Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 1 EXPANDED REVIEW OF HISTOGENESIS OF RUMINANT HEADGEAR 2 Here, we enter into a much more detailed review of the state of knowledge of the 3 development of ruminant headgear. Figure citations refer to those in the main paper. 4 Antlers 5 Antlers are unique among mammalian appendages in their ability to completely and 6 periodically regenerate in adults; this fact has prompted more study of antlers than of any other 7 headgear type [1-2], and the process of regeneration has been reviewed extensively [2-4]. For 8 comparison with other ruminant headgear types, our review summarises the state of knowledge 9 of the histogenesis and morphogenesis of primary (first-year) antlers found in red deer (Cervus 10 elaphus) [2, 4-6], fallow deer (Dama dama) [7], white-tailed deer (Odocoileus virginianus) [8], 11 and reindeer (Rangifer tarandus) [9]. 12 An antler is bony projection from the lateral crest of the frontal bone and consists of a 13 core of cancellous (spongy) bone surrounded by a sleeve of compact (dense) bone. Externally 14 during growth and prior to rutting, an antler is covered by skin and subcutaneous loose 15 connective tissue (SLCT). Both internal and external components of an antler experience 16 coordinated changes during growth, so a review of antler growth must treat the bone and skin as 17 an integrated structure. 18 Growth is divided into three stages. First, the stage of intramembranous ossification 19 produces the initial bony outgrowth from the lateral crest to form a palpable bump (< 10 mm in 20 height) called a pedicle [4-5]. This pedicle serves as the base for the primary as well as 21 subsequent generations of antlers. As the name of this stage suggests, periosteal deposition of 22 cancellous bone occurs by intramembranous ossification (i.e., ossification directly from a 23 membrane, in this case the periosteum). During this stage, the developing pedicle is covered by 1 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 24 the same type of skin and SLCT that covers the rest of the skull [4, 6]. The histology of the skin 25 consists of hair follicles, arrector pilli muscles, sweat glands, and mono-lobed sebaceous glands. 26 Although richly vascularised, the SLCT is generally unremarkable [6]. 27 Second, the stage of transitional ossification furthers pedicle elongation to the point 28 where it is clearly visible (approximately 25–40 mm in height). As the name of the stage 29 suggests, there is a transformation in the mode of ossification demonstrating that the mode need 30 not be strictly intramembranous or endochondral as described in introductory textbooks. In fact, 31 similar transformations occur in the mandibular condyle [e.g., 10], bone fracture repair [e.g., 11], 32 and solitary osteochondroma formation [12]. In the growing pedicle, the apical-most periosteum 33 partially transforms into perichondrium. Consequently, osteoblasts as well as chondroblasts form 34 in the apical region of the growing pedicle. Apical osteoblasts deposit bony spicules (via 35 intramembranous ossification) that encase clusters of chondroblasts (now chondrocytes) to form 36 bony trabeculae with cores of cartilage [4-5]. Rapid apical growth and the differential ability of 37 the vascular supply to keep pace with pedicle growth is the likely explanation for the clustering 38 of cartilage within bone. Where vascular formation is unable to keep pace with rapid pedicle 39 growth, cartilage is deposited. Conversely, where vascular formation is able to maintain pace 40 with pedicle growth, bone is deposited [5]. In addition to this transitional ossification, typical 41 intramembranous ossification occurs along the sides of the pedicle and progressively thickens the 42 peripheral bony sleeve. Marked changes also occur in the skin and underlying SLCT. The apical- 43 most skin of the pedicle thickens, sweat glands accumulate, and the sebaceous glands enlarge. 44 Compression caused by rapid elongation of the pedicle somewhat flattens the normal undulatory 45 interface between the epidermis and dermis (i.e., the rete apparatus) and compacts the underlying 46 SLCT [6]. The coordinated transformation of the skin/SLCT and periosteum/perichondrium 2 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 47 suggests the presence of molecular signalling between different tissue types (i.e., heterotypic 48 signalling). In fact, pedicle elongation (and antler formation) can be completely arrested if an 49 impermeable membrane is inserted between the SLCT and the periosteum before the transitional 50 stage of ossification begins [13]. 51 Third, the stage of endochondral ossification involves the completion of the pedicle and 52 the establishment of a base from which rapid growth of an antler proceeds. Rapid apical growth 53 exceeds the ability of the rich vascular network to keep pace and causes the apical-most 54 periosteum to completely transform into perichondrium. Elongated columns of cartilage, 55 separated by highly vascularised spaces, are deposited on top of the older osseocartilaginous 56 tissue. As more cartilage is deposited, the oldest and deepest cartilaginous tissues undergo 57 chondroclasia (i.e., the removal of mineralised cartilage by phagocytic cells) and are remodelled 58 into bony tissue much in the same way that endochondral ossification proceeds in long bones. 59 The point at which growth transitions from pedicle to antler is not obvious when looking at the 60 internal components because endochondral ossification characterises both the late apical growth 61 of a pedicle and the entire apical growth of an antler. However, antler skin and pedicle skin differ 62 substantially. Unlike the skin covering a pedicle, the skin covering an antler contains hair 63 follicles that lack arrector pilli muscles and are connected to extremely large bi- to multi-lobar 64 sebaceous glands. This velvet, as the new skin is called, lacks sweat glands and has thickened to 65 the point where the once-undulatory rete apparatus is completely flattened. In addition, the 66 underlying SLCT is flattened into a thin layer, merging almost completely with the 67 periochondrium. 68 69 Induction of pedicle and antler formation is the result of a complex interplay of signalling molecules. As introduced above, the pedicle originates as an intramembranous outgrowth from 3 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 70 the lateral crest [5, 14]. The periosteum of the lateral crest is unusual because it contains 71 glycogen-rich, embryonic-like cells [15] that appear predetermined to form lateral crests; 72 transplantation of that periosteum elsewhere on the body induces an ectopic crest-pedicle-antler 73 complex [15]. In addition, the formation of a lateral crest occurs in the absence of any apparent 74 signalling induction from the skin; the presence of an impermeable membrane between the 75 periosteum and skin does not prevent its formation [13]. 76 Initiation of pedicle growth from each lateral crest closely coincides with male puberty in 77 most cervids (two exceptions are Hydropotes, which is antler-less, and Rangifer, in which both 78 sexes develop pedicles and antlers at puberty [16]) and an increase in circulating levels of 79 testosterone [17-18]. However, bone growth is more directly regulated by oestradiol, which is 80 converted from testosterone by osteoblasts [19]. Oestradiol suppresses the RANKL-RANK 81 system of bone resorption [20] and is clearly important in antler development: oestradiol is 82 concentrated in antlerogenic and neighbouring tissues [21], promotes pedicle growth in males 83 [22], induces premature mineralisation of antlers and shedding of velvet [23], and regulates the 84 antler cycle in female reindeer [24]. 85 In addition to androgenic signals, signalling between the apical periosteum and the skin is 86 required to initiate and modulate the growth of pedicles (and antlers) [13]. Presumably, the close 87 contact between the apical periosteum and skin promotes transit of molecules that are essential to 88 the initiation of pedicle formation and antlerogenesis [13]. For example, pedicle formation and 89 antlerogenesis is completely arrested if an impermeable membrane is placed between the apical 90 periosteum and the skin before the stage of transitional ossification. Once the stage of 91 transitional ossification has begun, however, the impermeable membrane no longer prevents the 92 completion of a pedicle and antlerogenesis, although longitudinal growth is retarded [13]. 4 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 93 Termination of endochondral ossification and longitudinal growth coincides with a large 94 pulse in circulating androgens and the rutting season [4]. Velvet (but not pedicle skin) and most 95 of the antlerogenic tissue are shed, which exposes the bare bone of the antler. The superficial 96 bone tissue likely dies; however, deeper bone tissue remains alive, and continued 97 intramembranous ossification forms lamellar bone within antlers [25]. That a naked antler still 98 contains living bony tissue is likely the reason the antler is not immediately cast; osteoblasts 99 within the antler convert circulating testosterone into oestradiol, which locally suppresses bone 100 resorption [20]. The inhibitory effect of oestradiol on bone resorption weakens with the seasonal 101 decline in testosterone [23] or by the death of osteoblasts in the antler. Consequently, a large 102 number of osteoclasts are recruited. Interestingly, their resorptive activity is not systemic but is 103 limited to the pedicle-antler junction, leading to antler casting. How this focused bone resorption 104 is directed is currently unknown, and future studies to understand the mechanism will be 105 valuable in controlling degenerative bone diseases (e.g., osteoporosis) in other species. 106 Horns 107 Bovid horns are composed of a scabbard-like keratinous sheath covering a bony 108 horncore, neither of which are shed [26-27]. The bony horncore joins seamlessly to the frontal 109 bone via a constricted neck at the base of the horncore. What little is known of early horn 110 development is obscured by inconsistent identification and naming of primordial horn structures. 111 Further confusion has resulted from the inclusion of animals with scurs, also called “loose 112 horns”: incompletely developed horns that have a solid bony core but only a soft tissue 113 connection to the skull. Scurs may arise genetically or via pathology, and they exist in a range of 114 severities. In this review, we wish to establish language to distinguish between three structures of 115 the early horn. In ontogenetic order, these are 1) the soft-tissue anlage, which precedes the 5 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 116 development of visible horns, 2) the os cornu, a loose, palpable nodule, and 3) the horncore bud, 117 the macroscopic bony bump seamlessly fused to the frontal bone. Future revisions to 118 terminology are likely as additional data become available. More detailed reviews may be found 119 in Janis and Scott [26] and Dove [27]. 120 Before birth, above the presumptive horn sites on the frontal bone, the epidermal and 121 dermal components of the future horn acquire their potentials and irreversibly differentiate, 122 evidently precluding post-natal signalling between these tissues [27]. The anlage is positioned 123 within, and differentiates from, both the dermis and SLCT above the periosteum [27], and it 124 retains its connective tissue character. The anlage seems to be the primary inducer of horncore 125 growth, although the mechanism(s) of induction are, to our knowledge, entirely unknown. 126 Despite its name, the relationship of the os cornu to the adult horncore is not at all 127 straightforward. Whether it arises from the anlage, or becomes the horncore bud, or has a 128 separate role (if any) is unclear. Several authors conclude that the os cornu does not exist as a 129 discrete structure (if at all) during normal horn development. Rather, they posit that the os cornu 130 only appears in animals heterozygous for genes controlling horn presence [i.e. in scurred 131 animals; 27]), animals in poor health [28-29], or from manipulation [30], including surgery [27]. 132 Nevertheless, many authors proceed to describe early horn development in terms of the os cornu. 133 The os cornu is generally thought to be a palpable nodule that begins in the supra- 134 periosteal tissue. It has been reported to be made of dermis and/or SLCT [27, 31-32] or cartilage 135 [33-34], and may ossify independently in the soft tissue (forming a scur), or after attaching to the 136 frontal bone (forming a normal horn) [27]. Janis and Scott [26] persuasively argue for 137 intramembranous ossification throughout horn development, and Durst [31] and Brandt [32] 138 showed that there is no cartilaginous preformation of the horncore, in contrast to earlier reports 6 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 139 [24, 25]. Other reports of cartilage in or around the horncore or frontal bone [33-35] are 140 unexplained in this framework. 141 Summarising Dove [27], the os cornu does not ossify prior to fusion to the frontal bone. 142 If there is no SLCT between the os cornu and the periosteum, it fuses through the periosteum to 143 the presumptive horn site. Removing or doubling the periosteum has no effect. Whether 144 embedding and fusion of the os cornu to the frontal bone are simultaneous is unknown, although 145 macroscopic evidence of fusion is very rare. Ganey et al. [36] depicted a bone disc embedded in 146 the frontal bone, separated by a thin layer of connective tissue in a two-thirds term bovine foetus; 147 its genotype for horns was not reported. Janis and Scott [26, 31] stated that the first step involves 148 a connection between the SLCT and the osteoid of the superficial frontal bone, followed by 149 thickening of the osteoid soon after birth. In scurs, it appears that the union between the os cornu 150 and the frontal bone is weak or absent; evidently the os cornu cannot penetrate the supra- 151 periosteal SLCT and ossifies in place, becoming a scur [27]. However, the fate of the os cornu in 152 normal vs. scurred animals has not been directly studied. 153 After induction by the anlage and/or fusion of the os cornu to the frontal bone, the 154 horncore bud begins to develop. By the time the horncore bud is observable, its microstructure 155 differs from the frontal [31]; Dove [27] concluded that the dermal portion of the os cornu 156 becomes the tip of the horncore bud and that the SLCT portion of the os cornu forms the 157 eventual neck of the horn. (The neck has also been called the pedicle; however, we prefer a 158 distinct term to aid discussion and to avoid assumptions of homology with the cervid pedicle.) 159 Further growth of the horncore bone tissue is appositional at both the tip and the surface 160 [26, 31, 37-38]. As horncore growth slows, deposition of compact bone proceeds simultaneously 161 from surface to lumen and base to tip, often continuing into adulthood. Alternatively, depending 7 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 162 on the clade, sex, and age of an animal, the horncore may be invaded by the frontal sinus [39], 163 and the horncores of some taxa may be very thin-walled. Horncores remain living organs 164 throughout life and are actively remodelled to accommodate sheath shape and physiological 165 demands [40]. No evidence of signalling or other interaction between the frontal bones and the 166 horncore periosteum has been reported for any stage of development; unlike antlers, the frontals 167 appear to neither hinder nor accelerate the production of any horn part [27]. 168 Nevertheless, there is wide disagreement whether the bovid horncore is apophyseal (i.e., 169 a direct outgrowth), epiphyseal (i.e., separated at least initially by non-bony tissue), or a 170 combination, with respect to the frontal bone [17, 26-27, 31, 35, 41-43]. Hypotheses about os 171 cornu homology are problematic because of imprecise definitions of the os cornu and the 172 dependence of its structure and fate on genotype and environmental conditions. Resolving these 173 hypotheses will require establishing the relationships among the anlage, os cornu, horn bud, 174 neck, and horncore in normal horns. 175 The skin over the presumptive horn site on the frontal bone likely gains the capacity to 176 form horn tissue (i.e., the keratin sheath) before birth, although normal sheath growth is 177 dependent upon the presence of the os cornu [27]. Horn tissue is continuously produced by the 178 epithelium covering the horncore [26, 31], with newer layers pushing the older layers distally 179 like a stack of keratin cones (Fig. 2b); this layering is more easily detected in temperate species 180 with strong seasonal fluctuations in sheath growth rates [17, 44]. Nevertheless, the sheath tip is 181 usually much thicker proximodistally than the walls are mediolaterally [17], suggesting more 182 rapid production of keratin at the tip. Conventional wisdom that the horn sheath grows only from 183 the proximal end of the horn is therefore unfounded [26]. The horn tissue of juveniles is softer 184 and more fibrous [45] and may “exfoliate” before adulthood [31, 38, 43, 45-47], exposing harder 8 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 185 and more completely keratinised horn tissue. Distinctive horn shapes are thought to arise by 186 modulating zones of keratin production in the skin surrounding the horn [1, 48], but experimental 187 studies are lacking. 188 The development of polled (hornless) breeds of domesticated bovids has enabled partial 189 identification of the genetic basis of horns. In cattle, the presence or absence of horns (or scurs) 190 is genetically determined by three or four genes and (in scurs) by sex; alleles for horns are 191 recessive [49-50], and heterozygotes may be scurred [21]. In goats, genetic hornlessness is 192 tightly linked to intersexuality and sterility [51]. In cattle, horn-forming tissues have down- 193 regulated genes coding for cadherin junction elements (i.e., cell membrane structures used in 194 cellular adhesion) and epidermal development. Compared to genetically hornless animals, those 195 with scurs have higher expression of genes involved in extracellular matrix remodelling [52]. 196 Although no comprehensive picture of signalling pathways triggering or regulating horn 197 development is available for any one species, evidence so far indicates that the sensitivity of 198 horn-producing soft tissues to various exogenous and endogenous molecules changes rapidly 199 after birth. For example, horn development can be fully blocked at Day 2 in calves, but only 200 partially blocked at Day 4 using the same substance [53]. In adult mouflons (Ovis gmelini, a 201 temperate caprine), summer increases in prolactin concentration are positively correlated with 202 horn growth in adults [44, 54]; similarly, in domestic sheep, increased melatonin secretion (from 203 shorter photoperiod in the winter) suppresses prolactin [55-56] and increases gonadotropin 204 secretion [57]. Yet in mouflon lambs, horn growth is insensitive to melatonin [58], and in 205 subadults, melatonin concentration does not correlate with prolactin concentration [44, 54]. 206 Plasma testosterone concentrations are inversely correlated with horn growth both seasonally and 207 with age in male mouflons [54, 59]. Across the bovid family, though, the male phenotype is 9 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 208 associated with increased expression of horns (earlier and faster growth, greater size and 209 symmetry, etc.) [60]. Castration experiments in cattle show that testosterone is important for 210 development of normal male horns, although castrated males do not have female-like horns [61]. 211 All this suggests that the relationship among various hormones and horn growth is complex and 212 changes with maturation, but too little is known to infer common signalling pathways among 213 species. 214 Ossicones 215 Giraffes (Giraffa camelopardalis) and okapis (Okapia johnstoni) develop frontoparietal 216 ossicones [62], which share structural and positional characters with the other pecoran headgear 217 types (Main Text Table 1). Giraffes may develop several additional paired or medial skull 218 protuberances that have been called “ossicones”, but these do not experience the complex 219 development of the main frontoparietal ossicones [63], so we do not discuss them. Ossicones are 220 present in both male and female giraffes, but they are not as pronounced in females [62]. Only 221 male okapis have ossicones, and similar sexual dimorphism has been reconstructed in most fossil 222 giraffids [62]. 223 The ossicone begins as a separate bony core above the frontoparietal suture in giraffes 224 and above the frontals in okapis [62]. The ossicone was previously thought to originate as a 225 fibrocartilage condensation within the connective tissue above the periosteum [64-65]; however, 226 Ganey et al. [36] showed that it is made primarily of fibrous connective tissue, with some areas 227 of fibrocartilage, and initial ossification is entirely intramembranous, as with the frontals and 228 parietals. Ossicones begin to ossify within a week of birth in the giraffe [65] and remain detached 229 from the skull until sexual maturity [62], primarily growing through bone deposition at the non- 10 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 230 cartilaginous, dense connective tissue anchor on the skull [36]. This means that, in immature 231 individuals, the ossicones approximate the condition of “loose horns” (scurs) in bovids [35]. 232 Upon sexual maturity, the ossicone fuses to the skull and ceases growth at the skull- 233 ossicone interface [62, 65]. Ossicones of giraffes continue to grow after fusion through the slow 234 deposition of lamellar bone (i.e., layered, more mature bone) at the surface [62, 65], in a manner 235 reminiscent to the growth of bovid horncores. In giraffes, the base of the ossicone may be 236 invaded by the frontal sinuses, but never in okapis [65]. Adult male giraffes engage in head-to- 237 side sparring, often callusing the skin at the tips of their skin-covered ossicones [62]. In adult 238 male okapis, the skin retracts from the tips of the ossicones, leaving the bone exposed, often 239 producing necrosis at the skin-bone boundary [65]. The mechanism by which infection is 240 prevented from spreading into the skull is unknown, nor is it known whether this mechanism is 241 also found in cervids, which maintain naked but living antlers for 1–2 months per year [25]. 242 The ossicone-like headgear of extinct palaeomerycids could be homologous to the 243 ossicones of extant giraffids [26, 66]; however, no one has specifically investigated the putative 244 histological homologies in the headgear of palaeomerycids, and only extant giraffe ossicones 245 have been studied histologically. 246 Pronghorns 247 Pronghorn antelope (Antilocapra americana) have headgear also called pronghorns. To 248 avoid confusion, we will use the scientific name for the animal and limit ‘pronghorn’ to the 249 structure. The pronghorn horncore (pronghorn core) is bone, with no invasion of the sinuses [67], 250 and maintains a cancellous (spongy) bone interior, unlike the horncores of some bovids [62]. No 251 studies have directly investigated the earliest development of the horncore of A. americana, but 252 Solounias [68] examined the pronghorn cores of 28 newborn A. americana, finding no delayed 11 Electronic Supplementary Material for Davis, Brakora, and Lee, “Evolution of ruminant headgear: a review.” 253 fusion of the pronghorn core. This suggests either an even earlier fusion of an anlage or os cornu 254 than seen in bovid horncores or a cervid-like direct development. There have been no reports of a 255 delayed fusion of the pronghorn core, as seen in the giraffid ossicone or scurred bovids, lending 256 support to the hypothesis of cervid-like development. 257 The keratinous pronghorn sheath of male A. americana sheds and re-grows annually in 258 response to cycles of male hormones [67]. Approximately 30% of females are hornless, and the 259 rest have smaller, irregularly-shed, button-like horns [69]. In a key difference with bovids, there 260 are two centres of cornification on the unbranched, blade-like pronghorn core: a distal site for the 261 main spike and an anterior site for the prong. After the spike and prong are nearly full size, the 262 remainder of the shaft cornifies and elongates, creating a single keratinised sheath surrounding 263 the pronghorn core [46, 67]. Hair from the skin covering the pronghorn core is incorporated into 264 the growing sheath, but the hair is not important structurally, in contrast to the “hair horns” of 265 Rhinoceros [46]. The keratinous tissue of pronghorns has been construed as homologous to the 266 horn tissue in bovid horn sheaths [67, 70], but the annual replacement of pronghorn sheaths plus 267 a suite of skeletal characters have been seen as homologies linking A. americana to cervids [70]. 268 The current molecular evidence indicates a strong connection with giraffids that seemingly 269 invalidates both of these hypotheses of morphological homology [71-74]. Further complicating 270 the homology of antilocaprid headgear are the basal antilocaprids, the paraphyletic 271 “merycodontines” [75-77], which had unshed antler-like headgear of exposed live bone [78-79], 272 suggestive of both unshed antlers of the earliest cervids and the bony tips of okapi ossicones. 273 274 REFERENCES 275 276 1. Hall B. 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