April 2013/08
Special funding
Allocation of funds
This report is for information
This document sets out allocations for the
second Capital Investment Fund. It includes
capital allocations for higher education
institutions for learning and teaching and
additional capital allocations for research for
the financial year 2013-14.
Capital Investment
Fund 2
Capital allocations for learning and
teaching 2013-14
Additional capital allocations for
research 2013-14 and 2014-15
© HEFCE 2013
Capital Investment Fund 2
Capital allocations for learning and teaching 2013-14
Additional capital allocations for research 2013-14 and 2014-15
To
Of interest to those
responsible for
Reference
Publication date
Enquiries to
Heads of HEFCE-funded higher education institutions
Heads of HEFCE-funded further education colleges
Senior management, Finance, Estates, IT
2013/08
April 2013
Donna Iafrati, tel 0117 931 7357, e-mail d.iafrati@hefce.ac.uk
Executive summary
Purpose
1.
This document sets out allocations for the second Capital Investment Fund (CIF2). It
includes capital allocations for higher education institutions (HEIs) for learning and teaching and
additional capital allocations for research for the financial year 2013-14.
Key points
2.
The allocations to HEIs under CIF2 are determined by formulae.
3.
Using the formulae, we have allocated £33 million to the second Learning and Teaching
Capital Investment Fund (TCIF2) for the financial year 2013-14. These allocations are at Annex
A and will be paid automatically in three equal instalments in August and November 2013 and
February 2014.
4.
In March 2011 we published ‘Capital Investment Fund 2: Capital allocations for learning
and teaching 2012-13; capital allocations for research 2011-12 to 2014-15’ (HEFCE 2011/08,
available at www.hefce.ac.uk/pubs/hefce/2011/11_08/) in which we announced the second
Research Capital Investment Fund (RCIF2).
5.
The HEFCE Board reviewed its non-recurrent funding decisions on 31 January 2013, and
agreed to increase RCIF2 for the financial year 2013-14 by £3 million. The additional RCIF2
allocations are at Annex B. These funds will be paid automatically in three equal instalments in
August and November 2013 and February 2014.
6.
These allocations can be used to invest in HEIs’ supporting infrastructure.
Action required
7.
No action is required.
1
Background
8.
The second round of capital funding provided through the Capital Investment Fund (CIF)
provides funding from April 2011 to March 2015.
9.
The first round of CIF provided funding from April 2008 to March 2011. Prior to 2008,
capital funding was provided through:
a.
Project capital allocations, which have addressed learning and teaching and IT
capital requirements since 2000.
b.
The Science Research Investment Fund, which has addressed research capital
requirements since 2002.
Capital Investment Fund 2
10. As with the first Capital Investment Fund, CIF2 should be regarded as a single source of
capital funding to support investment in higher education institutions' (HEIs') physical
infrastructure. Within this there are two elements: the Learning and Teaching Capital Investment
Fund (TCIF) and the Research Capital Investment Fund (RCIF).
11. Further information regarding the aims of TCIF and RCIF can be found in the March 2011
publication ‘Capital Investment Fund 2: Capital allocations for learning and teaching 2012-13;
capital allocations for research 2011-12 to 2014-15’ (HEFCE 2011/08, available at
www.hefce.ac.uk/pubs/hefce/2011/11_08/).
Funding available
12. In January 2013 the Board agreed that £33 million would be distributed through TCIF2 to
HEIs in financial year 2013-14. These allocations are listed at Annex A.
13. These funds are available to support learning and teaching. The £33 million includes £3
million for science and engineering teaching laboratories.
14. We will announce the allocation covering TCIF2 for 2014-15 after we have received the
2014-15 annual grant letter from the Department for Business, Innovation and Skills and once
the Board has decided how any further teaching capital is to be distributed.
15. Also in January the Board agreed that an additional £3 million is to be distributed through
RCIF2 in the financial year 2013-14. These allocations are listed at Annex B.
16. Some institutions have not met the requirements of CIF2. In these instances we have
allocated only 60 per cent of their original formula-based allocation.
How the allocations were calculated
17.
The formulae we have used to allocate funding to HEIs are set out below.
2
Learning and Teaching Capital Investment Fund 2
18.
For TCIF2 £30 million has been allocated pro rata to the sum of an HEI’s1:

final 2011-12 mainstream standard teaching resource

2011-12 widening participation allocations

2011-12 improving retention allocations

2011-12 research-informed teaching allocations

2011-12 institutional learning and teaching strategies

2011-12 Teaching Agency resource for initial teacher training

2011-12 clinical consultants’ pay allocations

2011-12 senior academic GPs’ pay allocations

2011-12 NHS pensions scheme compensation

2011-12 targeted allocations for part-time undergraduates, accelerated/intensive
provision, institution-specific, maintaining capacity in strategically important and
vulnerable subjects (SIVS) following the equivalent or lower qualification (ELQ)
policy, additional funding for very high cost and vulnerable science subjects.
19. For science and engineering laboratories, £3 million has been allocated pro rata to the final
2010-11 mainstream standard teaching resource for price group B only.
20. Annex A shows details of estimated indirectly funded student full-time equivalent (FTE)
that is included within HEIs’ TCIF2 allocations.
21. As in previous years, where the operation of these formulae would result in an allocation of
less than £10,000 we have allocated no funding.
Additional Research Capital Investment Fund 2
22. The additional RCIF2 funding has been allocated pro rata to the existing research capital
allocations for the years 2011-12 to 2014-15.
Funding for the support of HEI infrastructure
23. HEFCE recognises that, in many cases, capital investment in infrastructure supports both
learning and teaching, and research. TCIF2 and RCIF2 can fund capital investment for both
teaching and research.
Action required
24. Institutions have been informed whether they have satisfied the requirements of the
second Capital Investment Framework; no further action is required.
1
Resource calculations have not been altered to take into account the impact of transfers since 2011-12. This means that
where provision has transferred since 2011-12 the resource figures have not been increased or decreased to reflect this.
3
Annex A: Capital allocations for learning and teaching 2013-14
Institution
Anglia Ruskin University
Aston University
University of Bath
Bath Spa University
University of Bedfordshire
Birkbeck College
University of Birmingham
Birmingham City University
University College Birmingham
Bishop Grosseteste University
University of Bolton
The Arts University Bournemouth
Bournemouth University
University of Bradford
University of Brighton
University of Bristol
Brunel University
Buckinghamshire New University
University of Cambridge
Institute of Cancer Research
Canterbury Christ Church University
University of Central Lancashire
University of Chester
University of Chichester
City University, London
Courtauld Institute of Art
Coventry University
Cranfield University
University for the Creative Arts
University of Cumbria
Conservatoire for Dance and Drama
De Montfort University
University of Derby
University of Durham
University of East Anglia
University of East London
Edge Hill University
£
307,941
167,337
279,676
140,159
264,410
177,113
561,730
330,090
86,773
50,065
141,644
67,744
302,601
252,973
386,136
469,563
269,583
134,234
404,102
0
243,391
511,597
197,137
107,448
178,797
0
376,551
75,038
136,381
188,574
52,627
385,098
281,768
319,679
283,314
291,427
245,156
2011-12
Total
fundable
franchised
FTEs
1393
17.5
593
762
1296.5
0
0
412
0
0
679.5
0
2142.5
49
1353.5
29
0
315
0
0
811
3397
0
108
89
0
2
0
0
205.5
0
684.5
0
0
1233
626.5
203.5
4
Institution
Institute of Education
University of Essex
University of Exeter
Falmouth University
University of Gloucestershire
Goldsmiths' College
University of Greenwich
Guildhall School of Music & Drama
Harper Adams University
University of Hertfordshire
Heythrop College
University of Huddersfield
University of Hull
Imperial College London
Keele University
University of Kent
King's College London
Kingston University
Lancaster University
University of Leeds
Leeds College of Art
Leeds Metropolitan University
Leeds Trinity University
University of Leicester
University of Lincoln
University of Liverpool
Liverpool Hope University
Liverpool John Moores University
Liverpool Institute for Performing Arts
University of the Arts London
University of London
University College London
London Business School
London School of Economics and Political Science
London School of Hygiene & Tropical Medicine
London Metropolitan University
London South Bank University
Loughborough University
University of Manchester
Manchester Metropolitan University
Middlesex University
£
66,124
221,243
339,000
92,899
155,185
131,507
446,928
16,355
98,192
383,983
0
373,606
318,544
410,217
194,058
370,034
505,385
502,562
205,913
663,665
27,794
461,126
64,259
302,006
248,842
484,503
142,524
471,350
18,180
295,397
0
507,872
0
81,591
24,866
379,605
298,601
327,890
718,406
634,204
342,646
2011-12
Total
fundable
franchised
FTEs
0
2185.5
0
0
238.5
0
2156.5
0
272
1305
0
1099.5
101.5
20
0
917.5
0
2036.5
0
41
0
152.5
0
51
32.5
826
0
14.5
0
188
0
166.5
0
0
0
349.5
308.5
0
80
39
1562
5
Institution
University of Newcastle upon Tyne
Newman University
University of Northampton
University of Northumbria at Newcastle
Norwich University of the Arts
University of Nottingham
Nottingham Trent University
Open University
School of Oriental and African Studies
University of Oxford
Oxford Brookes University
University of Plymouth
University College Plymouth St Mark & St John
University of Portsmouth
Queen Mary, University of London
Ravensbourne
University of Reading
Roehampton University
Rose Bruford College
Royal Academy of Music
Royal Agricultural College
Royal College of Art
Royal Central School of Speech and Drama
Royal College of Music
Royal Holloway, University of London
Royal Northern College of Music
Royal Veterinary College
St George's Hospital Medical School
St Mary's University College
University of Salford
University of Sheffield
Sheffield Hallam University
University of Southampton
Southampton Solent University
Staffordshire University
Universities of East Anglia and Essex; Joint Provision at University
Campus Suffolk
University of Sunderland
University of Surrey
University of Sussex
Teesside University
£
465,673
62,616
201,706
410,988
47,619
588,622
498,806
1,259,655
56,850
386,186
268,885
591,788
53,002
452,705
384,804
56,785
142,669
186,803
21,005
24,925
22,431
56,038
29,840
24,825
170,832
32,070
105,770
122,089
97,562
347,455
500,461
519,770
439,937
265,052
329,981
2011-12
Total
fundable
franchised
FTEs
17
0
612
0
0
2
67.5
0
70.5
0
889
6,500.5
49.5
268.5
188
0
90
0
0
0
0
0
0
0
172.5
0
0
0
0
22
16
76
123.5
18
2,073.5
90,926
274,789
201,888
231,669
334,897
674.5
1251
122
167
1,940.5
6
Institution
Trinity Laban Conservatoire of Music and Dance
University of Warwick
University of the West of England, Bristol
The University of West London
University of Westminster
University of Winchester
University of Wolverhampton
University of Worcester
Writtle College
University of York
York St John University
School-centred ITT
Total:
£
43,717
353,475
482,933
150,542
372,398
112,118
360,455
178,227
34,952
283,070
96,941
65,816
2011-12
Total
fundable
franchised
FTEs
0
143.5
1884
438
395.5
37
703
1,245
0
47
0
0
32,889,937
Some institutions have not met the requirements of CIF2. In these instances we have allocated
only 60 per cent of their original formula-based allocation.
7
Annex B: Additional capital allocations for research 2013-14
Institution
Anglia Ruskin University
Aston University
University of Bath
Bath Spa University
University of Bedfordshire
Birkbeck College
University of Birmingham
Birmingham City University
University College Birmingham
Bishop Grosseteste University College
University of Bolton
The Arts University College Bournemouth
Bournemouth University
University of Bradford
University of Brighton
University of Bristol
Brunel University
Buckinghamshire New University
University of Cambridge
Institute of Cancer Research
Canterbury Christ Church University
University of Central Lancashire
University of Chester
University of Chichester
City University, London
Courtauld Institute of Art
Coventry University
Cranfield University
University for the Creative Arts
Conservatoire for Dance and Drama
De Montfort University
University of Derby
University of Durham
University of East Anglia
University of East London
Edge Hill University
Institute of Education
University of Essex
£
1,020
8,587
33,315
423
1,830
13,261
90,859
2,586
0
0
1,660
0
2,334
9,437
6,717
96,492
16,104
467
248,431
31,973
1,052
5,070
555
347
10,558
499
3,511
31,786
407
0
7,443
322
48,041
32,956
2,227
391
18,261
18,227
8
Institution
University of Exeter
Falmouth University
University of Gloucestershire
Goldsmith’s College
University of Greenwich
Guildhall School of Music & Drama
Harper Adams University
University of Hertfordshire
Heythrop College
University of Huddersfield
University of Hull
Imperial College London
Keele University
University of Kent
King's College London
Kingston University
Lancaster University
University of Leeds
Leeds Metropolitan University
Leeds Trinity University
University of Leicester
University of Lincoln
University of Liverpool
Liverpool Hope University
Liverpool John Moores University
Liverpool Institute for Performing Arts
University of the Arts London
University of London
London Business School
London School of Economics and Political Science
London School of Hygiene & Tropical Medicine
London Metropolitan University
London South Bank University
Loughborough University
University of Manchester
Manchester Metropolitan University
Middlesex University
University of Newcastle upon Tyne
Newman University
University of Northampton
University of Northumbria at Newcastle
Norwich University of the Arts
£
31,642
279
996
8,733
4,416
0
539
7,645
0
2,886
10,217
227,232
10,288
17,284
108,265
3,675
29,964
101,733
1,909
0
43,851
1,669
76,670
0
9,197
0
4,430
1,322
3,462
20,513
30,442
4,141
3,852
36,368
183,661
6,403
3,783
71,996
0
1,036
3,867
0
9
Institution
University of Nottingham
Nottingham Trent University
Open University
School of Oriental and African Studies
University of Oxford
Oxford Brookes University
University of Plymouth
University College Plymouth St Mark & St John
University of Portsmouth
Queen Mary, University of London
Ravensbourne
University of Reading
Roehampton University
Rose Bruford College
Royal Academy of Music
Royal Agricultural College
Royal Central School of Speech and Drama
Royal College of Art
Royal College of Music
Royal Holloway, University of London
Royal Northern College of Music
Royal Veterinary College
St George's Hospital Medical School
St Mary's University College
University of Salford
University of Sheffield
Sheffield Hallam University
University of Southampton
Southampton Solent University
Staffordshire University
Universities of East Anglia and Essex; Joint Provision at University Campus Suffolk
University of Sunderland
University of Surrey
University of Sussex
Teesside University
Trinity Laban Conservatoire of Music and Dance
University College London
University of Warwick
University of the West of England, Bristol
The University of West London
University of Westminster
University of Winchester
£
95,979
5,300
17,161
5,144
261,766
5,742
11,778
0
5,879
57,850
0
20,107
2,364
0
289
0
0
2,642
399
17,598
0
8,776
11,763
0
10,722
96,072
9,366
88,355
0
788
0
2,807
27,917
32,147
2,712
0
224,829
68,021
9,295
748
5,998
641
10
Institution
University of Wolverhampton
University of Worcester
Writtle College
University of York
York St John University
Total
£
3,048
394
0
49,801
0
2,985,713
Some institutions have not met the requirements of CIF2. In these instances we have allocated
only 60 per cent of their original formula-based allocation.
11