encouraged. (8) Project Duration: Provide an estimate of the project duration in months. (9) Investigator(s): Provide the contact information for the principal investigator (PI). VIII. Timeline 1. Problem Statements must be submitted to the NCIT co-directors by March 20th. 2. Principal investigators will be notified by March 27th on problem statement selections. 3. Full proposals must be submitted to the NCIT co-directors by May 8th. 4. Principal investigators will be notified by June 19th on award decisions. 3 IX. The Formal Proposal A. Instructions for Completion The Formal Proposal (hereinafter referred to as proposal) shall contain the following elements and must be in the required format (font: Times New Roman, font size: 11 or 12): 1. Cover Sheet. (see page 6; include NCIT identifying number which will be provided by NCIT after Problem Statement selections). (Page limit: 1) 2. Project Information. This section must contain the following information, organized as follows: (Page limit: 4 - not including references) a) b) c) d) Project Title Principal Investigator, name of institution, telephone number, email address. TRB Keywords Project Objective: What is the purpose of the project? What is to be accomplished? e) Project Abstract f) Intermodal Orientation of the Project: What modes of transportation are to be dealt with in the project? Does the project affect passenger transportation and/or freight transportation? Does the project involve intermodal transportation system planning, design, improvement, or assessment? g) Task Description: How will the research be accomplished? The methodology to be used should be explained. h) Milestones: This section should include project start and end dates as well as the identification of significant dates within the course of the project. i) Yearly Total Budget: Include line items for salaries, wages, fringe benefits, equipment, travel, and indirect costs. A detailed budget (not to exceed 1 page can be added as an appendix) j) Student Involvement: For example, thesis, assistantship, paid employment. k) Relationship to Other Research or Projects: How will this project affect or enhance other research or projects? l) Technology Transfer: Explain the steps to make the research results available to practitioners and other researchers. m) Benefits of Project n) References 3. Qualifications of Research Team. Explain who will work on the project, including faculty, research staff, graduate students, and undergraduate students. Describe pertinent qualifications of the research team. (Page limit: 2) 4. Matching Funds. Indicate amount and source of any commitments for matching funds. (Page limit: 1) 4 B. Additional Requirements All research conducted under NCIT sponsorship must adhere to the following requirements: a. Research reports must meet the format and distributional requirements of NCIT. b. The Principal Investigator must submit as a minimum one refereed conference paper based on the research conducted. Refereed journal publications are also encouraged. c. Each project must include a technology transfer element. NCIT will assist the PI’s in carrying out their technology transfer activities. C. Formal Proposal Selection Criteria NCIT will use the following selection criteria in evaluating each research proposal: 1. 2. 3. 4. 5. 6. 7. 25 pts……Quality of research approach 10 pts……Qualifications of research team 5 pts……Project cost 30 pts……Intermodal orientation of research 10 pts……Contribution to transportation education 10 pts……Potential for technology transfer 10 pts……Potential for refereed publications 100 pts……Total possible points In addition, NCIT will ensure that the overall research proposal meets USDOT requirements. D. Formal Proposal Selection Procedure Each proposal will be reviewed by the NCIT Research Advisory Committee. The committee members will rate each proposal according to the above criteria, using the NCIT evaluation form. The NCIT co-directors will use the completed evaluation forms to aid in their ranking of the proposals. Proposals will then be chosen from those having high rank, such that a balance of the areas stressed in the NCIT theme is achieved. 5 NCIT The National Center for Intermodal Transportation A Partnership between the University of Denver and Mississippi State University NCIT Formal Proposal Cover Sheet Submit To: Patrick Sherry, Ph.D. Co-Director, NCIT 2450 South Vine Street Denver CO 80208 psherry@du.edu NCIT# _________ Burak Eksioglu, Ph.D. Co-Director, NCIT PO Box 9542 Mississippi State MS 39762 beksioglu@ise.msstate.edu Title of Project _____________________________________________________________ Total Budget and Timeframe Proposed Duration in months ___________________________________ Inclusive Dates _______________________ Matching Funds: University: _______________________ Other: _______________________ Principal Investigator(s) Name: _______________________ Title: _______________________ Institution: _______________________ Department:_______________________ Address: _______________________ _______________________ _______________________ Phone/Fax: _______________________ Email: Administrative Contact (All correspondence will be sent to Administrative Contact, if different from project PI): Name: ______________________ Title: ______________________ Institution: ______________________ Department:______________________ Address: ______________________ ______________________ Federal and Matching Funds $ ______________ NCIT Funds Requested $ __________________ Total $________________________________ Amount $____________________________ $____________________________ ________________________________________ ________________________________________ ________________________________________ ________________________________________ ________________________________________ ________________________________________ ________________________________________ ________________________________________ Phone/Fax: ______________________________ ________________________________________ Email: __________________________________ ________________________________________ Signature: _______________________________ ________________________________________ ________________________________________ For NCIT USE ONLY Co-Director Signature Co-Director Signature Date Date 6